Emerson et al v. Mutual Fund Series Trust et al
Plaintiff: Robert Caplin, Mary Emerson, Roger Emerson and Martha J. Goodlett
Defendant: Tobias Caldwell, Catalyst Capital Advisors LLC, Mutual Fund Series Trust, Erik Naviloff, Northern Lights Distributors LLC, Bert Pariser, Jerry Szilagyi, Edward Walczak and Tiberiu Weisz
Case Number: 2:2017cv02565
Filed: April 28, 2017
Court: US District Court for the Eastern District of New York
Office: Central Islip Office
Presiding Judge: Gary R. Brown
Presiding Judge: Leonard D. Wexler
Nature of Suit: Securities/Commodities
Cause of Action: 15 U.S.C. ยง 77 Securities Fraud
Jury Demanded By: Plaintiff

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed Document Text
September 9, 2020 Opinion or Order Filing 110 FINAL ORDER AND JUDGMENT APPROVING SETTLEMENT: (See attached judgment for further information). Ordered by Judge Sandra J. Feuerstein on 9/9/2020. (Florio, Lisa)
June 25, 2019 Opinion or Order Filing 76 MEMORANDUM OF DECISION & ORDER: Presently before the Court is a motion by the Defendants to dismiss the Amended Complaint for failure to state a claim upon which relief may be granted pursuant to Federal Rule of Civil Procedure (Rule or Fed. R. Civ. P.) 12(b)(6). For the foregoing reasons, the Court grants the Defendants 63 motion to dismiss the Amended Complaint in its entirety and dismisses the Plaintiffs claims with prejudice pursuant to Rule 12(b)(6). The Clerk of the Court is respectfully directed to close the case. SEE ATTACHED DECISION for details. So Ordered by Judge Arthur D. Spatt on 6/25/2019. (Coleman, Laurie)
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Search for this case: Emerson et al v. Mutual Fund Series Trust et al
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Defendant: Tobias Caldwell
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Defendant: Catalyst Capital Advisors LLC
Represented By: James F. Moyle
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Defendant: Mutual Fund Series Trust
Represented By: James F. Moyle
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Defendant: Erik Naviloff
Represented By: James F. Moyle
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Defendant: Northern Lights Distributors LLC
Represented By: Mark Holland
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Defendant: Bert Pariser
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Defendant: Jerry Szilagyi
Represented By: James F. Moyle
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Defendant: Edward Walczak
Represented By: John Daniel Radice
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Defendant: Tiberiu Weisz
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Plaintiff: Robert Caplin
Represented By: Samuel H. Rudman
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Plaintiff: Mary Emerson
Represented By: Samuel H. Rudman
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Plaintiff: Roger Emerson
Represented By: Samuel H. Rudman
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Plaintiff: Martha J. Goodlett
Represented By: Samuel H. Rudman
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