J.P. Morgan Securities LLC v. Phelps
| J.P. Morgan Securities LLC |
| James A. Phelps, Jr. |
| 4:2023cv00114 |
| October 20, 2023 |
| US District Court for the Western District of Kentucky |
| Rebecca Grady Jennings |
| Contract: Other |
| 28 U.S.C. ยง 1332 Diversity Action |
| None |
Docket Report
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This docket was last retrieved on November 7, 2023. A more recent docket listing may be available from PACER.
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Filing 18
TEXT ORDER by Judge Rebecca Grady Jennings on 11/7/2023; re #16 Order on Proposed Agreed Order--- all pending motions shall be ADMINISTRATIVELY REMANDED until such time as a FINRA Dispute Resolution arbitration panel rules on JP Morgan's request for permanent injunctive re lief, or until agreement of the parties. Motions REMANDED: #6 MOTION for Temporary Restraining Order MOTION for Preliminary Injunction MOTION for Discovery filed by J.P. Morgan Securities LLC. Counsel shall file status reports every six months until such time a ruling has been made from the arbitration panel or further orders are tendered to the Court. This Notice of Electronic Filing is the Official ORDER for this entry. No document is attached.,cc:counsel (ARM)
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Filing 17
ORDER for proceedings held before Judge Rebecca Grady Jennings: Status Conference held on 10/26/2023. Counsel shall tender an agreed order regarding the settlement as discussed during the conference. (Court Reporter: April Dowell) cc: Counsel (SMJ)
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| Filing 16 CONSENT AGREEMENT Signed by Judge Rebecca Grady Jennings on 11/1/2023. This action and all pending motions shall be stayed until such time as a FINRA Dispute Resolution arbitration panel rules on JP Morgan's request for permanent injunctive relief, or until agreement of the parties. cc: Counsel (SMJ) |
| Filing 15 Proposed Agreed Order and Consent Agreement by J.P. Morgan Securities LLC. (Meek, Dustin) |
| Filing 14 NOTICE of Appearance by R. Michael Sullivan on behalf of James A. Phelps, Jr (Sullivan, R.) |
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Filing 13
TEXT ORDER by Judge Rebecca Grady Jennings on 10/24/2023; Status Conference set for 10/26/2023 at 11:30 AM CDT in Owensboro Courtroom before Judge Rebecca Grady Jennings. This Notice of Electronic Filing is the Official ORDER for this entry. No document is attached.cc:counsel (ARM)
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Filing 12
ORDER Signed by Judge Rebecca Grady Jennings on 10/24/2023 granting #9 Motion for Leonard Weintraub to Appear Pro Hac Vice. cc: Counsel (SMJ)
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| Filing 11 SUMMONS Returned Executed by J.P. Morgan Securities LLC. James A. Phelps, Jr served on 10/24/2023, answer due 11/14/2023. (Farris, Marc) |
| Filing 10 NOTICE of Appearance by Marc G. Farris on behalf of J.P. Morgan Securities LLC (Farris, Marc) |
| Filing 9 MOTION for Leonard Weintraub to Appear Pro Hac Vice Filing fee $ 150, receipt number AKYWDC-3907161. by Plaintiff J.P. Morgan Securities LLC (Attachments: #1 Proposed Order) (Meek, Dustin) |
| Filing 8 DECLARATION OF LEONARD WEINTRAUB by J.P. Morgan Securities LLC re #6 MOTION for Temporary Restraining Order MOTION for Preliminary Injunction MOTION for Discovery (Attachments: #1 Exhibit A - FINRA Rule 13804, #2 Exhibit B - Notice Letter to Phelps) (DJT) Modified on 10/24/2023 - text added (SMJ). |
| Filing 7 DECLARATION of Dallas Polk by J.P. Morgan Securities LLC re #6 MOTION for Temporary Restraining Order MOTION for Preliminary Injunction MOTION for Discovery (Attachments: #1 Exhibit A - Solicitation Packet, #2 Exhibit B - Phelps Email to Client, #3 Exhibit C - Non-Solicitation Agreement) (DJT) Modified on 10/24/2023 - text added (SMJ). |
| Filing 6 MOTION for Temporary Restraining Order, MOTION for Preliminary Injunction, MOTION for Discovery by Plaintiff J.P. Morgan Securities LLC (Attachments: #1 Exhibit A - Order in JPMS v. Brewer, #2 Proposed Order) (DJT) Modified on 10/24/2023 - text added (SMJ). |
| Filing 5 Diversity Case Disclosure Statement (pursuant to Rule 7.1(a)(2)) by J.P. Morgan Securities LLC. (DJT) |
| Filing 4 Corporate Disclosure Statement (pursuant to Rule 7.1(a)(1)) identifying Corporate Parent JPMorgan Chase & Co., Other Affiliate Vanguard Group, Inc. for J.P. Morgan Securities LLC.. (DJT) |
| Filing 3 Summons Issued as to James A. Phelps, Jr. Counsel for Plaintiff is responsible for printing and serving the attached issued summons(es). (DJT) |
| Filing 2 Case Assignment (Random Selection): Case Assigned to Judge Rebecca Grady Jennings. (DJT) |
| Filing 1 COMPLAINT (INJUNCTIVE RELIEF SOUGHT) against James A. Phelps, Jr Filing fee $ 402, receipt number AKYWDC-3905580, filed by J.P. Morgan Securities LLC. (Attachments: #1 Cover Sheet) (DJT) |
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| Plaintiff: J.P. Morgan Securities LLC | |
| Represented By: | Dustin E. Meek |
| Represented By: | Leonard Weintraub |
| Represented By: | Marc G. Farris |
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| Defendant: James A. Phelps, Jr. | |
| Represented By: | R. Michael Sullivan |
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