Securities and Exchange Commission v. Slattery et al
| Securities and Exchange Commission |
| Derek J. Slattery and TradeSmart Software RIC Corporation |
| 2:2022cv00715 |
| May 4, 2022 |
| US District Court for the District of Nevada |
| Jennifer A Dorsey |
| Brenda Weksler |
| Securities/Commodities |
| 12 U.S.C. § 22 Securities Fraud |
| None |
Docket Report
RSS Track this Docket
This docket was last retrieved on October 4, 2022. A more recent docket listing may be available from PACER.
| Document Text |
|---|
| Filing 30 Mail Returned as Undeliverable re #27 Order, addressed to Derek J. Slattery. (KF) |
| Filing 29 Second MOTION for Entry of Clerk's Default as to Derek J. Slattery by Plaintiff Securities and Exchange Commission. Responses due by 8/24/2022. (Dean, Lynn) |
| Filing 28 Mail Returned as Undeliverable re #24 Order on Motion for Entry of Clerks Default addressed to Derek J. Slattery. (TRW) |
Filing 27
ORDER. Mr. Slattery must file a notice with his current address with the Court by 8/15/2022. Failure to comply with this Order may result in a recommendation to the district judge that a Signed by Magistrate Judge Brenda Weksler on 8/1/2022. (Copies have been distributed pursuant to the NEF - KF)
|
| Filing 26 CERTIFICATE OF SERVICE for #23 Order on Motion to Admit Government Attorney, #25 Clerk's Entry of Default, #22 Mail Returned, #24 Order on Motion for Entry of Clerks Default,,, Order on Motion to Strike,,,,, 20 Order on Motion,,,, Minute Order,,, by Plaintiff Securities and Exchange Commission.. (Dean, Lynn) |
| Filing 25 Clerk's ENTRY OF DEFAULT as to TradeSmart Software RIC Corporation. (KF) |
|
Filing 24
ORDER.IT IS ORDERED that the SEC's motion for entry of default [ECF No. #13 ] is GRANTED as to TradeSmart Software RIC Corporation and DENIED as to Derek J. Slattery. The Clerk of Court is directed to ENTER DEFAULT against TradeSmart. IT IS FURTHER ORDERED that the SEC's motion to strike [ECF No. #18 ] is GRANTED. The Clerk of Court is directed to STRIKE the filings at ECF Nos. 15 , 16 , and 17 from the record. Slattery has until 8/8/2022, to file a proper answer. If he fails to do so, the SEC may renew its motion for default against him. Signed by Judge Jennifer A. Dorsey on 7/28/2022. (Copies have been distributed pursuant to the NEF - KF)
|
|
Filing 23
ORDER Granting #2 Motion to Admit Government Attorney as to Lynn M. Dean. Signed by Judge Jennifer A. Dorsey on 7/28/2022.(Copies have been distributed pursuant to the NEF - KF)
|
| Filing 22 Mail Returned as Undeliverable re 20 Minute Order, addressed to Derek J. Slattery. (KF) |
| Filing 21 NOTICE of Lack of Opposition to #18 Motion to Strike by Securities and Exchange Commission. (Dean, Lynn) Modified text on 7/26/2022 (DRS). |
| Filing 20 MINUTE ORDER IN CHAMBERS of the Honorable Magistrate Judge Brenda Weksler on 7/15/2022. Before the Court is Plaintiff's Security and Exchange Commission's motion to admonish Defendant Derek Slattery. ECF No. 9. What is purportedly a response from Mr. Slattery (at ECF No. 15) does not address the issue raised by Plaintiff. The type of conduct Plaintiff alleged Mr. Slattery has engaged in will not be tolerated. The Court reminds all parties that the Court expects a high degree of professionalism and civility from all litigants. The Court orders all parties to behave in a professional and civil manner going forward. Failure to comply with this order may result in future sanctions. Plaintiff's motion at ECF No. 9 is GRANTED. (no image attached) (Copies have been distributed pursuant to the NEF - EmG) |
| Filing 19 Declaration MOTION to Strike re #18 Motion to Strike #15 , #16 , 17 by Plaintiff Securities and Exchange Commission. by Plaintiff Securities and Exchange Commission. Responses due by 7/21/2022. (Attachments: #1 Index, #2 Exhibit 1, #3 Exhibit 2, #4 Exhibit 3, #5 Exhibit 4, #6 Exhibit 5, #7 Exhibit 6, #8 Exhibit 7, #9 Exhibit 8, #10 Exhibit 9)(Dean, Lynn) (answer) Modified event and text on 7/8/2022 (EDS). |
| Filing 18 MOTION to Strike #15 , #16 , 17 Response, by Plaintiff Securities and Exchange Commission. by Plaintiff Securities and Exchange Commission. Responses due by 7/21/2022. (Dean, Lynn) (answer) Modified text on 7/8/2022 (EDS). |
| Filing 16 Duplicate RESPONSE to #9 Motion with added Exhibits, by Defendant Derek J. Slattery. Replies due by 7/7/2022. (Attachments: #1 Exhibit) (KF) Modified on 7/1/2022 to restrict access pursuant to LR IC 6-1 and FRCP 5.2 to main document - minors' names and/or DOB listed (SLD). |
| Filing 15 RESPONSE to #9 Motion, by Defendant Derek J. Slattery. Replies due by 7/7/2022. (KF) Modified on 7/1/2022 to restrict access pursuant to LR IC 6-1 and FRCP 5.2 - minors' names and/or DOB listed (SLD). |
| Filing 14 SUPPLEMENT Declaration of Lynn M. Dean to #9 Motion for an Order Admonishing Defendant Derek J. Slattery, by Plaintiff Securities and Exchange Commission (Attachments: #1 Exhibit 1) (Dean, Lynn) |
| Filing 13 MOTION for Entry of Clerk's Default as to Derek J. Slattery and TradeSmart Software RIC Corporation by Plaintiff Securities and Exchange Commission. Responses due by 7/12/2022. (Dean, Lynn) |
| Filing 12 NOTICE of Compliance with the Court's June 17, 2022 Order by Securities and Exchange Commission re 11 Minute Order,. (Attachments: #1 Exhibit 1, #2 Exhibit 2) (Dean, Lynn) |
| Filing 11 MINUTE ORDER IN CHAMBERS of the Honorable Magistrate Judge Brenda Weksler on 6/17/2022. IT IS ORDERED that if Defendant Derek Slattery wishes to respond to Plaintiff's motion at ECF No. 9, he must do so by 6/30/2022. No reply will be considered. IT IS FURTHER ORDERED that, by 6/21/2022, Plaintiff must serve a copy of this order on Defendant Slattery and must file a notice of compliance with this order.(no image attached) (Copies have been distributed pursuant to the NEF - EmG) |
| Filing 10 DECLARATION of Lynn M. Dean re #9 Motion by Plaintiff Securities and Exchange Commission. (Attachments: #1 Index of Exhibits, #2 Exhibit 1, #3 Exhibit 2, #4 Exhibit 3, #5 Exhibit 4, #6 Exhibit 5, #7 Exhibit 6, #8 Exhibit 7, #9 Exhibit 8, #10 Exhibit 9, #11 Exhibit 10, #12 Exhibit 11, #13 Exhibit 12, #14 Exhibit 13, #15 Exhibit 14, #16 Exhibit 15, #17 Exhibit 16, #18 Exhibit 17, #19 Exhibit 18, #20 Exhibit 19, #21 Exhibit 20, #22 Exhibit 21, #23 Exhibit 22, #24 Exhibit 23, #25 Exhibit 24, #26 Exhibit 25, #27 Exhibit 26, #28 Exhibit 27, #29 Exhibit 28, #30 Exhibit 29, #31 Exhibit 30, #32 Exhibit 31, #33 Exhibit 32, #34 Exhibit 33) (Dean, Lynn) |
| Filing 9 MOTION for An Order Admonishing Defendant Derek J. Slattery by Plaintiff Securities and Exchange Commission. Responses due by 6/30/2022. (Attachments: #1 Proposed Order) (Dean, Lynn) |
| Filing 8 First AMENDED COMPLAINT against Derek J. Slattery, TradeSmart Software RIC Corporation by Securities and Exchange Commission. No changes to parties. (Dean, Lynn) |
| Filing 7 SUMMONS Returned Executed by Securities and Exchange Commission. TradeSmart Software RIC Corporation served on 5/9/2022. (Dean, Lynn) |
| Filing 6 SUMMONS Returned Executed by Securities and Exchange Commission. Derek J. Slattery served on 5/9/2022. (Dean, Lynn) |
| Filing 5 CLERK'S NOTICE Regarding Local Rule IC 5-1(b). ECF No. #1 was not filed pursuant to LR IC 5-1(b) by attorneys Lynn M Dean and Jennifer Barry. Please note the signatory must be the attorney or pro se party who electronically files the document. No further action is required concerning this document at this time. Do not refile document. (no image attached) (SLD) |
| Filing 4 ERROR: Document terminated - entered in error. Attorneys are Government attorneys and must file a Motion to Admit Government Attorney for each attorney pursuant to LR IA 11-3. NOTICE TO COUNSEL PURSUANT TO LOCAL RULE IA 11-2. Counsel Alka N. Patel, Jennifer Chun Barry, Lynn M Dean, and Michele Weine Layne to comply with completion and filing of the Verified Petition and Designation of Local Counsel. For your convenience, click on the following link to obtain the form from the Court's website - #www.nvd.uscourts.gov. Upon approval of the Verified Petition, counsel is required to register for the Court's Case Management and Electronic Case Filing (CM/ECF) system and the electronic service of documents. Please visit the PACER website www.pacer.gov to register Attorney. Verified Petition due by 5/19/2022. (no image attached) (KF) Modified on 5/6/2022 (SLD). |
| Filing 3 SUMMONS ISSUED as to Derek J. Slattery and TradeSmart Software RIC Corporation re #1 Complaint. (Attachments: #1 Summons) (KF) |
| Case randomly assigned to Judge Jennifer A. Dorsey and Magistrate Judge Brenda Weksler. (KF) |
| Filing 2 MOTION to Admit Government Attorney Lynn M. Dean by Plaintiff Securities and Exchange Commission. (Barry, Jennifer) |
| Filing 1 COMPLAINT against All Defendants by Securities and Exchange Commission. Proof of service due by 8/2/2022. (Attachments: #1 Civil Cover Sheet, #2 Summons as to Derek J. Slattery, #3 Summons as to TradeSmart Software RIC Corporation) (Barry, Jennifer) NOTICE of Certificate of Interested Parties requirement: Under Local Rule 7.1-1, a party must immediately file its disclosure statement with its first appearance, pleading, petition, motion, response, or other request addressed to the court. |
Access additional case information on PACER
Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.
Access this case on the Nevada District Court's Electronic Court Filings (ECF) System
- Search for Party Aliases
- Associated Cases
- Attorneys
- Case File Location
- Case Summary
- Docket Report
- History/Documents
- Parties
- Related Transactions
- Check Status
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
