S.E.C. v. Credit Bancorp, Ltd., et al
| Securities and Exchange Commission |
| Credit Bancorp, Ltd., Credit Bancorp, Inc. and Thomas Michael Rittweger |
| Carl H. Loewenson, Jr. |
| Thomas Michael Rittweger and Douglas C. Brandon |
| Thomas Stappas, Kurt G. Richter, Stephen J. Robbins, Leonard Zera, Lorraine Jankowski, Steven Allen, Harrington Group Irrevocable Trust, USA, Cole Hatchard Family Limited Partnership, John Dillon and Frank Mignogna |
| Credit Bancorp, Ltd., Credit Bancorp, Inc., Thomas Michael Rittweger, Douglas C. Brandon, Certain Underwriters at Lloyds at London, London Market Companies, Gulf Insurance Company and Federal Insurance Company |
| Baker & McKenzie, Ameritrade, Inc., Deutsche Bank Securities, Inc. and DB Alex Brown LLC |
| Credit Suisse First Boston Corp. and Swiss American Securities, Inc. |
| 1:1999cv11395 |
| January 5, 2010 |
| US District Court for the Southern District of New York |
| Foley Square Office |
| Robert W. Sweet |
| Securities/Commodities |
| 15 U.S.C. ยง 77 Securities Fraud |
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Available Case Documents
The following documents for this case are available for you to view or download:
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Filing
1217
OPINION: Final judgment imposing disgorgement of $10, 908,856.71 plus prejudgment interest in the amount of $10,328,821.23 for a total of $21,237,677.94 will be entered with respect to Blech. Blech's motion to vacate the September 20, 2001 summary judgment order is denied. (Signed by Judge Robert W. Sweet on 2/14/2011) (lnl)
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Filing
1216
OPINION: For the reasons set forth above, final judgment imposing disgorgement of $18,128,599.40 plus prejudgment interest in the amount of $16,930,952.23 for a total of $35,059,551.63 will be entered with respect to Rittweger, and his motion to enjoin the administrative proceeding is denied. (Signed by Judge Robert W. Sweet on 2/10/2010) (jfe)
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Filing
1191
OPINION For the foregoing reasons, the Court's September 13, 2010 opinion granting Plaintiff's motion for summary judgment and denying Defendant's motion for declaratory judgment is unaffected by the Supreme Court's decision in Morrison. It is so ordered. (Signed by Judge Robert W. Sweet on 9/28/2010) (jmi)
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Filing
1190
OPINION: Based on the facts and conclusions set forth above I Rittweger's Motion for Declaratory Judgment is denied in whole and the SEC's Motion for Summary Judgment is granted, but denied as to the imposition of a further penalty. Submit judgment on notice. (jpo)
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Filing
1178
OPINION: #98641 that based on the authorities and conclusions set forth herein, the defendant's motions are denied. The SEC's motion for summary judgment will be heard on submission, without oral argument, on April 14, 2010. (Signed by Judge Robert W. Sweet on 3/4/10) (dle) Modified on 3/10/2010 (ajc).
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Filing
1171
ORDER, defendant's motion to release funds, dated 1/27/10, will be heard on submission, without oral argument, on 2/10/10. (Signed by Judge Robert W. Sweet on 2/14/10) (cd)
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Filing
1170
ORDER: It is hereby ordered that the declaration and report of receiver, dated November 10, 2009, is hereby accepted and approved. The receiver may, pursuant to the Order Appointing Receiver, pay from the assets of CBL or the Receivership estate: (a) the invoices of the Receiver, dated August 24, 2009, September 17, 2009, October 13, 2009, and November 5, 2009, for fees and expenses totaling $28,053.69; (b) the invoices of Morrison & Foerster, dated August 24, 2009, September 17, 2009, Octo ber 13, 2009, and November 6, 2009, for fees and expenses totaling $196,955.33; (c)the invoices of KPMG LLP, dated August 11, 2009, for fees totaling $51, 816.00; (d) the invoice of Salans, dated September 18, 2009, for fees and expenses totaling $6,154.57; and (e) the invoices of VanEps Kunneman VanDoorne, dated August 20, 2009, September 17, 2009, and October 9, 2009, for fees and expenses totaling $54,862.92. (Signed by Judge Robert W. Sweet on 12/26/2009) (jpo)
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Filing
1168
ORDER, the Court's 10/30/09 scheduling order is vacated. Set Deadlines/Hearing as to 1158 MOTION for Summary Judgment. Motion Hearing reset for 3/17/2009 at 12:00 PM in Courtroom 18C, 500 Pearl Street, New York, NY 10007 before Judge Robert W. Sweet. (Signed by Judge Robert W. Sweet on 11/30/09) (cd)
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