AIG Global Securities Lending Corp., et al v. Banc of America Securities LLC
| AIG Global Lending Corp., AIG Life Insurance Company, Allstate Life Insurance Company, Bank Leumi USA, Bayerische Landesbank, New York Branch, First Floridian Automobile and Home Insurance Comany, First Trenton Indemnity Company, Halifax PLC, International Finance Company, The Premier Insurance Company of Massachusetts, Safeco Life Insurance Company, Societe Generale, Certain Funding Limited, The Travelers Indemnity Company and The Travelers Insurance Company |
| Banc of America Securities, LLC and First Union Securities, Inc. |
| 1:2001cv11448 |
| December 13, 2001 |
| US District Court for the Southern District of New York |
| Foley Square Office |
| New York |
| John G Koeltl |
| Securities/Commodities |
| 15 U.S.C. § 77 Securities Fraud |
| Plaintiff |
Docket Report
RSS Track this Docket
This docket was last retrieved on June 19, 2012. A more recent docket listing may be available from PACER.
| Document Text |
|---|
Filing 290
SEALED MATERIALS DISPOSED: Document(s) 121, 122, 124, 126 and 141 were destroyed since the filing party did not retrieve the material(s) within 30 days of the date indicated. The sealed record(s) were destroyed on 6/19/2012.(nm)
|
|
Filing 289
SEALED MATERIALS RETRIEVED: Document(s) 157 were retrieved on 6/5/2012.(nm)
|
|
Filing 288
SEALED MATERIALS DISPOSED: Document(s) 92, 93, 94, 118, 119, 120, 130, 131 and 156 were destroyed per filing party request. The sealed record(s) were destroyed on 6/4/2012.(nm)
|
|
Filing 287
NOTICE TO ATTORNEY TO RETRIEVE SEALED MATERIAL: Notice to the attorney of record for the filing party to retrieve sealed document number 157 within thirty (30) days, or the Court will dispose of them. Sealed Records Retrieval due by 6/20/2012. (nm)
|
|
Filing 286
NOTICE TO ATTORNEY TO RETRIEVE SEALED MATERIAL: Notice to the attorney of record for the filing party to retrieve sealed document number 121, 122, 124, 126 and 141 within thirty (30) days, or the Court will dispose of them. Sealed Records Retrieval due by 6/18/2012. (nm)
|
|
Filing 285
NOTICE TO ATTORNEY TO RETRIEVE SEALED MATERIAL: Notice to the attorney of record for the filing party to retrieve sealed document number 92, 93, 94, 118, 119, 120, 130, 131 and 156 within thirty (30) days, or the Court will dispose of them. Sealed Records Retrieval due by 6/18/2012. (nm)
|
|
Filing 284
SATISFACTION OF JUDGMENT entered In favor of The Travelers Insurance Company Against Banc of America Securities, LLC, In favor of Societe Generale Against Banc of America Securities, LLC, In favor of International Finance Company Against Banc of America Securities, LLC, In favor of Bayerische Landesbank Against Banc of America Securities, LLC, In favor of Bank Leumi USA Against Banc of America Securities, LLC, In favor of Allstate Life Insurance Company Against Banc of America Securities, LLC, In favor of AIG Life Insurance Company Against Banc of America Securities, LLC, In favor of AIG Global Lending Corp. Against Banc of America Securities, LLC in the amount of $11,403.25(#10,1968) and $34,041.35(#10,1967). Document filed by AIG Global Lending Corp., AIG Life Insurance Company, Allstate Life Insurance Company, Bank Leumi USA, Bayerische Landesbank, International Finance Company, Societe Generale, The Travelers Insurance Company.(mro)
|
|
Filing 283
MEMORANDUM AND OPINION ORDER #99824 For the reasons discussed above, the plaintiffs' motions are denied insofar as they seek an order modifying the Clerk's award to include additional costs, and granted insofar as they seek an award of post-judgment interest on the costs allowed by the Clerk. The Clerk is directed to close Docket. Nos. 272 and 276. SO ORDERED. (Signed by Judge John G. Koeltl on 1/6/2011) (jmi) Modified on 1/10/2011 (ajc).
|
|
Filing 282
ORDER EXTINGUISHING SURETIES' OBLIGATIONS UNDER SUPERSEDEAS BOND, that the Sureties shall have no further obligations or potential liabilities under the Supersedeas Bond and that all such obligations and potential liabilities of the Sureties under the Supersedes Bond are hereby extinguished. (Signed by Judge John G. Koeltl on 1/5/2011) (lnl)
|
|
Filing 281
MEMORANDUM OF LAW in Support re: 276 MOTION to Modify Clerk's Award of Costs. Document filed by AIG Global Lending Corp., AIG Life Insurance Company. (mbe)
|
|
Filing 280
AFFIDAVIT of Andy Cepregi, Director at DOAR Litigation Consulting. (mbe)
|
|
Filing 279
REPLY MEMORANDUM OF LAW in Support re: 276 MOTION to Modify Clerk's Award of Costs. Document filed by Allstate Life Insurance Company, Bank Leumi USA, Bayerische Landesbank, International Finance Company, Societe Generale, The Travelers Insurance Company. (mbe)
|
|
Filing 275
MEMORANDUM OF LAW in Opposition to Plaintiffs' Motions to Modify Clerks award of costs. Document filed by Banc of America Securities, LLC. (Received in the night deposit box on 12/7/10 at 6:05pm) (mro)
|
|
Filing 278
DECLARATION of Jeff I. Ross in Support re: 276 MOTION to Modify Clerk's Award of Costs. Document filed by AIG Global Lending Corp., AIG Life Insurance Company. (mro)
|
|
Filing 277
MEMORANDUM OF LAW in Support re: 276 MOTION to Modify Clerk's Award of Costs. Document filed by AIG Global Lending Corp., AIG Life Insurance Company. (mro)
|
|
Filing 276
MOTION to Modify Clerk's Award of Costs. Document filed by AIG Global Lending Corp., AIG Life Insurance Company.(mro)
|
|
Filing 274
DECLARATION of Christopher Dysard in Support re: 272 MOTION for an Order pursuant to Rule 54(d)(1) of the FRCP modifying the Clerk's award of costs to the Non-AIG Plaintiffs to include $7, 615.20 in costs related to real time transcripts and $148, 715.00 in costs related to electronic exhibits and demonstratives, and awarding post-judgment interest on the total costs award to the Non-AIG Plaintiffs from January 6, 2009. Document filed by Allstate Life Insurance Company, Bank Leumi USA, Bayerische Landesbank, International Finance Company, New York Branch, Societe Generale, The Travelers Insurance Company. (mro)
|
|
Filing 273
MEMORANDUM OF LAW in Support re: 272 MOTION for an Order pursuant to Rule 54(d)(1) of the FRCP modifying the Clerk's award of costs to the Non-AIG Plaintiffs to include $7, 615.20 in costs related to real time transcripts and $148, 715.00 in costs related to electronic exhibits and demonstratives, and awarding post-judgment interest on the total costs award to the Non-AIG Plaintiffs from January 6, 2009. Document filed by Allstate Life Insurance Company, Bank Leumi USA, Bayerische Landesbank, International Finance Company, New York Branch, Societe Generale, The Travelers Insurance Company. (mro)
|
|
Filing 272
MOTION for an Order pursuant to Rule 54(d)(1) of the FRCP modifying the Clerk's award of costs to the Non-AIG Plaintiffs to include $7, 615.20 in costs related to real time transcripts and $148, 715.00 in costs related to electronic exhibits and demonstratives, and awarding post-judgment interest on the total costs award to the Non-AIG Plaintiffs from January 6, 2009. Document filed by Allstate Life Insurance Company, Bank Leumi USA, Bayerische Landesbank, International Finance Company, New York Branch, Societe Generale, The Travelers Insurance Company.(mro)
|
|
Filing 271
BILL OF COSTS docketed as Judgment #10,1967 on 11/17/2010 in favor of Non-AIG Plaintiffs against Defendant for the sum of $34,041.35.(mbe)
|
|
Filing 270
BILL OF COSTS docketed as Judgment #10,1968 on 11/17/2010 in favor of Plaintiff against Defendant for the sum of $11,403.25.(mbe)
|
|
Minute Entry Bill of Cost Hearing held on 11/16/2010 before Judgment Clerk: Michael Lee. Two separate costs applications. All parties having appeared. Objections having been submitted. (ml)
|
|
Transmission of USCA Mandate/Order to the District Judge re: #269 USCA Mandate,. (nd)
|
|
Filing 269
MANDATE of USCA (Certified Copy) as to #215 Notice of Appeal, filed by Banc of America Securities, LLC USCA Case Number 09-2367-cv. Ordered, Adjudged and Decreed that the judgment of the District Court is AFFIRMED. Catherine O'Hagan Wolfe, Clerk USCA for the Second Circuit. Issued As Mandate: 10/22/2010. (nd)
|
|
Filing 268
SATISFACTION OF JUDGMENT re: #171 Judgment entered In favor of AIG Life Insurance Company Against Banc of America Securities, LLC, In favor of Allstate Life Insurance Company Against Banc of America Securities, LLC, In favor of Bank Leumi USA Against Banc of America Securities, LLC, In favor of The Travelers Insurance Company Against Banc of America Securities, LLC, In favor of Bayerische Landesbank Against Banc of America Securities, LLC, In favor of AIG Global Lending Corp. Against Banc of America Securities, LLC, In favor of International Finance Company Against Banc of America Securities, LLC, In favor of Societe Generale Against Banc of America Securities, LLC. Document filed by AIG Global Lending Corp., AIG Life Insurance Company, Allstate Life Insurance Company, Bank Leumi USA, Bayerische Landesbank, International Finance Company, Societe Generale, The Travelers Insurance Company.(mro)
|
|
Filing 267
Appeal Record Sent to USCA (Index). Notice that the Original index to the record on Appeal for #215 Notice of Appeal, filed by Banc of America Securities, LLC USCA Case Number 09-2367-cv, 3 Copies of the index, Certified Clerk Certificate and Certified Docket Sheet were transmitted to the U.S. Court of Appeals. (tp) (nd).
|
|
Filing 259
STIPULATION TO SUPPLEMENT DISTRICT COURT RECORD; The Admitted Exhibits shall be added to the district court record and included in the record to be certified to the Second Circuit Court of Appeals. The Admitted Exhibits shall be retained by the attorneys of record until requested by the Second Circuit Court of Appeals. SO ORDERED. (Signed by Judge John G. Koeltl on 6/25/2009) (tve)
|
|
USCA Case Number 09-2367-cv from the US Court of Appeals, Second Circuit assigned to #215 Notice of Appeal, filed by Banc of America Securities, LLC. (nd)
|
|
Filing 218
ORDER that the motion to amend caption is granted and the caption in this matter is amended in the form attached hereto as Exhibit 1. (Signed by Judge John G. Koeltl on 6/18/09) (dle)
|
|
Filing 217
MEMORANDUM OF LAW in Support re: 216 NOTICE of Unopposed Motion. Document filed by International Finance Company, Societe Generale, Certain Funding Limited, The Travelers Indemnity Company, The Travelers Insurance Company, AIG Global Lending Corp., AIG Life Insurance Company, Allstate Life Insurance Company, Bank Leumi USA, Bayerische Landesbank, New York Branch. (mbe)
|
|
Filing 216
NOTICE of Unopposed Motion. Document filed by International Finance Company, Societe Generale, Certain Funding Limited, The Travelers Indemnity Company, The Travelers Insurance Company, AIG Global Lending Corp., AIG Life Insurance Company, Allstate Life Insurance Company, Bank Leumi USA, Bayerische Landesbank, New York Branch. (mbe)
|
|
Transmission of Notice of Appeal to the District Judge re: #215 Notice of Appeal,. (nd)
|
|
Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: #215 Notice of Appeal,. (nd)
|
|
Filing 215
NOTICE OF APPEAL from #197 Memorandum & Opinion,, #171 Judgment. Document filed by Banc of America Securities, LLC. Filing fee $ 455.00, receipt number E 689981. Copies of Notice of Appeal mailed to attorney(s) of record: Ross & Orenstein LLC; Kleinberg, Kaplan, Wolff & Cohen, P.C.; Spears & Imes LLP. (nd)
|
|
Filing 213
BILL OF COSTS and Request to Tax Costs Document filed by AIG Global Lending Corp., AIG Life Insurance Company. (Attachments: #1 Supplement AIG Plaintiffs' Request to Tax Costs, #2 Exhibit Exhibit A to Request to Tax Costs, #3 Exhibit Exhibit B to Request to Tax Costs, #4 Exhibit AIG Exhibit C-1 to Request to Tax Costs, #5 Exhibit AIG Exhibit C-2 to Request to Tax Costs, #6 Exhibit AIG Exhibit D to Request to Tax Costs, #7 Exhibit AIG Exhibit E to Request to Tax Costs, #8 Exhibit AIG Exhibit F to Request to Tax Costs, #9 Exhibit AIG Exhibit G to Request to Tax Costs, #10 Exhibit AIG Exhibit H to Request to Tax Costs, #11 Exhibit AIG Exhibit I to Request to Tax Costs)(Otto, Jason)
|
|
Filing 214
ENDORSED LETTER addressed to Judge John G. Koeltl from William O.L. Hutchinson dated May 18, 2009, re: Pursuant to the Court's May 14, 2009 Order concerning the docketing of materials submitted to the Court, defendant Banc of America Securities LLC ("BAS") respectfully requests that the Court direct the Clerk to docket the following materials as described below. ENDORSEMENT: Application granted. All of the documents should be filed as requested except the Court will separately file a signed copy of the Joint Pre-Trial Order. Therefore, the Court is not transmitting for docketing Ex. B to this letter - the unsigned Joint Pre-Trial Order. So Ordered. (Signed by Judge John G. Koeltl on 5/19/2009) (rw)
|
|
Filing 204
ORDER: The Court has retained its courtesy sets of the plaintiffs' and the defendant's trial exhibits. If the parties would like the exhibits to be returned to them, they should make such a request by May 22, 2009, after which date the exhibits will not be preserved. SO ORDERED. (Signed by Judge John G. Koeltl on 5/19/2009) (tve)
|
|
Filing 212
LETTER addressed to Judge John G. Koeltl from Chris Dysard dated 11/26/2008 re: On behalf of the Non-Plaintiffs, I write regarding the Court's instruction on scienter under the federal law. Document filed by AIG Global Lending Corp., AIG Life Insurance Company.(jmi) Modified on 5/21/2009 (ml).
|
|
Filing 211
LETTER addressed to Judge John G. Koeltl from Chris Dysard dated 12/1/2008 re: On behalf of the Non-AIG Plaintiffs, I write regarding the most recent versions of the Jury Charge and Special Verdict Form. Document filed by AIG Global Lending Corp., AIG Life Insurance Company.(jmi)
|
|
Filing 210
LETTER addressed to Judge John G. Koeltl from Chris Dysard dated 11/30/2008 re: On behalf of Plaintiffs, I write to request certain clarifications to the Court's special verdict form to reflect the fact that two Plaintiffs, AIG Life and Travelers, purchased both 1998-1 and 1998-2 securities. Document filed by AIG Global Lending Corp., AIG Life Insurance Company.(jmi) Modified on 5/21/2009 (ml).
|
|
Filing 209
LETTER addressed to Judge John G. Koeltl from David Spears dated 11/26/2008 re: On behalf of Plaintiff Societe Generale, I write to oppose Defendant's request for a jury instruction on whether Defendant "intended or reasonably expected" its representations to be "repeated" or "relied upon" in connection with SocGen's purchase of the 1998-2 Certificates. Document filed by AIG Global Lending Corp., AIG Life Insurance Company.(jmi) Modified on 5/21/2009 (ml).
|
|
Filing 208
LETTER addressed to Judge John G. Koeltl from Chris Dysard dated 11/23/2008 re: On behalf of the non-AIG Plaintiffs, I attach the Non-AIG Plaintiff's proposed jury verdict form. Document filed by AIG Global Lending Corp., AIG Life Insurance Company.(jmi) Modified on 5/21/2009 (ml).
|
|
Filing 207
LETTER addressed to Judge John G. Koeltl from Chris Dysard dated 11/22/2008 re: On behalf of the non-AIG Plaintiffs, I write regarding Defendant's Amended Proposed Jury Instructions. We object to Defendant's proposed charge on numerous grounds, but we have especially serious concerns about the proposed instructions relating to loss causation and damages. Document filed by AIG Global Lending Corp., AIG Life Insurance Company.(jmi)
|
|
Filing 206
LETTER addressed to Judge John G. Koeltl from David Spears dated 11/21/2008 re: We are attaching Plaintiffs' Amended Requests To Charge, which are substantially different from Plaintiffs' Requests To Charge. Document filed by AIG Global Lending Corp., AIG Life Insurance Company.(jmi)
|
|
Filing 205
LETTER addressed to Judge John G. Koeltl from David Spears dated 11/14/2008 re: I am writing regarding a recurring problem at the trial, which arose most recently yesterday. Document filed by AIG Global Lending Corp., AIG Life Insurance Company.(jmi)
|
|
Filing 201
LETTER addressed to Judge John G. Koeltl from Jeff Ross dated 11/1/2008 re: I am writing to bring to the Court's attention an important issue relating to testimony elicited from Greg Matthews of AIG on cross-examination on Thursday, October 30.. Document filed by AIG Global Lending Corp., AIG Life Insurance Company.(jmi) Modified on 5/21/2009 (ml).
|
|
Filing 200
LETTER addressed to Judge John G. Koeltl from David Spears dated 9/5/2008 re: We represent the non-AIG Plaintiffs in this action. The parties submitted a Joint Pertrial Order to the Court today. As the section titled "Summary of the Claims and Defenses of the Parties to Be Tried" makes clear, Plaintiffs and defendants Banc of America Securites LLC have a disagreement about the scope of Plaintiffs' claims of fraud. Because of the importance of this issue to trial preparation and the trial itself, we are writing now to address that disagreement. Document filed by AIG Global Lending Corp., AIG Life Insurance Company.(jmi)
|
|
Filing 199
LETTER addressed to Judge John G. Koeltl from David Spears dated 4/3/2009 re: I write on behalf of the non-AIG Plaintiffs to respond to the questions the Court posed to the counsel last Friday during oral argument on BAS's post-judgment motion and to address one additional issue that arose during the hearing. Counsel for the AIG Plaintiffs joins in this letter. Document filed by AIG Global Lending Corp., AIG Life Insurance Company.(jmi) Modified on 5/20/2009 (jmi).
|
|
Filing 198
ENDORSED LETTER addressed to Judge John G. Koeltl from Chris Dysard dated 5/13/2009 re: Requesting that the Court direct the Clerk to docket the following prior letter submissions to the Court, as set forth herein. ENDORSEMENT: Application granted. The defendants may similarly submit any letter for docketing. So ordered. (Signed by Judge John G. Koeltl on 5/14/2009) (jpo)
|
|
Filing 202
LETTER addressed to Judge John G. Koeltl from David Spears dated 11/14/2008 re: I write in response to Mr. Davis's November 14 letter regarding Defendant's requestion that the Court reconsider its ruling on OCtober 22, 2008 denying BAS's motion in limine concerning the opinions of Plaintiffs' causation and damages expert, Henry Owsley. Document filed by AIG Global Lending Corp., AIG Life Insurance Company.(jmi) Modified on 5/21/2009 (ml).
|
|
Filing 197
OPINION AND ORDER:# 97520 This case was diligently and professionally tried for seven weeks. Ultimately, the jury concluded that the plaintiffs had proven their claims. That conclusion was neither wrong as a matter of law nor does it warrant a new trial. The Court has considered all of the arguments of the parties. To the extent not specifically addressed above, they are either moot or without merit. For the reasons explained above, the defendant's motions for judgment as a matter of law pursuant to Rule 50(b) or for a new trial pursuant to Rule 59are denied. The Clerk is directed to close Docket No. 180. SO ORDERED. (Signed by Judge John G. Koeltl on 5/14/09) (js) Modified on 5/19/2009 (jab).
|
|
Filing 196
TRANSCRIPT of proceedings held on 3/27/09 before Judge John G. Koeltl. (ldi)
|
|
Filing 195
MOTION for Judgment as a Matter of Law. Document filed by Banc of America Securities, LLC.(tro)
|
|
Filing 257
LETTER addressed to Judge John G. Koeltl from D. Davis dated 4/3/2009 (mbe)
|
|
Filing 194
TRANSCRIPT of proceedings held on 3/27/09 before Judge John G. Koeltl. (tro)
|
|
Filing 193
DECLARATION of Richard T. Marooney in Support re: 180 MOTION for Judgment as a Matter of Law. MOTION for New Trial. Document filed by Banc of America Securities, LLC. (jmi)
|
|
Filing 192
REPLY MEMORANDUM OF LAW in Support re: 180 MOTION for Judgment as a Matter of Law. MOTION for New Trial.. Document filed by Banc of America Securities, LLC. (jmi)
|
|
Filing 189
ENDORSED LETTER addressed to Judge John G. Koeltl from William O. Hutchinson dated 3/5/09 re: Defendant Banc of America Securities, LLC requests that the Court grant BAS an additional five pages (fifteen pages in total) for its reply brief in support of its motion for judgment as a matter of law or for new trial. ENDORSEMENT: APPLICATION GRANTED. (Signed by Judge John G. Koeltl on 3/5/09) (tro)
|
|
Filing 190
NOTICE OF CHANGE OF FIRM OF RECORD by Jeff I. Ross on behalf of AIG Global Lending Corp. New Address: Ross & Orenstein LLC, 100 South Fifth Street, Suite 1200, Minneapolis, MN, 55402, 612-436-9800. (djc)
|
|
Filing 191
MEMORANDUM OF LAW in Opposition re: 180 MOTION for Judgment as a Matter of Law. MOTION for New Trial. Document filed by International Finance Company, The Premier Insurance Company of Massachusetts, Safeco Life Insurance Company, Societe Generale, Certain Funding Limited, The Travelers Indemnity Company, The Travelers Insurance Company, AIG Global Lending Corp., AIG Life Insurance Company, Allstate Life Insurance Company, Bank Leumi USA, Bayerische Landesbank, New York Branch, First Trenton Indemnity Company. (db)
|
|
Filing 188
ENDORSED LETTER addressed to Judge John G. Koeltl from Jeff Ross dated 1/30/09 re: Counsel writes to advise the Court that they will not submit their application for costs until they receive direction from the Court. ENDORSEMENT: The time for all parties to submit a bill of costs is extended to 30 days after the decision of post judgment motion. (Signed by Judge John G. Koeltl on 2/4/09) (mme)
|
|
Filing 187
ENDORSED LETTER addressed to Judge John G. Koeltl from Christopher W. Dysard dated 1/30/2009 re: Requesting the Court's assistance in filing the enclosed bill of costs and supporting documentation. ENDORSEMENT: The time to file any bill of costs is extended until 30 days following the Court's order disposing of all post judgment motions currently filed. SO ORDERED. (Signed by Judge John G. Koeltl on 1/30/2009) (jpo)
|
|
Filing 186
ORDER: It is hereby ORDERED that BAS' motion is granted and that the supersedeas bond posted by BAS is approved; and it is further ORDERED that enforcement and execution of the Judgment shall be stayed pending resolution by this Court of BAS' post-judgment motion, and the resolution of any appeal to the United States Court of Appeals for the Second Circuit. (Signed by Judge John G. Koeltl on 1/21/2009) (jfe)
|
|
Filing 185
NOTICE OF APPEARANCE by Lawrence Saul Robbins on behalf of Banc of America Securities, LLC. (dle)
|
|
Filing 256
LETTER addressed to Judge John G. Koeltl from R. Marooney dated 1/20/2009 (mbe)
|
|
Filing 184
DECLARATION of Richard T. Marooney in Support re: 180 MOTION for Judgment as a Matter of Law. MOTION for New Trial. Document filed by Banc of America Securities, LLC. (dle)
|
|
Filing 183
MEMORANDUM OF LAW in Support re: 182 MOTION to Stay. Document filed by Banc of America Securities, LLC. (dle)
|
|
Filing 182
MOTION for an order pursuant to Rule 62 of the FRCP granting a consent stay of enforcement and execution of the judgment entered on 1/6/09. Document filed by Banc of America Securities, LLC.(dle)
|
|
Filing 181
MEMORANDUM OF LAW in Support re: 180 MOTION for Judgment as a Matter of Law. MOTION for New Trial. Document filed by Banc of America Securities, LLC. (dle)
|
|
Filing 180
MOTION for an order granting judgment as a matter of law pursuant to rule 50(b) of the FRCP or in the alternative, granting a new trial pursuant to Rule 59 of the FRCP. Document filed by Banc of America Securities, LLC.(dle) Modified on 1/21/2009 (dle).
|
|
Filing 179
SUPERSEDEAS BOND # 08308047 in the amount of $ 147,000,000.00 posted by Banc of America Securities, LLC. (dt)
|
|
Filing 178
ENDORSED LETTER: addressed to Judge John G. Koeltl from Chris Dysard dated 1/16/09 re: Counsel for defendant request that the Court set a due date of February 27 for Plaintiffs to respond to the motions. BAS has consented to this schedule, which accomodates a long-scheduled vacation during the week of February 15, when New York City schools take a holiday. ENDORSEMENT: Response due 2/27/09. Reply due 3/13/09. Argument 3/27/09 at 2:30 p.m. So Ordered. ( Replies due by 3/13/2009. Responses due by 2/27/2009) (Signed by Judge John G. Koeltl on 1/16/09) (js)
|
|
Filing 177
ENDORSED LETTER addressed to Judge John G. Koeltl from William O. L. Hutchinson dated 1/13/2009 re: Defendant Banc of America Securities LLC respectfully requests that the Court grant BAS an additional ten pages (thirty-five pages in total) for its brief in support of its motion for judgment as a matter of law or for new trial. ENDORSEMENT: Page limits for moving and responsive papers extended to 35 pages. So ordered. (Signed by Judge John G. Koeltl on 1/13/2009) (tve)
|
|
Filing 176
TRANSCRIPT of proceedings held on Nov. 12,13,17, 2008 before Judge John G. Koeltl. (ama) Modified on 9/11/2009 (ad).
|
|
Filing 175
TRANSCRIPT of proceedings held on October 27,28,29,30, 2008 before Judge John G. Koeltl. (ama)
|
|
Filing 174
TRANSCRIPT of proceedings held on November 18,19,20,24,25, 2008 and December 1, 2008 before Judge John G. Koeltl. (ama) Modified on 9/11/2009 (ad).
|
|
Filing 173
TRANSCRIPT of proceedings held on December 2,3,4, 2008 before Judge John G. Koeltl. (ama)
|
|
Filing 172
TRANSCRIPT of proceedings held on November 3,5,6,10 2008 before Judge John G. Koeltl. (ama) Modified on 9/11/2009 (ad).
|
|
Filing 171
JUDGMENT #09,0001 in favor of AIG Global Securities Lending Corp. against Banc of America Securities, LLC in the amount of $ 17,314,131; in favor of AIG Life Insurance Company against Banc of America Securities, LLC in the amount of $ 13,631,197; in favor of Allstate Life Insurance Company against Banc of America Securities, LLC in the amount of $ 27,759,453; in favor of Bank Leumi USA against Banc of America Securities, LLC in the amount of $ 6,593,690; in favor of Bayerische Landesbank, New York Branch against Banc of America Securities, LLC in the amount of $ 19,064,559; in favor of International Finance Company against Banc of America Securities, LLC in the amount of $ 6,817,034; in favor of Societe Generale against Banc of America Securities, LLC in the amount of $ 11,003,854; and in favor of The Travelers Insurance Company against Banc of America Securities, LLC in the amount of $ 41,922,1000. (Signed by Judge John G. Koeltl on 1/5/09) (Attachments: #1 notice of right to appeal)(ml)
|
|
Filing 255
LETTER addressed to Judge John G. Koeltl from W. Hutchinson dated 12/1/2008 (mbe)
|
|
Filing 254
LETTER addressed to Judge John G. Koeltl from W. Hutchinson dated 12/1/2008 (mbe)
|
|
Filing 253
LETTER addressed to Judge John G. Koeltl from W. Hutchinson dated 12/1/2008 (mbe)
|
|
Filing 170
ENDORSED LETTER addressed to Judge John G. Koeltl from Richard T. Marooney dated 11/30/2008 re: Requesting a change in the Court's proposed jury charge concerning the selection of a foreperson. ENDORSEMENT: 1. The Court is not inclined to change its practice of leaving Juror No. 1, in this case, Ms. Simpson, to be the foreperson, unless she decides not to serve in that role. She is well able to decide if she prefers not to act as foreperson, and it has happened that Juror No. 1 makes such a decision. 2. Mr. Davis and Mr. Covington are not required to appear for Monday's Conference and the Court is certainly prepared to listen to Mr. Marooney and Mr. Hutchinson on any open issues. Those issues include (a) whether the Court should make the changes requested by Plaintiffs on Special Verdict Form; (b) the appropriate instruction on Societe Generale; and (c) whether the Court should include "knowledge of falsity" as requested by Plaintiffs. SO ORDERED. (Signed by Judge John G. Koeltl on 11/30/2008) (jpo)
|
|
Filing 252
LETTER addressed to Judge John G. Koeltl from W. Hutchinson dated 11/30/2008 (mbe)
|
|
Filing 251
LETTER addressed to Judge John G. Koeltl from R. Marooney dated 11/30/2008 (mbe)
|
|
Filing 250
LETTER addressed to Judge John G. Koeltl from R. Marooney dated 11/26/2008 (mbe)
|
|
Filing 249
LETTER addressed to Judge John G. Koeltl from W. Hutchinson dated 11/25/2008 (mbe)
|
|
Filing 169
TRANSCRIPT of proceedings held on 11/05/08 before Judge John G. Koeltl. (ama)
|
|
Filing 248
LETTER addressed to Judge John G. Koeltl from C. Dysard dated 11/24/2008 (mbe)
|
|
Filing 247
LETTER addressed to Judge John G. Koeltl from D. Spears dated 11/24/2008 (mbe)
|
|
Filing 246
LETTER addressed to Judge John G. Koeltl from R. Marooney dated 11/24/2008 (mbe)
|
|
Filing 245
LETTER addressed to Judge John G. Koeltl from D. Davis dated 11/23/2008 (mbe)
|
|
Filing 244
LETTER addressed to Judge John G. Koeltl from J. Mogel dated 11/23/2008 (mbe)
|
|
Filing 243
LETTER addressed to Judge John G. Koeltl from W. Hutchinson dated 11/22/2008 (mbe)
|
|
Filing 242
LETTER addressed to Judge John G. Koeltl from W. Hutchinson dated 11/22/2008 (mbe)
|
|
Filing 241
LETTER addressed to Judge John G. Koeltl from R. Gullickson dated 11/22/2008 (mbe) .
|
|
Filing 168
ENDORSED LETTER addressed to Judge John G. Koeltl from David Spears dated 11/21/08 re: Counsel writes to advise the Court that they believe certain proposed instructions by Defendant are legally incorrect. ENDORSEMENT: Any legal objections to changes by the other parties whether by the plaintiff's or defendants should be submitted in writing by fax by 10:00 a.m., November 22, 2008. The Court will of course listen to objections at the charge conference, but this procedure is useful. (Signed by Judge John G. Koeltl on 11/21/08) (mme)
|
|
Filing 266
AMENDED PROPOSED JURY INSTRUCTIONS. Document filed by Banc of America Securities, LLC.(mbe)
|
|
Filing 258
DEFENDANT'S PROPOSED JURY VERDICT FORM. (Exhibit C)(mbe) Modified on 9/11/2009 (ad).
|
|
Filing 240
LETTER addressed to Judge John G. Koeltl from D. Davis dated 11/20/2008 (mbe).
|
|
Filing 261
NOTICE of Motion of Judgment as a Matter of Law. Document filed by Banc of America Securities, LLC. (mbe)
|
|
Filing 260
MOTION for Judgment. Document filed by Banc of America Securities, LLC.(mbe)
|
|
Filing 239
LETTER addressed to Judge John G. Koeltl from R. Marooney dated 11/16/2008 (mbe)
|
|
Filing 238
LETTER addressed to Judge John G. Koeltl from D. Davis dated 11/14/2008 (mbe)
|
|
Filing 237
LETTER addressed to Judge John G. Koeltl from G. Covington dated 11/12/2008 (mbe)
|
|
Filing 236
LETTER addressed to Judge John G. Koeltl from W. Hutchinson dated 11/12/2008 (mbe)
|
|
Filing 235
LETTER addressed to Judge John G. Koeltl from R. Marooney dated 11/11/2008 (mbe)
|
|
Filing 234
LETTER addressed to Judge John G. Koeltl from W. Hutchinson dated 11/11/2008 (mbe)
|
|
Filing 233
LETTER addressed to Judge John G. Koeltl from L. Albert dated 11/10/2008 (mbe)
|
|
Filing 232
LETTER addressed to Judge John G. Koeltl from L. Albert dated 11/9/2009 (mbe)
|
|
Filing 167
TRANSCRIPT of proceedings held on October 22, 2008 3:05p.m. before Judge John G. Koeltl. (mro)
|
|
Filing 231
LETTER addressed to Judge John G. Koeltl from D. Dysard dated 11/3/2008 (mbe) Modified on 9/11/2009 (ad).
|
|
Filing 230
LETTER addressed to Judge John G. Koeltl from R. Marooney dated 11/3/2008 (mbe)
|
|
Filing 229
LETTER addressed to Judge John G. Koeltl from D. Davis dated 11/2/2008 (mbe)
|
|
Filing 228
LETTER addressed to Judge John G. Koeltl from R. Marooney dated 11/2/2008 (mbe)
|
|
Filing 227
LETTER addressed to Judge John G. Koeltl from David Spears dated 10/31/2008 (mbe)
|
|
Filing 226
LETTER addressed to Judge John G. Koeltl from R. Marooney dated 10/30/2008 (mbe)
|
|
Filing 166
ENDORSED LETTER addressed to Judge John G. Koeltl from David Spears dated 10/30/2008 re: Counsel writes to request that the deadline for submitting letter on the rating agency reports be extended to 6:00 pm tomorrow or noon Saturday. ENDORSEMENT: Submissions by all counsel can be made by 4:00 p.m. on Friday, 10/31/08. So ordered. (Signed by Judge John G. Koeltl on 10/30/2008) (tve)
|
|
Filing 225
LETTER addressed to Judge John G. Koeltl from Richard T. Marooney dated 10/30/2008 (mbe). Modified on 9/11/2009 (ad).
|
|
Filing 265
Exhibit List. Document filed by Banc of America Securities, LLC.(mbe)
|
|
Filing 224
LETTER addressed to Judge John G. Koeltl from L. Albert dated 10/27/2008 (mbe)
|
|
Filing 263
MOTION Joint Proposed Case Narratives..(mbe) Modified on 9/11/2009 (ad).
|
|
Filing 262
Banc of America Securities LLC's Proposed Jury Instructions.(mbe) Modified on 9/11/2009 (ad).
|
|
Filing 223
LETTER addressed to Judge John G. Koeltl from L. Albert dated 10/24/2008.
|
|
Filing 222
LETTER addressed to Judge John G. Koeltl from L. Albert dated 10/24/2008 .
|
|
Filing 165
ORDER; the plaintiffs' motions in limine are denied, the defendant's motion in limine to exclude a document identified as PX176A in discovery is granted, and the defendant's remaining motions in limine are denied. (Signed by Judge John G. Koeltl on 10/23/08) (pl)
|
|
Filing 163
ORDER; that having reviewed all of the submissions of the parties and their estimates of the length of trial, and based on the Court's familiarity with the case, the Court establishes the time limits that are set forth in this Order. This trial management plan is adopted in accordance with Fed. R. Civ. P. 16 and in addition to the Court's Rules of Practice, General Rules of Trial Practice, the Local Rules of this Court, and the Federal Rules of Civil Procedure. The Court reserves the right to alter or amend this trial management plan in its discretion. (Signed by Judge John G. Koeltl on 10/23/08) (pl)
|
|
Filing 164
ORDER, that 1. Trial is scheduled to begin on October 27, 2008 at 8:45 a.m. 2. The parties shall exchange lists of the current good faith order of the witnesses they intend to call. 3. During trial the parties shall give notice three (3) days in advance of the witnesses to be called and the exhibits to be introduced through each such witness. Objections to the introduction of any exhibit shall be made two (2) days in advance. The offering party shall submit any responses to such objections one (1) day in advance. 4. During trial the parties shall give notice to the Court five (5) days in advance of introducing any deposition testimony. Notice shall consist of a deposition transcript marked with the designated portion of the testimony and any cross-designations and counter-designations, together with a cover letter indicating any objections to any testimonyand any responses to such objections. (Signed by Judge John G. Koeltl on 10/23/08) (pl)
|
|
Filing 162
ENDORSED LETTER addressed to Judge John G. Koeltl from George Covington dated 10/23/08 re: Request that the Court instruct all parties to designate a client representative to participate, preferably in person, in the session tomorrow. ENDORSEMENT: The Court agrees. Client representatives should be present in person if possible and otherwise be on the telephone, subject of course to any arrangements the Magistrate Judge may make. (Signed by Judge John G. Koeltl on 10/23/08) (cd)
|
|
Filing 161
ORDER: The parties are directed to contact Magistrate Judge Pitman to schedule a settlement conference for Friday, October 24, 2008. (Signed by Judge John G. Koeltl on 10/22/2008) (jfe)
|
|
Filing 203
JOINT PRETRIAL ORDER: Procedures to be followed that shall govern the handling of pretrial materials/issues/hearings. Signed by Judge John G. Koeltl. Modified on 9/11/2009 (ad).
|
|
Filing 264
PROPOSED VOIR DIRE QUESTIONS. Document filed by Banc of America Securities, LLC.(mbe)
|
|
Filing 221
LETTER addressed to Judge John G. Koeltl from R. Marooney dated 10/21/2008.
|
|
Filing 160
ORDER: The parties should submit Proposed Voir Dire by October 21, 2008. The parties should submit Requests to Charge by October 24, 2008. (Signed by Judge John G. Koeltl on 10/20/2008) (jpo)
|
|
Filing 159
CORRECTED ORDER: The Final Pretrial Conference is scheduled for Wednesday, 10/22/2008 at 03:00 PM before Judge John G. Koeltl. Trial is now scheduled for Monday 10/27/2008 at 09:00 AM before Judge John G. Koeltl. (Signed by Judge John G. Koeltl on 10/17/08) (tro)
|
|
Filing 158
ORDER: Final Pretrial Conference set for Wednesday, 10/22/2008 at 03:00 PM before Judge John G. Koeltl. Trial set for Monday, 10/26/2008 at 09:00 AM before Judge John G. Koeltl. (Signed by Judge John G. Koeltl on 10/17/08) (tro)
|
|
Filing 220
LETTER addressed to Judge John G. Koeltl from G. Covington dated 9/8/2008 (mbe)
|
|
Filing 219
LETTER addressed to Judge John G. Koeltl from J. Ross dated 9/5/2008 Document filed by AIG Global Lending Corp., AIG Life Insurance Company.(mbe)
|
|
Filing 155
ENDORSED LETTER addressed to Judge John G. Koeltl from George C. Covington dated 8/22/08 re: Counsel writes to inform the court of the resolution of the Mangan matter but will add that, in light of all that needs to be done to prepare this case for trial, counsel would ask that the court keep the trial ready date as it now stands. ENDORSEMENT: The court will keep the current schedule now that it is set. (Signed by Judge John G. Koeltl on 8/22/08) (mme)
|
|
CASHIERS OFFICE REMARK on #153 Order on Motion to Appear Pro Hac Vice, in the amount of $25.00, paid on 8/5/08, Receipt Number 659150. (Quintero, Marcos)
|
|
Filing 154
TRANSCRIPT of proceedings held on 7/21/08 before Judge John G. Koeltl. (ama)
|
|
Filing 153
ORDER granting #152 Motion for Darrick L. McDuffie to Appear Pro Hac Vice. Darrick L. McDuffie shall be admitted to the Bar of the Court pro hac vice as counsel for Defendants Banc of America Securities, LLC. (Signed by Judge John G. Koeltl on 8/8/08) (tro)
|
|
Transmission to Attorney Admissions Clerk. Transmitted re: #153 Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (tro)
|
|
Filing 152
MOTION for Darrick L. McDuffie to Appear Pro Hac Vice. Document filed by Banc of America Securities, LLC.(dle)
|
|
Filing 151
NOTICE OF APPEARANCE by Dwight J. Davis on behalf of Banc of America Securities, LLC (dle)
|
|
Filing 150
NOTICE OF APPEARANCE by Ann M. Cook on behalf of Banc of America Securities, LLC (dle)
|
|
Filing 149
NOTICE OF APPEARANCE by Lisa L. Albert on behalf of Banc of America Securities, LLC (dle)
|
|
Filing 148
NOTICE OF APPEARANCE by Richard T. Marooney, Jr on behalf of Banc of America Securities, LLC (dle)
|
|
Filing 147
NOTICE OF CHANGE OF FIRM NAME AND ADDRESS by David Spears on behalf of Societe Generale, Certain Funding Limited, The Travelers Insurance Company, Allstate Life Insurance Company, Bank Leumi USA, Bayerische Landesbank, New York Branch. New Address: Spears & Imes LLP, 51 Madison Avenue, New York, New York, 10010, (212) 213-6996. (pl)
|
|
Filing 146
ENDORSED LETTER addressed to Judge John G. Koeltl from George C. Covington dated 7/23/2008 re: Requesting that the Court consider setting this case on the ready calendar no earlier than late October. ENDORSEMENT: The 48 hour trial ready date is adjourned to October 24, 2008 So Ordered. (Signed by Judge John G. Koeltl on 7/23/2008) (jpo)
|
|
Filing 145
TRANSCRIPT of proceedings held on 7/21/08 before Judge John G. Koeltl. (ama)
|
|
Filing 144
ORDER: For the reasons stated on the record at the conference held on July 21, 2008, the defendant's motion for summary judgment is granted in part and denied in part, and the plaintiffs' motion for partial summary judgment is denied. The defendant's motion to exclude the expert opinions of Dr. Henry Owsley is denied. The clerk is directed to close docket nos. 96, 97, and 139. The Joint pretrial order is due September 5, 2008. The parties should be ready for trial on 48 hours notice on September 26, 2008. (Signed by Judge John G. Koeltl on 7/21/2008) (jpo)
|
|
Set Deadlines/Hearings: Pretrial Order due by 9/5/2008. Ready for Trial by 9/26/2008. (jpo)
|
|
Filing 143
ORDER: The parties will each have thirty minutes for oral argument at the hearing to be held on July 21, 2008. The parties should focus on those aspects of their motions that they feel are dispositive. (Signed by Judge John G. Koeltl on 7/10/2008) (jpo)
|
|
Filing 142
ENDORSED LETTER addressed to Judge John G. Koeltl from Warren H. Colodner dated 3/10/08 re: Counsel for defendant Banc of America Securities request Your Honor to direct the Court Clerk to file Exhibit 14 under seal consistent with Your Honor's previous order. ENDORSEMENT: The document (Ex. 14) may be filed under seal. However the Court will consider whether the motion should be considered stricken, or a response requested in the context of the motion for summary judgment already pending. So Ordered. (Signed by Judge John G. Koeltl on 3/17/08) (js)
|
|
Filing 140
MEMORANDUM OF LAW in Support re: 139 MOTION. Document filed by Banc of America Securities, LLC. (dle)
|
|
Filing 139
NOTICE OF MOTION FOR AN ORDER TO EXCLUDE THE EXPERT OPINIONS OF HENRY OWSLEY. Document filed by Banc of America Securities, LLC.(dle)
|
|
Filing 138
ENDORSED LETTER addressed to Judge John G. Koeltl from Warren H. Colodner dated 8/28/07 re: Since the records Clerks were unable to locate in the Court's file certain other documents that are also covered by the Order dated 8/21/07: (1) BAS' Response to Plaintiff's Local Rule 56.1 (a) statement Dkt. # 121 ; and (2) the Affidavit of Catherine R. Keenan in Support of BAS' Memorandum of Law in Opposition to Plaintiffs' Motion for Partial Summary Judgment Dkt. # 124 . Counsel requests permission to file courtesy copies of the missing documents under seal and to request that the description of all documents under seal be stricken from the docket entry. ENDORSEMENT: APPLICATION GRANTED. (Signed by Judge John G. Koeltl on 8/28/07) (tro) Copy of Order forwarded to the Sealed Record Clerk.
|
|
Filing 137
ORDER granting 135 Motion to Seal Document. (Signed by Judge John G. Koeltl on 8/23/2007) (jmi)
|
|
Filing 136
AFFIDAVIT of Catherine R. Keenan in Support re: 135 MOTION to Seal Document 124 Affidavit in Support, 121 Counter Statement to Rule 56.1, 122 Memorandum of Law in Opposition to Motion, 126 Exhibit. MOTION to Seal Document 124 Affidavit in Support, 121 Counter Statement to Rule 56.1, 122 Memorandum of Law in Opposition to Motion, 126 Exhibit. Document filed by Banc of America Securities, LLC. (tro)
|
|
Filing 135
MOTION for an Order, to Seal Certain Documents Filed by Banc of America Securities, LLC in Opposition to Plaintiff's Motion for Partial Summary Judgment re: 124 Affidavit in Support, 121 Counter Statement to Rule 56.1, 122 Memorandum of Law in Opposition to Motion, 126 Exhibit. Document filed by Banc of America Securities, LLC.(tro)
|
|
Filing 134
NOTICE of Motion for an Order to seal certain documents filed by Banc of America Securities LLC in Opposition to Plaintiffs' Motion for Partial Summary Judgment. Document filed by Banc of America Securities, LLC. (tro)
|
|
Filing 133
AFFIDAVIT of Catherine R. Keenan in Support re: 132 Reply Memorandum of Law in Support of Motion. Document filed by Banc of America Securities, LLC. (jmi)
|
|
Filing 132
REPLY MEMORANDUM OF LAW in Support re: 97 MOTION for Summary Judgment. Document filed by Banc of America Securities, LLC. (jmi)
|
|
Filing 129
ENDORSED LETTER addressed to Judge John G. Koeltl from George C. Covington dated 7/9/07 re: a request for extension of the response deadline to 7/20/2007. ENDORSEMENT: Application granted. SO ORDERED. (Signed by Judge John G. Koeltl on 7/13/07) (kco)
|
|
Filing 127
Supplemental Exhibits Volume XVII. Document filed by Banc of America Securities, LLC.(dle)
|
|
Filing 125
Supplemental Exhibits Volume XVIII. Document filed by Banc of America Securities, LLC.(dle)
|
|
Filing 123
AFFIDAVIT of Michelle Heath. Document filed by Banc of America Securities, LLC. (dle)
|
|
Filing 128
NOTICE of CHANGE OF FIRM OF RECORD. Accordingly, please remove Kennedy Covington Lobdell & Hickman, LLP. as a firm of record in this matter and replace it with King & Spalding LLP. Document filed by Banc of America Securities, LLC. (pl)
|
|
Filing 117
ENDORSED LETTER addressed to Judge John G. Koeltl from Christopher W. Dysard dated 6/20/2007 re: the parties request that the Court issue an Order clarifying that the page limit for Defendant's opposition brief is 40 pages and the page limit for Plaintiffs' opposition brief is 80 pages. Initial Memorandum: Defendant (80 pages), Plaintiffs (40), Opposition Memorandum: Defendant (40), Plaintiffs (80), and Reply Memorandum: Defendant (25), Plaintiffs (20). ENDORSEMENT: Application GRANTED SO ORDERED (Signed by Judge John G. Koeltl on 6/20/2007) (jmi) Modified on 6/26/2007 (Miles, Janeen).
|
|
Filing 110
EXHIBITS BAS 126 to BAS 137 Non-Party Transcripts Volume X of XVI. Document filed by Banc of America Securities, LLC.(pl)
|
|
Filing 104
EXHIBITS BAS 42 to BAS 66 ALLSTATE Volume IV of XVI. Document filed by Banc of America Securities, LLC.(pl)
|
|
Filing 116
EXHIBITS BAS 172 to BAS 190 Volume XVI of XVI. Document filed by Banc of America Securities, LLC.(pl)
|
|
Filing 115
EXHIBITS BAS 163 to BAS 171 Volume XV of XVI. Document filed by Banc of America Securities, LLC.(pl)
|
|
Filing 114
EXHIBITS BAS 153 to BAS 162 Volume XIV of XVI. Document filed by Banc of America Securities, LLC.(pl)
|
|
Filing 113
EXHIBITS BAS 146 to BAS 152 Volume XIII of XVI. Document filed by Banc of America Securities, LLC.(pl)
|
|
Filing 112
EXHIBITS BAS 144 to BAS 145 COMPLAINTS Volume XII of XVI. Document filed by Banc of America Securities, LLC.(pl)
|
|
Filing 111
EXHIBITS BAS 138 to BAS 143 EXPERT REPORTS Volume X1 of XVI. Document filed by Banc of America Securities, LLC.(pl)
|
|
Filing 109
EXHIBITS BAS 115 to BAS 125 Travelers Insurance Company Volume 1X of XVI. Document filed by Banc of America Securities, LLC.(pl)
|
|
Filing 108
EXHIBITS BAS 96 to BAS 114 Societe Generale Volume VIII of XVI. Document filed by Banc of America Securities, LLC.(pl)
|
|
Filing 107
EXHIBITS BAS 89 to BAS 95 International Finance Corporation Volume VII of XVI. Document filed by Banc of America Securities, LLC.(pl)
|
|
Filing 106
EXHIBITS BAS 80 to BAS 88 Bayerische Landesbank Volume 1 of XVI Document filed by Banc of America Securities, LLC.(pl)
|
|
Filing 105
EXHIBITS BAS 67 to BAS 79 Bank Leumi Volume V of XVI. Document filed by Banc of America Securities, LLC.(pl)
|
|
Filing 103
EXHIBITS BAS 17 to BAS 41 AIG Life Volume 111 of XVI. Document filed by Banc of America Securities, LLC.(pl)
|
|
Filing 102
EXHIBITS BAS 10 to BAS 16, AIG Global, Volume II of XVI. Document filed by Banc of America Securities, LLC.(pl)
|
|
Filing 101
EXHIBITS BAS 1 to BAS 9 Offering Memoranda/Rating Agency Reports/Sales Memoranda Volume 1 of XVI. Document filed by Banc of America Securities, LLC.(pl)
|
|
Filing 100
RULE 56.1 STATEMENT applicable to all plaintiffs in support of its motions for summary judgment. Document filed by Banc of America Securities, LLC. (pl)
|
|
Filing 99
AFFIDAVIT of Catherine R. Keenan in Support re: 97 MOTION for Summary Judgment. Document filed by Banc of America Securities, LLC. (pl)
|
|
Filing 98
MEMORANDUM OF LAW in Support re: 97 MOTION for Summary Judgment.. Document filed by Banc of America Securities, LLC. (pl)
|
|
Filing 97
MOTION; for an order pursuant to Rule 56 of the F.R.C.P. for Summary Judgment. Document filed by Banc of America Securities, LLC.(pl)
|
|
Filing 96
MOTION for Partial Summary Judgment. Document filed by International Finance Company, The Premier Insurance Company of Massachusetts, Safeco Life Insurance Company, Societe Generale, Certain Funding Limited, The Travelers Indemnity Company, The Travelers Insurance Company, AIG Global Lending Corp., AIG Life Insurance Company, Allstate Life Insurance Company, Bank Leumi USA, Bayerische Landesbank, New York Branch, First Floridian Automobile and Home Insurance Comany, First Trenton Indemnity Company.Responses due by 8/3/2007(jco)
|
|
Filing 95
STIPULATED PROTECTIVE ORDER (CONFIDENTIALITY STIPULATION)...regarding procedures to be followed that shall govern the handling of confidential material....ENDORSEMENT: This stipulation and order is not binding on the Court and Court personnel. The Court reserves the right to amend it at any time. (Signed by Judge John G. Koeltl on 6/15/07) (kco)
|
|
Received returned mail re: 90 Endorsed Letter, Set Deadlines. Mail was addressed to David Spears of Richards Ribbe & Orbe LLP(Washinton, DC) at 1775 Eye Street,NW, Washington, D.C. 20006 and was returned for the following reason(s): temporarily away. (tve)
|
|
Set/Reset Deadlines: Motions due by 6/15/2007. Replies due by 8/3/2007. Responses due by 7/16/2007 (db)
|
|
Filing 91
ORDER: the parties shall submit their motions for summary judgment by 6/15/07; responses due 7/16/07 (defendant's, up to 80 pages; plaintiff's, up to 40 pages); replies due 8/3/07 (defendant's, up to 25 pages; plaintiff's, up to 20 pages). (Signed by Judge John G. Koeltl on 5/15/07) (db)
|
|
Filing 90
ENDORSED LETTER addressed to Magistrate Judge Henry B. Pitman from George C. Covington dated 5/7/2007 re: to BAS requests that the Court extend the dispositive motion deadline twenty days to June 15, 2007.Motions due by 6/15/2007. ENDORSEMENT: Application GRANTED. SO ORDERED. (Signed by Judge Henry B. Pitman on 5/8/2007) (jmi)
|
|
Filing 89
ORDER in the absence of an agreement among counsel to the contrary, the depositions of the expert witness shall be conducted on the on the following dates: (a) Owaley shall be deposed on April 19 or 20, 2007; (b) Dragelin shall be deposed on April 23 or 24, 2007, and (c) Carron shall be deposed on April 26 or 27, 2007. Unless Judge Koeltl sets a different schedule, dispositive motions shall be served no later than May 25, 2007. SO ORDERED. (Signed by Judge Henry B. Pitman on 3/21/2007) (jmi)
|
|
Filing 88
ENDORSED LETTER addressed to Judge Henry B. Pitman from George C. Covington dated 1/24/07 re: Counsel writes to request that the Court extend the deadline for dispositive motions to 5/18/07. Application granted. So Ordered. (Signed by Judge Henry B. Pitman on 2/21/07) (jco)
|
|
Filing 87
ORDER that Banc of America Securities LLC's application for an order compelling AIG Global Securities Lending Corp. to produce Cheryl McDermott for deposition is denied without prejudice to renewal; no later than 1/22/07, AIG shall produce affidavits or declarations under penalty of perjury addressing issues as further set forth in this order (Signed by Judge Henry B. Pitman on 1/5/07) (dle, )
|
|
Filing 86
ORDER: no later than 12/18/06, AIG shall produce those documents, if any, concerning its investments in Helig Meyer's securities as further set forth. Deadlines for the completion of plaintiff's Rule 26(a)(2) disclosures and defendants Rule 26(a)(2) disclosures and expert depositions are both extended by 21 days. The depositions of Ilya Goncharov, Oliver Melennec and De Doan-Tran may be conducted after the current fact discovery deadline expires, but shall be completed no later than 1/21/07. (Signed by Judge Henry B. Pitman on 12/4/06) Copies Mailed by Chambers.(db, )
|
|
Filing 85
ORDER no party in this action, either directly or through counsel or other agent, shall discuss, either orally or in writing, any issue relating to the subject matter of this action with Paul Jablansky without counsel for all parties being given the opportunity to attend such discussion. This Order is without prejudice to an application from any party for modification if such relief is warranted by further developments in this action. So Ordered. (Signed by Judge Henry B. Pitman on 11/21/06) (jco, )
|
|
Filing 84
ORDER: To the extent that plaintiffs still have questions concerning the completeness of the documents produced by Moody's Investors Services, Inc. in response to plaintiffs' subpoena, plaintiffs' counsel is directed to submit those questions to Moody's counsel in writing, and Moody's counsel is directed to respond with reasonable promptness. The parties' application for an order directing Moody's to provide an index of the documents being withheld pursuant to Section 1(B) of the 9/26/2006 letter agreement that Moody's claims are privileged is GRANTED... (Signed by Magistrate Judge Henry B. Pitman on 10/20/2006) Copies Mailed By Chambers.(lb, )
|
|
Filing 83
STIPULATION AND ORDER OF WITHDRAWL OF COUNSEL; the law firm of Richards Kibbe & Orbe LLP will withdraw as attorneys of record for the plaintiffs. The law firm of Spears & Imes LLP shall continue as counsel of record. (Signed by Judge Henry B. Pitman on 10/4/06) (kco, )
|
|
Filing 82
ORDER; plaintiff's motion seeking issuance of a subpoena pursuant to 28 USC 1783 is hereby GRANTED. The Court finds that the estimated travel and attendance expenses will be $2700 and this amount shall be tendered to the witness. (Signed by Judge Henry B. Pitman on 10/2/06) (kco, )
|
|
Filing 81
MEMORANDUM OF LAW in Support re: 80 MOTION seeking issuance of subpoena pursuant to 28 U.S.C. 1783. Document filed by International Finance Company, Societe Generale, The Travelers Indemnity Company, Allstate Life Insurance Company, Bank Leumi USA, Bayerische Landesbank, New York Branch. (jco, )
|
|
Filing 80
MOTION seeking issuance of subpoena pursuant to 28 U.S.C. 1783. Document filed by International Finance Company, Societe Generale, The Travelers Indemnity Company, Allstate Life Insurance Company, Bank Leumi USA, Bayerische Landesbank, New York Branch. (jco, )
|
|
Filing 79
ORDER granting 69 Motion for Randy G. Gullickson to Appear Pro Hac Vice . (Signed by Judge John G. Koeltl on 9/6/06) (jco, )
|
|
Filing 78
NOTICE OF CHANGE OF ADDRESS by David Spears on behalf of International Finance Company, Societe Generale, The Travelers Insurance Company, Allstate Life Insurance Company, Bank Leumi USA, Bayerische Landesbank. New Address: Spears & Imes, L.L.P., 51 Madison Avenue, New York, New York, 10010, (212) 213-0849. (dle, )
|
|
Filing 77
ORDER: It is hereby ordered that remaining discovery in this action shall proceed in the following manner: fact discovery due 12/14/06, parties will report to Hon. John G. Koeltl whether they consent to trial before this Court. Plaintiffs designation of experts and production of expert reports due 1/4/07, Deadline for completion of expert discovery is 3/9/07. Deadline for parties to file dispositive motions is 4/6/07. ENDORSEMENT: I am fully aware of the nature and history of the case, but the matter is now approaching its fifth anniversary. In the absence that effects one of the principal participants, there will be no further extensions. (Signed by Judge Henry B. Pitman on 8/16/06) (js, )
|
|
Filing 76
LETTER addressed to Magistrate Judge Henry B. Pitman from Neil Binder dated 3/29/06 re: supplemental briefing the court requested. Document filed by The Premier Insurance Company of Massachusetts, Societe Generale, The Travelers Indemnity Company, The Travelers Insurance Company, Allstate Life Insurance Company, Bank Leumi USA, Bayerische Landesbank, New York Branch, First Floridian Automobile and Home Insurance Comany, First Trenton Indemnity Company.(dle, )
|
|
Filing 75
LETTER addressed to Magistrate Judge Henry B. Pitman from George Covington dated 3/29/06 re: response to court's 3/15/06 order. Document filed by Banc of America Securities, LLC.(dle, )
|
|
Filing 74
LETTER addressed to Magistrate Judge Henry B. Pitman from Jeff Ross dated 3/29/06 re: discovery disputes. Document filed by AIG Global Lending Corp., AIG Life Insurance Company.(dle, )
|
|
Filing 73
MEMORANDUM OPINION AND ORDER #93063; re: for all the foregoing reasons, defendants' application to compel production of (1) documents concerning all of plaintiffs' prior investments in Heilig-Meyers; (2) information relating to Heilig-Mayers known by or available to any of plaintiffs' employees from 1996 through 2001; and (3) documents concerning plaintiffs' investments in asset backed securities issued by retailers other than Heilig-Meyers, is denied to the extent that BA seeks documents or information that was not prepared by or sent to the individuals who decided to purchase the securities that are the subject matter of this action. It is my understanding that plaintiffs are voluntarily producing documents and information prepared by or sent to the individuals who participated in the transactions that form the bases for this action (Signed by Judge Henry B. Pitman on 93063) (sac, )
|
|
Filing 72
CASE MANAGEMENT PLAN: Amended Pleadings due by 7/14/2006. Joinder of Parties due by 7/14/2006. Expert Discovery due by 12/22/2006. No further extensions except for good cause shown by affidavit. So Ordered. (Signed by Judge Henry B. Pitman on 3/15/06) (jco, )
|
|
Filing 71
ORDER all parties shall submit letter briefs no later than 3/29/06 addressing the issue of whether the corporate parties are chargeable with knowledge of facts known to corporate employees other than the "decision makers" involved in the transactions in issue. Plaintiff's application for a protective order with respect to defendants' Rule 30 (b)(6) notice of deposition is denied. Plaintiffs' application for a protective order with respect to their settlement with First Union is granted except that plaintiffs shall disclose to defendants the sums paid to each of the plaintiffs who remain as parties in this matter. So Ordered. (Signed by Judge Henry B. Pitman on 3/15/06) "Copies Mailed By Chambers"(jco, )
|
|
Filing 70
ORDER REFERRING CASE TO MAGISTRATE JUDGE. Order that case be referred to the Clerk of Court for assignment to a Magistrate Judge for GENERAL PRETRIAL. Referred to Magistrate Judge Henry B. Pitman. (Signed by Judge John G. Koeltl on 3/1/2006) (kco, )
|
|
Filing 69
MOTION (FILED ON SERVICE DATE) for Randy G. Gullickson to Appear Pro Hac Vice. Document filed by AIG Global Lending Corp., AIG Life Insurance Company. Return Date set for 2/21/2006 10:00 AM. (lb, )
|
|
Filing 68
ORDER granting 67 Motion for William O.L. Hutchinson to Appear Pro Hac Vice . ENDORSEMENT: Application Granted So Ordered. (Signed by Judge John G. Koeltl on 10/28/2005) (jmi, )
|
|
Filing 67
MOTION (FILED ON SERVICE DATE) for William O.L. Hutchinson to Appear Pro Hac Vice. Document filed by Banc of America Securities, LLC. (cd, )
|
|
Filing 66
CASE MANAGEMENT PLAN: Responses due by 12/2/2005 Produce Documents due by 12/19/2005. Deposition due by 1/17/2006. Amended Pleadings due by 3/31/2006. Joinder of Parties due by 3/31/2006. Discovery due by 5/19/2006. Plaintiffs' Designation of experts and Production of Expert Report due by 6/2/2006. Defendant's Designation of experts and Production of Expert Report due by 7/7/2006. Completion of Expert Discovery due by 8/31/2006. (Signed by Judge John G. Koeltl on 10/17/2005) (jmi, ) .
|
|
Filing 65
AFFIDAVIT OF SERVICE of answer to plaintiff's amended complaint served on Firm of Richards Spears Kibbe & Orbe LLP on 10/12/05. Service was accepted by Michael A. Schneider. Document filed by Banc of America Securities, LLC. (djc, )
|
|
Filing 64
ANSWER to Amended Complaint. Document filed by Banc of America Securities, LLC. Related document: 25 Amended Complaint, filed by AIG Life Insurance Company,, The Travelers Insurance Company,, Societe Generale,, New York Branch,, The Travelers Indemnity Company,, Bank Leumi USA,, Bayerische Landesbank,, AIG Global Lending Corp.,, Allstate Life Insurance Company,, First Floridian Automobile and Home Insurance Comany,, First Trenton Indemnity Company,, Halifax PLC,, International Finance Company,, The Premier Insurance Company of Massachusetts,, Safeco Life Insurance Company,, Certain Funding Limited,.(dle, )
|
|
Filing 63
MEMORANDUM AND OPINION; 92184 the remaining arguments of the parties are either moot or without merit. re: granting in part denied in part 27 Motion to Dismiss filed by Banc of America Securities, LLC,. (Signed by Judge John G. Koeltl on 9/26/05) (pl, ) Modified on 10/3/2005 (ns, ).
|
|
Filing 62
STIPULATION DISMISSING ACTION BY HALIFAX PLC AS AGAINST DEFENDANT BANC OF AMERICA SECURITIES LLC: The claims asserted by Halifax PLC as against defendant Banc of America Securities LLC are hereby dismissed with prejudice, each party to bear its own costs. (Signed by Judge John G. Koeltl on 9/13/2005) (lb, )
|
|
Filing 61
REPLY to re: 59 Memorandum of Law in Oppisition to Motion. Document filed by Banc of America Securities, LLC. (tb, )
|
|
***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - NON-ECF CASE ERROR. Note to Attorney Warren Colodner to MANUALLY RE-FILE Document Reply to Response to Motion, Document No. 60. This case is not ECF. (gf, )
|
|
Filing 60
FILING ERROR - ELECTRONIC FILING FOR NON-ECF CASE - REPLY to Response to Motion re: 27 Motion to Dismiss. Document filed by Banc of America Securities, LLC. (Colodner, Warren) Modified on 7/25/2005 (gf, ).
|
|
Filing 59
SUPPLEMENTAL MEMORANDUM OF LAW in Opposition re: 27 Motion to Dismiss. Document filed by AIG Global Lending Corp., AIG Life Insurance Company. (ae, )
|
|
Filing 58
ENDORSED LETTER addressed to Judge John G. Koeltl from David Parker dated 6/7/05 re: requesting leave to file a short further supplemental submission regarding the decisions in In re: Worldcom Securities Litigation. Application granted. (Signed by Judge John G. Koeltl on 6/7/05) (kw, )
|
|
Filing 57
REPLY of Banc of America Securities to Plaintiffs' Supplemental Brief:. Document filed by Banc of America Securities, LLC. (mde, )
|
|
Filing 56
REPLY of Plaintiffs' to the Supplemental Memorandum of Law of Defendant Banc of America LLC In Further Support of Its Motion To Dismiss The Amended Complaint. Document filed by International Finance Company, The Premier Insurance Company of Massachusetts, Safeco Life Insurance Company, Societe Generale, Certain Funding Limited, The Travelers Indemnity Company, The Travelers Insurance Company, AIG Global Lending Corp., AIG Life Insurance Company, Allstate Life Insurance Company, Bank Leumi USA, Bayerische Landesbank, New York Branch, First Floridian Automobile and Home Insurance Comany, First Trenton Indemnity Company, Halifax PLC. (mde, )
|
|
Filing 55
SUPPLEMENTAL MEMORANDUM OF LAW in Opposition re: 27 Motion to Dismiss. Document filed by International Finance Company, The Premier Insurance Company of Massachusetts, Safeco Life Insurance Company, Societe Generale, Certain Funding Limited, The Travelers Indemnity Company, The Travelers Insurance Company, AIG Global Lending Corp., AIG Life Insurance Company, Allstate Life Insurance Company, Bank Leumi USA, Bayerische Landesbank, New York Branch, First Floridian Automobile and Home Insurance Comany, First Trenton Indemnity Company, Halifax PLC. (jp, )
|
|
Filing 54
SUPPLEMENTAL MEMORANDUM OF LAW in Support re: 27 Motion to Dismiss. Document filed by Banc of America Securities, LLC. (jp, )
|
|
Filing 53
STIPULATION AND ORDER OF DISMISSAL; that this action that they have, in good faith, and without admission of fault or liability by any party, agreed to settle and release all claims asserted by Plaintiffs against FUS; pursuant to settlement, and simultaneously with the admission of a motion by FUS ; the parties hereby jointly stipulate that this action shall be dismissed against dft. FUS with prejudice, each party to bear its own costs. (Signed by Judge John G. Koeltl on 3/11/05) (pl, )
|
|
Filing 52
ORDER; the motions to dismiss filed by First Union Securities, LLC, listed as Docket No. 26 in No. 01cv11448 (JGK) and Docket No. 27 in No. 02cv3788 (JGK), are denied without prejudice as moot. (Signed by Judge John G. Koeltl on 3/11/05) (pl, )
|
|
Filing 51
ORDER; re: pending motion to dismiss by Banc of America Securities, LLC; supplemental breifing due by 4/1/05; any replies shall be submitted by 4/15/05. (Signed by Judge John G. Koeltl on 3/11/05) (pl, )
|
|
Filing 49
STIPULATION AND ORDER OF DISMISSAL with prejudice and with each party to bear its own costs.... (Signed by Judge John G. Koeltl on 2/3/05) (jf, )
|
|
Filing 50
CONSENT BAR ORDER; that to the fullest extent permitted by 15 U.S.C. section 78u-4(f)(7), all persons are hereby permanently barred, enjoined, and restrained in the manner that is set forth in this Order. (Signed by Judge John G. Koeltl on 1/28/04) (pl, )
|
|
Filing 48
MEMORANDUM OF LAW in Support of Entry of Bar Order as Modified by Consent. Document filed by International Finance Company, The Premier Insurance Company of Massachusetts, Safeco Life Insurance Company, Societe Generale, Certain Funding Limited, The Travelers Indemnity Company, The Travelers Insurance Company, AIG Global Lending Corp., AIG Life Insurance Company, Allstate Life Insurance Company, Bank Leumi USA, Bayerische Landesbank, New York Branch, First Floridian Automobile and Home Insurance Comany, First Trenton Indemnity Company, Halifax PLC. (djc, )
|
|
Filing 47
MEMORANDUM OF LAW in Support re: 42 MOTION for Bar Order pursuant to Settlement Agreement with Plaintiffs. Document filed by Banc of America Securities, LLC. (kkc, )
|
|
Filing 46
ENDORSED LETTER addressed to Judge Koeltl from Warren Colodner dated 1/12/05: granting deft Banc of America Securites' request to extend to and including 1/19/05 to make any submission re motion for entry of a bar order purs to its settlement agreement. (Signed by Judge John G. Koeltl on 1/13/05) (cd, )
|
|
Filing 45
ENDORSED LETTER addressed to Judge Koeltl from Warren H. Colodner dated 12/23/2004 re: the time for BAS to respond to the motion is extended to 1/5/2005 (Signed by Judge John G. Koeltl on 12/27/2004) (jsa, )
|
|
Set Deadlines/Hearings: Responses due by 1/5/2005 (jsa, )
|
|
Filing 44
MEMORANDUM OF LAW in Support re: 42 MOTION (FILED ON SERVICE DATE) for Bar Order pursuant to Settlement Agreement with Plaintiffs. Document filed by AIG Global Lending Corp., AIG Life Insurance Company, Allstate Life Insurance Company, Bank Leumi USA, Bayerische Landesbank, Certain Funding Limited, First Floridian Automobile and Home Insurance Comany, First Trenton Indemnity Company, Halifax PLC, International Finance Company, New York Branch, Safeco Life Insurance Company, Societe Generale, The Premier Insurance Company of Massachusetts, The Travelers Indemnity Company, The Travelers Insurance Company. (db, )
|
|
Filing 43
MEMORANDUM OF LAW in Support re: 42 MOTION (FILED ON SERVICE DATE) for Bar Order pursuant to Settlement Agreement with Plaintiffs. Document filed by First Union Securities, Inc. (db, )
|
|
Filing 42
MOTION (FILED ON SERVICE DATE) for Bar Order pursuant to Settlement Agreement with Plaintiffs. Document filed by First Union Securities, Inc. (db, )
|
|
Filing 41
ENDORSED LETTER addressed to Judge John G. Koeltl and Magistrate Judge Henry B. Pitman from David Parker dated 12/6/04 re: counsel for plaintiffs reports that the First Union settlement completely resolves all claims in the third listed action and resolves all claims in the first two listed actions as against the First Union dfts and the remaining parties will report to the court by letter by 12/17/04. Application granted. So Ordered. (Signed by Judge John G. Koeltl on 12/7/04) (dle, )
|
|
Filing 40
ENDORSED LETTER addressed to Judges Koeltl and Pitman from David Parker dated 10/15/04 re: suggestion that they report to both of you on 11/5/04. Application granted (Signed by Judge John G. Koeltl on 10/18/04) (yv, )
|
|
Filing 39
ENDORSED LETTER addressed to Judge Henry B. Pitman and John G. Koeltl from David Parker dated 10/15/04 re: We suggest that we again report to you both by letter in three weeks on 11/5/04, or sooner if either of you so wishes or if circumstances warrant. If either of you would like more detail or to proceed in a different manner, all parties will of course be guided accordingly. So Ordered. (Signed by Judge Henry B. Pitman on 10/18/04) (dfe, )
|
|
Filing 38
ENDORSED LETTER addressed to Judge John G. Koeltl from David Parker dated 9/10/04 re: counsel for plaintiffs request to report to the court in one month on 10/8/04 or sooner. Application granted. (Signed by Judge John G. Koeltl on 9/11/04) (dle, )
|
|
Filing 37
ENDORSED LETTER addressed to Judge John G. Koeltl from David Parker dated 8/10/04 re: suggest that we again report to you both by letter in one month on 9/10/04, or sooner if either of you so wishes or if circumstances warrant. So Ordered. A response by 9/10/04 or earlier is sufficient for the Court. Responses due by 9/10/2004 (Signed by Judge John G. Koeltl on 8/11/04) (dfe, )
|
|
Filing 36
ORDER; the parties should report to the Court on the status of the cases. (Signed by Judge John G. Koeltl on 7/23/04) (sac, )
|
|
Filing 35
ORDER REFERRING CASE TO MAGISTRATE JUDGE. Order that case be referred to the Clerk of Court for assignment to a Magistrate Judge for settlement. Referred to Magistrate Judge Henry B. Pitman. (Signed by Judge John G. Koeltl on 3/18/04) (dg, )
|
|
Filing 34
ENDORSED LETTER addressed to Judge Koeltl from David Spears dated 3/4/04 re: that the parties prefer to proceed before Magistrate Judge rether then Mr. Peloso as a Special master, this Court will assign the matter to the Magistrate Judge whether before the Magistrate Judge or the Special Master. The discussions are confidential. The parties are entitled to a Magistrate judge for subsequent proceedings different from the Magistrate Judge for settlement. Decision on the motions may take sometime in any event. The parties should advise the Court by 3/12/04 what they have decided to do. It is entirely up to the parties and the Court will not refer the case to the Magistrate Judge or to Mr. Peloso as Special Master unless all parties agree. (Signed by Judge John G. Koeltl on 3/5/04) (tp, )
|
|
Filing 33
ORDER, the Court will appoint John Peloso of Morgan Lewis & Bockius in NYC, as a Special Master purs to the FRCP 53(a) soley for the purposes of attempting to determine if a settlement can be reached in these actions, as further set forth in this document. (Signed by Judge John G. Koeltl on 3/5/04) (cd, )
|
|
ENDORSED LETTER addressed to Judge Koeltl from David Parker dated 2/17/04 re: amount of time for the argument in these two cases. The parties will have 1 hour for argument. 30 minutes for movants and 30 minutes for plaintiff. (Signed by Judge John G. Koeltl on 2/18/04) Original entry in 02cv3788 document number 36.(yv, )
|
|
Filing 30
REPLY by First Union, Inc. Re: [26-1] motion for an order to dismiss plaintiffs' amended complaint (yv)
|
|
Filing 32
APPENDIX by Banc of America In re: unpublished authority cited in Doc # 31. (db)
|
|
Filing 31
REPLY MEMORANDUM by Banc of America in further support of [27-1] motion for an order to dismiss amended complaint. (db)
|
|
Filing 29
MEMORANDUM OF LAW by AIG Global Corp., AIG Life Insurance, Allstate Life Co., Bank Leumi USA, Bayerische, New York Branch, First Floridian, First Trenton Co., Halifax PLC, International Co., The Premier Company, Safeco Life Company, Societe Generale, Certain Funding, The Travelers, The Travelers Co. in opposition to [27-1] motion for an order to dismiss amended complaint, [26-1] motion for an order to dismiss plaintiffs' amended complaint. Received in night deposit box on 6/27/03 at 7:06 p.m. (yv)
|
|
Filing 28
MEMORANDUM OF LAW by Banc of America in support of [27-1] motion for an order to dismiss amended complaint. Received in the night deposit box on 6/6/03 at 5:46 p.m. Appendix of unreported decisions attached. (sb) Modified on 06/10/2003
|
|
Filing 27
NOTICE OF MOTION (filed on service date) by Banc of America for an order to dismiss amended complaint . No Return Date. Declaration of Christine Button attached. Received in the night deposit box on 6/6/03 at 5:46 p.m. (sb)
|
|
Filing 26
NOTICE OF MOTION (filed on service date) by First Union, Inc. for an order to dismiss plaintiffs' amended complaint . No Return Date. Memorandum attached. (sb)
|
|
Filing 25
DEMAND for jury trial by AIG Global Corp., AIG Life Insurance, Allstate Life Co., Bank Leumi USA, Bayerische, New York Branch, First Floridian, First Trenton Co., Halifax PLC, International Co., The Premier Company, Safeco Life Company, Societe Generale, Certain Funding, The Travelers, The Travelers Co. . (cd)
|
|
Filing 24
MEMORANDUM OPINION # 88280, granting [11-1] motion for an order pursuant to FRCP 12(b) to dismiss the plaintiffs' complaint. Because this is the first dismissal of the plaintiff's complaint, the dismissal is without prejudice. The plaintiff may file an amended complaint within 30 days ( signed by Judge John G. Koeltl ); Document forwarded to Judgment Clerk. (yv)
|
|
Terminated document 12-1, 12-2 pursuant to instructions of Judge Koeltl as indicated on the CJRA report. (rag)
|
|
Filing 23
Memo endorsed on motion; for Lucinda O. McConathy to appear pro hac vice on behalf of the plaintiffs . ( signed by Judge John G. Koeltl ); Affidavit of David Spears along with Exhibits A and B are attached. FORWARDED DOCUMENT TO ATTORNEY ADMISSIONS CLERK. (tp) Modified on 12/16/2002
|
|
CASHIER'S OFFICE REMARK on [22-1] order for Lucinda O. McConathy to appear pro hac vice in the amount of $25.00 paid on 11/27/02 Receipt # 458261. (yv)
|
|
Filing 22
ORDER; for Lucinda O. McConathy to appear pro hac vice . ( signed by Judge John G. Koeltl ); Original sent to attorney admissions Clerk. (jco) Modified on 12/03/2002
|
|
Filing 21
STIPULATION and ORDER, Kirkpatrick & Lockhart, 599 Lexington Avenue, New York, NY 10022 is substituted in place and instead of Holland & Knight LLP, 195 Broadway, New York, NY 10007 as counsel for defendant Banc of America Securities LLC . ( signed by Judge John G. Koeltl ) (sb)
|
|
Filing 20
REPLY MEMORANDUM by Banc of America in support of re: [12-1] motion for an Order dismissing each of the claims alleged in the complaint, [12-2] motion dismissing Counts I and II of the complaint. (Rec. in the night deposit box on 5/6/02). (kw)
|
|
Filing 19
REPLY by First Union, Inc. Re: [11-1] motion for an order pursuant to FRCP 12(b) to dismiss the plaintiffs' complaint (djc)
|
|
Filing 18
AMENDED RULE 1.9 CERTIFICATE filed by The Travelers Co. . (bai)
|
|
Filing 17
MEMORANDUM OF LAW by AIG Global Corp., AIG Life Insurance, Allstate Life Co., Bank Leumi USA, Bayerische, New York Branch, First Floridian, First Trenton Co., Halifax PLC, International Co., The Premier Company, Safeco Life Company, Societe Generale, Certain Funding, The Travelers, The Travelers Co. in opposition to [12-1] motion for an Order dismissing each of the claims alleged in the complaint, [12-2] motion dismissing Counts I and II of the complaint . (bai)
|
|
CASHIER'S OFFICE REMARK on [16-1] order in the amount of $50.00 paid on 4/8/02 Receipt # 436024. (tp)
|
|
Filing 16
Memo endorsed on (copy) motion; that the Court is granting the [15-1] motion for an Order permitting George C. Covington to appear pro hac vice for deft Banc of America, granting [15-2] motion for an Order permitting Cory Hohnbaum to appear pro hac vice for deft Banc of America. ( signed by Judge John G. Koeltl ); Copies mailed. (tp)
|
|
Memo endorsed on motion; granting [15-1] motion for an Order permitting George C. Covington to appear pro hac vice for deft Banc of America; granting [15-2] motion for an Order permitting Cory Hohnbaum to appear pro hac vice for deft Banc of America. ( signed by Judge John G. Koeltl ); Copies mailed. (Forwarded to Attorney Admissions Clerk) (sn) Modified on 03/21/2002
|
|
Filing 14
RULE 1.9 CERTIFICATE filed by Banc of America . (jp)
|
|
Filing 13
MEMORANDUM OF LAW by Banc of America in support of [12-1] motion for an Order dismissing each of the claims alleged in the complaint, [12-2] motion dismissing Counts I and II of the complaint. Exhibits attached. (jp)
|
|
Filing 15
NOTICE OF MOTION (filed on service date) by Banc of America; for an Order permitting George C. Covington to appear pro hac vice for deft Banc of America , and, for an Order permitting Cory Hohnbaum to appear pro hac vice for deft Banc of America . Return date not indicated. (jp)
|
|
Filing 12
NOTICE OF MOTION (filed on service date) by Banc of America; for an Order dismissing each of the claims alleged in the complaint , or, alternatively, dismissing Counts I and II of the complaint . Return date not indicated. (jp)
|
|
Filing 11
NOTICE OF MOTION (filed on service date) by First Union, Inc. for an order pursuant to FRCP 12(b) to dismiss the plaintiffs' complaint . Return date not indicated. Memorandum of law in support of motion attached with additional exhibits and appendixes (1-26). (bai)
|
|
Filing 10
Memo-Endorsement on letter addressed to Judge Koeltl from Jeffrey E. Livingston, dated 2/20/02; Re: dft. Banc of America Securities request permission to enlarge the page limit with respect to the memorandum that was filed in support of their motion to dismiss the complaint; memorandum in support and in Opposition to motion to dismiss may not exceed 50 pages. Reply memorandum is not to exceed 20 pages . ( signed by Judge John G. Koeltl ); Copies mailed. (pl)
|
|
Filing 9
Memo-Endorsement on letter addressed to Judge Koeltl from Richard J. Morvillo, dated 2/15/02, Memo in Support and in Opposition to Motion to Dismiss may not exceed 50 pages. Reply memo may not exceed 20 pages ( signed by Judge John G. Koeltl ); Copies mailed. (cd)
|
|
Filing 8
NOTICE OF MOTION (filed on service date) by Banc of America for permission to file a memorandum of law in excess of 25 pages in support of its motion to dismiss the complaint . Return date not indicated. (bai)
|
|
Filing 5
RULE 1.9 CERTIFICATE filed by First Union, Inc. . (bai)
|
|
Filing 6
STIPULATION and ORDER, reset answer to complaint due for 3/4/02 for First Union, Inc., for Banc of America ; If Defendants move to dismiss, Plaintiffs' opposition papers are to be served and filed on or before 4/15/02, and Defendants' reply papers are to be served and filed on or before 5/6/02 . All motion papers are to be served by hand delivery or overnight courier service to counsel. This stipulation, which modifies the Court's 1/3/02 Order, was agreed upon due to the recent heart attack of Richard J. Morvillo, counsel to Defendant First Union Securities, Inc. ( signed by Judge John G. Koeltl ) (ae) Modified on 02/05/2002
|
|
Deadline(s) updated: scheduling order deadlines: Response to motion deadline set for 4/15/02; Reply to response to motion deadline set for 5/6/02 . (ae)
|
|
Filing 7
NOTICE OF MOTION (FILED ON SERVICE DATE) by First Union, Inc.; for an Order for permission to exceed the customary page limit in the brief supporting the Rule 12(b)(6) motion to dismiss the complaint that First Union intends to file . No return date set. (kkc)
|
|
Filing 4
Memo-Endorsement on letter addressed to Judge Koeltl from David Spears, dated 12/21/01; granting the parties' agreed upon schedule for defts' planned motions to dismiss: Defts' motions to be served by 2/11/02; pltffs' opposition to be served by 3/25/02; and defts' replies to be served by 4/15/02 . ( signed by Judge John G. Koeltl ); Copies mailed. (sn)
|
|
Filing 3
AFFIDAVIT OF SERVICE of Summons, Complaint & Rule 1.9 as to First Union, Inc. by Nikki Chapple on 12/17/01 . Answer due on 1/7/02 for First Union, Inc. . (db)
|
|
Filing 2
RULE 1.9 CERTIFICATE filed by AIG Global Corp., AIG Life Insurance, Allstate Life Co., Bank Leumi USA, Bayerische, New York Branch, First Floridian, First Trenton Co., Halifax PLC, International Co., The Premier Company, Safeco Life Company, Societe Generale, Certain Funding, The Travelers, The Travelers Co. . (gmo)
|
|
Filing 1
COMPLAINT filed. Summons issued and Notice pursuant to 28 U.S.C. 636(c). FILING FEE $ 150.00 RECEIPT # 425530. (gmo)
|
|
Magistrate Judge Henry B. Pitman is so designated. (gmo)
|
Access additional case information on PACER
Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.
Access this case on the New York Southern District Court's Electronic Court Filings (ECF) System
- Search for Party Aliases
- Associated Cases
- Attorneys
- Case File Location
- Case Summary
- Docket Report
- History/Documents
- Parties
- Related Transactions
- Check Status
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
