380544 Canada, Inc. et al v. Aspen Technology, Inc. et al
Plaintiff: Salvador Clave, 380544 Canada, Inc. and Wayne Sim
Defendant: Lawrence B. Evans, Aspen Technology, Inc., David L. McQuillin and Lisa Zappala
Counter Claimant: Aspen Technology, Inc.
Counter Defendant: Wayne Sim and Salvador Clave
Cross Claimant: Wayne Sim and Salvador Clave
Cross Defendant: Lawrence B. Evans, David L. McQuillin and Lisa Zappala
Case Number: 1:2007cv01204
Filed: February 15, 2007
Court: US District Court for the Southern District of New York
Office: Foley Square Office
County: XX Out of U.S.
Presiding Judge: John F. Keenan
Nature of Suit: Securities/Commodities
Cause of Action: 15 U.S.C. ยง 78 m(a) Securities Exchange Act
Jury Demanded By: Both

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed Document Text
September 14, 2011 Opinion or Order Filing 136 OPINION AND ORDER re: 123 MOTION to Amend/Correct the Complaint filed by 380544 Canada, Inc., Salvador Clave, Wayne Sim. Plaintiffs' motion to amend the complaint [Docket No. 123] is denied. The parties are directed to appear for a sta tus conference on October 19, 2011 at 10:45 a.m. in Courtroom 20-C. ( Status Conference set for 10/19/2011 at 10:45 AM in Courtroom 20C, 500 Pearl Street, New York, NY 10007 before Judge John F. Keenan.) (Signed by Judge John F. Keenan on 9/14/2011) (mro)
May 5, 2009 Opinion or Order Filing 93 OPINION AND ORDER #97479: Evans's motion to dismiss is denied in part and granted in part. The motion is denied with respect to Plaintiffs common law fraud and fraudulent inducement claims, but only insofar as they are predicated on (a) the Fina ncial Data in the January 24, 2001, press release; (b) the Financial Data and Evans's Direct Quote in the August 7, 2001, press release; (c) SEC filings post-dating March 22, 2001, that reflect or incorporate revenue from the Logica transaction; (d) SEC filings that reflect or incorporate revenue from the first IBM transaction; (e) SEC filings that reflect or incorporate revenue from the Yukos transaction; (f) SEC filings post-dating September 16, 2002, that reflect or incorporate revenue f rom the second IBM transaction; and (9) The SPA, to the extent it reflects or incorporates revenue from the Logica, Yukos, and first and second IBM transactions, or provides that Aspen's financial statements and SEC filings were prepared in conformity with GAAP Evans's motion to dismiss is granted with respect to all other claims. Those claims are dismissed with prejudice. (Signed by Judge John F. Keenan on 5/4/2009) (jpo) Modified on 5/6/2009 (mro). Modified on 5/7/2009 (jpo).
Access additional case information on PACER

Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.

Access this case on the New York Southern District Court's Electronic Court Filings (ECF) System

Search for this case: 380544 Canada, Inc. et al v. Aspen Technology, Inc. et al
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Web [ Unicourt | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Lawrence B. Evans
Represented By: Brandon F. White
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Aspen Technology, Inc.
Represented By: Thomas James Dougherty
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: David L. McQuillin
Represented By: Anne Elizabeth Hardcastle
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Lisa Zappala
Represented By: David S. Schumacher
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Plaintiff: Salvador Clave
Represented By: Eric T. Chaffin
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Plaintiff: 380544 Canada, Inc.
Represented By: Roopal Premchand Luhana
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Plaintiff: Wayne Sim
Represented By: Roopal Premchand Luhana
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Counter claimant: Aspen Technology, Inc.
Represented By: Kurt William Hemr
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Counter defendant: Wayne Sim
Represented By: Roopal Premchand Luhana
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Counter defendant: Salvador Clave
Represented By: Roopal Premchand Luhana
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Cross claimant: Wayne Sim
Represented By: Roopal Premchand Luhana
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Cross claimant: Salvador Clave
Represented By: Roopal Premchand Luhana
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Cross defendant: Lawrence B. Evans
Represented By: Brandon F. White
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Cross defendant: David L. McQuillin
Represented By: Anne Elizabeth Hardcastle
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Cross defendant: Lisa Zappala
Represented By: John J. Falvey, Jr.
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.


Why Is My Information Online?