Richardson v. Oppenheimer & CO. et al
Plaintiff: William A. Richardson
Defendant: Albert Lowenthal, Robert Lowenthal, Oppenheimer & Co., Inc., Oppenheimer Asset Management, Inc., Oppenheimer Holdings, Inc., Mark Weinberg and Greg White
Case Number: 2:2011cv02078
Filed: December 22, 2011
Court: US District Court for the District of Nevada
Office: Las Vegas Office
Presiding Judge: Peggy A. Leen
Presiding Judge: Gloria M. Navarro
Nature of Suit: Securities/Commodities
Cause of Action: 12 U.S.C. ยง 22 Securities Fraud
Jury Demanded By: Plaintiff

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed Document Text
December 31, 2015 Opinion or Order Filing 92 ORDER Granting 91 Stipulated Voluntary Dismissal with Prejudice, each party shall bear their own respective costs and attorneys' fees. This is a final judgment. Signed by Chief Judge Gloria M. Navarro on 12/31/15. (Copies have been distributed pursuant to the NEF - PS)
January 8, 2015 Opinion or Order Filing 82 ORDER granting 74 Motion for limited reconsideration. Signed by Chief Judge Gloria M. Navarro on 1/8/2015. (Copies have been distributed pursuant to the NEF - DKJ)
March 31, 2014 Opinion or Order Filing 73 ORDER that 54 Motion to Dismiss is GRANTED in part and DENIED in part. FURTHER ORDERED that 55 Motion for Leave to File Excess Pages is DENIED as moot. FURTHER ORDERED that 58 Motion to Strike is DENIED. FURTHER ORDERED that 70 Motion for Judicial Notice is GRANTED. Signed by Chief Judge Gloria M. Navarro on 3/31/14. (Copies have been distributed pursuant to the NEF - MMM)
August 23, 2013 Opinion or Order Filing 62 ORDER Granting 61 Motion to Extend Time to Reply re 54 MOTION to Dismiss. Replies due by 8/26/2013. Signed by Judge Gloria M. Navarro on 8/23/13. (Copies have been distributed pursuant to the NEF - MMM)
August 2, 2013 Opinion or Order Filing 53 ORDER Granting 52 Motion to Extend Time to Answer/Respnod re 43 Amended Complaint. Oppenheimer & Co., Inc. answer due 8/2/2013; Oppenheimer Asset Management, Inc. answer due 8/2/2013; Oppenheimer Holdings, Inc. answer due 8/2/2013; Mark Weinberg answer due 8/2/2013. Signed by Magistrate Judge Peggy A. Leen on 8/2/13. (Copies have been distributed pursuant to the NEF - MMM)
July 22, 2013 Opinion or Order Filing 51 ORDER Granting 49 Motion to Extend Time to Answer/Respond re Amended Complaint. Oppenheimer & Co., Inc. answer due 7/31/2013; Oppenheimer Asset Management, Inc. answer due 7/31/2013; Oppenheimer Holdings, Inc. answer due 7/31/2013; Mark Weinberg answer due 7/31/2013.; Oppenheimer & Co., Inc. answer due 7/31/2013; Oppenheimer Asset Management, Inc. answer due 7/31/2013; Oppenheimer Holdings, Inc. answer due 7/31/2013; Mark Weinberg answer due 7/31/2013. Signed by Magistrate Judge Peggy A. Leen on 7/22/13. (Copies have been distributed pursuant to the NEF - MMM)
May 10, 2013 Opinion or Order Filing 40 ORDER that 18 Motion to Dismiss is GRANTED. FURTHER ORDERED that Plaintiff is granted leave to amend his Complaint, provided that Plaintiff's First Amended Complaint is filed by June 3, 2013. Failure to comply with this Order will result in DISMISSAL with prejudice. Signed by Judge Gloria M. Navarro on 5/10/13. (Copies have been distributed pursuant to the NEF - MMM)
May 25, 2012 Opinion or Order Filing 31 ORDER that the parties' Stipulation 30 is NOT APPROVED and is DENIED. The Court's Discovery Plan and Scheduling Order 29 is VACATED and discovery is STAYED during the pendency of Defendants' Motion to Dismiss. Counsel shall meet a nd confer and submit a proposed discovery plan and scheduling order within 14 days of decision of the pending motion to dismiss with respect to any claims that survive. Signed by Magistrate Judge Peggy A. Leen on 5/24/12. (Copies have been distributed pursuant to the NEF - MMM)
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Defendant: Albert Lowenthal
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Defendant: Robert Lowenthal
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Defendant: Oppenheimer & Co., Inc.
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Defendant: Oppenheimer Asset Management, Inc.
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Defendant: Oppenheimer Holdings, Inc.
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Defendant: Mark Weinberg
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Defendant: Greg White
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Plaintiff: William A. Richardson
Represented By: David Z. Chesnoff
Represented By: Richard A Schonfeld
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