J.P. Morgan Securities, LLC v. Duncan, III
| J.P. Morgan Securities, LLC |
| Lewis Duncan, III |
| Ameriprise Financial Services, Inc. |
| 2:2022cv11732 |
| July 26, 2022 |
| US District Court for the Eastern District of Michigan |
| Curtis Ivy |
| Judith E Levy |
| Stephen J Murphy |
| Contract: Other |
| 28 U.S.C. § 1332 Diversity-Breach of Contract |
| None |
Docket Report
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This docket was last retrieved on August 23, 2022. A more recent docket listing may be available from PACER.
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Filing 44
ORDER granting #29 Motion to Compel. Signed by District Judge Stephen J. Murphy, III. (TTho)
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Case stayed. (TTho)
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Filing 43
STIPULATED ORDER of Continuation of Temporary Restraining Order re #28 Order on Motion for TRO. Signed by District Judge Stephen J. Murphy, III. (DPar)
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Filing 42
ORDER Finding as Moot Emergency #38 Motion to Expedite. Signed by District Judge Stephen J. Murphy, III. (DPar)
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Filing 41
DECLARATION by Leonard Weintraub re #40 Response to Motion filed by J.P. Morgan Securities, LLC (Attachments: #1 Index of Exhibits, #2 Exhibit A - FINRA Rule 13804, #3 Exhibit B - FINRA Rule 13100) (Weintraub, Leonard)
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Filing 40
RESPONSE to #29 MOTION to Compel Arbitration or Stay Pending Arbitration filed by J.P. Morgan Securities, LLC. (Weintraub, Leonard)
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Filing 39
NOTICE by Ameriprise Financial Services, Inc. of withdrawal of #32 MOTION to Quash Subpoena . (Witus, Brian)
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Filing 38
Emergency MOTION for Order Setting an Immediate or Expedited Consideration of the Non-Party Ameriprise Financial Services, Inc.'s Motion to Quash Subpoena by J.P. Morgan Securities, LLC. (Weintraub, Leonard)
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Filing 37
DECLARATION by Leonard Weintraub re #36 Response to Motion to Quash Subpoena filed by J.P. Morgan Securities, LLC (Attachments: #1 Index of Exhibits, #2 Exhibit A - FINRA Rule 13100, #3 Exhibit B - Excerpts from Ameriprise Financial Services, LLC's FINRA BrokerCheck Report, #4 Exhibit C - Plaintiff J.P. Morgan Securities LLC's First Request for the Production of Documents, #5 Exhibit D - Defendant Duncan's Responses and Objections to Plaintiff's First Request for the Production of Documents, #6 Exhibit E - Confidentiality Agreement) (Weintraub, Leonard)
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Filing 36
RESPONSE to #32 MOTION to Quash Subpoena filed by J.P. Morgan Securities, LLC. (Weintraub, Leonard)
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Filing 35
MEMORANDUM re #28 Order on Motion to Strike, Order on Motion for TRO and Preliminary Injunction Hearing by Lewis Duncan, III (Attachments: #1 Exhibit 1 - JPMorgan Submission Agreement, #2 Exhibit 2 - FINRA Rule 13804) (Stack, Nicholas)
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Filing 34
ORDER striking #33 Response to order to show cause. Signed by District Judge Stephen J. Murphy, III. (DPer)
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Filing 33
[STRICKEN PURSUANT TO 08/17/22 ORDER] RESPONSE TO ORDER TO SHOW CAUSE as to why Order ECF#28 should not be converted into a preliminary injuction by Lewis Duncan, III. (Attachments: #1 Exhibit JP Morgan Arbitration Submission, #2 Exhibit FINRA Rule 13804) (Stack, Nicholas) Modified on 8/17/2022 (DPer).
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Filing 32
MOTION to Quash Subpoena by Ameriprise Financial Services, Inc.. (Attachments: #1 Index of Exhibits, #2 Exhibit A, #3 Exhibit B, #4 Exhibit C) (Hart, Miles)
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Filing 31
Temporary Restraining Order BOND in the amount of $ $50,000.00 posted by J.P. Morgan Securities, LLC (Kramer, Timothy)
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Filing 30
ORDER Requiring Response to #29 Motion to Compel: Response due by 8/18/2022, Reply due by 8/23/2022. Signed by District Judge Stephen J. Murphy, III. (DPar)
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Filing 29
MOTION to Compel Arbitration or Stay Pending Arbitration by Lewis Duncan, III. (Attachments: #1 Exhibit Arbitration Submission Agreement, #2 FINRA Rule 13804) (Stack, Nicholas)
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Filing 28
OPINION AND ORDER granting #2 Motion for temporary restraining order and #24 Motion to strike.Signed by District Judge Stephen J. Murphy, III. (DPer)
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Minute Entry for in-person proceedings before District Judge Stephen J. Murphy, III: Motion Hearing held on 8/9/2022 re #2 MOTION for Temporary Restraining Order. Disposition: Motion taken under advisement. (Court Reporter: Linda Cavanagh) (DPar)
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Filing 27
NOTICE by Lewis Duncan, III of Filing Declarations (Attachments: #1 Declarations) (Stack, Nicholas)
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Filing 26
RESPONSE TO ORDER TO SHOW CAUSE by J.P. Morgan Securities, LLC. (Weintraub, Leonard)
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Filing 25
[STRICKEN PURSUANT TO 08/11/22 ORDER] DECLARATION by Lewis Duncan III re #20 Reply to Response to Motion filed by Lewis Duncan, III (Stack, Nicholas) Modified on 8/11/2022 (DPer).
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Filing 24
MOTION to Strike #22 Declaration of Leonard Weintraub by Lewis Duncan, III. (Stack, Nicholas)
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Filing 23
RESPONSE TO ORDER TO SHOW CAUSE by Lewis Duncan, III. (Attachments: #1 Exhibit 1 - FINRA Regulatory Notice 16-25) (Stack, Nicholas)
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Filing 22
[STRICKEN PURSUANT TO 08/11/22 ORDER] DECLARATION by Leonard Weintraub re #20 Reply to Response to Motion filed by J.P. Morgan Securities, LLC (Attachments: #1 Exhibit A - NASD Notice to Members 02-07) (Weintraub, Leonard) Modified on 8/11/2022 (DPer).
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Filing 21
DECLARATION by Craig A. Schneider re #20 Reply to Response to Motion filed by J.P. Morgan Securities, LLC (Attachments: #1 Exhibit A - FINRA Regulatory Notice 19-10) (Weintraub, Leonard)
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Filing 20
REPLY to Response re #2 MOTION for Temporary Restraining Order filed by J.P. Morgan Securities, LLC. (Weintraub, Leonard)
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Filing 19
NOTICE OF IN-PERSON HEARING on #2 MOTION for Temporary Restraining Order: Motion Hearing Reset for 8/9/2022 11:00 AM in Courtroom 216 before District Judge Stephen J. Murphy III. (DPar)
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TEXT-ONLY NOTICE: Motion Hearing on 8/10/2022 is Cancelled re Set Motion and R&R Deadlines/Hearings. New Notice to Follow. (DPar)
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Filing 18
RESPONSE TO ORDER TO SHOW CAUSE by Lewis Duncan, III. (Taaffe, Michael)
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Filing 17
RESPONSE to #15 Order to Show Cause (Letter to the Honorable Stephen J. Murphy, III) by J.P. Morgan Securities, LLC. (Weintraub, Leonard)
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Set Motion Deadlines/Hearings as to #2 MOTION for Temporary Restraining Order: Reply due by 8/3/2022, Motion Hearing set for 8/10/2022 11:00 AM in Courtroom 216 before District Judge Stephen J. Murphy III. Issued by District Judge Stephen J. Murphy, III. (DPar)
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Filing 16
NOTICE of Appearance by Michael Stephen Taaffe on behalf of All Defendants. (Taaffe, Michael)
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Filing 15
ORDER for Parties to Show Cause Why Case should not be Transferred to Southern District of New York: Show Cause Response due by 8/5/2022. Signed by District Judge Stephen J. Murphy, III. (DPar)
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Filing 14
NOTICE of Appearance by Brandon Taaffe on behalf of All Defendants. (Taaffe, Brandon)
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Filing 13
NOTICE of Appearance by Leonard Weintraub on behalf of J.P. Morgan Securities, LLC. (Weintraub, Leonard)
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Filing 12
RESPONSE to #2 MOTION for Temporary Restraining Order filed by Lewis Duncan, III. (Attachments: #1 Exhibit Transcript of J.P. Morgan Securities, LLC v. Ryan Riley, #2 Exhibit Declaration of Lewis Duncan III with Exhibits) (Stack, Nicholas)
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Filing 11
ORDER OF RECUSAL AND REASSIGNING CASE from District Judge George Caram Steeh to District Judge Stephen J. Murphy, III. (NAhm)
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Filing 10
NOTICE of Appearance by Daniel G. Kielczewski on behalf of J.P. Morgan Securities, LLC. (Kielczewski, Daniel)
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Filing 9
SUMMONS Issued for *Lewis Duncan, III* (LGra)
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Filing 8
ORDER OF RECUSAL AND REASSIGNING CASE from District Judge Judith E. Levy to District Judge George Caram Steeh. (NAhm)
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A United States Magistrate Judge of this Court is available to conduct all proceedings in this civil action in accordance with 28 U.S.C. 636c and FRCP 73. The Notice, Consent, and Reference of a Civil Action to a Magistrate Judge form is available for download at #http://www.mied.uscourts.gov (LGra)
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Filing 7
NOTICE of Appearance by Nicholas T. Stack on behalf of Lewis Duncan, III. (Stack, Nicholas)
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Filing 6
STATEMENT of DISCLOSURE of CORPORATE AFFILIATIONS and FINANCIAL INTEREST by J.P. Morgan Securities, LLC (Kramer, Timothy)
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Filing 5
DECLARATION by Craig Schneider re #2 MOTION for Temporary Restraining Order , #3 Memorandum, #1 Complaint,, filed by J.P. Morgan Securities, LLC (Attachments: #1 Index of Exhibits, #2 Exhibit A - Chase Investment Services Corp. Supervision, Arbitration, Confidentiality and Non-Solicitation Agreement., #3 Exhibit B - JPMorgan Chase & Co, Code of Conduct 2021 Affirmation Record.) (Kramer, Timothy)
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Filing 4
DECLARATION by Leonard Weintraub re #2 MOTION for Temporary Restraining Order , #3 Memorandum filed by J.P. Morgan Securities, LLC (Attachments: #1 Index of Exhibits, #2 Exhibit A - FINRA Rule 13804., #3 Exhibit B - Letter to Michael S. Taaffe, Esq. from Leonard Weintraub re Notice That JPMorgan Intends to Commence An Action Against Mr. Duncan, 7/26/2022.) (Kramer, Timothy)
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Filing 3
MEMORANDUM re #2 MOTION for Temporary Restraining Order by J.P. Morgan Securities, LLC (Attachments: #1 Exhibit A - Orders From Other Cases.) (Kramer, Timothy)
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Filing 2
MOTION for Temporary Restraining Order by J.P. Morgan Securities, LLC. (Kramer, Timothy)
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Filing 1
COMPLAINT filed by J.P. Morgan Securities, LLC against Lewis Duncan, III. Plaintiff requests summons issued. Receipt No: AMIEDC-8993614 - Fee: $ 402. County of 1st Plaintiff: Out of State - County Where Action Arose: Genesee - County of 1st Defendant: Saginaw. [Previously dismissed case: No] [Possible companion case(s): None] (Kramer, Timothy)
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