Gamco Investors v. Vivendi Universal
Plaintiff: Gamco Investors, Inc.
Defendant: Vivendi Universal, S.A.
Consolidated_plaintiff: Gamco Global Series Funds, Inc., Gabelli Capital Asset Fund, The Gabelli Value Fund, Inc., The Gabelli Asset Fund, The Gamco Mathers Fund, The Gabelli Global Multimedia Trust Inc., The Gabelli Equity Trust Inc., The Gabelli Convertible and Income Securities Fund, Inc. and Gamco International Growth Fund, Inc.
Consolidated_defendant: Vivendi S.A.
Case Number: 1:2003cv05911
Filed: August 6, 2003
Court: US District Court for the Southern District of New York
Office: Foley Square Office
County: New York
Presiding Judge: Shira A. Scheindlin
Nature of Suit: Securities/Commodities/Exchanges
Cause of Action: 15 U.S.C. ยง 78
Jury Demanded By: Both

Available Case Documents

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Date Filed Document Text
February 28, 2013 Opinion or Order Filing 126 OPINION AND ORDER: Based on the findings of fact and conclusions of law stated above, I hold that Vivendi has rebutted the fraud on the market presumption of reliance. The Clerk of the Court is directed to enter judgment in Vivendis favor and close this case. (Signed by Judge Shira A. Scheindlin on 2/27/2013) Filed In Associated Cases: 1:03-cv-05911-SAS, 1:09-cv-07962-SAS(ft)
January 10, 2013 Opinion or Order Filing 117 OPINION AND ORDER: re: (21 in 1:09-cv-07962-SAS, 105 in 1:03-cv-05911-SAS) MOTION for Summary Judgment Notice of Plaintiff's Motion for Summary Judgment Against Defendant Vivendi, S.A.. filed by The Gabelli Equity Trust Inc., Gamco Global Series Funds, Inc., The Gamco Mathers Fund, The Gabelli Asset Fund, The Gabelli Global Multimedia Trust Inc., Gamco Investors, Inc., Gabelli Capital Asset Fund, The Gabelli Value Fund, Inc., The Gabelli Convertible and Income Securities Fund, Inc., Gamco International Growth Fund, Inc. that for the reasons that are set forth in this Order, GAMCO's motion for summary judgmentis denied. The Clerk of Court is directed to close this motion (Docket No. 105). (Signed by Judge Shira A. Scheindlin on 1/10/13) Filed In Associated Cases: 1:03-cv-05911-SAS, 1:09-cv-07962-SAS(pl)
August 10, 2012 Opinion or Order Filing 97 OPINION AND ORDER re: (5 in 1:09-cv-07962-SAS) MOTION for Partial Summary Judgment Plaintiffs' Notice of Motion for Entry of an Order Limiting the Issues to be Litigated on Grounds of Collateral Estoppel and for Partial Summary Judgment filed by The Gabelli Equity Trust Inc., Gamco Global Series Funds, Inc., The Gamco Mathers Fund, The Gabelli Asset Fund, The Gabelli Global Multimedia Trust Inc., Gabelli Capital Asset Fund, The Gabelli Value Fund, Inc., The Gabelli Convertible and I ncome Securities Fund, Inc., Gamco International Growth Fund, Inc., (36 in 1:09-cv-02603-SAS) MOTION To Establish the Method of Calculating Damages filed by Guillaume Hannezo, (27 in 1:09-cv-02568-SAS) MOTION To Establish the Method of Calculating Da mages filed by Guillaume Hannezo, (89 in 1:03-cv-05911-SAS) MOTION for Partial Summary Judgment Plaintiffs' Notice of Motion for Entry of an Order Limiting the Issues to be Litigated on Grounds of Collateral Estoppel and for Partial Summary J udgment filed by GAMCO Investors, Inc., Gamco Investors, Inc., (40 in 1:09-cv-02592-SAS) MOTION To Establish the Method of Calculating Damages filed by Guillaume Hannezo. For the foregoing reasons, defendants' motions to apply the damages me thodology contained in the July 5, 2012 Opinion and Order are granted and plaintiffs' motions for collateral estoppel are granted in part and denied in part. The Clerk of the Court is directed to close these motions. The conference previously scheduled in the Individual Plaintiffs and GAMCO Plaintiffs actions for September 12, 2012 at 4:30 p.m. is moved to September 11, 2012 at 3:00 p.m. (Signed by Judge Shira A. Scheindlin on 8/10/2012) (lmb)
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Plaintiff: Gamco Investors, Inc.
Represented By: Vincent Roger Cappucci
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Defendant: Vivendi Universal, S.A.
Represented By: Paul C Saunders
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Consolidated_plaintiff: Gamco Global Series Funds, Inc.
Represented By: Vincent Roger Cappucci
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Consolidated_plaintiff: Gabelli Capital Asset Fund
Represented By: Vincent Roger Cappucci
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Consolidated_plaintiff: The Gabelli Value Fund, Inc.
Represented By: Vincent Roger Cappucci
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Consolidated_plaintiff: The Gabelli Asset Fund
Represented By: Vincent Roger Cappucci
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Consolidated_plaintiff: The Gamco Mathers Fund
Represented By: Vincent Roger Cappucci
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Consolidated_plaintiff: The Gabelli Global Multimedia Trust Inc.
Represented By: Vincent Roger Cappucci
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Consolidated_plaintiff: The Gabelli Equity Trust Inc.
Represented By: Vincent Roger Cappucci
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Consolidated_plaintiff: The Gabelli Convertible and Income Securities Fund, Inc.
Represented By: Vincent Roger Cappucci
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Consolidated_plaintiff: Gamco International Growth Fund, Inc.
Represented By: Vincent Roger Cappucci
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Consolidated_defendant: Vivendi S.A.
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