Pitman v. Immunovant, Inc. et al
| Theresa Pitman |
| Immunovant, Inc. f/k/a Health Sciences Acquisitions Corporation, Roderick Wong, Peter Salzmann, Pamela Yanchik Connealy, Immunovant, Inc., Health Sciences Acquisitions Corporation, Frank M. Torti, Andrew Fromkin, Douglas Hughes, George Migausky, Atul Pande, Eric Venker, SVB Leerink LLC, LifeSci Capital LLC, Chardan Capital Markets LLC, Guggenheim Securities, LLC, Robert W. Baird & Co. Incorporated and Roivant Sciences Ltd. |
| Bucks County Employees Retirement System, Erie County Employees' Retirement System and SEPTA Pension Plan Master Trust |
| 1:2021cv00918 |
| February 19, 2021 |
| US District Court for the Eastern District of New York |
| Kiyo A Matsumoto |
| Vera M Scanlon |
| Securities/Commodities |
| Plaintiff |
Docket Report
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| Filing 44 AMENDED COMPLAINT FOR VIOLATIONS OF THE FEDERAL SECURITIES LAWS against Chardan Capital Markets LLC, Pamela Yanchik Connealy, Andrew Fromkin, Guggenheim Securities, LLC, Douglas Hughes, Immunovant, Inc., LifeSci Capital LLC, George Migausky, Atul Pande, Robert W. Baird & Co. Incorporated, Roivant Sciences Ltd., SVB Leerink LLC, Peter Salzmann, Frank M. Torti, Eric Venker, Roderick Wong, filed by SEPTA Pension Plan Master Trust. (Kaufman, Evan) |
| Filing 43 SUMMONS Returned Executed by SEPTA Pension Plan Master Trust. SVB Leerink LLC served on 2/16/2022, answer due 3/9/2022. (Kaufman, Evan) |
| Filing 42 SUMMONS Returned Executed by SEPTA Pension Plan Master Trust. Robert W. Baird & Co. Incorporated served on 2/16/2022, answer due 3/9/2022. (Kaufman, Evan) |
| Filing 41 SUMMONS Returned Executed by SEPTA Pension Plan Master Trust. LifeSci Capital LLC served on 2/16/2022, answer due 3/9/2022. (Kaufman, Evan) |
| Filing 40 SUMMONS Returned Executed by SEPTA Pension Plan Master Trust. Guggenheim Securities, LLC served on 2/16/2022, answer due 3/9/2022. (Kaufman, Evan) |
| Filing 39 SUMMONS Returned Executed by SEPTA Pension Plan Master Trust. Chardan Capital Markets LLC served on 2/16/2022, answer due 3/9/2022. (Kaufman, Evan) |
| Filing 38 NOTICE of Appearance by Daniel P. Roeser on behalf of Chardan Capital Markets LLC, Guggenheim Securities, LLC, LifeSci Capital LLC, Robert W. Baird & Co. Incorporated, SVB Leerink LLC (aty to be noticed) (Roeser, Daniel) |
| Filing 37 NOTICE of Appearance by Valerie Anne Haggans on behalf of Chardan Capital Markets LLC, Guggenheim Securities, LLC, LifeSci Capital LLC, Robert W. Baird & Co. Incorporated, SVB Leerink LLC (aty to be noticed) (Haggans, Valerie) |
ORDER granting the parties' jointly proposed schedule #33 and so ordering the stipulation #36 . On or before 3/15/2022, Plaintiff will file its amended pleading. On or before 5/27/2022, Defendants will serve Plaintiff with its motion to dismiss. On or before 7/11/2022, Plaintiff will serve Defendants with its opposition. On or before 8/10/2022, Defendants will serve their reply and file the fully bundled motion on ECF. The Court notes that the parties do not request mediation at this time. The parties will continue to discuss settlement possibilities and file a joint letter requesting mediation referral in the event they agree to participate. Ordered by Magistrate Judge Vera M. Scanlon on 3/7/2022. (Quinlan, Krista).
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ORDER granting #33 Motion to Compel. See 3/7/2022 order. Ordered by Magistrate Judge Vera M. Scanlon on 3/7/2022. (Quinlan, Krista)
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| Filing 36 Proposed Scheduling Order Stipulation and Proposed Order regarding February 1, 2022 Complaint by Roivant Sciences Ltd. (Williams, John) |
| Filing 35 NOTICE of Appearance by John S. Williams on behalf of Roivant Sciences Ltd. (aty to be noticed) (Williams, John) |
| Filing 34 NOTICE of Appearance by Natalie Bono on behalf of SEPTA Pension Plan Master Trust (aty to be noticed) (Bono, Natalie) |
| Filing 33 MOTION to Compel Joint Status Report Letter and Proposed Briefing Schedule by SEPTA Pension Plan Master Trust. (Kaufman, Evan) |
| Filing 32 Summons Issued as to Chardan Capital Markets LLC, Andrew Fromkin, Guggenheim Securities, LLC, Douglas Hughes, LifeSci Capital LLC, George Migausky, Atul Pande, Robert W. Baird & Co. Incorporated, Roivant Sciences Ltd., SVB Leerink LLC, Frank M. Torti, Eric Venker. (Tavarez, Jennifer) |
| Filing 31 Proposed Summons. Re #29 Amended Complaint, Quality Control Check - Summons by SEPTA Pension Plan Master Trust (Kaufman, Evan) |
| Your proposed summons was not issued for one of the following reasons: The CLERK OF COURT name needs to be updated. Please correct and resubmit using Proposed Summons/Civil Cover Sheet. (Tavarez, Jennifer) |
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STATUS REPORT ORDER: As discussed during the 2/10/2022 conference, on or before 2/16/2022, the parties to file a status letter as to whether they are interested in mediation, including a referral to Court-annexed mediation, and to propose a revised briefing schedule for the anticipated motion to dismiss. The order at #25 is so ordered, and the amended pleading filing at #30 is permitted. The Clerk of Court is Ordered to issue the summonses. Ordered by Magistrate Judge Vera M. Scanlon on 2/10/2022. (Quinlan, Krista)
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| Minute Entry for proceedings held before Magistrate Judge Vera M. Scanlon:Telephone Conference held on 2/10/2022. Evan Kaufman appearing for SEPTA Pension Plan Master Trust. Shannon Eagan and Heather Speers appearing for Defendants. See separate docket entry for Order issuing from this proceeding. (FTR Log #3:52-4:09.) (Quinlan, Krista) |
| Filing 30 Proposed Summons. Re #29 Amended Complaint, by SEPTA Pension Plan Master Trust (Kaufman, Evan) |
| Filing 29 AMENDED COMPLAINT COMPLAINT FOR VIOLATIONS OF THE SECURITIES ACT OF 1933 AND SECURITIES EXCHANGE ACT OF 1934 against Pamela Yanchik Connealy, Immunovant, Inc., Peter Salzmann, Roderick Wong, Frank M. Torti, Andrew Fromkin, Douglas Hughes, George Migausky, Atul Pande, Eric Venker, SVB Leerink LLC, LifeSci Capital LLC, Chardan Capital Markets LLC, Guggenheim Securities, LLC, Robert W. Baird & Co. Incorporated, Roivant Sciences Ltd., filed by SEPTA Pension Plan Master Trust. (Kaufman, Evan) |
| Filing 28 NOTICE of Appearance by Heather Speers on behalf of Pamela Yanchik Connealy, Immunovant, Inc., Peter Salzmann, Roderick Wong (notification declined or already on case) (Speers, Heather) |
| Filing 27 NOTICE of Appearance by Koji Fukumura on behalf of Pamela Yanchik Connealy, Immunovant, Inc., Peter Salzmann, Roderick Wong (notification declined or already on case) (Fukumura, Koji) |
| Filing 26 NOTICE of Appearance by Eagan Shannon on behalf of Pamela Yanchik Connealy, Immunovant, Inc., Peter Salzmann, Roderick Wong (notification declined or already on case) (Shannon, Eagan) |
| Filing 25 Proposed Scheduling Order Stipulation and Proposed Order by SEPTA Pension Plan Master Trust (Kaufman, Evan) |
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ORDER granting #22 , #23 and #24 Motions for Leave to Appear Pro Hac Vice. The attorneys shall register for ECF, registration is available online at www.pacer.gov. Once registered, the attorneys shall file a notice of appearance and ensure that s/he receives electronic notification of activity in this case. Also, the attorney shall ensure the $150 admission fee is submitted to the Clerk's Office via filing the event Pro Hac Vice Filing Fee.Ordered by Magistrate Judge Vera M. Scanlon on 1/27/2022. (Quinlan, Krista)
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| Filing 24 MOTION to Appear Pro Hac Vice Filing fee $ 150, receipt number ANYEDC-15232196. by Pamela Yanchik Connealy, Immunovant, Inc., Peter Salzmann, Roderick Wong. (Attachments: #1 Declaration in Support of Motion for Admission Pro Hac Vice, #2 Certificate of Good Standing) (Speers, Heather) |
| Filing 23 MOTION to Appear Pro Hac Vice Filing fee $ 150, receipt number ANYEDC-15232194. by Pamela Yanchik Connealy, Immunovant, Inc., Peter Salzmann, Roderick Wong. (Attachments: #1 Declaration in Support of Motion for Admission Pro Hac Vice, #2 Certificate of Good Standing - California, #3 Certificate of Good Standing - Colorado, #4 Certificate of Good Standing - Pennsylvania) (Fukumura, Koji) |
| Filing 22 MOTION to Appear Pro Hac Vice Filing fee $ 150, receipt number ANYEDC-15232184. by Pamela Yanchik Connealy, Immunovant, Inc., Peter Salzmann, Roderick Wong. (Attachments: #1 Declaration in Support of Motion for Admission Pro Hac Vice, #2 Certificate of Good Standing) (Shannon, Eagan) |
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ORDER granting in part and deferring ruling in part the parties' stipulated request at ECF No. #19 . The request is granted insofar as Plaintiff may file an amended pleading by 3/15/2022. The 3/24/2022 Telephone Conference is advanced to 2/10/2022 at 3:30 PM before Magistrate Judge Vera M. Scanlon, when the parties should expect to discuss their joint proposed motion briefing schedule and mediation possibilities. The parties are to call 877-336-1829 and type in the access code 3581283 for the AT&T conference bridge. Ordered by Magistrate Judge Vera M. Scanlon on 1/26/2022. (Quinlan, Krista)
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| Filing 21 Corporate Disclosure Statement by Immunovant, Inc. identifying Corporate Parent Roivant Sciences Ltd. for Immunovant, Inc.. (Wu, Aric) |
| Filing 20 NOTICE of Appearance by Aric Hugo Wu on behalf of Pamela Yanchik Connealy, Immunovant, Inc., Peter Salzmann, Roderick Wong (aty to be noticed) (Wu, Aric) |
| Filing 19 Proposed Scheduling Order Stipulation and Proposed Order by SEPTA Pension Plan Master Trust (Kaufman, Evan) |
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SCHEDULING ORDER: A Telephonic Status Conference is set for 3/24/2022 at 2:30 PM before Magistrate Judge Vera M. Scanlon. The parties are to call 877-336-1829 and type in the access code 3581283 for the AT&T conference bridge. Persons granted remote access to proceedings are reminded of the general prohibition against photographing, recording, and rebroadcasting of court proceedings. Ordered by Magistrate Judge Vera M. Scanlon on 1/13/2022. (Quinlan, Krista)
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Filing 18
MEMORANDUM AND ORDER granting #12 SEPTA's Motion to Appoint Lead Plaintiff and Approve Lead Counsel and denying #7 Bucks County's Motion to Appoint Lead Plaintiff and Approve Lead Counsel. See attached document. Ordered by Magistrate Judge Vera M. Scanlon on 12/29/2021. (Scully, Nicole)
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ORDER terminating #9 Motion to Appoint Counsel. Ordered by Judge Kiyo A. Matsumoto on 9/28/2021. (Williams-Jackson, Sandra)
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| Filing 17 NOTICE of Appearance by Evan Jay Kaufman on behalf of SEPTA Pension Plan Master Trust (aty to be noticed) (Kaufman, Evan) |
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ORDER granting #16 Motion to Withdraw as Attorney. Attorney James Michael LoPiano terminated. Ordered by Magistrate Judge Vera M. Scanlon on 9/23/2021. (Lozar, Ryan)
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| Filing 16 MOTION to Withdraw as Attorney by Theresa Pitman. (LoPiano, James) |
| Filing 15 NOTICE by Erie County Employees' Retirement System re #9 MOTION to Appoint Counsel and to Appoint Lead Plaintiff NOTICE OF WITHDRAWAL OF MOTION (Jarvis, Geoffrey) |
| Filing 14 RESPONSE in Opposition re #9 MOTION to Appoint Counsel and to Appoint Lead Plaintiff, #7 MOTION to Appoint Counsel and Appoint Lead Plaintiff filed by SEPTA Pension Plan Master Trust. (Rosenfeld, David) |
| Filing 13 NOTICE by Bucks County Employees Retirement System re #7 MOTION to Appoint Counsel and Appoint Lead Plaintiff NOTICE OF NON-OPPOSITION TO COMPETING MOTIONS TO APPOINT LEAD PLAINTIFF (Kim, Phillip) |
| Filing 12 Letter MOTION to Appoint Counsel and for Appointment as Lead Plaintiff by SEPTA Pension Plan Master Trust. (Attachments: #1 Exhibit A - PSLRA Notice, #2 Exhibit B - Certification, #3 Exhibit C - Estimate of losses, #4 Proposed Order) (Rosenfeld, David) |
| Filing 11 AFFIDAVIT/DECLARATION in Support re #9 MOTION to Appoint Counsel and to Appoint Lead Plaintiff filed by Erie County Employees' Retirement System. (Attachments: #1 Exhibit A - Certification, #2 Exhibit B - Loss Chart, #3 Exhibit C - Notice of Pendency, #4 Exhibit D - Firm Resume) (Jarvis, Geoffrey) |
| Filing 10 MEMORANDUM in Support re #9 MOTION to Appoint Counsel and to Appoint Lead Plaintiff filed by Erie County Employees' Retirement System. (Jarvis, Geoffrey) |
| Filing 9 MOTION to Appoint Counsel and to Appoint Lead Plaintiff by Erie County Employees' Retirement System. (Attachments: #1 Proposed Order) (Jarvis, Geoffrey) |
| Filing 8 MEMORANDUM in Support re #7 MOTION to Appoint Counsel and Appoint Lead Plaintiff filed by Bucks County Employees Retirement System. (Attachments: #1 Exhibit 1 - PSLRA Early Notice, #2 Exhibit 2 - PSLRA Certification, #3 Exhibit 3 - Loss Chart, #4 Exhibit 4 - Firm Resume) (Kim, Phillip) |
| Filing 7 MOTION to Appoint Counsel and Appoint Lead Plaintiff by Bucks County Employees Retirement System. (Attachments: #1 Proposed Order) (Kim, Phillip) |
| Filing 6 NOTICE of Appearance by James Michael LoPiano on behalf of Theresa Pitman (aty to be noticed) (LoPiano, James) |
| Filing 5 NOTICE of Appearance by J. Alexander Hood on behalf of Theresa Pitman (aty to be noticed) (Hood, J. Alexander) |
| Filing 4 Summons Issued as to Pamela Yanchik Connealy, Immunovant, Inc., Peter Salzmann, Roderick Wong. (Davis, Kimberly) |
| Filing 3 This attorney case opening filing has been checked for quality control. See the attachment for corrections that were made, if any. (Davis, Kimberly) |
| Filing 2 In accordance with Rule 73 of the Federal Rules of Civil Procedure and Local Rule 73.1, the parties are notified that if all parties consent a United States magistrate judge of this court is available to conduct all proceedings in this civil action including a (jury or nonjury) trial and to order the entry of a final judgment. Attached to the Notice is a blank copy of the consent form that should be filled out, signed and filed electronically only if all parties wish to consent. The form may also be accessed at the following link: #http://www.uscourts.gov/uscourts/FormsAndFees/Forms/AO085.pdf. You may withhold your consent without adverse substantive consequences. Do NOT return or file the consent unless all parties have signed the consent. (Davis, Kimberly) |
| Case Assigned to Judge Kiyo A. Matsumoto and Magistrate Judge Vera M. Scanlon. Please download and review the Individual Practices of the assigned Judges, located on our #website. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. (Davis, Kimberly) |
| Filing 1 COMPLAINT against Pamela Yanchik Connealy, Immunovant, Inc. f/k/a Health Sciences Acquisitions Corporation, Peter Salzmann, Roderick Wong filing fee $ 402, receipt number ANYEDC-14172305 Was the Disclosure Statement on Civil Cover Sheet completed -YES,, filed by Theresa Pitman. (Attachments: #1 Civil Cover Sheet, #2 Proposed Summons) (Lieberman, Jeremy) |
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