Daniels v. Robinhood Financial, LLC et al
Daniels and Chance Daniels |
Robinhood Financial, LLC, Interactive Brokers, LLC, Robinhood Markets, Inc., Charles Schwab & Co., Inc., Webull Financial, LLC, TD Ameritrade, Inc., Citadel Securities, LLC, Open to the Public Investing, Inc. and Robinhood Securities, LLC |
CO/1:21-CV-00290 |
January 28, 2021 |
Judicial Panel on Multidistrict Litigation |
Scott T Varholak |
Other |
Docket Report
This docket was last retrieved on April 2, 2021. A more recent docket listing may be available from PACER.
Document Text |
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Filing 51 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #274 in MDL No. 2989) Filed by Defendants Robinhood Financial LLC, #et al.Robinhood Markets, Inc., Robinhood Securities, LLC #[Suppress List] -- Asso ciated Cases: MDL No. 2989 et al. (Orsini, Kevin) |
Filing 50 TRANSFER ORDER re: pldg. ( #6 in MDL No. 2989), ( #2 in MDL No. 2989), ( #1 in MDL No. 2989) Transferring 35 action(s) to Judge Cecilia M.Altonaga in the S.D. Florida.Signed by Judge Karen K. Caldwell, Chair, PANEL ON MULTIDISTRICT LITIGATION, on 4/1/2021. Associated Cases: MDL No. 2989 et al. (LAH) |
Filing 49 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #259 in MDL No. 2989) Filed by Defendants Robinhood Financial LLC, #et al.Robinhood Markets, Inc., Robinhood Securities, LLC #[Suppress List] -- Asso ciated Cases: MDL No. 2989 et al. (Orsini, Kevin) |
Filing 48 SUPPLEMENTAL NOTICE OF HEARING SESSION re: pldg. (3 in CAC/2:21-cv-00835, 3 in CAC/2:21-cv-00837, 3 in CAC/2:21-cv-00843, 3 in CAN/3:21-cv-00693, 3 in CAN/3:21-cv-00759, 3 in CAN/3:21-cv-00781, 3 in CAN/3:21-cv-00829, 3 in CAN/3:21-cv-00861, 3 in CAN/4:21-cv-00696, 4 in CAN/4:21-cv-00697, 4 in CAN/4:21-cv-00758, 3 in CAN/4:21-cv-00838, 3 in CAN/5:21-cv-00833, 3 in CAS/3:21-cv-00167, 3 in CO/1:21-cv-00290, 3 in CT/3:21-cv-00123, 3 in CT/3:21-cv-00134, 3 in FLM/6:21-cv-00207, 3 in FLM/8:21-cv-00216, 3 in FLM/8:21-cv-00222, 3 in FLM/8:21-cv-00234, 3 in FLN/4:21-cv-00061, 3 in FLS/0:21-cv-60220, 3 in FLS/0:21-cv-60226, 3 in FLS/1:21-cv-20414, 3 in FLS/9:21-cv-80238, 3 in ILN/1:21-cv-00490, 3 in ILN/1:21-cv-00510, 3 in ILN/1:21-cv-00541, 3 in ILN/1:21-cv-00574, 3 in ILN/1:21-cv-00624, #9 in MDL No. 2989, 3 in NJ/2:21-cv-01348, 3 in NJ/2:21-cv-01729, 3 in NJ/3:21-cv-01361, 3 in NYS/1:21-cv-00777, 3 in NYS/1:21-cv-00799, 3 in PAE/2: 21-cv-00489, 3 in PAW/3:21-cv-00013, 3 in TXS/4:21-cv-00292, 3 in TXS/4:21-cv-00311, 3 in VAE/1:21-cv-00115) Signed by Clerk of the Panel John W. Nichols on 3/8/2021. Associated Cases: MDL No. 2989 et al. (dld) |
Filing 47 MINUTE ORDER CLOSING BRIEFING re: pldg. ( #2 in MDL No. 2989), ( #6 in MDL No. 2989), ( #1 in MDL No. 2989) Briefing in this matter is now closed. The parties to actions on the motion(s) remain under a duty, pursuant to Panel Rules 6.1(f) and 6.2(d), to notify the Clerk of the Panel promptly of potential tag-along actions, as well as any development that moots the motion or fully disposes of any action on the motion. Parties in any potential tag-along action may file an Interested Party response, but must do so promptly, and in any event, no later than the Thursday prior to the hearing session at which the motion for transfer is to be heard by the Panel.Signed by Clerk of the Panel John W. Nichols on 3/8/2021. Associated Cases: MDL No. 2989 et al. (LH) |
Filing 46 SUPPLEMENTAL INFORMATION re: pldg. ( #6 in MDL No. 2989), ( 2 in MDL No. 2989), ( 1 in MDL No. 2989), ( 164 in MDL No. 2989) Filed by Defendants Charles Schwab & Co., Inc., #et al.The Charles Schwab Corporation, TD Ameritrade, Inc., TD Ameritrade Clearing, Inc., TD Ameritrade Holding Corporation #[Suppress List] (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989 et al. (Mendro, Jason) Modified on 3/8/2021 (LH). EDITED EVENT NAME,REMOVED DUPLICATE PARTIES AND ADDED MDL LINK |
Filing 45 CERTIFICATE OF SERVICE (AMENDED) re: pldg. (19 in CAN/3:21-cv-00781, 9 in CAN/3:21-cv-00829, 9 in CO/1:21-cv-00290, 55 in MDL No. 2989, 17 in NYE/1:21-cv-00677, 16 in TXS/4:21-cv-00292) Filed by Defendant Interactive Brokers, LLC -- Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CO/1:21-cv-00290, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Ross Lahlou, Shari) Modified on 3/8/2021 (LH). REMOVED DUPLICATE PARTIES |
Filing 44 CERTIFICATE OF SERVICE (AMENDED) re: pldg. (17 in CAN/3:21-cv-00781, 8 in CAN/3:21-cv-00829, 9 in CAS/3:21-cv-00167, 8 in CO/1:21-cv-00290, #49 in MDL No. 2989, 15 in NYE/1:21-cv-00677, 15 in TXS/4:21-cv-00292) Filed by Defendant IBG Holdings, LLC, et al. -- Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAS/3:21-cv-00167, CO/1:21-cv-00290, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Ross Lahlou, Shari) Modified on 3/5/2021 (LH). ADDED ADDITIONAL FILING PARTIES |
Filing 43 CORPORATE DISCLOSURE STATEMENT (AMENDED) - re: pldg. (26 in CAN/3:21-cv-00781, 9 in CAN/3:21-cv-00861, 10 in CAN/4:21-cv-00758, 17 in CAS/3:21-cv-00167, 11 in CO/1:21-cv-00290, 9 in FLS/1:21-cv-20414, 65 in MDL No. 2989, 24 in NYE/1:21-cv-00677, 21 in TXS/4:21-cv-00292, 10 in VAE/1:21-cv-00115) Identifying Corporate Parent Citadel Securities GP LLC for Citadel Securities LLC. (Attachments: #1 Schedule of Actions, #2 Proof of Service (Amended)) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00861, CAN/3:21-cv-00896, CAN/4:21-cv-00758, CAN/4:21-cv-00980, CAS/3:21-cv-00167, CO/1:21-cv-00290, FLS/1:21-cv-20414, NYE/1:21-cv-00677, TXS/4:21-cv-00292, VAE/1:21-cv-00115 (Hoeflich, Adam) Modified on 3/5/2021 (LH). REMOVED DUPLICATE PARTIES |
Filing 42 NOTICE OF APPEARANCE (CORRECTED) re: pldg.( #6 in MDL No. 2989), ( 66 in MDL No. 2989), ( 2 in MDL No. 2989), ( 1 in MDL No. 2989), ( #8 in MDL No. 2989), ( 59 in MDL No. 2989) Filed by Adam L. Hoeflich on behalf of Defendants Citadel Enterprise Americas, LLC, Citadel Securities LLC (Attachments: #1 Schedule of Actions, #2 Proof of Service (Amended)) Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAN/3:21-cv-00861, CAN/3:21-cv-00896, CAN/4:21-cv-00758, CAN/4:21-cv-00980, CAS/3:21-cv-00167, CO/1:21-cv-00290, FLS/1:21-cv-20414, ILN/1:21-cv-00510, NYE/1:21-cv-00677, TXS/4:21-cv-00292, VAE/1:21-cv-00115 (Hoeflich, Adam) Modified on 3/5/2021 (LH). EDITED EVENT NAME, ADDED MDL LINK AND REMOVED DUPLICATE PARTIES |
Filing 41 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #166 in MDL No. 2989) Filed by Defendants Robinhood Financial LLC, #et al.Robinhood Markets, Inc., Robinhood Securities, LLC #[Suppress List] -- Asso ciated Cases: MDL No. 2989 et al. (Orsini, Kevin) |
Filing 40 NOTICE OF WAIVER OF ORAL ARGUMENT re: pldg. (3 in CAC/2:21-cv-00835, 3 in CAC/2:21-cv-00837, 3 in CAC/2:21-cv-00843, 3 in CAN/3:21-cv-00693, 3 in CAN/3:21-cv-00759, 3 in CAN/3:21-cv-00781, 3 in CAN/3:21-cv-00829, 3 in CAN/3:21-cv-00861, 3 in CAN/4:21-cv-00696, 4 in CAN/4:21-cv-00697, 4 in CAN/4:21-cv-00758, 3 in CAN/4:21-cv-00838, 3 in CAN/5:21-cv-00833, 3 in CAS/3:21-cv-00167, 3 in CO/1:21-cv-00290, 3 in CT/3:21-cv-00123, 3 in CT/3:21-cv-00134, 3 in FLM/6:21-cv-00207, 3 in FLM/8:21-cv-00216, 3 in FLM/8:21-cv-00222, 3 in FLM/8:21-cv-00234, 3 in FLN/4:21-cv-00061, 3 in FLS/0:21-cv-60220, 3 in FLS/0:21-cv-60226, 3 in FLS/1:21-cv-20414, 3 in FLS/9:21-cv-80238, 3 in ILN/1:21-cv-00490, 3 in ILN/1:21-cv-00510, 3 in ILN/1:21-cv-00541, 3 in ILN/1:21-cv-00574, 3 in ILN/1:21-cv-00624, #9 in MDL No. 2989, 3 in NJ/2:21-cv-01348, 3 in NJ/2:21-cv-01729, 3 in NJ/3:21-cv-01361, 3 in NYS/1:21-cv-00777, 3 in NYS/1:21-cv-00799, 3 in PAE/2:21-c v-00489, 3 in PAW/3:21-cv-00013, 3 in TXS/4:21-cv-00292, 3 in TXS/4:21-cv-00311, 3 in VAE/1:21-cv-00115) Filed by Joseph Michael Kar on behalf of Plaintiff Levi Cobos (Attachments: #1 N otice of Appearance) Associated Cases: MDL No. 2989 et al. (Kar, Joseph) |
Filing 39 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #177 in MDL No. 2989) Filed by Defendants Robinhood Financial, LLC, #et al.Robinhood Markets, Inc., Robinhood Securities, LLC #[Suppress List] -- Ass ociated Cases: MDL No. 2989 et al. (Orsini, Kevin) |
Filing 38 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #175 in MDL No. 2989) Filed by Defendants Robinhood Financial LLC, #et al.Robinhood Markets, Inc., Robinhood Securities, LLC #[Suppress List] -- Asso ciated Cases: MDL No. 2989 et al. (Orsini, Kevin) |
Filing 37 SEE CORRECTED PLEADING (re: pldg. ( 227 in MDL No. 2989)) CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( 166 in MDL No. 2989) Filed by Defendants Robinhood Financial LLC, #et al.Robinhood Markets, Inc., Robinhood Securities, LLC #[Suppress List] -- Associated Cases: MDL No. 2989 et al. (Orsini, Kevin) Modified on 3/5/2021 (LH). ADDED NOTATION |
Filing 36 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #117 in MDL No. 2989) Filed by Defendant Open to the Public Investing, Inc. -- Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CO/1:21-c v-00290, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Sessions, Justina) |
Filing 35 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #24 in MDL No. 2989), ( #23 in MDL No. 2989) Filed by Defendant Open to the Publ ic Investing, Inc. -- Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CO/1:21-cv-00290, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Sessions, Justina) |
Filing 34 RESPONSE IN SUPPORT -- (re: pldg. ( #1 in MDL No. 2989), ( #2 in MDL No. 2989), ( #6 in MDL No. 2989) ) Filed by Defendants Robinhood Financial LLC, #et al.Robinhood Markets, Inc., Robinhood Securities, LLC #[Suppress List] (Attachments: #1 Appendix A S hort Squeeze Actions, #2 Appendix B Proposed Class Definitions) Associated Cases: MDL No. 2989 et al. (Orsini, Kevin) |
Filing 33 NOTICE OF PRESENTATION OF ORAL ARGUMENT re: pldg. (3 in CAC/2:21-cv-00835, 3 in CAC/2:21-cv-00837, 3 in CAC/2:21-cv-00843, 3 in CAN/3:21-cv-00693, 3 in CAN/3:21-cv-00759, 3 in CAN/3:21-cv-00781, 3 in CAN/3:21-cv-00829, 3 in CAN/3:21-cv-00861, 3 in CAN/4:21-cv-00696, 4 in CAN/4:21-cv-00697, 4 in CAN/4:21-cv-00758, 3 in CAN/4:21-cv-00838, 3 in CAN/5:21-cv-00833, 3 in CAS/3:21-cv-00167, 3 in CO/1:21-cv-00290, 3 in CT/3:21-cv-00123, 3 in CT/3:21-cv-00134, 3 in FLM/6:21-cv-00207, 3 in FLM/8:21-cv-00216, 3 in FLM/8:21-cv-00234, 3 in FLN/4:21-cv-00061, 3 in FLS/0:21-cv-60220, 3 in FLS/0:21-cv-60226, 3 in FLS/1:21-cv-20414, 3 in FLS/9:21-cv-80238, 3 in ILN/1:21-cv-00490, 3 in ILN/1:21-cv-00510, 3 in ILN/1:21-cv-00541, 3 in ILN/1:21-cv-00574, #9 in MDL No. 2989, 3 in NJ/2:21-cv-01348, 3 in NJ/2:21-cv-01729, 3 in NJ/3:21-cv-01361, 3 in NYS/1:21-cv-00777, 3 in PAE/2:21-cv-00489, 3 in PAW/3:21-cv-00013, 3 in TXS/4:21-cv-00292, 3 in TXS/ 4:21-cv-00311, 3 in VAE/1:21-cv-00115) Filed by Kevin J. Orsini on behalf of Defendants Robinhood Financial LLC, #et al.Robinhood Markets, Inc., Robinhood Securities, LLC #[Suppress List] Associated Cases: MDL No. 2989 et al. (Orsini, Kevin) |
Filing 32 NOTICE OF PRESENTATION OF ORAL ARGUMENT re: pldg. ( #6 in MDL No. 2989), ( 2 in MDL No. 2989), ( 1 in MDL No. 2989), ( #9 in MDL No 2989) Filed by #et al.Charles Schwab and Co. Inc., TD Ameritrade, Inc, The Charles Schwab Corporation, TD Ameritrade Clearing, Inc., TD Ameritrade Holding Corporation, #[Suppress List] (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989 et al. (Mendro, Jason)ADDED MDL LINK, DELETED DUPLICATE PARTIES NAMES Modified on 3/2/2021 (RH). |
Filing 31 RESPONSE IN SUPPORT -- (re: pldg. ( 1 in MDL No. 2989), ( 2 in MDL No. 2989), ( #6 in MDL No. 2989) ) Filed by Defendants Charles Schwab & Co., Inc., #et al. TD Ameritrade, Inc, The Charles Schwab Corporation, TD Ameritrade Clearing, Inc., TD Ameritrade Holding Corporation, #[Suppress List] (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989 et al. (Mendro, Jason) Modified on 3/2/2021 (dld). REMOVED DUPLICATE PARTIES |
Filing 30 NOTICE OF WAIVER OF ORAL ARGUMENT re: pldg. (3 in CAC/2:21-cv-00835, 3 in CAN/3:21-cv-00781, 3 in CAN/3:21-cv-00829, 3 in CAN/3:21-cv-00861, 4 in CAN/4:21-cv-00758, 3 in CAS/3:21-cv-00167, 3 in CO/1:21-cv-00290, 3 in FLS/1:21-cv-20414, 3 in ILN/1:21-cv-00510, #9 in MDL No. 2989, 3 in TXS/4:21-cv-00292, 3 in VAE/1:21-cv-00115) Filed by Adam L. Hoeflich on behalf of Defendants Citadel Enterprise Americas, LLC, #et al.Citadel Securities LLC, #[Suppress List] (Attachments: #1 Schedule of Actions for Citadel Enterprise Americas LLC and Citadel Securities LLC, #2 Proof of Service) Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAN/3:21-cv-00861, CAN/3:21-cv-00896, CAN/4:21-cv-00758, CAS/3:21-cv-00167, CO/1:21-cv-00290, FLS/1:21-cv-20414, ILN/1:21-cv-00510, NYE/1:21-cv-00677, TXS/4:21-cv-00292, VAE/1:21-cv-00115 (Hoeflich, Adam) DELETED DUPLICATE PARTIES NAMES Modified on 3/2/2021 (RH). |
Filing 29 NOTICE OF PRESENTATION OF ORAL ARGUMENT re: pldg. ( #9 in MDL No. 2989) Filed by William M Audet on behalf of Plaintiffs Sagi Cezana, Elvia Curiel-Ruth (Attachments: #1 Exhibit A, #2 Proof of Service) Associated Cases: MDL No. 2989 et al. (Audet, William) |
Filing 28 RESPONSE IN SUPPORT -- (re: pldg. ( #1 in MDL No. 2989) ) Filed by Plaintiffs Sagi Cezana, Elvia Curiel-Ruth (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989 et al. (Audet, William) |
Filing 27 NOTICE OF WAIVER OF ORAL ARGUMENT re: pldg. (3 in CO/1:21-cv-00290, #9 in MDL No. 2989) Filed by Kevin S. Hannon on behalf of Plaintiff Chance Daniels (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CO/1:21-cv-00290 (Hannon, Kevin) |
Filing 26 RESPONSE IN SUPPORT -- (re: pldg. ( #1 in MDL No. 2989) ) Filed by Plaintiff Chance Daniels (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CO/1:21-cv-00290 (Hannon, Kevin) |
Filing 25 NOTICE OF WAIVER OF ORAL ARGUMENT re: pldg. (3 in CAC/2:21-cv-00835, 3 in CAC/2:21-cv-00837, 3 in CAC/2:21-cv-00843, 3 in CAN/3:21-cv-00693, 3 in CAN/3:21-cv-00759, 3 in CAN/3:21-cv-00781, 3 in CAN/3:21-cv-00829, 3 in CAN/3:21-cv-00861, 3 in CAN/4:21-cv-00696, 4 in CAN/4:21-cv-00697, 4 in CAN/4:21-cv-00758, 3 in CAN/4:21-cv-00838, 3 in CAN/5:21-cv-00833, 3 in CAS/3:21-cv-00167, 3 in CO/1:21-cv-00290, 3 in CT/3:21-cv-00123, 3 in CT/3:21-cv-00134, 3 in FLM/6:21-cv-00207, 3 in FLM/8:21-cv-00216, 3 in FLM/8:21-cv-00222, 3 in FLM/8:21-cv-00234, 3 in FLN/4:21-cv-00061, 3 in FLS/0:21-cv-60220, 3 in FLS/0:21-cv-60226, 3 in FLS/1:21-cv-20414, 3 in FLS/9:21-cv-80238, 3 in ILN/1:21-cv-00490, 3 in ILN/1:21-cv-00510, 3 in ILN/1:21-cv-00541, 3 in ILN/1:21-cv-00574, 3 in ILN/1:21-cv-00624, #9 in MDL No. 2989, 3 in NJ/2:21-cv-01348, 3 in NJ/2:21-cv-01729, 3 in NJ/3:21-cv-01361, 3 in NYS/1:21-cv-00777, 3 in NYS/1:21-cv-00799, 3 in PAE/2:21-c v-00489, 3 in PAW/3:21-cv-00013, 3 in TXS/4:21-cv-00292, 3 in TXS/4:21-cv-00311, 3 in VAE/1:21-cv-00115) Filed by Brandon James Hill on behalf of Plaintiff Austin Schaff (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989 et al. (Hill, Brandon) |
Filing 24 NOTICE OF WAIVER OF ORAL ARGUMENT re: pldg. (3 in CAN/3:21-cv-00781, 3 in CO/1:21-cv-00290, #9 in MDL No. 2989, 3 in TXS/4:21-cv-00292) Filed by Justina K Sessions on behalf of Defendant Open to the Public Investing, Inc. (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CO/1:21-cv-00290, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Sessions, Justina) EDITED EVENT NAME Modified on 3/1/2021 (RH). |
Filing 23 RESPONSE IN SUPPORT -- (re: pldg. ( #1 in MDL No. 2989) ) Filed by Plaintiff Austin Schaff (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989 et al. (Hill, Brandon) |
Filing 22 CORPORATE DISCLOSURE STATEMENT re: pldg. ( #6 in MDL No. 2989) -- Identifying Corporate Parent The Charles Schwab Corporation, Corporate ParentSchwab Holdings, Inc. for Charles Schwab & Co. Inc.; Corporate Parent The Charles Schwab Corporation, Corporate ParentTD Ameritrade Holding Corp, Corporate Parent TD Ameritrade Online Holding Corporation for TD Ameritrade, Inc.;Corporate Parent No Parent Corp for The Charles Schwab Corporation; Non-Party/Financial Interest Toronto Dominion Bank for The Charles Schwab Corporation. (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989 et al. (Mendro, Jason) Modified on 3/4/2021 (LH). ADDED PARENT CORPS |
Filing 21 NOTICE OF APPEARANCE re: pldg.( 66 in MDL No. 2989) Filed by Jason J Mendro on behalf of Defendants Charles Schwab & Co., Inc., #et al.TD Ameritrade, Inc, The Charles Schwab Corporation, TD Ameritrade Clearing, Inc., TD Ameritrade Holding Corporation, #[Suppress List] (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989 et al. (Mendro, Jason) Modified on 3/2/2021 (LH). REMOVED DUPLICATE PARTIES |
Filing 20 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( 66 in MDL No. 2989) Filed by Defendants Charles Schwab & Co., Inc., #et al.TD Ameritrade, Inc, The Charles Schwab Corporation, TD Ameritrade Clearing, Inc., TD Ameritrade Holding Corporation #[Suppress List] -- Associated Cases: MDL No. 2989 et al. (Mendro, Jason) Modified on 3/2/2021 (LH). REMOVED DUPLICATE PARTIES |
Filing 19 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #29 in MDL No. 2989) Filed by Plaintiff Austin Schaff -- Associated Cases: MDL No. 2989 et al. (Hill, Brandon) |
Filing 18 CERTIFICATE OF SERVICE (AMENDED) re: pldg. (4 in CO/1:21-cv-00290, #17 in MDL No. 2989) Filed by Plaintiff Chance Daniels -- Associated Cases: MDL No. 2989, CO/1:21-cv-00290 (Hannon, Kevin) |
Filing 17 CERTIFICATE OF SERVICE (AMENDED) re: pldg. (14 in CAC/2:21-cv-00835, 7 in CAC/2:21-cv-00837, 7 in CAC/2:21-cv-00843, 9 in CAN/3:21-cv-00693, 8 in CAN/3:21-cv-00759, 32 in CAN/3:21-cv-00781, 14 in CAN/3:21-cv-00829, 12 in CAN/3:21-cv-00861, 8 in CAN/4:21-cv-00696, 8 in CAN/4:21-cv-00697, 13 in CAN/4:21-cv-00758, 8 in CAN/4:21-cv-00838, 7 in CAN/5:21-cv-00833, 20 in CAS/3:21-cv-00167, 14 in CO/1:21-cv-00290, 8 in CT/3:21-cv-00123, 7 in CT/3:21-cv-00134, 8 in FLM/6:21-cv-00207, 8 in FLM/8:21-cv-00216, 8 in FLM/8:21-cv-00234, 10 in FLN/4:21-cv-00061, 7 in FLS/0:21-cv-60220, 8 in FLS/0:21-cv-60226, 12 in FLS/1:21-cv-20414, 8 in FLS/9:21-cv-80238, 7 in ILN/1:21-cv-00490, 14 in ILN/1:21-cv-00510, 7 in ILN/1:21-cv-00541, 7 in ILN/1:21-cv-00574, #73 in MDL No. 2989, 8 in NJ/2:21-cv-01348, 8 in NJ/2:21-cv-01729, 7 in NJ/3:21-cv-01361, 30 in NYE/1:21-cv-00677, 8 in NYS/1:21-cv-00777, 8 in PAE/2:21-cv-00489, 7 in PAW/3:21-cv-00013, 24 in TXS/4:21-cv-00292, 8 in TXS/4:21-cv-00311, 13 in VAE/1:21-cv-00115) Filed by Defendants Robinhood Financial LLC, #et al.Robinhood Markets, Inc., Robinhood Securities, LLC #[Suppress List] -- Associated Cases: MDL No. 2989 et al. (Orsini, Kevin) |
Filing 16 CERTIFICATE OF SERVICE (AMENDED) re: pldg. (12 in CAC/2:21-cv-00835, 5 in CAC/2:21-cv-00837, 5 in CAC/2:21-cv-00843, 7 in CAN/3:21-cv-00693, 6 in CAN/3:21-cv-00759, 27 in CAN/3:21-cv-00781, 12 in CAN/3:21-cv-00829, 10 in CAN/3:21-cv-00861, 6 in CAN/4:21-cv-00696, 6 in CAN/4:21-cv-00697, 11 in CAN/4:21-cv-00758, 6 in CAN/4:21-cv-00838, 5 in CAN/5:21-cv-00833, 18 in CAS/3:21-cv-00167, 12 in CO/1:21-cv-00290, 6 in CT/3:21-cv-00123, 5 in CT/3:21-cv-00134, 6 in FLM/6:21-cv-00207, 6 in FLM/8:21-cv-00216, 6 in FLM/8:21-cv-00234, 8 in FLN/4:21-cv-00061, 5 in FLS/0:21-cv-60220, 6 in FLS/0:21-cv-60226, 10 in FLS/1:21-cv-20414, 6 in FLS/9:21-cv-80238, 5 in ILN/1:21-cv-00490, 12 in ILN/1:21-cv-00510, 5 in ILN/1:21-cv-00541, 5 in ILN/1:21-cv-00574, #68 in MDL No. 2989, 6 in NJ/2:21-cv-01348, 6 in NJ/2:21-cv-01729, 5 in NJ/3:21-cv-01361, 25 in NYE/1:21-cv-00677, 6 in NYS/1:21-cv-00777, 6 in PAE/2:21-cv-00489, 5 in PAW/3:21-cv-00013, 22 i n TXS/4:21-cv-00292, 6 in TXS/4:21-cv-00311, 11 in VAE/1:21-cv-00115) Filed by Defendants Robinhood Financial, LLC, #et al.Robinhood Markets, Inc., Robinhood Securities, LLC #[Suppress List] -- Associated Cases: MDL No. 2989 et al. (Orsini, Kevin) |
Filing 15 CORPORATE DISCLOSURE STATEMENT re: pldg. ( #6 in MDL No. 2989), ( 2 in MDL No. 2989), ( 1 in MDL No. 2989) -- Identifying Corporate Parent TD Ameritrade Online Holdings Corp., Corporate Parent The Charles Schwab Corporation, Corporate Parent TD Ameritrade Holding Corporation for TD Ameritrade Clearing, Inc., TD Ameritrade Inc.; Corporate Parent The Charles Schwab Corporation Corporate Parent Schwab Holdings Inc. for Charles Schwab & Co. Inc.; Corporate Parent The Charles Schwab Corporation for TD Ameritrade Holding Corporation; Corporate Parent No Parent Corp for The Charles Schwab Corporation; Non-Party/Financial Interest Toronto-Dominion Bank for The Charles Schwab Corporation. (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989 et al. (Mendro, Jason) Modified on 3/4/2021 (LH). ADDED PARENT CORPS |
Filing 14 CORPORATE DISCLOSURE STATEMENT re: pldg. ( #6 in MDL No. 2989), ( 2 in MDL No. 2989), ( 1 in MDL No. 2989) -- Identifying Corporate Parent Robinhood Markets, Inc. for Robinhood Financial LLC, Robinhood Securities, LLC; Corporate Parent No Parent Corp. for Robinhood Markets, Inc.; . Associated Cases: MDL No. 2989 et al. (Orsini, Kevin) Modified on 3/1/2021 (LH). ADDED NO PARENT CORP. |
Filing 13 NOTICE OF APPEARANCE re: pldg.( #6 in MDL No. 2989), ( 2 in MDL No. 2989), ( 1 in MDL No. 2989), ( #8 in MDL No. 2989) Filed by Jason J Mendro on behalf of Defendants Charles Schwab & Co., Inc., #et al.TD Ameritrade, Inc, The Charles Schwab Corporation, TD Ameritrade Clearing, Inc., TD Ameritrade Holding Corporation #[Suppress List] (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989 et al. (Mendro, Jason) Modified on 3/3/2021 (LH). REMOVED DUPLICATE PARTIES |
Filing 12 NOTICE OF APPEARANCE re: pldg.( #6 in MDL No. 2989), ( #2 in MDL No. 2989), ( #1 in MDL No. 2989) Filed by Kevin J. Orsini on behalf of Defendants Robinhood Financial LLC, #et al.Robinhood Markets, Inc., Robinhood Securities, LLC #[Suppress List] Associated Cases: MDL No. 2989 et al. (Orsini, Kevin) |
Filing 11 SEE CORRECTED PLEADING (re: pldg. ( 234 in MDL No. 2989))CORPORATE DISCLOSURE STATEMENT re: pldg. ( 2 in MDL No. 2989), ( #6 in MDL No. 2989), ( 1 in MDL No. 2989) -- Identifying. (Attachments: #1 Schedule of Actions for Citadel Securities LLC, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00861, CAN/4:21-cv-00758, CAS/3:21-cv-00167, CO/1:21-cv-00290, FLS/1:21-cv-20414, NYE/1:21-cv-00677, TXS/4:21-cv-00292, VAE/1:21-cv-00115 (Hoeflich, Adam) Modified on 3/5/2021 (LH). ADDED NOTATION |
Filing 10 SEE CORRECTED PLEADING (re: pldg. ( 231 in MDL No. 2989)) NOTICE OF APPEARANCE re: pldg.( #6 in MDL No. 2989), ( 2 in MDL No. 2989), ( 1 in MDL No. 2989), ( #8 in MDL No. 2989) Filed by Adam L. Hoeflich on behalf of Defendants Citadel Enterprise Americas, LLC, Citadel Securities LLC (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAN/3:21-cv-00861, CAN/4:21-cv-00758, CAS/3:21-cv-00167, CO/1:21-cv-00290, FLS/1:21-cv-20414, ILN/1:21-cv-00510, NYE/1:21-cv-00677, TXS/4:21-cv-00292, VAE/1:21-cv-00115 (Hoeflich, Adam) Modified on 3/5/2021 (LH). ADDED NOTATION AND REMOVED DUPLICATE PARTIES |
Filing 9 CORPORATE DISCLOSURE STATEMENT re: pldg. ( 1 in MDL No. 2989) -- Identifying Corporate Parent IBG LLC, non-public company for Interactive Brokers, LLC. (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CO/1:21-cv-00290, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Ross Lahlou, Shari) Modified on 3/8/2021 (LH). REMOVED DUPLICATE PARTIES |
Filing 8 NOTICE OF APPEARANCE re: pldg.( 1 in MDL No. 2989) Filed by Shari Ross Lahlou on behalf of Defendants IBG Holdings, LLC, #et al.Interactive Brokers Corp, the Interactive Brokers Group Inc and Subsidiaries #[Suppress List] (Attachments: #1 Exhibit A., #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAS/3:21-cv-00167, CO/1:21-cv-00290, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Ross Lahlou, Shari) Modified on 3/8/2021 (LH). REMOVED DUPLICATE PARTIES |
Filing 7 NOTICE OF APPEARANCE re: pldg.( #6 in MDL No. 2989), ( #2 in MDL No. 2989), ( #1 in MDL No. 2989), ( #8 in MDL No. 2989) Filed by Brandon James Hill on behalf of Plaintiff Austin Schaff (Attachments: #1 Errata A, #2 Proof of Service) Associated Cases: MDL No. 2989 et al. (Hill, Brandon) |
Filing 6 CORPORATE DISCLOSURE STATEMENT re: pldg. ( #1 in MDL No. 2989) -- Identifying Corporate Parent Public Holdings, Inc. for Open to the Public Investing, Inc.. (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CO/1:21-cv-00290, NYE/1:21-cv-00677, T XS/4:21-cv-00292 (Sessions, Justina) |
Filing 5 NOTICE OF APPEARANCE re: pldg.( #1 in MDL No. 2989) Filed by Justina K Sessions on behalf of Defendant Open to the Public Investing, Inc. (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CO/1:21-cv-00290, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Session s, Justina) |
Filing 4 NOTICE OF APPEARANCE re: pldg.( #1 in MDL No. 2989) Filed by Kevin S. Hannon on behalf of Plaintiff Chance Daniels (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CO/1:21-cv-00290 (Hannon, Kevin) |
Filing 3 HEARING ORDER re: pldg. ( #1 in MDL No. 2989) - SECTION A (DESIGNATED FOR ORAL ARGUMENT) PANEL HEARING set for 3/25/2021 in Washington, DC font>. Notices of Presentation or Waiver of Oral Argument due on or before 3/1/2021.#Notice of Presentation or Waiver of Oral Argument form (JPML form 9) can be downloaded from our website.Signed by Judge Karen K. Caldwell, Chair, PANEL ON MULTIDISTRICT LITIGATION, on 2/17/2021. Associated Cases: MDL No. 2989 et al. (RH) |
Filing 2 ***TEXT ONLY NOTICE***NOTICE OF FILING AND PUBLICATION OF ACCELERATED BRIEFING SCHEDULE re: pldg. ( #1 in MDL No. 2989) THIS MATTER WILL BE HEARD AT THE PANEL'S MARCH 25, 2021 HEARING SESSION. PURSUANT TO RULE 6.1(e), AN ACCELERATED BRIEFING SCHEDULE IS SET AS FOLLOWS: Notices of Appearance due on or before 2/23/2021. Corporate Disclosure Statements due on or before 2/23/2021. Responses due on or before 3/1/2021. Reply, if any, due on or before 3/5/2021. No extensions of time will be granted to any absent extraordinary circumstances. In their briefs, the parties should address what steps they have taken to pursue alternatives to centralization (including, but not limited to, engaging in informal coordination of discovery and scheduling, and seeking Section 1404 transfer of one or more of the subject cases). #Appearance forms (JPML form 18) and #Corporate Disclosure forms can be downloaded from our website. Important: A Corporate Disclosure Form, if required, must be filed, even if one has previously been filed in this MDL.Please visit the #CM/ECF Filing Guidelines & Forms page of our website for additional information.Signed by Clerk of the Panel John W. Nichols on 2/9/2021. Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAC/2:21-cv-00837, CAC/2:21-cv-00843, CAN/3:21-cv-00759, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAN/3:21-cv-00861, CAN/4:21-cv-00696, CAN/4:21-cv-00697, CAN/4:21-cv-00758, CAN/4:21-cv-00838, CAN/5:21-cv-00693, CAN/5:21-cv-00833, CAS/3:21-cv-00167, CO/1:21-cv-00290, CT/3:21-cv-00123, CT/3:21-cv-00134, FLM/6:21-cv-00207, FLM/8:21-cv-00216, FLM/8:21-cv-00222, FLM/8:21-cv-00234, FLN/4:21-cv-00061, FLS/0:21-cv-60220, FLS/0:21-cv-60226, FLS/1:21-cv-20414, FLS/9:21-cv-80238, ILN/1:21-cv-00490, ILN/1:21-cv-00510, ILN/1:21-cv-00541, ILN/1:21-cv-00574, ILN/1:21-cv-00624, NJ/2:21-cv-01348, NJ/2:21-cv-01729, NJ/3:21-cv-01361, NYS/1:21-cv-00777, NYS/1:21-cv-00799, PAE/2:21-cv-00489, PAW/3:21-cv-00013, TXS/4:21-cv-00292, TXS/4:21-cv-00311, VAE/1:21-cv-00115 (dld) |
Filing 1 MDL Number 2989 Assigned -- MOTION FOR TRANSFER ACCEPTED FOR FILING re: pldg. ( #1 in Pending No. 5) Associated Cases: Pending No. 5, CAC/2:21-cv-00835, CAC/2:21-cv-00837, CAC/2:21-cv -00843, CAN/3:21-cv-00759, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAN/3:21-cv-00861, CAN/4:21-cv-00696, CAN/4:21-cv-00697, CAN/4:21-cv-00758, CAN/4:21-cv-00838, CAN/5:21-cv-00693, CAN/5:21-cv-00833, CAS/3:21-cv-00167, CO/1:21-cv-00290, CT/3:21-cv-00123, CT/3:21-cv-00134, FLM/6:21-cv-00207, FLM/8:21-cv-00216, FLM/8:21-cv-00222, FLM/8:21-cv-00234, FLN/4:21-cv-00061, FLS/0:21-cv-60220, FLS/0:21-cv-60226, FLS/1:21-cv-20414, FLS/9:21-cv-80238, ILN/1:21-cv-00490, ILN/1:21-cv-00510, ILN/1:21-cv-00541, ILN/1:21-cv-00574, ILN/1:21-cv-00624, NJ/2:21-cv-01348, NJ/2:21-cv-01729, NJ/3:21-cv-01361, NYS/1:21-cv-00777, NYS/1:21-cv-00799, PAE/2:21-cv-00489, PAW/3:21-cv-00013, TXS/4:21-cv-00292, TXS/4:21-cv-00311, VAE/1:21-cv-00115 (SM) |
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