Autumn Wind Lending, LLC v. Siegel et al
| Autumn Wind Lending, LLC |
| John J. Siegel, Cecelia Financial Management, LLC, Halas Energy, LLC, Oasis Aviation LLC and John Doe |
| 3:2022cv00255 |
| May 11, 2022 |
| US District Court for the Western District of Kentucky |
| Rebecca Grady Jennings |
| Other Fraud |
| 28 U.S.C. § 1332 Diversity-Fraud |
| None |
Docket Report
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This docket was last retrieved on May 18, 2023. A more recent docket listing may be available from PACER.
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Filing 43
RESPONSE to Motion re #40 MOTION to Refer Case to Bankruptcy Court filed by Autumn Wind Lending, LLC. (Attachments: #1 Affidavit) (King, Edward)
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Filing 42
Corporate Disclosure Statement identifying Corporate Parent Autumn Wind Lending, LLC for Autumn Wind Lending, LLC. by Autumn Wind Lending, LLC. (King, Edward)
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Filing 41
RESPONSE to Motion re #39 Joint MOTION to Dismiss filed by Autumn Wind Lending, LLC. (Attachments: #1 Affidavit) (King, Edward) Modified on 6/27/2022, text corrected (SMJ).
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Filing 40
MOTION to Refer Case to Bankruptcy Court by Defendants Cecelia Financial Management, LLC, Halas Energy, LLC, Oasis Aviation LLC (Attachments: #1 Proposed Order) (Cantor, David)
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Filing 39
Joint MOTION to Dismiss by Defendants Cecelia Financial Management, LLC, Halas Energy, LLC, Oasis Aviation LLC (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Errata C, #4 Proposed Order) (Cantor, David)
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Filing 38
NOTICE of Appearance by David Cantor on behalf of Cecelia Financial Management, LLC, Halas Energy, LLC, Oasis Aviation LLC (Cantor, David)
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Filing 37
ORDER Signed by Judge Rebecca Grady Jennings on 5/27/2022 granting #34 Motion for Attorney Michael Kaplan to Appear Pro Hac Vice. cc: Counsel(JM)
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Filing 36
ORDER Signed by Judge Rebecca Grady Jennings on 5/27/2022 granting #35 Motion for Attorney Rasmeet Chahil to Appear Pro Hac Vice. cc: Counsel (JM)
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Filing 35
MOTION for Rasmeet Chahil to Appear Pro Hac Vice Filing fee $ 125, receipt number AKYWDC-3589514. by Plaintiff Autumn Wind Lending, LLC (Attachments: #1 Proposed Order) (King, Edward)
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Filing 34
MOTION for Michael A. Kaplan to Appear Pro Hac Vice Filing fee $ 125, receipt number AKYWDC-3589483. by Plaintiff Autumn Wind Lending, LLC (Attachments: #1 Proposed Order) (King, Edward)
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Filing 33
NOTICE of Appearance by Edward M. King on behalf of Autumn Wind Lending, LLC (King, Edward)
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Filing 32
ATTORNEY NOTICE of Deficiency issued to Attorney Daniel L. Carroll re #27 Case Transferred In - District Transfer. Failure to comply will be brought to the attention of the Court. Response due by 5/25/2022. (JM)
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Filing 31
ATTORNEY NOTICE of Deficiency issued to Attorney Alexander Schlow re #27 Case Transferred In - District Transfer. Failure to comply will be brought to the attention of the Court. Response due by 5/25/2022. (JM)
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Filing 30
ATTORNEY NOTICE of Deficiency issued to Attorney Michael Andrew Kaplan re #27 Case Transferred In - District Transfer. Failure to comply will be brought to the attention of the Court. Response due by 5/25/2022. (JM)
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Filing 29
ATTORNEY NOTICE of Deficiency issued to Attorney Rasmeet Kaur Chahil re #27 Case Transferred In - District Transfer. Failure to comply will be brought to the attention of the Court. Response due by 5/25/2022. (JM)
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Filing 28
Case Assignment (Random Selection): Case Assigned to Judge Rebecca Grady Jennings. (JM)
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Filing 27
Case transferred in from District of New York Southern; Case Number 1:22-cv-01228. Original file certified copy of transfer order and docket sheet received. (JM)
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Filing 26
CONSENT ORDER TRANSFERRING VENUE TO THE WESTERN DISTRICT OF KENTUCKY: ORDERED, upon good cause shown, that this Action is transferred to the Western District of Kentucky pursuant to 28 U.S.C. 1404(a); and ORDERED that the Clerk of this court shall send a certified copy of this Order, together with the record in this case, to the Clerk of the court of the Western District of Kentucky. (Signed by Judge Naomi Reice Buchwald on 5/11/2022) (mml) Transmission to Docket Assistant Clerk for processing. [Transferred from nysd on 5/11/2022.]
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CASE TRANSFERRED OUT ELECTRONICALLY from the U.S.D.C. Southern District of New York to the United States District Court - Western District of Kentucky. (mml) [Transferred from nysd on 5/11/2022.]
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Filing 25
PROPOSED CONSENT ORDER. Document filed by Autumn Wind Lending, LLC..(Kaplan, Michael) [Transferred from nysd on 5/11/2022.]
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The dial-in for the remote pre-motion conference today at 2:00 p.m. is (888) 363-4749, access code 2712517. [Transferred from nysd on 5/11/2022.]
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Filing 24
AMENDED COMPLAINT amending #1 Complaint,, against Cecelia Financial Management, LLC, John Doe, Halas Energy, LLC, Oasis Aviation LLC.Document filed by Autumn Wind Lending, LLC. Related document: #1 Complaint,,. (Attachments: #1 Civil Cover Sheet, #2 Exhibit A, #3 Exhibit B, #4 Exhibit C, #5 Exhibit D, #6 Exhibit E, #7 Exhibit F, #8 Exhibit G, #9 Exhibit H).(Kaplan, Michael) [Transferred from nysd on 5/11/2022.]
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***NOTICE TO ATTORNEY REGARDING DEFICIENT PLEADING. Notice to Attorney Michael Andrew Kaplan to RE-FILE Document No. #23 Amended Complaint,. The filing is deficient for the following reason(s): not all the party/parties whom the pleading is against were selected. Re-file the pleading using the event type Amended Complaint found under the event list Complaints and Other Initiating Documents - attach the correct signed PDF - select the individually named filer/filers - select the individually named party/parties the pleading is against. (vf) [Transferred from nysd on 5/11/2022.]
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Filing 23
FILING ERROR - DEFICIENT PLEADING - FILED AGAINST PARTY ERROR - AMENDED COMPLAINT amending #1 Complaint,, against John Doe.Document filed by Autumn Wind Lending, LLC. Related document: #1 Complaint,,. (Attachments: #1 Civil Cover Sheet, #2 Exhibit A, #3 Exhibit B, #4 Exhibit C, #5 Exhibit D, #6 Exhibit E, #7 Exhibit F, #8 Exhibit G, #9 Exhibit H).(Kaplan, Michael) Modified on 4/28/2022 (vf). [Transferred from nysd on 5/11/2022.]
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Filing 22
ENDORSED LETTER addressed to Michael A. Kaplan and Daniel L. Carroll from Naomi Reice Buchwald, United States District Judge dated 4/26/2022 re: The Court has reviewed the parties' letters of April 18 and April 21, 2022. ECF Nos. 19, 21. Once the Court receives plaintiff's forthcoming amended complaint, we will address the defendants' request for a pre-motion conference. (Signed by Judge Naomi Reice Buchwald on 4/26/2022) (mml) [Transferred from nysd on 5/11/2022.]
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Filing 21
LETTER addressed to Judge Naomi Reice Buchwald from Michael A. Kaplan dated 04/21/2022 re: Motion to Dismiss Conference. Document filed by Autumn Wind Lending, LLC..(Kaplan, Michael) [Transferred from nysd on 5/11/2022.]
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Filing 20
NOTICE OF APPEARANCE by Alexander Schlow on behalf of Cecelia Financial Management, LLC, Halas Energy, LLC, Oasis Aviation LLC..(Schlow, Alexander) [Transferred from nysd on 5/11/2022.]
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Filing 19
LETTER addressed to Judge Naomi Reice Buchwald from Daniel L. Carroll, Esq. dated April 18, 2022 re: Defendant's Letter Request for Pre-Motion Conference regarding pre-Answer Motion to Dismiss Pursuant To Fed. R. Civ. P. 12(b)(1), 12(b)(2), 12(b)(3), and 12(b)(6). Document filed by Cecelia Financial Management, LLC, Halas Energy, LLC, Oasis Aviation LLC..(Carroll, Daniel) [Transferred from nysd on 5/11/2022.]
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Filing 18
SUGGESTION OF DEATH upon the record as to Defendant John J. Siegel on April 3, 2022 . Document filed by Cecelia Financial Management, LLC, Halas Energy, LLC, Oasis Aviation LLC.(Carroll, Daniel) [Transferred from nysd on 5/11/2022.]
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Filing 17
NOTICE OF APPEARANCE by Daniel L. Carroll on behalf of Cecelia Financial Management, LLC, Halas Energy, LLC, Oasis Aviation LLC..(Carroll, Daniel) [Transferred from nysd on 5/11/2022.]
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Filing 16
WAIVER OF SERVICE RETURNED EXECUTED. Oasis Aviation LLC waiver sent on 2/15/2022, answer due 4/18/2022. Document filed by Autumn Wind Lending, LLC..(Kaplan, Michael) [Transferred from nysd on 5/11/2022.]
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Filing 15
WAIVER OF SERVICE RETURNED EXECUTED. John J. Siegel waiver sent on 2/15/2022, answer due 4/18/2022. Document filed by Autumn Wind Lending, LLC..(Kaplan, Michael) [Transferred from nysd on 5/11/2022.]
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Filing 14
WAIVER OF SERVICE RETURNED EXECUTED. Halas Energy, LLC waiver sent on 2/15/2022, answer due 4/18/2022. Document filed by Autumn Wind Lending, LLC..(Kaplan, Michael) [Transferred from nysd on 5/11/2022.]
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Filing 13
WAIVER OF SERVICE RETURNED EXECUTED. Cecelia Financial Management, LLC waiver sent on 2/15/2022, answer due 4/18/2022. Document filed by Autumn Wind Lending, LLC..(Kaplan, Michael) [Transferred from nysd on 5/11/2022.]
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Filing 12
ELECTRONIC SUMMONS ISSUED as to Oasis Aviation LLC. (vf) [Transferred from nysd on 5/11/2022.]
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Filing 11
ELECTRONIC SUMMONS ISSUED as to Halas Energy, LLC. (vf) [Transferred from nysd on 5/11/2022.]
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Filing 10
ELECTRONIC SUMMONS ISSUED as to Cecelia Financial Management, LLC. (vf) [Transferred from nysd on 5/11/2022.]
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Filing 9
ELECTRONIC SUMMONS ISSUED as to John J. Siegel. (vf) [Transferred from nysd on 5/11/2022.]
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Filing 8
NOTICE OF APPEARANCE by Rasmeet Kaur Chahil on behalf of Autumn Wind Lending, LLC..(Chahil, Rasmeet) [Transferred from nysd on 5/11/2022.]
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***NOTICE TO ATTORNEY REGARDING CIVIL. CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Michael Andrew Kaplan. The following case opening statistical information was erroneously selected/entered: County code New York. The following correction(s) have been made to your case entry: the County code has been modified to XX Out of State. (vf) [Transferred from nysd on 5/11/2022.]
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CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Naomi Reice Buchwald. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(vf) [Transferred from nysd on 5/11/2022.]
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Magistrate Judge Stewart D. Aaron is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (vf) [Transferred from nysd on 5/11/2022.]
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Case Designated ECF. (vf) [Transferred from nysd on 5/11/2022.]
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Filing 7
REQUEST FOR ISSUANCE OF SUMMONS as to Oasis Aviation, LLC, re: #1 Complaint,,. Document filed by Autumn Wind Lending, LLC..(Kaplan, Michael) [Transferred from nysd on 5/11/2022.]
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Filing 6
REQUEST FOR ISSUANCE OF SUMMONS as to Halas Energy, LLC, re: #1 Complaint,,. Document filed by Autumn Wind Lending, LLC..(Kaplan, Michael) [Transferred from nysd on 5/11/2022.]
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Filing 5
REQUEST FOR ISSUANCE OF SUMMONS as to Cecelia Financial Management, LLC, re: #1 Complaint,,. Document filed by Autumn Wind Lending, LLC..(Kaplan, Michael) [Transferred from nysd on 5/11/2022.]
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Filing 4
REQUEST FOR ISSUANCE OF SUMMONS as to John J. Siegel, re: #1 Complaint,,. Document filed by Autumn Wind Lending, LLC..(Kaplan, Michael) [Transferred from nysd on 5/11/2022.]
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Filing 3
RELATED CASE AFFIRMATION of Michael A. Kaplan re: that this action be filed as related to M 19-32231; M 21-3013. Document filed by Autumn Wind Lending, LLC..(Kaplan, Michael) [Transferred from nysd on 5/11/2022.]
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Filing 2
CIVIL COVER SHEET filed..(Kaplan, Michael) [Transferred from nysd on 5/11/2022.]
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Filing 1
COMPLAINT against Cecelia Financial Management, LLC, Halas Energy, LLC, Oasis Aviation LLC, John J. Siegel. (Filing Fee $ 402.00, Receipt Number ANYSDC-25728200)Document filed by Autumn Wind Lending, LLC. (Attachments: #1 Exhibit AWL Loan and Security Agreement, #2 Exhibit ITS Side Letter to Loan Agreement, #3 Exhibit First Amendment to Loan Agreement Fully Executed, #4 Exhibit AR Term Loan Note Fully Executed, #5 Exhibit Fully Executed Waiver and Amendment Agreement, #6 Exhibit Cecelia POC, #7 Exhibit Halas POC, #8 Exhibit Oasis POC).(Kaplan, Michael) [Transferred from nysd on 5/11/2022.]
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