Securities and Exchange Commission v. Smith et al
Plaintiff: Securities and Exchange Commission
Defendant: Broad Reach Partners, LLC, Brenda A. Smith, Bristol Advisors, LLC and Broad Reach Capital, LP
Case Number: 3:2020mc00444
Filed: July 6, 2020
Court: US District Court for the Southern District of Mississippi
Presiding Judge: Tom S Lee
Referring Judge: Robert H Walker
Nature of Suit: Securities/Commodities
Cause of Action: 28 U.S.C. ยง 754
Docket Report

This docket was last retrieved on July 6, 2020. A more recent docket listing may be available from PACER.

Date Filed Document Text
July 6, 2020 Filing 5 NOTICE of Filing Pursuant to 28 U.S.C. 754. (KNS)
July 6, 2020 Filing 4 Copy of ORDER (Amended) Appointing Receiver. (KNS)
July 6, 2020 Filing 3 Copy of ORDER Granting Other Relief. (KNS)
July 6, 2020 Filing 2 Copy of ORDER Granting Temporary Restraining Order. (KNS)
July 6, 2020 Filing 1 Copy of COMPLAINT for Receivership and Judgment from the USDC of New Jersy against Bristol Advisors, LLC, Broad Reach Capital, LP, Broad Reach Partners, LLC, Brenda A. Smith ( Filing fee $ 47.00 receipt number 34643060055), filed by Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet)(KNS)

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Defendant: Broad Reach Partners, LLC
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Defendant: Brenda A. Smith
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Defendant: Bristol Advisors, LLC
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Defendant: Broad Reach Capital, LP
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Plaintiff: Securities and Exchange Commission
Represented By: Robin S. Weiss
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