Securities and Exchange Commission v. Bauman
Plaintiff: Securities and Exchange Commission
Defendant: Frederick Bauman
Case Number: 2:2021cv01651
Filed: September 8, 2021
Court: US District Court for the District of Nevada
Presiding Judge: Gloria M Navarro
Referring Judge: Elayna J Youchah
Nature of Suit: Securities/Commodities
Cause of Action: 12 U.S.C. ยง 22
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on September 13, 2021. A more recent docket listing may be available from PACER.

Date Filed Document Text
September 8, 2021 Opinion or Order Filing 5 MOTION to Admit Government Attorney Kathleen Shields by Plaintiff Securities and Exchange Commission. (Klunder, Nita)
September 8, 2021 Opinion or Order Filing 4 NOTICE: Attorney Action Required to #1 Complaint. Attorney Kathleen Shields and Eric Forni do not appear to be admitted to this court. Attorney's advised to complete the process to be admitted to this court. (no image attached) (DKJ)
September 8, 2021 Opinion or Order Filing 3 Joint MOTION for Judgment by Plaintiff Securities and Exchange Commission. Responses due by 9/22/2021. (Attachments: #1 Proposed Order, #2 Exhibit) (Klunder, Nita)
September 8, 2021 Opinion or Order Filing 2 MOTION to Admit Government Attorney Nita Klunder by Plaintiff Securities and Exchange Commission. (Klunder, Nita)
September 8, 2021 Opinion or Order Filing 1 COMPLAINT against Frederick Bauman by Securities and Exchange Commission. Proof of service due by 12/7/2021. (Attachments: #1 Civil Cover Sheet) (Klunder, Nita) NOTICE of Certificate of Interested Parties requirement: Under Local Rule 7.1-1, a party must immediately file its disclosure statement with its first appearance, pleading, petition, motion, response, or other request addressed to the court.
September 8, 2021 Opinion or Order Case randomly assigned to Judge Gloria M. Navarro and Magistrate Judge Elayna J. Youchah. (JQC)

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Plaintiff: Securities and Exchange Commission
Represented By: Eric Forni
Represented By: Kathleen Shields
Represented By: Nita Kumaraswam Klunder
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Defendant: Frederick Bauman
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