United States Securities and Exchange Commission v. Mueller
| United States Securities and Exchange Commission |
| Frank G. Mueller |
| 1:2020cv00984 |
| September 25, 2020 |
| US District Court for the District of New Mexico |
| James O Browning |
| Jerry H Ritter |
| John F Robbenhaar |
| Securities/Commodities |
| 15 U.S.C. ยง 77 |
| Plaintiff |
Docket Report
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This docket was last retrieved on October 30, 2020. A more recent docket listing may be available from PACER.
| Document Text |
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| Filing 7 FINAL JUDGMENT by District Judge James O. Browning. (vv) |
| Filing 6 NOTICE of Appearance by Marc M Lowry on behalf of Frank G. Mueller (Lowry, Marc) |
| Filing 5 PLEASE TAKE NOTICE that this case has been reassigned to District Judge James O. Browning as the trial judge. Under D.N.M.LR-Civ. 10.1, the first page of each document must have the case file number and initials of the assigned judges.Accordingly, further documents filed in this matter must bear the case number and the judges' initials shown in the case caption and the NEF for this document. Kindly reflect this change in your filings. Magistrate Judge John F. Robbenhaar no longer assigned to this case.[THIS IS A TEXT-ONLY ENTRY. THERE ARE NO DOCUMENTS ATTACHED.] (dr) |
| Filing 4 Unopposed MOTION to Approve Consent Judgment by United States Securities and Exchange Commission. (Attachments: #1 Exhibit A - Signed Consent, #2 Exhibit B - Judgment, #3 Supplement - Proposed Order) (McKenna, Stephen) |
| Filing 3 NOTICE of Appearance by Stephen C McKenna on behalf of United States Securities and Exchange Commission (McKenna, Stephen) |
| Filing 2 PLEASE TAKE NOTICE that this case has been randomly assigned to United States Magistrate Judge John F. Robbenhaar to conduct dispositive proceedings in this matter, including motions and trial. Appeal from a judgment entered by a Magistrate Judge will be to the United States Court of Appeals for the Tenth Circuit. It is the responsibility of the case filer to serve a copy of this Notice upon all parties with the summons and complaint. Consent is strictly voluntary, and a party is free to withhold consent without adverse consequences. Should a party choose to consent, notice should be made no later than 21 days after entry of the Order setting the Rule 16 Initial Scheduling Conference. For e-filers, visit our Web site at www.nmd.uscourts.gov for more information and instructions.[THIS IS A TEXT-ONLY ENTRY. THERE ARE NO DOCUMENTS ATTACHED.] (dr) |
| Filing 1 COMPLAINT against Frank G. Mueller ( Filing Fee - Waived), filed by United States Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet)(McKenna, Stephen) |
| United States Magistrate Judge John F. Robbenhaar and United States Magistrate Judge Jerry H. Ritter assigned. (dr) |
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| Plaintiff: United States Securities and Exchange Commission | |
| Represented By: | Stephen C McKenna |
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| Defendant: Frank G. Mueller | |
| Represented By: | Marc M Lowry |
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