Securities and Exchange Commission v. Peterson
| Securities and Exchange Commission |
| Garth Ronald Peterson |
| Marion Hecht |
| Morgan Stanley |
| 1:2012cv02033 |
| April 25, 2012 |
| US District Court for the Eastern District of New York |
| Brooklyn Office |
| Jack B. Weinstein |
| Securities/Commodities |
| 15 U.S.C. ยง 78 m(a) Securities Exchange Act |
| None |
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Filing
12
MEMORANDUM ON PROPOSED SETTLEMENT AGREEMENT. Ordered by Senior Judge Jack B. Weinstein, on 5/9/2012. (Barrett, C)
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Filing
4
MEMORANDUM & ORDER ON PLEA AND PROPOSED SETTLEMENT AGREEMENT as to Garth Peterson: Sentencing hearing will be held on July 17,2012 at 10:00 a.m. The United States Probation Department shall prepare the pre-sentence report as soon as is practicable. I n a civil case filed the same day in this court, 12-CV-2033, the Securities and Exchange Commission (SEC) applied for immediate approval of a settlement agreement with the same defendant, Garth Peterson. The request for immediate approval of the SEC& #039;s settlement is denied. A hearing on the reasonableness of the proposed civil settlement is ordered for May 2, 2012 at 12:15 p.m. in courtroom 10B. Any person may appear by telephone after arrangement with Ms. June Lowe, Courtroom Deputy. Ms. Lowe can be reached at (718) 613-2525. The court will consider any papers filed by May 1, 2012 at 3:00 p.m. Ordered by Senior Judge Jack B. Weinstein, on 4/26/2012. (Barrett, C)
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