Securities Investor Protection Corporation v. TWS Financial, LLC
Plaintiff: Securities Investor Protection Corporation
Defendant: TWS Financial, LLC
Interested Party: Marianne T. O'Toole, as Trustee
Case Number: 1:2013cv03028
Filed: May 23, 2013
Court: US District Court for the Eastern District of New York
Office: Brooklyn Office
Presiding Judge: Marilyn D. Go
Presiding Judge: Roslynn R. Mauskopf
Nature of Suit: Securities/Commodities
Cause of Action: 15 U.S.C. ยง 78 m(a) Securities Exchange Act
Jury Demanded By: None

Available Case Documents

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Date Filed Document Text
August 12, 2013 Opinion or Order Filing 24 ORDER denying 23 Motion to Compel: For the reasons set forth in the attached Memorandum and Order, the proper court in which to bring the instant application is the United States Bankruptcy Court for the Eastern District of New York. The Clerk of the Court is respectfully requested to mail a copy of this order to movants at the addresses listed below: Mark Wesley 608 Circle Trace Rd. Monroe, NC 28110; James Avola 6808 Rollingridge Dr. Charlotte, NC 28211; George Simon 2299 NW 4th Ave. Boca Raton, FL 33431. Ordered by Judge Roslynn R. Mauskopf on 8/12/2013. (Mauskopf, Roslynn)
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Interested party: Marianne T. O'Toole, as Trustee
Represented By: Holly R Rai
Represented By: Joseph S. Maniscalco
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Plaintiff: Securities Investor Protection Corporation
Represented By: Nathanael S. Kelley
Represented By: Christopher H. Larosa
Represented By: Josephine Wang
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Defendant: TWS Financial, LLC
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