Securities and Exchange Commission v. Carroll et al
| Securities and Exchange Commission |
| Patrick M. Carroll, James P. Carroll, William T. Carroll, David A. Stitt, John P. Monroe, Stephen Somers, David Mark Calcutt and Christopher T. Calcutt |
| 3:2011cv00165 |
| March 17, 2011 |
| US District Court for the Western District of Kentucky |
| Louisville Office |
| Jefferson |
| John G. Heyburn |
| Securities/Commodities/Exchanges |
| 15 U.S.C. ยง 78 |
| Plaintiff |
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The following documents for this case are available for you to view or download:
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Filing
233
MEMORANDUM ORDER AND OPINION by Senior Judge John G. Heyburn, II on 3/16/2015 -Plaintiff's 230 motion for entry of final judgment against Defendant Stephen Somers is SUSTAINED. The Court will enter the final judgment as agreed by the parties. cc: Counsel(DAK)
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Filing
186
MEMORANDUM OPINION AND ORDER by Judge John G. Heyburn, II on 3/21/2014; 174 Motion for Summary Judgment is DENIED. cc:counsel (TLB)
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Filing
170
MEMORANDUM OPINION AND ORDER by Judge John G. Heyburn, II on 8/7/13 - 149 Somers motion to compel is SUSTAINED IN PART and DENIED IN PART; 152 The SECs motion for a protective order is SUSTAINED and Somers is barred from pursuing discovery concerning the basis for the SECs two press releases; 161 the SECs motion for leave to file an amended complaint is SUSTAINED. cc:counsel (DAK)
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Filing
103
MEMORANDUM OPINION & ORDER by Judge John G. Heyburn, II on 12/9/2011; re 94 Order on Motion for Protective Order, 96 Order on Motion to Dismiss for Failure to State a Claim, Order on Motion for Hearing, 95 Order on Motion for Miscellaneous Relief,,,,, Order on Motion for Hearing, 93 Order on Motion to Dismiss for Failure to State a Claim, IT IS HEREBY ORDERED that Defendants motion to dismiss for improper venue under Fed. R. Civ. P. 12(b)(3) is DENIED.cc:counsel (KJA)
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Filing
96
MEMORANDUM OPINION AND ORDER signed by Judge John G. Heyburn, II on 11/23/2011. For the reasons set forth, 22 , 30 , 32 , 33 , 34 , and 85 Motions to Dismiss are DENIED. The Court will address the remaining outstanding motions in separate memorandum opinions and orders. cc: Counsel (AEP)
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Filing
93
MEMORANDUM OPINION AND ORDER aigned by Judge John G. Heyburn, II on 11/8/2011. For the reasons set forth, 40 Motion to Dismiss for Lack of Personal Jurisdiction is DENIED. The Court will address the Calcutts' other motions to dismiss, along with motions filed by their co-defendants, in separate memorandum opinion and orders. This is not a final order. cc: Counsel (AEP)
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