Securities & Exchange Commission v. Cattlin et al
| Securities & Exchange Commission |
| Daniel Cattlin and William R. Shupe |
| 1:2021cv05294 |
| September 23, 2021 |
| US District Court for the Eastern District of New York |
| James R Cho |
| Allyne R Ross |
| Securities/Commodities |
| 15 U.S.C. ยง 77 Securities Fraud |
| Plaintiff |
Docket Report
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| Document Text |
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| Filing 10 Summons Issued as to Daniel Cattlin. (Guzzi, Roseann) |
| Filing 9 NOTICE of Appearance by Kathleen Burdette Shields on behalf of Securities & Exchange Commission (notification declined or already on case) (Shields, Kathleen) |
| Filing 8 NOTICE of Appearance by Eric Forni on behalf of Securities & Exchange Commission (notification declined or already on case) (Forni, Eric) |
| Filing 7 Proposed Summons. by Securities & Exchange Commission (Klunder, Nita) |
| Filing 6 WAIVER OF SERVICE Returned Executed by Securities & Exchange Commission. William R. Shupe waiver sent on 9/27/2021, answer due 11/26/2021. (Klunder, Nita) |
ORDER granting #4 and #5 Motion for Leave to Appear Pro Hac Vice. Attorneys Eric Forni and Kathleen Burdette Shields shall register for ECF, registration is available online at www.pacer.gov. Once registered, the attorney shall file a notice of appearance and ensure that s/he receives electronic notification of activity in this case. In accordance with Local Rule 1.3 (c) attorneys appearing for federal agencies may submit certificates of good standing issued within one year. Therefore, the previously submitted certificates are accepted. Counsel is directed to disregard the notice previously entered on 9/27/2021. Ordered by Magistrate Judge James R. Cho on 9/29/2021. (Gillespie, Saudia)
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| Filing 5 MOTION to Appear Pro Hac Vice by Securities & Exchange Commission. (Attachments: #1 Affidavit, #2 Proposed Order, #3 Certificate) (Marziliano, August) |
| Filing 4 MOTION to Appear Pro Hac Vice by Securities & Exchange Commission. (Attachments: #1 Affidavit, #2 Proposed Order, #3 Certificate) (Marziliano, August) |
| NOTICE: Pursuant to Local Rule 1.3, the petition to be admitted pro hac vice shall be accompanied by a certificate of the clerk of the court for each of the states in which the applicant is a member of the bar, which has been issued within thirty (30) days of filing and states that the applicant is a member in good standing of the bar of that state court. Counsel Eric Forni and Kathleen Burdette Shields are directed to file updated certificate(s) of good standing using the ECF event "Letter" and link the documents to their motion. (Gillespie, Saudia) |
| Filing 3 This attorney case opening filing has been checked for quality control. See the attachment for corrections that were made, if any. (Davis, Kimberly) |
| Filing 2 In accordance with Rule 73 of the Federal Rules of Civil Procedure and Local Rule 73.1, the parties are notified that if all parties consent a United States magistrate judge of this court is available to conduct all proceedings in this civil action including a (jury or nonjury) trial and to order the entry of a final judgment. Attached to the Notice is a blank copy of the consent form that should be filled out, signed and filed electronically only if all parties wish to consent. The form may also be accessed at the following link: #http://www.uscourts.gov/uscourts/FormsAndFees/Forms/AO085.pdf. You may withhold your consent without adverse substantive consequences. Do NOT return or file the consent unless all parties have signed the consent. (Davis, Kimberly) |
| Filing 1 COMPLAINT against All Defendants Was the Disclosure Statement on Civil Cover Sheet completed -YES,, filed by Securities & Exchange Commission. (Attachments: #1 Civil Cover Sheet) (Klunder, Nita) |
| Case Assigned to Judge Allyne R. Ross and Magistrate Judge James R. Cho. Please download and review the Individual Practices of the assigned Judges, located on our #website. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. (Davis, Kimberly) |
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