Securities and Exchange Commission v. Auerbach et al
Plaintiff: Securities and Exchange Commission
Defendant: Jeffrey Auerbach, Richard Brown and Jared Mitchell
Case Number: 2:2019cv05631
Filed: October 4, 2019
Court: US District Court for the Eastern District of New York
Presiding Judge: Allyne R Ross
Referring Judge: Steven Tiscione
Nature of Suit: Securities/Commodities
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on November 25, 2019. A more recent docket listing may be available from PACER.

Date Filed Document Text
November 25, 2019 Filing 17 WAIVER OF SERVICE Returned Executed by Securities and Exchange Commission. Richard Brown waiver sent on 10/28/2019, answer due 12/27/2019. (Shah, Tejal)
November 25, 2019 Opinion or Order Filing 16 ORDER TO ANSWER re #15 MOTION for Extension of Time to File Answer re #1 Complaint, filed by Jeffrey Auerbach. Answer due 2/20/20 as to defendant Jeffrey Auerbach. ( Ordered by Judge Allyne R. Ross on 11/22/2019 ) (Guzzi, Roseann)
November 24, 2019 Opinion or Order ORDER granting #15 Motion for Extension of Time to Answer: Jeffrey Auerbach answer due 2/20/2020. So Ordered by Magistrate Judge Steven Tiscione on 11/24/2019. (Vasquez, Lea)
November 21, 2019 Filing 15 MOTION for Extension of Time to File Answer re #1 Complaint, by Jeffrey Auerbach. (Riopelle, Roland)
November 21, 2019 Filing 14 NOTICE of Appearance by Roland G. Riopelle on behalf of Jeffrey Auerbach (aty to be noticed) (Riopelle, Roland)
October 17, 2019 Filing 13 SUMMONS Returned Executed by Securities and Exchange Commission. Jeffrey Auerbach served on 10/11/2019, answer due 11/1/2019. (Enright, John)
October 16, 2019 Filing 12 WAIVER OF SERVICE Returned Executed by Securities and Exchange Commission. Jared Mitchell waiver sent on 10/15/2019, answer due 12/16/2019. (Shah, Tejal)
October 16, 2019 Filing 11 NOTICE of Appearance by John O'Donnell Enright on behalf of Securities and Exchange Commission (notification declined or already on case) (Enright, John)
October 15, 2019 Filing 10 NOTICE of Appearance by Alexander M. Vasilescu on behalf of Securities and Exchange Commission (aty to be noticed) (Vasilescu, Alexander)
October 7, 2019 Filing 9 Summons Issued as to All Defendants. (Bowens, Priscilla)
October 7, 2019 Filing 8 Proposed Summons. Re #1 Complaint, by Securities and Exchange Commission (Shah, Tejal)
October 7, 2019 Filing 7 Proposed Summons. Re #1 Complaint, by Securities and Exchange Commission (Shah, Tejal)
October 7, 2019 Filing 6 Proposed Summons. Re #1 Complaint, by Securities and Exchange Commission (Shah, Tejal)
October 7, 2019 Filing 5 Notice of Related Case indicated on the civil cover sheet in case number 19cv5631. (Rodin, Deanna)
October 7, 2019 Filing 4 In accordance with Rule 73 of the Federal Rules of Civil Procedure and Local Rule 73.1, the parties are notified that if all parties consent a United States magistrate judge of this court is available to conduct all proceedings in this civil action including a (jury or nonjury) trial and to order the entry of a final judgment. Attached to the Notice is a blank copy of the consent form that should be filled out, signed and filed electronically only if all parties wish to consent. The form may also be accessed at the following link: #http://www.uscourts.gov/uscourts/FormsAndFees/Forms/AO085.pdf. You may withhold your consent without adverse substantive consequences. Do NOT return or file the consent unless all parties have signed the consent. (Rodin, Deanna)
October 7, 2019 Case Assigned to Judge Allyne R. Ross and Magistrate Judge Steven Tiscione. Please download and review the Individual Practices of the assigned Judges, located on our #website. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. (Rodin, Deanna)
October 7, 2019 Proposed summons is rejected. The caption of the summons does not match the caption on the complaint, specifically if you use "et al" you must attach a rider with the full caption. The Clerk's Office cannot issue a summons with an incorrect caption. Counsel is advised to submit a completed proposed summons using the event Proposed Summons/Civil Cover Sheet. (Rodin, Deanna)
October 4, 2019 Filing 3 This attorney case opening filing has been checked for quality control. See the attachment for corrections that were made, if any. (Bowens, Priscilla) (Additional attachment(s) added on 10/7/2019: #1 Additional Corrections) (Rodin, Deanna).
October 4, 2019 Filing 2 NOTICE of Appearance by Tejal Deenesh Shah on behalf of Securities and Exchange Commission (aty to be noticed) (Shah, Tejal)
October 4, 2019 Filing 1 COMPLAINT against Jeffrey Auerbach, Richard Brown, Jared Mitchell Was the Disclosure Statement on Civil Cover Sheet completed -YES,, filed by Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet, #2 Proposed Summons, #3 Proposed Summons, #4 Proposed Summons) (Berger, Marc)

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Defendant: Jeffrey Auerbach
Represented By: Roland G. Riopelle
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Defendant: Richard Brown
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Defendant: Jared Mitchell
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Plaintiff: Securities and Exchange Commission
Represented By: Marc P. Berger
Represented By: Tejal Deenesh Shah
Represented By: Alexander M. Vasilescu
Represented By: John O'Donnell Enright
Represented By: Sanjay Wadhwa
Represented By: Sheldon Leo Pollock, III
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