Broyles v. Cantor Fitzgerald & Co. et al

Plaintiff: Joseph N. Broyles
Defendant: Noel Caldwell, Cantor Fitzgerald & Co., Commonwealth Advisors, Inc., Jennifer O Morales, Walter A Morales, III, James F O'Beirne and Willie Gerald Warrington, Jr.
Defendant- Consolidated: Thomas Joseph Anzalone, Douglas Rankin Barnard, CA Core Fixed Income Fund, LLC, CA Core Fixed Income Offshore Fund, LTD, CA High Yield Fund, LLC, CA High Yield Offshore Fund, LTD., CA Strategic Equity Fund, LLC, CA Strategic Equity Offshore Fund, LTD, CF Group Management, Inc., CFLP CFS I HOLDINGS, L.P., CFS CF & CO. HOLDINGS, LLC., CFS CF & CO. I HOLDINGS, L.P., Cantor Fitzgerald Securities, Cantor Fitzgerald, L.P., Irvin Goldman, Gina Hubbell, Edward Lascala, William Howard Lutnick, Shawn Peter Matthews, Stephen M. Merkel and Andrew Craig Wells
Unknown: R. Hackney Wiegmann
Plaintiff- Consolidated: Eilleen Collins and Steven D Collins, Sr.
Movant: Municipal Employees' Retirement System
Case Number: 3:2010cv00854
Filed: December 22, 2010
Court: Louisiana Middle District Court
Office: Baton Rouge Office
Presiding Judge: James J. Brady
Referring Judge: Stephen C. Riedlinger
Nature of Suit: Securities/Commodities
Cause of Action: 28:1441 - Petition for Removal: Securities Fraud
Jury Demanded By: Plaintiff

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed#Document Text
February 2, 2017 927 Opinion or Order of the Court RULING denying 700 Motion for Partial Summary Judgment; terminating 912 Joint MOTION to Certify Judgment Dismissing Stone & Youngberg Defendants as Final. The Investor Plaintiffs' Claims against Walter A. Morales and Commonwealth Advisors, Inc. are hereby dismissed. Signed by Judge James J. Brady on 02/01/2017. (EDC)
September 8, 2016 863 Opinion or Order of the Court ORDER granting 590 Motion in Limine. No hearing was required. Signed by Judge James J. Brady on 09/08/2016. (ELW)
August 11, 2016 817 Opinion or Order of the Court RULING granting 600 Motion in Limine and 595 Motion in Limine is DENIED. All untimely expert reports identified, including those submitted by both the plaintiffs and defendants, are STRICKEN. Signed by Judge James J. Brady on 8/10/2016. (LLH)
July 26, 2016 777 Opinion or Order of the Court RULING denying 556 Motion to Strike Jury Demand. Signed by Judge James J. Brady on 7/25/2016. (LLH)
July 14, 2016 743 Opinion or Order of the Court RULING denying 589 Motion in Limine. Signed by Judge James J. Brady on 7/14/2016. (LLH)
June 30, 2016 730 Opinion or Order of the Court RULING: The Commonwealth defendants' 540 Motion to Dismiss is DENIED in part, and the 552 Motion to Dismiss brought by Jennings and the S&Y Parties 553 Motion to Dismiss are DENIED. Signed by Judge James J. Brady on 6/30/2016. (LLH)
June 28, 2016 729 Opinion or Order of the Court RULING denying in part 540 Motion to Dismiss for Failure to State a Claim, as it pertains to the defendant's arguments regarding jurisdiction and res judicata and the 538 Motion to Release Runds is DENIED. Signed by Judge James J. Brady on 6/28/2016. (LLH)
June 13, 2016 705 Opinion or Order of the Court RULING: The Commonwealth defendants' Motion in Limine (Doc. 583) is GRANTED, Jennings' Motion in Limine (Doc. 586) is GRANTED in part, and the S&Y Parties' Motion in Limine (Doc. 601) is GRANTED. Signed by Judge James J. Brady on 6/13/2016. (JDL)
June 8, 2016 684 Opinion or Order of the Court RULING denying 581 Motion in Limine. Signed by Judge James J. Brady on 6/7/2016. (SGO)
June 1, 2016 650 Opinion or Order of the Court RULING : The 648 Appeal involves the magistrate judge compelling production of documents previously produced in a concurrent action before Judge DeGravelles. After carefully reviewing this matter, the Court finds no error of law or abuse of discretion. Accordingly, the 604 ruling of the magistrate judge dated 5/16/2016 is hereby AFFIRMED. Signed by Judge James J. Brady on 6/1/2016. (LLH)
May 18, 2016 615 Opinion or Order of the Court RULING denying 532 Motion for Rule 72 Review of Magistrate Judge's Order. The Ruling of the Magistrate Judge of 4/25/2016 is hereby AFFIRMED. Signed by Judge James J. Brady on 5/18/2016. (LLH)
May 12, 2016 575 Opinion or Order of the Court RULING on 558 Appeal and Rule 72(a) Review of Magistrate Judge's Order Compelling Production of Privileged Documents and Information. The Ruling of the magistrate judge dated 5/6/2016 is hereby AFFIRMED. As per this Courts 549 Order, the defendants must comply with the magistrate judge's ruling by noon on Friday, 5/13/2016. Signed by Judge James J. Brady on 5/12/2016. (LLH)
June 25, 2015 349 Opinion or Order of the Court RULING: Finding that it is premature at this early stage in discovery to order severance, this Court DENIES the 338 Motion to Sever and Proceed Separately. If managing discovery with a large number of parties remains a concern, this Court would suggest that the parties consider the services of a Special Master for purposes of discovery. Signed by Judge James J. Brady on 06/25/2015. (BCL)
February 10, 2015 313 Opinion or Order of the Court RULING denying 289 Motion to Reconsider or, in the Alternative, to Certify Judgment as Final. Signed by Judge James J. Brady on 02/10/2015. (BCL)
February 5, 2015 310 Opinion or Order of the Court RULING denying 281 Motion to Reconsider 272 Ruling and denying 306 Motion to Strike 301 Reply to Response to Motion Or Alternatively for Leave to File Surreply. Signed by Judge James J. Brady on 2/5/2015. (LLH)
December 8, 2014 274 Opinion or Order of the Court RULING granting 193 Motion to Dismiss Plaintiffs' Fifth Amended Complaint. Signed by Judge James J. Brady on 12/8/2014. (NLT)
June 18, 2014 188 Opinion or Order of the Court RULING: J.P. Morgan's 161 Motion to Strike is GRANTED and the CA Funds' 158 Motion to Dismiss is DENIED. J.P. Morgan shall file an amended counterclaim consistent with the Court's ruling within 7 days. Signed by Judge James J. Brady on 6/18/2014. (SMG)
June 6, 2013 131 Opinion or Order of the Court RULING denying 118 Motion for Reconsideration. Signed by Judge James J. Brady on 06/06/2013. (CGP)
June 3, 2013 129 Opinion or Order of the Court RULING granting 114 Cantor's Motion for Reconsideration and the remaining claim asserted against Cantor is hereby DISMISSED. Signed by Judge James J. Brady on 06/03/2013. (CGP)
April 17, 2013 111 Opinion or Order of the Court RULING granting 90 Motion to Dismiss, with the exception of the aiding and abetting a breach of fiduciary duty claim and denying 91 Motion to Dismiss. Signed by Judge James J. Brady on 04/17/2013. (CGP) Modified on 4/17/2013 to edit text to match document (CGP).
June 26, 2012 85 Opinion or Order of the Court RULING Adopting 78 Report and Recommendations, of the U.S. Magistrate Judge...It is further ORDERED that the Notice of Preliminary Injunction (Doc. 79) does not affect defendant Cantor Fitzgerald & Co., nor does it prevent plaintiffs from litigating questions raised by Cantors anticipated motion to dismiss. Signed by Judge James J. Brady on 06/26/2012. (KDC)
October 5, 2011 58 Opinion or Order of the Court RULING Adopting Report and Recommendation of the U.S. Magistrate Judge. Accordingly, the 18 Motion to Remand to the 19th JDC for the Parish of EBR, State of LA filed by pltf Joseph N. Broyles is Denied.. Signed by Judge James J. Brady on 10/5/2011. (CMM)

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Search for this case: Broyles v. Cantor Fitzgerald & Co. et al
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Defendant- consolidated: Thomas Joseph Anzalone
Represented By: Dane H. Butswinkas
Represented By: Michael D. Hunt
Represented By: Jane Robert
Represented By: James H. Weingarten
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Defendant- consolidated: Douglas Rankin Barnard
Represented By: Dane H. Butswinkas
Represented By: Michael D. Hunt
Represented By: Jane Robert
Represented By: James H. Weingarten
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Defendant- consolidated: CA Core Fixed Income Fund, LLC
Represented By: Katia Desrouleaux
Represented By: John Ashley Moore
Represented By: Fredrick R. Tulley
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Defendant- consolidated: CA Core Fixed Income Offshore Fund, LTD
Represented By: Katia Desrouleaux
Represented By: John Ashley Moore
Represented By: Fredrick R. Tulley
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Defendant- consolidated: CA High Yield Fund, LLC
Represented By: Katia Desrouleaux
Represented By: John Ashley Moore
Represented By: Fredrick R. Tulley
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Defendant- consolidated: CA High Yield Offshore Fund, LTD.
Represented By: Katia Desrouleaux
Represented By: John Ashley Moore
Represented By: Fredrick R. Tulley
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Defendant- consolidated: CA Strategic Equity Fund, LLC
Represented By: Katia Desrouleaux
Represented By: John Ashley Moore
Represented By: Fredrick R. Tulley
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Defendant- consolidated: CA Strategic Equity Offshore Fund, LTD
Represented By: Katia Desrouleaux
Represented By: John Ashley Moore
Represented By: Fredrick R. Tulley
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Defendant- consolidated: CF Group Management, Inc.
Represented By: Dane H. Butswinkas
Represented By: Michael D. Hunt
Represented By: Jane Robert
Represented By: James H. Weingarten
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Defendant- consolidated: CFLP CFS I HOLDINGS, L.P.
Represented By: Dane H. Butswinkas
Represented By: Michael D. Hunt
Represented By: Jane Robert
Represented By: James H. Weingarten
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Defendant- consolidated: CFS CF & CO. HOLDINGS, LLC.
Represented By: Dane H. Butswinkas
Represented By: Michael D. Hunt
Represented By: Jane Robert
Represented By: James H. Weingarten
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Defendant- consolidated: CFS CF & CO. I HOLDINGS, L.P.
Represented By: Dane H. Butswinkas
Represented By: Michael D. Hunt
Represented By: Jane Robert
Represented By: James H. Weingarten
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Defendant- consolidated: Cantor Fitzgerald Securities
Represented By: Dane H. Butswinkas
Represented By: Michael D. Hunt
Represented By: Jane Robert
Represented By: James H. Weingarten
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Defendant- consolidated: Cantor Fitzgerald, L.P.
Represented By: Dane H. Butswinkas
Represented By: Michael D. Hunt
Represented By: Jane Robert
Represented By: James H. Weingarten
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Defendant- consolidated: Irvin Goldman
Represented By: Dane H. Butswinkas
Represented By: Michael D. Hunt
Represented By: Jane Robert
Represented By: James H. Weingarten
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Defendant- consolidated: Gina Hubbell
Represented By: Dane H. Butswinkas
Represented By: Michael D. Hunt
Represented By: Jane Robert
Represented By: James H. Weingarten
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Defendant- consolidated: Edward Lascala
Represented By: Dane H. Butswinkas
Represented By: Michael D. Hunt
Represented By: Jane Robert
Represented By: James H. Weingarten
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Defendant- consolidated: William Howard Lutnick
Represented By: Dane H. Butswinkas
Represented By: Michael D. Hunt
Represented By: Jane Robert
Represented By: James H. Weingarten
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Defendant- consolidated: Shawn Peter Matthews
Represented By: Dane H. Butswinkas
Represented By: Michael D. Hunt
Represented By: Jane Robert
Represented By: James H. Weingarten
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Defendant- consolidated: Stephen M. Merkel
Represented By: Dane H. Butswinkas
Represented By: Michael D. Hunt
Represented By: Jane Robert
Represented By: James H. Weingarten
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Defendant- consolidated: Andrew Craig Wells
Represented By: Dane H. Butswinkas
Represented By: Michael D. Hunt
Represented By: Jane Robert
Represented By: James H. Weingarten
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Unknown: R. Hackney Wiegmann
Represented By: Marcie R Ziegler
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Plaintiff: Joseph N. Broyles
Represented By: Patrick N. Broyles
Represented By: Charles R. Moore
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Defendant: Noel Caldwell
Represented By: Katia Desrouleaux
Represented By: John Ashley Moore
Represented By: Fredrick R. Tulley
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Defendant: Cantor Fitzgerald & Co.
Represented By: Dane H. Butswinkas
Represented By: Michael D. Hunt
Represented By: Jane Robert
Represented By: James H. Weingarten
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Defendant: Commonwealth Advisors, Inc.
Represented By: Katia Desrouleaux
Represented By: John Ashley Moore
Represented By: Fredrick R. Tulley
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Defendant: Jennifer O Morales
Represented By: Katia Desrouleaux
Represented By: John Ashley Moore
Represented By: Fredrick R. Tulley
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Defendant: Walter A Morales, III
Represented By: Katia Desrouleaux
Represented By: John Ashley Moore
Represented By: Fredrick R. Tulley
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Defendant: James F O'Beirne
Represented By: Katia Desrouleaux
Represented By: John Ashley Moore
Represented By: Fredrick R. Tulley
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Defendant: Willie Gerald Warrington, Jr.
Represented By: Katia Desrouleaux
Represented By: John Ashley Moore
Represented By: Fredrick R. Tulley
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Plaintiff- consolidated: Eilleen Collins
Represented By: Patrick N. Broyles
Represented By: Charles R. Moore
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Plaintiff- consolidated: Steven D Collins, Sr.
Represented By: Patrick N. Broyles
Represented By: Charles R. Moore
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Movant: Municipal Employees' Retirement System
Represented By: Kirk Reasonover
Represented By: James R. Swanson
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