Securities and Exchange Commission v. Goldstone et al

Plaintiff: Securities and Exchange Commission
Defendant: Larry A Goldstone, Clarence G. Simmons, III and Jane E. Starrett
Case Number: 1:2012cv00257
Filed: March 13, 2012
Court: New Mexico District Court
Office: Albuquerque Office
County: Santa Fe
Presiding Judge: James O. Browning
Referring Judge: Lorenzo F. Garcia
Nature of Suit: Securities/Commodities/Exchanges
Cause of Action: 15:77
Jury Demanded By: Plaintiff

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed#Document Text
January 31, 2017 653 Opinion or Order of the Court MEMORANDUM OPINION AND ORDER by District Judge James O. Browning denying 392 the Plaintiff Securities and Exchange Commissions Motion in Limine to Exclude Argument or Evidence that the Defendants did not Violate Rule 13b2-2 as a Result of Providing the Tie-Out Document to KPMG (meq)
January 26, 2017 645 Opinion or Order of the Court MEMORANDUM OPINION AND ORDER by District Judge James O. Browning granting in part and denying in part the Defendants' Renewed Motion for Judgment as a Matter of Law 594 . (kw)

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Search for this case: Securities and Exchange Commission v. Goldstone et al
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Plaintiff: Securities and Exchange Commission
Represented By: Michael H. Hoses
Represented By: Ian S. Karpel
Represented By: Gregory A Kasper
Represented By: Stephen C McKenna
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Defendant: Larry A Goldstone
Represented By: Alanna G. Buchanan
Represented By: Joel Fleming
Represented By: Bruce D. Hall
Represented By: Jessica Kurzban
Represented By: Randall Lee
Represented By: Peiyin Patty Li
Represented By: Andrew G. Schultz
Represented By: John Valentine
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Defendant: Clarence G. Simmons, III
Represented By: Alanna G. Buchanan
Represented By: Joel Fleming
Represented By: Bruce D. Hall
Represented By: Jessica Kurzban
Represented By: Randall Lee
Represented By: Peiyin Patty Li
Represented By: Andrew G. Schultz
Represented By: John Valentine
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Defendant: Jane E. Starrett
Represented By: Thomas Arena
Represented By: Bruce D. Hall
Represented By: Elena Kilberg
Represented By: Robert J. Liubicic
Represented By: Jerry L. Marks
Represented By: Alisa Schlesinger
Represented By: Andrew G. Schultz
Represented By: Paul M. Torres
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