Curiel-Ruth v. Robinhood Securities LLC et al
Plaintiff: Curiel-Ruth and Elvia Curiel-Ruth
Defendant: Robinhood Securities LLC, Citadel Enterprise Americas, LLC, TD Ameritrade, Inc., Robinhood Markets, Inc., Robinhood Financial LLC, Charles Schwab & Co., Inc., WeBull Financial LLC, Melvin Capital Management LP, Charles Schwab Corporation, E*Trade Financial Corporation and Interactive Brokers LLC
Case Number: CAN/4:21-CV-00829
Filed: February 2, 2021
Court: Judicial Panel on Multidistrict Litigation
Presiding Judge: Haywood S Gilliam
Referring Judge: Thomas S Hixson
Nature of Suit: Other
RSS RSS Track this Docket
Docket Report

This docket was last retrieved on April 2, 2021. A more recent docket listing may be available from PACER.

Date Filed Document Text
April 2, 2021 Filing 63 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #274 in MDL No. 2989) Filed by Defendants Robinhood Financial LLC, #et al.Robinhood Markets, Inc., Robinhood Securities, LLC #[Suppress List] -- Asso ciated Cases: MDL No. 2989 et al. (Orsini, Kevin)
April 2, 2021 Filing 62 OFFICIAL TRANSCRIPT of Hearing held on 3/25/2021 before the Panel at Washington, DC. Court Reporter/Transcriber Bryan Wayne, 333 Constitution Avenue, N.W., Room 4704-A, Washington, DC 20001, bryan_wayne@dcd.uscourts.gov. Transcript may be viewed at the Panel's office or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Notice of Redaction due 4/9/2021. Redaction Request due 4/23/2021. Redacted Transcript Deadline set for 5/3/2021. Release of Transcript Restriction set for 7/1/2021.Signed by Clerk of the Panel John W. Nichols on 4/2/2021. Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAC/2:21-cv-00837, CAN/4:21-cv-00693, CAN/4:21-cv-00696, CAN/4:21-cv-00697, CAN/4:21-cv-00758, CAN/4:21-cv-00759, CAN/4:21-cv-00781, CAN/4:21-cv-00829, CAN/4:21-cv-00833, CAN/4:21-cv-00838, CAN/4:21-cv-00861, CAS/3:21-cv-00167, CT/3:21-cv-00123, CT/3:21-cv-00134, FLM/6:21-cv-00207, FLM/8:21-cv-00216, FLM/8:21-cv-00222, FLM/8:21-cv-00234, FLN/4:21-cv-00061, FLS/0:21-cv-60220, FLS/0:21-cv-60226, FLS/1:21-cv-20414, FLS/9:21-cv-80238, ILN/1:21-cv-00490, ILN/1:21-cv-00510, ILN/1:21-cv-00541, ILN/1:21-cv-00574, ILN/1:21-cv-00624, NJ/2:21-cv-01348, NJ/2:21-cv-01729, NJ/3:21-cv-01361, NYS/1:21-cv-00777, NYS/1:21-cv-00799, PAE/2:21-cv-00489, TXS/4:21-cv-00292, TXS/4:21-cv-00311, VAE/1:21-cv-00115 (RH)
April 1, 2021 Opinion or Order Filing 61 TRANSFER ORDER re: pldg. ( #6 in MDL No. 2989), ( #2 in MDL No. 2989), ( #1 in MDL No. 2989) Transferring 35 action(s) to Judge Cecilia M.Altonaga in the S.D. Florida.Signed by Judge Karen K. Caldwell, Chair, PANEL ON MULTIDISTRICT LITIGATION, on 4/1/2021. Associated Cases: MDL No. 2989 et al. (LAH)
March 12, 2021 Filing 60 CORPORATE DISCLOSURE STATEMENT (AMENDED) - re: pldg. ( 178 in MDL No. 2989) Identifying Subsidiary Morgan Stanley Capital Management, LLC, Subsidiary Morgan Stanley, Subsidiary E*Trade Financial Holdings, LLC, Subsidiary Morgan Stanley Domestic Holdings, Inc., Subsidiary E*TRADE Financial, LLC for Etrade Financial Corporation; Non-Party/Financial Interest Mitsubishi UFJ Financial Group, Inc. 7-1 Marunouchi 2-chome, Chiyoda-ku, Tokyo 100-8330 for ETrade Financial Corporation. (Attachments: #1 Amended Schedule of Actions, #2 Addendum to Corporate Disclosure Statement, #3 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00829, ILN/1:21-cv-00541, NYE/1:21-cv-00677 (Weinstein, Brian) Modified on 3/15/2021 (LH). EDITED MDL LINK, ADDED FILING PARTY AND REMOVED DUPLICATE PARTIES
March 12, 2021 Filing 59 NOTICE OF APPEARANCE re: pldg.( #6 in MDL No. 2989), ( 2 in MDL No. 2989), ( 1 in MDL No. 2989), ( 219 in MDL No. 2829) Filed by Brian S Weinstein on behalf of Defendants ETrade Financial Corporation, #et al.ETrade Financial Holdings, LLC, ETrade Securities LLC, Morgan Stanley Smith Barney LLC, #[Suppress List] (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00829, ILN/1:21-cv-00541, NYE/1:21-cv-00677 (Weinstein, Brian) Modified on 3/15/2021 (LH). ADDED MDL LINK Modified on 3/15/2021 (LH). EDITED EVENT NAME,ADDED MDL LINK AND REMOVED DUPLICATE PARTIES
March 12, 2021 Filing 58 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #259 in MDL No. 2989) Filed by Defendants Robinhood Financial LLC, #et al.Robinhood Markets, Inc., Robinhood Securities, LLC #[Suppress List] -- Asso ciated Cases: MDL No. 2989 et al. (Orsini, Kevin)
March 8, 2021 Filing 57 SUPPLEMENTAL NOTICE OF HEARING SESSION re: pldg. (3 in CAC/2:21-cv-00835, 3 in CAC/2:21-cv-00837, 3 in CAC/2:21-cv-00843, 3 in CAN/3:21-cv-00693, 3 in CAN/3:21-cv-00759, 3 in CAN/3:21-cv-00781, 3 in CAN/3:21-cv-00829, 3 in CAN/3:21-cv-00861, 3 in CAN/4:21-cv-00696, 4 in CAN/4:21-cv-00697, 4 in CAN/4:21-cv-00758, 3 in CAN/4:21-cv-00838, 3 in CAN/5:21-cv-00833, 3 in CAS/3:21-cv-00167, 3 in CO/1:21-cv-00290, 3 in CT/3:21-cv-00123, 3 in CT/3:21-cv-00134, 3 in FLM/6:21-cv-00207, 3 in FLM/8:21-cv-00216, 3 in FLM/8:21-cv-00222, 3 in FLM/8:21-cv-00234, 3 in FLN/4:21-cv-00061, 3 in FLS/0:21-cv-60220, 3 in FLS/0:21-cv-60226, 3 in FLS/1:21-cv-20414, 3 in FLS/9:21-cv-80238, 3 in ILN/1:21-cv-00490, 3 in ILN/1:21-cv-00510, 3 in ILN/1:21-cv-00541, 3 in ILN/1:21-cv-00574, 3 in ILN/1:21-cv-00624, #9 in MDL No. 2989, 3 in NJ/2:21-cv-01348, 3 in NJ/2:21-cv-01729, 3 in NJ/3:21-cv-01361, 3 in NYS/1:21-cv-00777, 3 in NYS/1:21-cv-00799, 3 in PAE/2: 21-cv-00489, 3 in PAW/3:21-cv-00013, 3 in TXS/4:21-cv-00292, 3 in TXS/4:21-cv-00311, 3 in VAE/1:21-cv-00115) Signed by Clerk of the Panel John W. Nichols on 3/8/2021. Associated Cases: MDL No. 2989 et al. (dld)
March 8, 2021 Filing 56 MINUTE ORDER CLOSING BRIEFING re: pldg. ( #2 in MDL No. 2989), ( #6 in MDL No. 2989), ( #1 in MDL No. 2989) Briefing in this matter is now closed. The parties to actions on the motion(s) remain under a duty, pursuant to Panel Rules 6.1(f) and 6.2(d), to notify the Clerk of the Panel promptly of potential tag-along actions, as well as any development that moots the motion or fully disposes of any action on the motion. Parties in any potential tag-along action may file an Interested Party response, but must do so promptly, and in any event, no later than the Thursday prior to the hearing session at which the motion for transfer is to be heard by the Panel.Signed by Clerk of the Panel John W. Nichols on 3/8/2021. Associated Cases: MDL No. 2989 et al. (LH)
March 5, 2021 Filing 55 SUPPLEMENTAL INFORMATION re: pldg. ( #6 in MDL No. 2989), ( 2 in MDL No. 2989), ( 1 in MDL No. 2989), ( 164 in MDL No. 2989) Filed by Defendants Charles Schwab & Co., Inc., #et al.The Charles Schwab Corporation, TD Ameritrade, Inc., TD Ameritrade Clearing, Inc., TD Ameritrade Holding Corporation #[Suppress List] (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989 et al. (Mendro, Jason) Modified on 3/8/2021 (LH). EDITED EVENT NAME,REMOVED DUPLICATE PARTIES AND ADDED MDL LINK
March 5, 2021 Filing 54 CERTIFICATE OF SERVICE (AMENDED) re: pldg. (19 in CAN/3:21-cv-00781, 9 in CAN/3:21-cv-00829, 9 in CO/1:21-cv-00290, #55 in MDL No. 2989, 17 in NYE/1:21-cv-00677, 16 in TXS/4:21-cv-00292) Filed by Defendant Interactive Brokers, LLC -- Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CO/1:21-cv-00290, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Ross Lahlou, Shari) Modified on 3/8/2021 (LH). REMOVED DUPLICATE PARTIES
March 5, 2021 Filing 53 CERTIFICATE OF SERVICE (AMENDED) re: pldg. (17 in CAN/3:21-cv-00781, 8 in CAN/3:21-cv-00829, 9 in CAS/3:21-cv-00167, 8 in CO/1:21-cv-00290, #49 in MDL No. 2989, 15 in NYE/1:21-cv-00677, 15 in TXS/4:21-cv-00292) Filed by Defendant IBG Holdings, LLC, et al. -- Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAS/3:21-cv-00167, CO/1:21-cv-00290, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Ross Lahlou, Shari) Modified on 3/5/2021 (LH). ADDED ADDITIONAL FILING PARTIES
March 5, 2021 Filing 52 CORPORATE DISCLOSURE STATEMENT (AMENDED) - re: pldg. (11 in CAC/2:21-cv-00835, 25 in CAN/3:21-cv-00781, 11 in CAN/3:21-cv-00829, 8 in CAN/3:21-cv-00861, 9 in CAN/4:21-cv-00758, 11 in ILN/1:21-cv-00510, 64 in MDL No. 2989, 23 in NYE/1:21-cv-00677, 20 in TXS/4:21-cv-00292, 9 in VAE/1:21-cv-00115) Identifying Corporate Parent Citadel GP LLC for Citadel Enterprise Americas, LLC. (Attachments: #1 Schedule of Actions, #2 Proof of Service (Amended)) Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAN/3:21-cv-00861, CAN/3:21-cv-00896, CAN/4:21-cv-00758, ILN/1:21-cv-00510, NYE/1:21-cv-00677, TXS/4:21-cv-00292, VAE/1:21-cv-00115 (Hoeflich, Adam) Modified on 3/5/2021 (LH). REMOVED DUPLICATE PARTIES
March 5, 2021 Filing 51 NOTICE OF APPEARANCE (CORRECTED) re: pldg.( #6 in MDL No. 2989), ( 66 in MDL No. 2989), ( 2 in MDL No. 2989), ( 1 in MDL No. 2989), ( #8 in MDL No. 2989), ( #59 in MDL No. 2989) Filed by Adam L. Hoeflich on behalf of Defendants Citadel Enterprise Americas, LLC, Citadel Securities LLC (Attachments: #1 Schedule of Actions, #2 Proof of Service (Amended)) Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAN/3:21-cv-00861, CAN/3:21-cv-00896, CAN/4:21-cv-00758, CAN/4:21-cv-00980, CAS/3:21-cv-00167, CO/1:21-cv-00290, FLS/1:21-cv-20414, ILN/1:21-cv-00510, NYE/1:21-cv-00677, TXS/4:21-cv-00292, VAE/1:21-cv-00115 (Hoeflich, Adam) Modified on 3/5/2021 (LH). EDITED EVENT NAME, ADDED MDL LINK AND REMOVED DUPLICATE PARTIES
March 5, 2021 Filing 50 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #166 in MDL No. 2989) Filed by Defendants Robinhood Financial LLC, #et al.Robinhood Markets, Inc., Robinhood Securities, LLC #[Suppress List] -- Asso ciated Cases: MDL No. 2989 et al. (Orsini, Kevin)
March 4, 2021 Filing 49 SEE CORRECTED PLEADING (re: pldg. ( 261 in MDL No. 2989)) NOTICE OF APPEARANCE (CORRECTED) re: pldg.( #6 in MDL No. 2989), ( 2 in MDL No. 2989), ( 1 in MDL No. 2989), ( 171 in MDL No. 2989) Filed by Brian S Weinstein on behalf of Defendants ETrade Financial Corporation, #et al.ETrade Financial Holdings, LLC, ETrade Securities LLC, Morgan Stanley Smith Barney LLC #[Suppress List] (Attachments: #1 Amended MDL Schedule, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00829, NYE/1:21-cv-00677 (Weinstein, Brian) Modified on 3/5/2021 (LH). EDITED EVENT NAME, ADDED MDL LINK AND REMOVED DUPLICATE PARTIES Modified on 3/15/2021 (LH). ADDED NOTATION
March 3, 2021 Filing 48 CORPORATE DISCLOSURE STATEMENT (AMENDED) re: pldg. ( 1 in MDL No. 2989), ( #35 in MDL No. 2989) -- Identifying Corporate Parent No Parent Corp. for Melvin Capital Management, LP. (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAN/3:21-cv-00896, CAS/3:21-cv-00167, ILN/1:21-cv-00510, NYE/1:21-cv-00677, TXS/4:21-cv-00292, VAE/1:21-cv-00115 (Redburn, Thomas) Modified on 3/4/2021 (LH). EDITED EVENT NAME, ADDED AND EDITED MDL LINKS
March 3, 2021 Filing 47 NOTICE OF APPEARANCE (CORRECTED) re: pldg.( #6 in MDL No. 2989), ( 2 in MDL No. 2989), ( 1 in MDL No. 2989), ( #34 in MDL No. 2989) Filed by Thomas E Redburn, Jr on behalf of Defendant Melvin Capital Management, LP (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAN/3:21-cv-00896, CAS/3:21-cv-00167, ILN/1:21-cv-00510, NYE/1:21-cv-00677, TXS/4:21-cv-00292, VAE/1:21-cv-00115 (Redburn, Thomas) Modified on 3/4/2021 (LH). EDITED EVENT NAME AND ADDED MDL LINK
March 3, 2021 Filing 46 NOTICE OF WAIVER OF ORAL ARGUMENT re: pldg. (3 in CAC/2:21-cv-00835, 3 in CAC/2:21-cv-00837, 3 in CAC/2:21-cv-00843, 3 in CAN/3:21-cv-00693, 3 in CAN/3:21-cv-00759, 3 in CAN/3:21-cv-00781, 3 in CAN/3:21-cv-00829, 3 in CAN/3:21-cv-00861, 3 in CAN/4:21-cv-00696, 4 in CAN/4:21-cv-00697, 4 in CAN/4:21-cv-00758, 3 in CAN/4:21-cv-00838, 3 in CAN/5:21-cv-00833, 3 in CAS/3:21-cv-00167, 3 in CO/1:21-cv-00290, 3 in CT/3:21-cv-00123, 3 in CT/3:21-cv-00134, 3 in FLM/6:21-cv-00207, 3 in FLM/8:21-cv-00216, 3 in FLM/8:21-cv-00222, 3 in FLM/8:21-cv-00234, 3 in FLN/4:21-cv-00061, 3 in FLS/0:21-cv-60220, 3 in FLS/0:21-cv-60226, 3 in FLS/1:21-cv-20414, 3 in FLS/9:21-cv-80238, 3 in ILN/1:21-cv-00490, 3 in ILN/1:21-cv-00510, 3 in ILN/1:21-cv-00541, 3 in ILN/1:21-cv-00574, 3 in ILN/1:21-cv-00624, #9 in MDL No. 2989, 3 in NJ/2:21-cv-01348, 3 in NJ/2:21-cv-01729, 3 in NJ/3:21-cv-01361, 3 in NYS/1:21-cv-00777, 3 in NYS/1:21-cv-00799, 3 in PAE/2:21-c v-00489, 3 in PAW/3:21-cv-00013, 3 in TXS/4:21-cv-00292, 3 in TXS/4:21-cv-00311, 3 in VAE/1:21-cv-00115) Filed by Joseph Michael Kar on behalf of Plaintiff Levi Cobos (Attachments: #1 N otice of Appearance) Associated Cases: MDL No. 2989 et al. (Kar, Joseph)
March 3, 2021 Filing 45 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #177 in MDL No. 2989) Filed by Defendants Robinhood Financial, LLC, #et al.Robinhood Markets, Inc., Robinhood Securities, LLC #[Suppress List] -- Ass ociated Cases: MDL No. 2989 et al. (Orsini, Kevin)
March 3, 2021 Filing 44 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #175 in MDL No. 2989) Filed by Defendants Robinhood Financial LLC, #et al.Robinhood Markets, Inc., Robinhood Securities, LLC #[Suppress List] -- Asso ciated Cases: MDL No. 2989 et al. (Orsini, Kevin)
March 3, 2021 Filing 43 SEE CORRECTED PLEADING (re: pldg. ( 227 in MDL No. 2989)) CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( 166 in MDL No. 2989) Filed by Defendants Robinhood Financial LLC, #et al.Robinhood Markets, Inc., Robinhood Securities, LLC #[Suppress List] -- Associated Cases: MDL No. 2989 et al. (Orsini, Kevin) Modified on 3/5/2021 (LH). ADDED NOTATION
March 2, 2021 Filing 42 CERTIFICATE OF SERVICE (AMENDED) re: pldg. (81 in CAN/3:21-cv-00781, 33 in CAN/3:21-cv-00829, #171 in MDL No. 2989, 71 in NYE/1:21-cv-00677), (85 in CAN/3:21-cv-00781, 37 in CAN/3:21-cv-0 0829, #178 in MDL No. 2989, 75 in NYE/1:21-cv-00677), (51 in CAN/3:21-cv-00781, #105 in MDL No. 2989), (83 in CAN/3:21-cv-00781, 35 in CAN/3:21-cv-00829, #176 in MDL No. 2989, 73 in NYE/1:21-cv-00677) Filed by Defendants ETrade Financial Corporation, #et al.ETrade Financial Holdings, LLC, ETrade Securities LLC, M organ Stanley Smith Barney LLC, ETrade Financial Corporation, ETrade Financial Corporation #[Suppress List] -- Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00829, NYE/1:21-cv-00677 (Weinstein, Brian)
March 2, 2021 Filing 41 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #35 in MDL No. 2989) Filed by Defendant Melvin Capital Management, LP -- Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAN/3:21-cv-007 81, CAN/3:21-cv-00829, CAN/3:21-cv-00896, CAS/3:21-cv-00167, ILN/1:21-cv-00510, NYE/1:21-cv-00677, TXS/4:21-cv-00292, VAE/1:21-cv-00115 (Redburn, Thomas)
March 2, 2021 Filing 40 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #34 in MDL No. 2989) Filed by Defendant Melvin Capital Management, LP -- Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAN/3:21-cv-007 81, CAN/3:21-cv-00829, CAN/3:21-cv-00896, CAS/3:21-cv-00167, ILN/1:21-cv-00510, NYE/1:21-cv-00677, TXS/4:21-cv-00292, VAE/1:21-cv-00115 (Redburn, Thomas)
March 1, 2021 Filing 39 NOTICE OF WAIVER OF ORAL ARGUMENT re: pldg. (3 in CAC/2:21-cv-00835, 3 in CAN/3:21-cv-00781, 3 in CAN/3:21-cv-00829, 3 in CAS/3:21-cv-00167, 3 in ILN/1:21-cv-00510, #9 in MDL No. 2989, 3 i n TXS/4:21-cv-00292, 3 in VAE/1:21-cv-00115) Filed by Thomas E Redburn, Jr on behalf of Defendant Melvin Capital Management, LP (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAN/3:21-cv-00896, CAS/3:21-cv-00167, ILN/1:21-cv-00510, NYE/1:21-cv-00677, TXS/4:21-cv-00292, VAE/1:21-cv-00115 (Redburn, Thomas)
March 1, 2021 Filing 38 RESPONSE (JOINDER) -- (re: pldg. ( #179 in MDL No. 2989) ) Filed by Defendant Melvin Capital Management, LP (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAN/3:21-cv-00896, CAS/3:21-cv-00167, ILN/1:21-cv-00510, NYE/1:21-cv-00677, TXS/4:21-cv-00292, VAE/1:21-cv-00115 (Redburn, Thomas)
March 1, 2021 Filing 37 SEE CORRECTED PLEADING (re: pldg. ( 262 in MDL No. 2989)) CORPORATE DISCLOSURE STATEMENT (AMENDED) - re: pldg. (34 in CAN/3:21-cv-00781, 16 in CAN/3:21-cv-00829, 75 in MDL No. 2989) Identifying Other Affiliate Morgan Stanley, Other Affiliate E*TRADE Financial Holdings, LLC, Other Affiliate Morgan Stanley Domestic Holdings, Inc, Other Affiliate Morgan Stanley Capital Management LLC, Non-Party/Financial Interest Mitsubishi UFJ Financial Group, Inc. 7-1 Marunouchi 2-chome, Chiyoda-ku, Tokyo 100-8330 for. (Attachments: #1 Schedule of Actions Amended Schedule of Actions, #2 Other Addendum to Corporate Disclosure Form, #3 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00829, NYE/1:21-cv-00677 (Weinstein, Brian) Modified on 3/15/2021 (LH). ADDED NOTATION
March 1, 2021 Filing 36 RESPONSE IN SUPPORT -- (re: pldg. ( #1 in MDL No. 2989), ( #2 in MDL No. 2989), ( #6 in MDL No. 2989) ) Filed by Defendants Robinhood Financial LLC, #et al.Robinhood Markets, Inc., Robinhood Securities, LLC #[Suppress List] (Attachments: #1 Appendix A S hort Squeeze Actions, #2 Appendix B Proposed Class Definitions) Associated Cases: MDL No. 2989 et al. (Orsini, Kevin)
March 1, 2021 Filing 35 NOTICE OF WAIVER OF ORAL ARGUMENT re: pldg. ( 2 in MDL No. 2989), ( #6 in MDL No. 2989), ( 1 in MDL No. 2989), ( #9 in MDL No. 2989) Filed by Brian S Weinstein on behalf of Defendants ETrade Financial Corporation, #et al.ETrade Financial Holdings, LLC, ETrade Securities LLC, Morgan Stanley Smith Barney LLC #[Suppress List] (Attachments: #1 Schedule of Actions Schedule of Actions, #2 Proof of Service Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00829, NYE/1:21-cv-00677 (Weinstein, Brian) ADDED MDL LINK Modified on 3/2/2021 (RH).
March 1, 2021 Filing 34 NOTICE OF PRESENTATION OF ORAL ARGUMENT re: pldg. (3 in CAC/2:21-cv-00835, 3 in CAC/2:21-cv-00837, 3 in CAC/2:21-cv-00843, 3 in CAN/3:21-cv-00693, 3 in CAN/3:21-cv-00759, 3 in CAN/3:21-cv-00781, 3 in CAN/3:21-cv-00829, 3 in CAN/3:21-cv-00861, 3 in CAN/4:21-cv-00696, 4 in CAN/4:21-cv-00697, 4 in CAN/4:21-cv-00758, 3 in CAN/4:21-cv-00838, 3 in CAN/5:21-cv-00833, 3 in CAS/3:21-cv-00167, 3 in CO/1:21-cv-00290, 3 in CT/3:21-cv-00123, 3 in CT/3:21-cv-00134, 3 in FLM/6:21-cv-00207, 3 in FLM/8:21-cv-00216, 3 in FLM/8:21-cv-00234, 3 in FLN/4:21-cv-00061, 3 in FLS/0:21-cv-60220, 3 in FLS/0:21-cv-60226, 3 in FLS/1:21-cv-20414, 3 in FLS/9:21-cv-80238, 3 in ILN/1:21-cv-00490, 3 in ILN/1:21-cv-00510, 3 in ILN/1:21-cv-00541, 3 in ILN/1:21-cv-00574, #9 in MDL No. 2989, 3 in NJ/2:21-cv-01348, 3 in NJ/2:21-cv-01729, 3 in NJ/3:21-cv-01361, 3 in NYS/1:21-cv-00777, 3 in PAE/2:21-cv-00489, 3 in PAW/3:21-cv-00013, 3 in TXS/4:21-cv-00292, 3 in TXS/ 4:21-cv-00311, 3 in VAE/1:21-cv-00115) Filed by Kevin J. Orsini on behalf of Defendants Robinhood Financial LLC, #et al.Robinhood Markets, Inc., Robinhood Securities, LLC #[Suppress List] Associated Cases: MDL No. 2989 et al. (Orsini, Kevin)
March 1, 2021 Filing 33 SEE CORRECTED PLEADING (re: pldg. ( 219 in MDL No. 2989)) NOTICE OF APPEARANCE re: pldg.( #6 in MDL No. 2989), ( 2 in MDL No. 2989), ( 1 in MDL No. 2989) Filed by Brian S Weinstein on behalf of Defendants ETrade Financial Corporation, #et al.ETrade Financial Holdings, LLC, ETrade Securities LLC, Morgan Stanley Smith Barney LLC #[Suppress List] (Attachments: #1 Schedule of Actions Amended Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00829, NYE/1:21-cv-00677 (Weinstein, Brian) Modified on 3/5/2021 (LH). ADDED NOTATION AND REMOVED DUPLICATE ATTACHMENT NAMES
March 1, 2021 Filing 32 NOTICE OF PRESENTATION OF ORAL ARGUMENT re: pldg. ( #6 in MDL No. 2989), ( 2 in MDL No. 2989), ( 1 in MDL No. 2989), ( #9 in MDL No 2989) Filed by #et al.Charles Schwab and Co. Inc., TD Ameritrade, Inc, The Charles Schwab Corporation, TD Ameritrade Clearing, Inc., TD Ameritrade Holding Corporation, #[Suppress List] (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989 et al. (Mendro, Jason)ADDED MDL LINK, DELETED DUPLICATE PARTIES NAMES Modified on 3/2/2021 (RH).
March 1, 2021 Filing 31 RESPONSE IN SUPPORT -- (re: pldg. ( 1 in MDL No. 2989), ( 2 in MDL No. 2989), ( #6 in MDL No. 2989) ) Filed by Defendants Charles Schwab & Co., Inc., #et al. TD Ameritrade, Inc, The Charles Schwab Corporation, TD Ameritrade Clearing, Inc., TD Ameritrade Holding Corporation, #[Suppress List] (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989 et al. (Mendro, Jason) Modified on 3/2/2021 (dld). REMOVED DUPLICATE PARTIES
March 1, 2021 Filing 30 NOTICE OF WAIVER OF ORAL ARGUMENT re: pldg. (3 in CAC/2:21-cv-00835, 3 in CAN/3:21-cv-00781, 3 in CAN/3:21-cv-00829, 3 in CAN/3:21-cv-00861, 4 in CAN/4:21-cv-00758, 3 in CAS/3:21-cv-00167, 3 in CO/1:21-cv-00290, 3 in FLS/1:21-cv-20414, 3 in ILN/1:21-cv-00510, #9 in MDL No. 2989, 3 in TXS/4:21-cv-00292, 3 in VAE/1:21-cv-00115) Filed by Adam L. Hoeflich on behalf of Defendants Citadel Enterprise Americas, LLC, #et al.Citadel Securities LLC, #[Suppress List] (Attachments: #1 Schedule of Actions for Citadel Enterprise Americas LLC and Citadel Securities LLC, #2 Proof of Service) Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAN/3:21-cv-00861, CAN/3:21-cv-00896, CAN/4:21-cv-00758, CAS/3:21-cv-00167, CO/1:21-cv-00290, FLS/1:21-cv-20414, ILN/1:21-cv-00510, NYE/1:21-cv-00677, TXS/4:21-cv-00292, VAE/1:21-cv-00115 (Hoeflich, Adam) DELETED DUPLICATE PARTIES NAMES Modified on 3/2/2021 (RH).
March 1, 2021 Filing 29 NOTICE OF PRESENTATION OF ORAL ARGUMENT re: pldg. ( #9 in MDL No. 2989) Filed by William M Audet on behalf of Plaintiffs Sagi Cezana, Elvia Curiel-Ruth (Attachments: #1 Exhibit A, #2 Proof of Service) Associated Cases: MDL No. 2989 et al. (Audet, William)
March 1, 2021 Filing 28 RESPONSE IN SUPPORT -- (re: pldg. ( #1 in MDL No. 2989) ) Filed by Plaintiffs Sagi Cezana, Elvia Curiel-Ruth (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989 et al. (Audet, William)
March 1, 2021 Filing 27 NOTICE OF WAIVER OF ORAL ARGUMENT re: pldg. (3 in CAC/2:21-cv-00835, 3 in CAC/2:21-cv-00837, 3 in CAC/2:21-cv-00843, 3 in CAN/3:21-cv-00693, 3 in CAN/3:21-cv-00759, 3 in CAN/3:21-cv-00781, 3 in CAN/3:21-cv-00829, 3 in CAN/3:21-cv-00861, 3 in CAN/4:21-cv-00696, 4 in CAN/4:21-cv-00697, 4 in CAN/4:21-cv-00758, 3 in CAN/4:21-cv-00838, 3 in CAN/5:21-cv-00833, 3 in CAS/3:21-cv-00167, 3 in CO/1:21-cv-00290, 3 in CT/3:21-cv-00123, 3 in CT/3:21-cv-00134, 3 in FLM/6:21-cv-00207, 3 in FLM/8:21-cv-00216, 3 in FLM/8:21-cv-00222, 3 in FLM/8:21-cv-00234, 3 in FLN/4:21-cv-00061, 3 in FLS/0:21-cv-60220, 3 in FLS/0:21-cv-60226, 3 in FLS/1:21-cv-20414, 3 in FLS/9:21-cv-80238, 3 in ILN/1:21-cv-00490, 3 in ILN/1:21-cv-00510, 3 in ILN/1:21-cv-00541, 3 in ILN/1:21-cv-00574, 3 in ILN/1:21-cv-00624, #9 in MDL No. 2989, 3 in NJ/2:21-cv-01348, 3 in NJ/2:21-cv-01729, 3 in NJ/3:21-cv-01361, 3 in NYS/1:21-cv-00777, 3 in NYS/1:21-cv-00799, 3 in PAE/2:21-c v-00489, 3 in PAW/3:21-cv-00013, 3 in TXS/4:21-cv-00292, 3 in TXS/4:21-cv-00311, 3 in VAE/1:21-cv-00115) Filed by Brandon James Hill on behalf of Plaintiff Austin Schaff (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989 et al. (Hill, Brandon)
March 1, 2021 Filing 26 RESPONSE IN SUPPORT -- (re: pldg. ( #1 in MDL No. 2989) ) Filed by Plaintiff Austin Schaff (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989 et al. (Hill, Brandon)
February 26, 2021 Filing 25 CORPORATE DISCLOSURE STATEMENT re: pldg. ( #6 in MDL No. 2989) -- Identifying Corporate Parent The Charles Schwab Corporation, Corporate ParentSchwab Holdings, Inc. for Charles Schwab & Co. Inc.; Corporate Parent The Charles Schwab Corporation, Corporate ParentTD Ameritrade Holding Corp, Corporate Parent TD Ameritrade Online Holding Corporation for TD Ameritrade, Inc.;Corporate Parent No Parent Corp for The Charles Schwab Corporation; Non-Party/Financial Interest Toronto Dominion Bank for The Charles Schwab Corporation. (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989 et al. (Mendro, Jason) Modified on 3/4/2021 (LH). ADDED PARENT CORPS
February 26, 2021 Filing 24 NOTICE OF APPEARANCE re: pldg.( 66 in MDL No. 2989) Filed by Jason J Mendro on behalf of Defendants Charles Schwab & Co., Inc., #et al.TD Ameritrade, Inc, The Charles Schwab Corporation, TD Ameritrade Clearing, Inc., TD Ameritrade Holding Corporation, #[Suppress List] (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989 et al. (Mendro, Jason) Modified on 3/2/2021 (LH). REMOVED DUPLICATE PARTIES
February 26, 2021 Filing 23 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( 66 in MDL No. 2989) Filed by Defendants Charles Schwab & Co., Inc., #et al.TD Ameritrade, Inc, The Charles Schwab Corporation, TD Ameritrade Clearing, Inc., TD Ameritrade Holding Corporation #[Suppress List] -- Associated Cases: MDL No. 2989 et al. (Mendro, Jason) Modified on 3/2/2021 (LH). REMOVED DUPLICATE PARTIES
February 26, 2021 Filing 22 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( 2 in MDL No. 2989), ( #6 in MDL No. 2989), ( 1 in MDL No. 2989), ( 74 in MDL No. 2989), ( 75 in MDL No. 2989) Filed by Defendants ETrade Financial Corporation, #et al.ETrade Financial Holdings, LLC, Morgan Stanley Smith Barney LLC, E Trade Asset Management, Inc. #[Suppress List] -- Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAS/3:21-cv-00167 (Weinstein, Brian) Modified on 3/2/2021 (LH). REMOVED DUPLICATE PARTIES AND ADDED MDL LINKS
February 26, 2021 Filing 21 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #29 in MDL No. 2989) Filed by Plaintiff Austin Schaff -- Associated Cases: MDL No. 2989 et al. (Hill, Brandon)
February 25, 2021 Filing 20 CERTIFICATE OF SERVICE (AMENDED) re: pldg. (4 in CAN/3:21-cv-00759, 4 in CAN/3:21-cv-00829, #22 in MDL No. 2989) Filed by Plaintiff Elvia Curiel-Ruth -- Associated Cases: MDL No. 2989 , CAN/3:21-cv-00759, CAN/3:21-cv-00829 (Audet, William)
February 24, 2021 Filing 19 CERTIFICATE OF SERVICE (AMENDED) re: pldg. (14 in CAC/2:21-cv-00835, 7 in CAC/2:21-cv-00837, 7 in CAC/2:21-cv-00843, 9 in CAN/3:21-cv-00693, 8 in CAN/3:21-cv-00759, 32 in CAN/3:21-cv-00781, 14 in CAN/3:21-cv-00829, 12 in CAN/3:21-cv-00861, 8 in CAN/4:21-cv-00696, 8 in CAN/4:21-cv-00697, 13 in CAN/4:21-cv-00758, 8 in CAN/4:21-cv-00838, 7 in CAN/5:21-cv-00833, 20 in CAS/3:21-cv-00167, 14 in CO/1:21-cv-00290, 8 in CT/3:21-cv-00123, 7 in CT/3:21-cv-00134, 8 in FLM/6:21-cv-00207, 8 in FLM/8:21-cv-00216, 8 in FLM/8:21-cv-00234, 10 in FLN/4:21-cv-00061, 7 in FLS/0:21-cv-60220, 8 in FLS/0:21-cv-60226, 12 in FLS/1:21-cv-20414, 8 in FLS/9:21-cv-80238, 7 in ILN/1:21-cv-00490, 14 in ILN/1:21-cv-00510, 7 in ILN/1:21-cv-00541, 7 in ILN/1:21-cv-00574, #73 in MDL No. 2989, 8 in NJ/2:21-cv-01348, 8 in NJ/2:21-cv-01729, 7 in NJ/3:21-cv-01361, 30 in NYE/1:21-cv-00677, 8 in NYS/1:21-cv-00777, 8 in PAE/2:21-cv-00489, 7 in PAW/3:21-cv-00013, 24 in TXS/4:21-cv-00292, 8 in TXS/4:21-cv-00311, 13 in VAE/1:21-cv-00115) Filed by Defendants Robinhood Financial LLC, #et al.Robinhood Markets, Inc., Robinhood Securities, LLC #[Suppress List] -- Associated Cases: MDL No. 2989 et al. (Orsini, Kevin)
February 24, 2021 Filing 18 CERTIFICATE OF SERVICE (AMENDED) re: pldg. (12 in CAC/2:21-cv-00835, 5 in CAC/2:21-cv-00837, 5 in CAC/2:21-cv-00843, 7 in CAN/3:21-cv-00693, 6 in CAN/3:21-cv-00759, 27 in CAN/3:21-cv-00781, 12 in CAN/3:21-cv-00829, 10 in CAN/3:21-cv-00861, 6 in CAN/4:21-cv-00696, 6 in CAN/4:21-cv-00697, 11 in CAN/4:21-cv-00758, 6 in CAN/4:21-cv-00838, 5 in CAN/5:21-cv-00833, 18 in CAS/3:21-cv-00167, 12 in CO/1:21-cv-00290, 6 in CT/3:21-cv-00123, 5 in CT/3:21-cv-00134, 6 in FLM/6:21-cv-00207, 6 in FLM/8:21-cv-00216, 6 in FLM/8:21-cv-00234, 8 in FLN/4:21-cv-00061, 5 in FLS/0:21-cv-60220, 6 in FLS/0:21-cv-60226, 10 in FLS/1:21-cv-20414, 6 in FLS/9:21-cv-80238, 5 in ILN/1:21-cv-00490, 12 in ILN/1:21-cv-00510, 5 in ILN/1:21-cv-00541, 5 in ILN/1:21-cv-00574, #68 in MDL No. 2989, 6 in NJ/2:21-cv-01348, 6 in NJ/2:21-cv-01729, 5 in NJ/3:21-cv-01361, 25 in NYE/1:21-cv-00677, 6 in NYS/1:21-cv-00777, 6 in PAE/2:21-cv-00489, 5 in PAW/3:21-cv-00013, 22 i n TXS/4:21-cv-00292, 6 in TXS/4:21-cv-00311, 11 in VAE/1:21-cv-00115) Filed by Defendants Robinhood Financial, LLC, #et al.Robinhood Markets, Inc., Robinhood Securities, LLC #[Suppress List] -- Associated Cases: MDL No. 2989 et al. (Orsini, Kevin)
February 23, 2021 Filing 17 CORPORATE DISCLOSURE STATEMENT re: pldg. ( #6 in MDL No. 2989), ( 2 in MDL No. 2989), ( 1 in MDL No. 2989) -- Identifying Corporate Parent TD Ameritrade Online Holdings Corp., Corporate Parent The Charles Schwab Corporation, Corporate Parent TD Ameritrade Holding Corporation for TD Ameritrade Clearing, Inc., TD Ameritrade Inc.; Corporate Parent The Charles Schwab Corporation Corporate Parent Schwab Holdings Inc. for Charles Schwab & Co. Inc.; Corporate Parent The Charles Schwab Corporation for TD Ameritrade Holding Corporation; Corporate Parent No Parent Corp for The Charles Schwab Corporation; Non-Party/Financial Interest Toronto-Dominion Bank for The Charles Schwab Corporation. (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989 et al. (Mendro, Jason) Modified on 3/4/2021 (LH). ADDED PARENT CORPS
February 23, 2021 Filing 16 SEE CORRECTED PLEADING (re: pldg. ( 178 in MDL No. 2989)) CORPORATE DISCLOSURE STATEMENT re: pldg. ( 2 in MDL No. 2989), ( #6 in MDL No. 2989), ( 1 in MDL No. 2989) -- Identifying Other Affiliate Morgan Stanley Capital Management, LLC, Other Affiliate Morgan Stanley, Other Affiliate ETRADE Financial Holdings, LLC, Other Affiliate Morgan Stanley Domestic Holdings, Inc., Non-Party/Financial Interest Mitsubishi UFJ Financial Group, Inc. 7-1 Marunouchi 2-chome, Chiyoda-ku, Tokyo 100-8330 for ETrade Financial Corporation. (Attachments: #1 Schedule of Actions, #2 Other - Addendum to Corporate Disclosure Statement, #3 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00829 (Weinstein, Brian) Modified on 3/2/2021 (LH). REMOVED DUPLICATE PARTY Modified on 3/4/2021 (LH). ADDED NOTATION
February 23, 2021 Filing 15 NOTICE OF APPEARANCE re: pldg.( #6 in MDL No. 2989), ( 2 in MDL No. 2989), ( 1 in MDL No. 2989) Filed by Brian S Weinstein on behalf of Defendants ETrade Financial Corporation, #et al.ETrade Financial Holdings, LLC, Morgan Stanley Smith Barney LLC, E Trade Asset Management, Inc. #[Suppress List] (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAS/3:21-cv-00167 (Weinstein, Brian) Modified on 3/2/2021 (LH). REMOVED DUPLICATE PARTY
February 23, 2021 Filing 14 CORPORATE DISCLOSURE STATEMENT re: pldg. ( #6 in MDL No. 2989), ( 2 in MDL No. 2989), ( 1 in MDL No. 2989) -- Identifying Corporate Parent Robinhood Markets, Inc. for Robinhood Financial LLC, Robinhood Securities, LLC; Corporate Parent No Parent Corp. for Robinhood Markets, Inc.; . Associated Cases: MDL No. 2989 et al. (Orsini, Kevin) Modified on 3/1/2021 (LH). ADDED NO PARENT CORP.
February 23, 2021 Filing 13 NOTICE OF APPEARANCE re: pldg.( #6 in MDL No. 2989), ( 2 in MDL No. 2989), ( 1 in MDL No. 2989), ( #8 in MDL No. 2989) Filed by Jason J Mendro on behalf of Defendants Charles Schwab & Co., Inc., #et al.TD Ameritrade, Inc, The Charles Schwab Corporation, TD Ameritrade Clearing, Inc., TD Ameritrade Holding Corporation #[Suppress List] (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989 et al. (Mendro, Jason) Modified on 3/3/2021 (LH). REMOVED DUPLICATE PARTIES
February 23, 2021 Filing 12 NOTICE OF APPEARANCE re: pldg.( #6 in MDL No. 2989), ( #2 in MDL No. 2989), ( #1 in MDL No. 2989) Filed by Kevin J. Orsini on behalf of Defendants Robinhood Financial LLC, #et al.Robinhood Markets, Inc., Robinhood Securities, LLC #[Suppress List] Associated Cases: MDL No. 2989 et al. (Orsini, Kevin)
February 23, 2021 Filing 11 SEE CORRECTED PLEADING (re: pldg. ( 233 in MDL No. 2989)) CORPORATE DISCLOSURE STATEMENT re: pldg. ( 2 in MDL No. 2989), ( #6 in MDL No. 2989), ( 1 in MDL No. 2989) -- Identifying. (Attachments: #1 Schedule of Actions for Citadel Enterprise Americas LLC, #2 Proof of Service) Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAN/3:21-cv-00861, CAN/4:21-cv-00758, ILN/1:21-cv-00510, NYE/1:21-cv-00677, TXS/4:21-cv-00292, VAE/1:21-cv-00115 (Hoeflich, Adam) Modified on 3/5/2021 (LH). ADDED NOTATION
February 23, 2021 Filing 10 SEE CORRECTED PLEADING (re: pldg. ( 231 in MDL No. 2989)) NOTICE OF APPEARANCE re: pldg.( #6 in MDL No. 2989), ( 2 in MDL No. 2989), ( 1 in MDL No. 2989), ( #8 in MDL No. 2989) Filed by Adam L. Hoeflich on behalf of Defendants Citadel Enterprise Americas, LLC, Citadel Securities LLC (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAN/3:21-cv-00861, CAN/4:21-cv-00758, CAS/3:21-cv-00167, CO/1:21-cv-00290, FLS/1:21-cv-20414, ILN/1:21-cv-00510, NYE/1:21-cv-00677, TXS/4:21-cv-00292, VAE/1:21-cv-00115 (Hoeflich, Adam) Modified on 3/5/2021 (LH). ADDED NOTATION AND REMOVED DUPLICATE PARTIES
February 23, 2021 Filing 9 CORPORATE DISCLOSURE STATEMENT re: pldg. ( 1 in MDL No. 2989) -- Identifying Corporate Parent IBG LLC, non-public company for Interactive Brokers, LLC. (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CO/1:21-cv-00290, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Ross Lahlou, Shari) Modified on 3/8/2021 (LH). REMOVED DUPLICATE PARTIES
February 23, 2021 Filing 8 NOTICE OF APPEARANCE re: pldg.( 1 in MDL No. 2989) Filed by Shari Ross Lahlou on behalf of Defendants IBG Holdings, LLC, #et al.Interactive Brokers Corp, the Interactive Brokers Group Inc and Subsidiaries #[Suppress List] (Attachments: #1 Exhibit A., #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAS/3:21-cv-00167, CO/1:21-cv-00290, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Ross Lahlou, Shari) Modified on 3/8/2021 (LH). REMOVED DUPLICATE PARTIES
February 23, 2021 Filing 7 SEE CORRECTED PLEADING (re: pldg. ( 217 in MDL No. 2989)) CORPORATE DISCLOSURE STATEMENT re: pldg. ( 1 in MDL No. 2989) -- Identifying Corporate Parent No Parent Corp. for Melvin Capital Management, LP. (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAS/3:21-cv-00167, ILN/1:21-cv-00510, NYE/1:21-cv-00677, TXS/4:21-cv-00292, VAE/1:21-cv-00115 (Redburn, Thomas) Modified on 3/3/2021 (LH). EDITED MDL LINK Modified on 3/4/2021 (LH). ADDED NOTATION
February 23, 2021 Filing 6 SEE CORRECTED PLEADING (re: pldg. ( 216 in MDL No. 2989)) NOTICE OF APPEARANCE re: pldg.( 1 in MDL No. 2989) Filed by Thomas E Redburn, Jr on behalf of Defendant Melvin Capital Management, LP (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAS/3:21-cv-00167, ILN/1:21-cv-00510, NYE/1:21-cv-00677, TXS/4:21-cv-00292, VAE/1:21-cv-00115 (Redburn, Thomas) Modified on 3/4/2021 (LH). EDITED MDL LINK AND ADDED NOTATION
February 23, 2021 Filing 5 NOTICE OF APPEARANCE re: pldg.( #6 in MDL No. 2989), ( #2 in MDL No. 2989), ( #1 in MDL No. 2989), ( #8 in MDL No. 2989) Filed by Brandon James Hill on behalf of Plaintiff Austin Schaff (Attachments: #1 Errata A, #2 Proof of Service) Associated Cases: MDL No. 2989 et al. (Hill, Brandon)
February 22, 2021 Filing 4 NOTICE OF APPEARANCE re: pldg.( #1 in MDL No. 2989) Filed by William M Audet on behalf of Plaintiffs Elvia Curiel-Ruth, Sagi Cezana (Attachments: #1 Exhibit A, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00759, CAN/3:21-cv-00829 (Audet, William)
February 17, 2021 Opinion or Order Filing 3 HEARING ORDER re: pldg. ( #1 in MDL No. 2989) - SECTION A (DESIGNATED FOR ORAL ARGUMENT) PANEL HEARING set for 3/25/2021 in Washington, DC font>. Notices of Presentation or Waiver of Oral Argument due on or before 3/1/2021.#Notice of Presentation or Waiver of Oral Argument form (JPML form 9) can be downloaded from our website.Signed by Judge Karen K. Caldwell, Chair, PANEL ON MULTIDISTRICT LITIGATION, on 2/17/2021. Associated Cases: MDL No. 2989 et al. (RH)
February 9, 2021 Filing 2 ***TEXT ONLY NOTICE***NOTICE OF FILING AND PUBLICATION OF ACCELERATED BRIEFING SCHEDULE re: pldg. ( #1 in MDL No. 2989) THIS MATTER WILL BE HEARD AT THE PANEL'S MARCH 25, 2021 HEARING SESSION. PURSUANT TO RULE 6.1(e), AN ACCELERATED BRIEFING SCHEDULE IS SET AS FOLLOWS: Notices of Appearance due on or before 2/23/2021. Corporate Disclosure Statements due on or before 2/23/2021. Responses due on or before 3/1/2021. Reply, if any, due on or before 3/5/2021. No extensions of time will be granted to any absent extraordinary circumstances. In their briefs, the parties should address what steps they have taken to pursue alternatives to centralization (including, but not limited to, engaging in informal coordination of discovery and scheduling, and seeking Section 1404 transfer of one or more of the subject cases). #Appearance forms (JPML form 18) and #Corporate Disclosure forms can be downloaded from our website. Important: A Corporate Disclosure Form, if required, must be filed, even if one has previously been filed in this MDL.Please visit the #CM/ECF Filing Guidelines & Forms page of our website for additional information.Signed by Clerk of the Panel John W. Nichols on 2/9/2021. Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAC/2:21-cv-00837, CAC/2:21-cv-00843, CAN/3:21-cv-00759, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAN/3:21-cv-00861, CAN/4:21-cv-00696, CAN/4:21-cv-00697, CAN/4:21-cv-00758, CAN/4:21-cv-00838, CAN/5:21-cv-00693, CAN/5:21-cv-00833, CAS/3:21-cv-00167, CO/1:21-cv-00290, CT/3:21-cv-00123, CT/3:21-cv-00134, FLM/6:21-cv-00207, FLM/8:21-cv-00216, FLM/8:21-cv-00222, FLM/8:21-cv-00234, FLN/4:21-cv-00061, FLS/0:21-cv-60220, FLS/0:21-cv-60226, FLS/1:21-cv-20414, FLS/9:21-cv-80238, ILN/1:21-cv-00490, ILN/1:21-cv-00510, ILN/1:21-cv-00541, ILN/1:21-cv-00574, ILN/1:21-cv-00624, NJ/2:21-cv-01348, NJ/2:21-cv-01729, NJ/3:21-cv-01361, NYS/1:21-cv-00777, NYS/1:21-cv-00799, PAE/2:21-cv-00489, PAW/3:21-cv-00013, TXS/4:21-cv-00292, TXS/4:21-cv-00311, VAE/1:21-cv-00115 (dld)
February 9, 2021 Filing 1 MDL Number 2989 Assigned -- MOTION FOR TRANSFER ACCEPTED FOR FILING re: pldg. ( #1 in Pending No. 5) Associated Cases: Pending No. 5, CAC/2:21-cv-00835, CAC/2:21-cv-00837, CAC/2:21-cv -00843, CAN/3:21-cv-00759, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAN/3:21-cv-00861, CAN/4:21-cv-00696, CAN/4:21-cv-00697, CAN/4:21-cv-00758, CAN/4:21-cv-00838, CAN/5:21-cv-00693, CAN/5:21-cv-00833, CAS/3:21-cv-00167, CO/1:21-cv-00290, CT/3:21-cv-00123, CT/3:21-cv-00134, FLM/6:21-cv-00207, FLM/8:21-cv-00216, FLM/8:21-cv-00222, FLM/8:21-cv-00234, FLN/4:21-cv-00061, FLS/0:21-cv-60220, FLS/0:21-cv-60226, FLS/1:21-cv-20414, FLS/9:21-cv-80238, ILN/1:21-cv-00490, ILN/1:21-cv-00510, ILN/1:21-cv-00541, ILN/1:21-cv-00574, ILN/1:21-cv-00624, NJ/2:21-cv-01348, NJ/2:21-cv-01729, NJ/3:21-cv-01361, NYS/1:21-cv-00777, NYS/1:21-cv-00799, PAE/2:21-cv-00489, PAW/3:21-cv-00013, TXS/4:21-cv-00292, TXS/4:21-cv-00311, VAE/1:21-cv-00115 (SM)

Access additional case information on PACER

Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.

Access this case on the Judicial Panel on Multidistrict Litigation's Electronic Court Filings (ECF) System

Search for this case: Curiel-Ruth v. Robinhood Securities LLC et al
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Web [ Unicourt | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Robinhood Securities LLC
Represented By: Eric D. Monek Anderson
Represented By: Abbe R. Dembowitz
Represented By: Kevin J. Orsini
Represented By: Carl Brandon Wisoff
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Citadel Enterprise Americas, LLC
Represented By: Citadel Enterprise Americas, LLC
Represented By: Adam L. Hoeflich
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: TD Ameritrade, Inc.
Represented By: TD Ameritrade, Inc.
Represented By: Jason J Mendro
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Robinhood Markets, Inc.
Represented By: Eric D. Monek Anderson
Represented By: Abbe R. Dembowitz
Represented By: Kevin J. Orsini
Represented By: Carl Brandon Wisoff
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Robinhood Financial LLC
Represented By: Eric D. Monek Anderson
Represented By: Abbe R. Dembowitz
Represented By: Kevin J. Orsini
Represented By: Carl Brandon Wisoff
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Charles Schwab & Co., Inc.
Represented By: Charles Schwab & Co., Inc.
Represented By: Jason J Mendro
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: WeBull Financial LLC
Represented By: Webull Financial LLC
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Melvin Capital Management LP
Represented By: Thomas E Redburn, Jr.
Represented By: Melvin Capital Management LP
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Charles Schwab Corporation
Represented By: Jason J Mendro
Represented By: The Charles Schwab Corporation
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: E*Trade Financial Corporation
Represented By: Janet Jones-Duffey
Represented By: E Trade Financial Corp
Represented By: Neal Alan Potischman
Represented By: Brian S Weinstein
Represented By: Gina Cora
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Interactive Brokers LLC
Represented By: Shari Ross Lahlou
Represented By: Interactive Brokers, LLC
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Plaintiff: Curiel-Ruth
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Plaintiff: Elvia Curiel-Ruth
Represented By: Ling Y. Kuang
Represented By: William M Audet
Represented By: Robert Lawrence Lieff
Represented By: Kurt D. Kessler
Represented By: Jack Russo
Represented By: Kurt David Kessler
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.

Why Is My Information Online?