Raymond James & Associates, Inc. et al v. Barlow et al

Plaintiff: Raymond James & Associates, Inc. and Morgan Keegan & Company, LLC
Defendant: Debra A. Hodge, Ralph H. Barlow, Laura A. McDavid, Thomas E. Dees, Sheila L. Chain, Jackie R. Boteler, Edgar C. Fellows, Sherron G. Sandifer, Lois B. Landry, Hal C. Moss, Jr., Michael L. McDavid, Patricia C. Roberts, Mel L. McCoy, Bryan L. Windham, Lyman E. Johnson, Jr., Linda P. Byrd, Patsy Y. Harveston, Elaine D. Moss, Connie L. Saxton and Robert H. Landry, Jr.
Case Number: 3:2019cv00394
Filed: June 5, 2019
Court: US District Court for the Southern District of Mississippi
Presiding Judge: Linda R Anderson
Referring Judge: Carlton W Reeves
Nature of Suit: Other Statutes: Arbitration
Cause of Action: 28:1332
Jury Demanded By: None

Docket Report

This docket was last retrieved on June 5, 2019. A more recent docket listing may be available from PACER.

Date Filed Document Text
June 5, 2019 Filing 9 MEMORANDUM IN SUPPORT re #3 MOTION to Vacate #1 Complaint,, Plaintiff's Motion to Vacate Arbitration Award filed by Morgan Keegan & Company, LLC, Raymond James & Associates, Inc. (Blackwood, Jeffrey)
June 5, 2019 Filing 8 ATTACHMENT re #3 MOTION to Vacate #1 Complaint,, Exhibits 78-88 by Morgan Keegan & Company, LLC, Raymond James & Associates, Inc. (Attachments: #1 Exhibit 79 - Mel McCoy June 2007 MK AS, #2 Exhibit 80 - M. McCoy Dec 2008 MK AS, #3 Exhibit 81 - E. Fellows Aug 2006 MK AS, #4 Exhibit 82 - E. Fellows Mar 2007 MK AS, #5 Exhibit 83 - E. Fellows Dec 2008 MK AS, #6 Exhibit 84 - D. Hodge Mar 2007 MK AS, #7 Exhibit 85 - D. Hodge Dec 2008 MK AS, #8 Exhibit 86 - P. Harveston Feb 2006 MK AS, #9 Exhibit 87 - P. Harveston Mar 2007 MK AS, #10 Exhibit 88 - Patsy Harveston Dec 2008 MK AS)(Blackwood, Jeffrey)
June 5, 2019 Filing 7 ATTACHMENT re #3 MOTION to Vacate #1 Complaint,, Exhibits 62-77 by Morgan Keegan & Company, LLC, Raymond James & Associates, Inc. (Attachments: #1 Exhibit 63 - J. Boteler FEb 2007 MK AS, #2 Exhibit 64 - J. Boteler Mar 2008 MK AS, #3 Exhibit 65 - J. Boteler May 2008 MK AS, #4 Exhibit 66 - J. Boteler Sept 2008 MK AS, #5 Exhibit 67 - J. Boteler Oct 2008 K AS, #6 Exhibit 68 - J. Boteler Dec 2008 MK AS, #7 Exhibit 69 - C. Saxton Feb 2007 MK AS, #8 Exhibit 70 - C. Saxton Mar 2008 MK AS, #9 Exhibit 71 - C. Saxton July 2008 MK AS, #10 Exhibit 72 - C Saxton Sept 2008 MK AS, #11 Exhibit 73 C. Saxton Oct 2008 MK AS, #12 Exhibit 74 - C. Saxton Dec 2008 MK AS, #13 Exhibit 75 - S. Sandifer July 2006 MK AS, #14 Exhibit 76 - S. Sandifer Feb 2007 MK AS, #15 Exhibit 77 - S. Sandifer Dec 2008 MK AS)(Blackwood, Jeffrey)
June 5, 2019 Filing 6 ATTACHMENT re #3 MOTION to Vacate #1 Complaint,, Exhibits 44-61 by Morgan Keegan & Company, LLC, Raymond James & Associates, Inc. (Attachments: #1 Exhibit 45 - Landry June 2007 MK AS, #2 Exhibit 46 - Landry June 2007 MK AS, #3 Exhibit 47 - Landry June 2007 MK AS, #4 Exhibit 48 - Landry Dec 2008 MK AS, #5 Exhibit 49 - Landry Dec 2008 MK AS, #6 Exhibit 50 - Landry Dec 2008 MK AS, #7 Exhibit 51 - P. Roberts June 2006 MK AS, #8 Exhibit 52 - P. Roberts Feb 2007 MK AS, #9 Exhibit 53 - P Roberts Oct 2008 MK AS, #10 Exhibit 54 - P. Roberts Dec 2008 MK AS, #11 Exhibit 55 - R. Barlow Feb 2007 MK AS, #12 Exhibit 56 - R. Barlow Sept 2008 MK AS, #13 Exhibit 57 - R Barlow Dec 2008 MK AS, #14 Exhibit 58 - R. Barlow July 2009 MK AS, #15 Exhibit 59 - R. Barlow Feb 2010 MK AS, #16 Exhibit 60 - R. Barlow Dec 2011 MK AS, #17 Exhibit 61 - R. Barlow Dec 2012 RJ AS)(Blackwood, Jeffrey)
June 5, 2019 Filing 5 ATTACHMENT re #3 MOTION to Vacate #1 Complaint,, Exhibits 28-43 by Morgan Keegan & Company, LLC, Raymond James & Associates, Inc. (Attachments: #1 Exhibit 28 - L. Johnson Sept 2006 MK AS, #2 Exhibit 29 - L. Johnson July 2007 MK AS, #3 Exhibit 30 - L. Johnson Dec 2008 MK AS, #4 Exhibit 31 - L. Johnson Dec 2011 MK AS, #5 Exhibit 32 - L. Johnson Dec 2012 RJ AS, #6 Exhibit 33 - T. Dees June 2006 MK AS, #7 Exhibit 34 - T. Dees Mar 2007 MK AS, #8 Exhibit 35 - T. Dees Sept 2007 MK AS, #9 Exhibit 36 - T. Dees Dec 2008 MKAS, #10 Exhibit 37 - B. Windham Feb 2007 MK AS, #11 Exhibit 38 - B. Windham Sept 2008 MK AS, #12 Exhibit 39 - B. WIndham Dec 2008 MK AS, #13 Exhibit 40 - B. Windham Dec 2012 RJ AS, #14 Exhibit 41 - L. Byrd August 2006 MK AS, #15 Exhibit 42 L. Byrd Feb 2007 MK AS, #16 Exhibit 43 - L. Byrd Nov 2008 MK AS)(Blackwood, Jeffrey)
June 5, 2019 Filing 4 ATTACHMENT re #3 MOTION to Vacate #1 Complaint,, Exhibits 11-26 by Morgan Keegan & Company, LLC, Raymond James & Associates, Inc. (Attachments: #1 Exhibit 12 - FINRA Ofc of disp. Res. Basic Arb Training Oct 2018, #2 Exhibit 13 - Excepts fro Arb. Hearing Transcripts, #3 Exhibit 14 - Demonstrative Timelines presented to panel, #4 Exhibit 15 - S. Chain Feb 2007 MK AS, #5 Exhibit 16 - S. Chain May 2007 MK AS, #6 Exhibit 17 - S. Chain Dec 2008 MK AS, #7 Exhibit 18 - Non-Solicitation Letter - S. Chain, #8 Exhibit 19 - M. McDavid April 2006 MK AS, #9 Exhibit 20 M. McDavid June 2006 MK AS, #10 Exhibit 21 - M. McDavid Mar 2007 MK AS, #11 Exhibit 22 - M. McDavid Nov 2007 MK AS, #12 Exhibit 23 - M. McDavid Dec 2008 MK AS, #13 Exhibit 24 - Hal & Elaine Moss Oct 2007 MK AS, #14 Exhibit 25 - Hal & Elaine Moss Nov 2007 MK AS, #15 Exhibit 26 - Hal & Elaine Moss Dec 2008 MK AS)(Blackwood, Jeffrey)
June 5, 2019 Filing 3 MOTION to Vacate #1 Complaint,, by Morgan Keegan & Company, LLC, Raymond James & Associates, Inc. (Attachments: #1 Exhibit 1 - Baker Memo Opinion, #2 Exhibit 2 - Arb Award - Barlow, #3 Exhibit 3 - MK New Acct Form Linda Byrd, #4 Exhibit 4 - Exs. of MK trade confirmations for R. Barlow, #5 Exhibit 5 - Def. Amended Statement of Claim in underlying arb, #6 Exhibit 6 - MK New Client Agmt & Discl. Statement, #7 Exhibit 7 - FINRA Arb Submission Agmt by RJ, #8 Exhibit 8 - FINRA Arb. Discl. Rpt. for T. Haynes, #9 Exhibit 9 - FINRA Arb Discl. Rpt. M. Myers, #10 Exhibit 10 - FINRA - Arb Disclosure Rpt - J. Warren)(Blackwood, Jeffrey)
June 5, 2019 Filing 2 Summons Issued as to Ralph H. Barlow, Jackie R. Boteler, Linda P. Byrd, Sheila L. Chain, Thomas E. Dees, Edgar C. Fellows, Patsy Y. Harveston, Debra A. Hodge, Lyman E. Johnson, Jr, Lois B. Landry, Robert H. Landry, Jr, Mel L. McCoy, Laura A. McDavid, Michael L. McDavid, Elaine D. Moss, Hal C. Moss, Jr, Patricia C. Roberts, Sherron G. Sandifer, Connie L. Saxton, Bryan L. Windham. (KNS)
June 5, 2019 Filing 1 COMPLAINT BY MOTION TO VACATE ARBITRATION AWARD against Ralph H. Barlow, Jackie R. Boteler, Linda P. Byrd, Sheila L. Chain, Thomas E. Dees, Edgar C. Fellows, Patsy Y. Harveston, Debra A. Hodge, Lyman E. Johnson, Jr, Lois B. Landry, Robert H. Landry, Jr, Mel L. McCoy, Laura A. McDavid, Michael L. McDavid, Elaine D. Moss, Hal C. Moss, Jr, Patricia C. Roberts, Sherron G. Sandifer, Connie L. Saxton, Bryan L. Windham ( Filing fee $ 400 receipt number 0538-4005367), filed by Morgan Keegan & Company, LLC, Raymond James & Associates, Inc.. (Attachments: #1 Civil Cover Sheet, #2 Exhibit A - Full List of Defendants)(KNS)

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Search for this case: Raymond James & Associates, Inc. et al v. Barlow et al
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Defendant: Debra A. Hodge
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Defendant: Ralph H. Barlow
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Defendant: Laura A. McDavid
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Defendant: Thomas E. Dees
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Defendant: Sheila L. Chain
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Defendant: Jackie R. Boteler
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Defendant: Edgar C. Fellows
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Defendant: Sherron G. Sandifer
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Defendant: Lois B. Landry
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Defendant: Hal C. Moss, Jr.
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Defendant: Michael L. McDavid
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Defendant: Patricia C. Roberts
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Defendant: Mel L. McCoy
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Defendant: Bryan L. Windham
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Defendant: Lyman E. Johnson, Jr.
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Defendant: Linda P. Byrd
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Defendant: Patsy Y. Harveston
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Defendant: Elaine D. Moss
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Defendant: Connie L. Saxton
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Defendant: Robert H. Landry, Jr.
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Plaintiff: Raymond James & Associates, Inc.
Represented By: Jeffrey R. Blackwood
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Plaintiff: Morgan Keegan & Company, LLC
Represented By: Jeffrey R. Blackwood
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