Chandler et al
Plaintiff: David Chandler and Shelly Chandler
Defendant: UBS AG, UBS Securities LLC. and UBS Financial Services Inc.,
Case Number: 1:2008cv02967
Filed: March 21, 2008
Court: US District Court for the Southern District of New York
Office: Foley Square Office
County: XX Out of State
Presiding Judge: Lawrence M. McKenna
Nature of Suit: Securities/Commodities
Cause of Action: 15 U.S.C. ยง 78 m(a) Securities Exchange Act
Jury Demanded By: Plaintiff

Available Case Documents

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Date Filed Document Text
July 29, 2009 Opinion or Order Filing 145 ORDER: The request of David Chandler, Shelly Chandler, Robert Bee, Larry S. Watanabe, David Ghiz and M. Richard Goldbers to withdraw as Lead Plaintiffs in this action is GRANTED, and the claims of the members of the Chandler Group are dismissed with out prejudice. Plaintiffs David Neu, Charles H. Dutcher, III, Ann Elston and William Baumel (collectively, the "Neu Group") are hereby SUBSTITUTED and APPOINTED to serve as Lead Plaintiffs in above-captioned action, pursuant to Section 21D( a)(3)(B) of the Exchange Act, 15 U.S.C. § 78u-4(a)(3)(B), as amended by the PSLRA. The Court previously appointed the law firms of Girard Gibbs LLP, Stueve Siegel Hanson LLP, and Seeger Weiss LLP to serve as Lead Counsel, Co-Lead Counsel, and Li aison Counsel for the Class, respectively, pursuant to Section 21D(a)(3)(B) of the Exchange Act, 15 U.S.c. § 78u-4(a)(3)(B), as amended by the PSLRA. The Neu Group's selection of the same firms to serve as counsel for claims asserted under the Exchange Act is hereby APPROVED. Pursuant to the Court's May 27, 2009 memo-endorsement, all Defendants in this action shall respond to the First Amended Consolidated Class Action Complaint within 30 days of the Court's entry of this Order. (Signed by Judge Lawrence M. McKenna on 7/29/2009) Filed In Associated Cases: 1:08-cv-02967-LMM, 1:08-cv-03082-LMM(jpo)
May 14, 2009 Opinion or Order Filing 134 ORDER: Movant Joseph P. Guglielmo's Motion to Withdraw as Counsel is GRANTED, and Movant is terminated as counsel in this proceeding. (Signed by Judge Lawrence M. McKenna on 5/14/2009) Filed In Associated Cases: 1:08-cv-02967-LMM, 1:08-cv-03082-LMM(jpo)
March 30, 2009 Opinion or Order Filing 129 MEMORANDUM AND ORDER: For the foregoing reasons, Defendants' Motion to Dismiss is GRANTED. Plaintiffs may replead (if they can do so consistently with Federal Rule of Civil Procedure 11) within 20 days of the date hereof. SO ORDERED. (Signed by Judge Lawrence M. McKenna on 3/30/2009) Filed In Associated Cases: 1:08-cv-02967-LMM, 1:08-cv-03082-LMM, 08-cv-4352-LMM, 1:08-cv-5251-LMM. Copies Mailed By Chambers.(tve) Modified on 3/30/2009 (tve).
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Plaintiff: David Chandler
Represented By: Stephen A. Weiss
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Plaintiff: Shelly Chandler
Represented By: Stephen A. Weiss
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Defendant: UBS AG
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Defendant: UBS Securities LLC.
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Defendant: UBS Financial Services Inc.,
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