Securities and Exchange Commission v. One Or More Unknown Traders In The Common Stock Of Certain Issuers et al

Justia Dockets & Filings Second Circuit New York Eastern District Securities and Exchange Commission v. One Or More Unknown Traders In The Common Stock Of Certain Issuers et al

Securities and Exchange Commission v. One Or More Unknown Traders In The Common Stock Of Certain Issuers et al

Plaintiff:	Securities and Exchange Commission
Defendant:	One Or More Unknown Traders In The Common Stock Of Certain Issuers and Interactive Brokers, LLC
Case Number:	1:2008cv01402
Filed:	April 7, 2008
Court:	US District Court for the Eastern District of New York
Office:	Securities/Commodities Office
County:	Kings
Presiding Judge:	Joan M. Azrack
Presiding Judge:	Raymond J. Dearie
Nature of Suit:	None
Cause of Action:	U.S. Government Plaintiff
Jury Demanded By:	15:77 Securities Fraud

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Date Filed	Document Text
October 2, 2009	Filing 31 ORDER granting in part and denying in part 29 Motion for Default Judgment: For the foregoing reasons, the court grants in part and denies in part plaintiff's motion for default judgment as follows: (1) Plaintiff's default judgment as to d efendants' liability for violations of Section 10(b) of the Exchange Act and Rule 10b-5 of the Regulations is granted. (2) Plaintiff's motion for a permanent injunction barring defendants from further violations of Section 10(b) of the Exc hange Act and Rule 10b-5 of the Regulations is granted. (3) Plaintiff's motion for disgorgement is denied without prejudice to plaintiff supplementing the record before the court with evidence that plaintiff's disgorgement calculation is accurate with fifteen (15) days of entry of this order. See Attached Order. Ordered by Judge Kiyo A. Matsumoto on 10/2/2009. (Maxwell, Jill)

Date Filed

Document Text

October 2, 2009

Filing 31 ORDER granting in part and denying in part 29 Motion for Default Judgment: For the foregoing reasons, the court grants in part and denies in part plaintiff's motion for default judgment as follows: (1) Plaintiff's default judgment as to d efendants' liability for violations of Section 10(b) of the Exchange Act and Rule 10b-5 of the Regulations is granted. (2) Plaintiff's motion for a permanent injunction barring defendants from further violations of Section 10(b) of the Exc hange Act and Rule 10b-5 of the Regulations is granted. (3) Plaintiff's motion for disgorgement is denied without prejudice to plaintiff supplementing the record before the court with evidence that plaintiff's disgorgement calculation is accurate with fifteen (15) days of entry of this order. See Attached Order. Ordered by Judge Kiyo A. Matsumoto on 10/2/2009. (Maxwell, Jill)

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Plaintiff: Securities and Exchange Commission
Represented By:	Amie K. Riggle
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Defendant: One Or More Unknown Traders In The Common Stock Of Certain Issuers
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Defendant: Interactive Brokers, LLC
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