Krys et al v. Sugrue et al

Plaintiff:	Kenneth M Krys, Christopher Stride, The Harbour Trust Co. Ltd., Margot Macinnis, Kenneth M. Krys and James P. Sinclair
Defendant:	Christopher Pettit, Ingram Micro, Inc., Gibson, Dunn & Crutcher LLP, Thomas H. Lee Equity (Cayman) Fund V. L.P, David V. Harkings, Coast Asset Management, LLC, William T. Pigott, Credit Suisse Securities (USA) LLC, Santo Maggio, Bawag P.S.K., Joseph Collins, Ernst & Young U.S. LLP, Mayer Brown LLP, Thomas H. Lee, Mitchell Karlan, EMF Financial Products LLC, Brian Owens, Thomas H. Lee Investors Limited Partnership, Tone Grant, Refco Associates, Inc, Christopher Sugrue, Refco Alternative Investments LLC, Dennis Klejna, THL Managers V. LLC, Refco Group Holdings Inc., Andrew Krieger, Edward S. Best, Mark Kavanagh, CIM Ventures, Inc, 1997 Thomas H. Lee Nominee Trust, Paul Koury, EMF Core Fund LTD, Thomas H. Lee Partners L.P., Thomas H. Lee Equity Fund V, L.P., Liberty Corner Capital Strategies, LLC, Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft, Scott A. Schoen, THL Equity Advisors V.L.P, Coast Asset Management LP, Grant Thornton LLP, Thomas H. Lee Advisors, LLC, JP Morgan Chase & Co., Eric M. Flanagan, CS Land Management LLC, Mark Ramler, Delta Flyer Fund LLC, Robert C. Trosten, Bank Of America Securities LLC, Phillip R. Bennett, Mari Ferris, Scott L. Jaeckel, Pricewaterhousecoopers Cayman Islands, Thomas Hackl, Pricewaterhousecoopers L.L.P., Scott Kislin and Beckenham Trading Co. Inc
Interested Party:	Peter R Ginsberg
Case Number:	1:2008cv03065
Filed:	March 26, 2008
Court:	US District Court for the Southern District of New York
Office:	Foley Square Office
County:	New York
Presiding Judge:	Jed S Rakoff
Nature of Suit:	Personal Property: Other
Cause of Action:	28 U.S.C. § 1452 R&R re motions to remand (non-core)
Jury Demanded By:	Both

Date Filed	Document Text
August 23, 2016	Filing 982 MANDATE of USCA (Certified Copy) as to #975 Notice of Appeal,,, filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis. USCA Case Number 14-3446(L). Ordered, Adjudged and Decreed that the judgment of the District Court is AFFIRMED. Catherine O'Hagan Wolfe, Clerk USCA for the Second Circuit. Issued As Mandate: 08/23/2016. (nd)
June 16, 2016	Filing 981 CORRECTED ORDER of USCA (Certified Copy) as to #975 Notice of Appeal,,, filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis USCA Case Number 14-3446(L). The parties have filed a stipulation withdrawing this appeal with prejudice, without costs or without attorneys' fees, as to Appellees Merrill Lynch, Pierce, Fenner & Smith Incorporated, as successor-by-merger to Banc of America Securities LLC, and Credit Suisse Securities (USA) LLC, f/k/a Credit Suisse First Boston LLC. The stipulation is hereby so ordered. The appeal shall proceed with respect to the tworemaining appellees. Catherine O'Hagan Wolfe, Clerk USCA for the Second Circuit. Certified: 06/16/2016. (nd)
June 15, 2016	Filing 980 ORDER of USCA (Certified Copy) as to #975 Notice of Appeal,,, filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis. USCA Case Number 14-3446(L). The parties have filed a stipulation withdrawing this appeal with prejudice, without costs or without attorneys' fees, as to Appellees Merrill Lynch, Pierce, Fenner & Smith Incorporated, as successor-by-merger to Banc of America Securities LLC, and Credit Suisse Securities (USA) LLC, f/k/a Credit Suisse First Boston LLC. The stipulation is hereby so ordered. The appeal shall proceed with respect to the remaining appellee. Catherine O'Hagan Wolfe, Clerk USCA for the Second Circuit. Certified: 06/15/2016. (nd)
November 18, 2015	Filing 979 ORDER of USCA (Certified Copy) as to #975 Notice of Appeal,,, filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis. USCA Case Number 14-3446(L), 14-3480(Con). The parties have filed a stipulation pursuant to FRAP 42(b), withdrawing this appeal with prejudice as to Defendants-Appellees Thomas H. Lee Partners, L.P., THL Managers V LLC, Thomas H. Lee Advisors LLC, Thomas H. Lee Equity Fund V, L.P., Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Equity (Cayman) Fund V, L.P., THL Equity Advisors V, LLC,Thomas H. Lee Investors Limited Partnership, The 1997 Thomas H. Lee Nominee Trust, Thomas H. Lee, David V. Harkins, Scott L. Jaeckel, and Scott A. Schoenthe (collectively, the "THL Appellees"). The stipulation is hereby so ordered. The appeal shall proceed with respect to the remaining appellees. Catherine O'Hagan Wolfe, Clerk USCA for the Second Circuit. Certified: 11/18/2015. (nd)
April 16, 2015	Filing 978 STIPULATION AND ORDER TO ADD DOCUMENTS TO DISTRICT COURT'S DOCKET: THEREFORE IT IS HEREBY AGREED that the following documents (attached hereto as Exhibits A-D) shall be included in the District Court's docket and the record on appeal: As set forth herein. SO ORDERED. (Signed by Judge Jed S. Rakoff on 4/15/2015) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(ama) (Additional attachment(s) added on 4/16/2015: #5 Exhibit A, #6 Exhibit B, #7 Exhibit C, #8 Exhibit D) (ama).
April 16, 2015	First Supplemental ROA Sent to USCA (Electronic File). Certified Supplemental Indexed record on Appeal Electronic Files for #978 Stipulation and Order, #977 Stipulation and Order, #976 Order, USCA Case Number 14-3446, were transmitted to the U.S. Court of Appeals. (tp)
April 14, 2015	Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 4/14/2015. (Kotowski, Linda)
December 11, 2014	Filing 977 STIPULATION AND ORDER TO ADD DOCUMENT TO DISTRICT COURT'S DOCKET: THEREFORE IT IS HEREBY AGREED that the attached electronic communication dated May 3, 2010, from Daniel Capra to Helen B. Kim with the following two attachments: As set forth herein. IT IS SO ORDERED. (Signed by Judge Jed S. Rakoff on 12/10/2014) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(ama)
December 10, 2014	Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 12/10/2014. (Kotowski, Linda)
October 6, 2014	Filing 976 ORDER: IT IS HEREBY ORDERED that the CM/ECF and/or Docketing Clerk shall removeDechert LLP and attorney Nicolle L. Jacoby, as well as former Dechert attorneys Joel H. Levitin, Juliet M. Sarkessian, and Brian Howard Brick from the docket as representing the following defendants (1) Thomas H. Lee Advisors, LLC; (2) THL Managers V. LLC; (3) THL Equity Advisors V. L.P.; (4) Thomas H. Lee Equity (Cayman) Fund V. L.P.; (5) Thomas H. Lee Investors Limited Partnership; (6) 1997 Thomas H. Lee Nominee Trust; (7) Thomas H. Lee; (8) David V. Harkins; (9) Scott L. Jaeckel; (10) Scott A. Schoen; (11) Christopher Sugrue; (12) Mark Ramler; (13) Santo Maggio; (14) JPMorgan Chase & Co.; (15) Credit Suisse Securities (USA) LLC, FKA Credit Suisse First Boston LLC; (16) Bank of America Securities LLC; (17) EMF Financial Products; (18) EMF Core Fund; (19) Delta Flyer Fund, LLC and (20) Eric M. Flanagan. The appearance by Dechert LLP as counsel for BAWAG is unaffected by this Order. SO ORDERED. (Signed by Judge Jed S. Rakoff on 10/03/2014) (ama)
September 16, 2014	Filing 975 NOTICE OF APPEAL from #973 Judgment,. Document filed by Kenneth M Krys, Kenneth M. Krys, Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), The Harbour Trust Co. Ltd.. Filing fee $ 505.00, receipt number 0208-10106563. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. (Molton, David)
September 16, 2014	Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for #975 Notice of Appeal, filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis were transmitted to the U.S. Court of Appeals. (tp)
September 16, 2014	Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: #975 Notice of Appeal. (tp)
August 18, 2014	Filing 974 CASE MANAGEMENT ORDER #110: The Court directs the Case Accountant, Ball Baker Leake LLP, to make a final accounting of the funds set aside for expenses in these multidistrict litigation proceedings and disburse all remaining funds. Half of such funds shall be delivered to Plaintiffs' liaison counsel and the other half to Defendants' liaison counsel at their respective addresses listed herein. The Case Accountant is directed to close the account after disbursing the funds. The Court thanks the Case Accountant for its service in this matter. The Court directs liaison counsel to distribute the funds equitably among their respective constituents. The Court will retain jurisdiction over these matters for thirty days after the date of this order for the sole purpose of resolving any disputes that may arise concerning the allocation of funds. (Signed by Judge Jed S. Rakoff on 8/16/2014) Filed In Associated Cases: 1:07-md-01902-JSR et al.(kgo)
August 18, 2014	Filing 973 FINAL JUDGMENT: It is hereby ORDERED, ADJUDGED, AND DECREED that: Final judgment is entered with respect to all claims against every defendant to the extent not previously entered on the docket in the Actions. (Signed by Judge Jed S. Rakoff on 8/16/2014) (kgo)
August 18, 2014	Terminate Transcript Deadlines (kgo)
July 29, 2014	Filing 972 CASE MANAGEMENT ORDER #109: Pursuant to Case Management Order #108, the time has elapsed for objections to the Case Accountant's bill for services that were rendered between January and May 2014 and that will need to be rendered in winding down the fund over the next few weeks. Since the Court did not receive any objection to the bill, the Court hereby directs the Case Accountant to pay the bill forthwith. SO ORDERED. (Signed by Judge Jed S. Rakoff on 7/29/2014) Filed In Associated Cases: 1:07-md-01902-JSR et al.(kgo)
July 18, 2014	Filing 971 CASE MANAGEMENT ORDER #108: On July 16, 2014, the Court received a combined final bill from the Case Accountant that reflects not only the services that have been rendered between January and May 2014 but also the few additional services that will need to be rendered in winding down the fund over the next few weeks. The bill will be docketed for the parties' review. Any party who wishes to object to the bill must submit such objection to the Court in writing no later than one week from today, i.e., by July 24, 2014. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. SO ORDERED. (Signed by Judge Jed S. Rakoff on 7/17/2014) Filed In Associated Cases: 1:07-md-01902-JSR et al.(kgo) Modified on 7/18/2014 (kgo).
July 15, 2014	Filing 970 STIPULATION OF DISMISSAL OF CLAIMS AGAINST BECKENHAM TRADING COMPANY INC. AND ANDREW KRIEGER: Plaintiffs and Defendants Beckenham Trading Company Inc. ("Beckenham") and Andrew Krieger ("Krieger") stipulate, pursuant to Rule 41(a) of the Federal Rules of Civil Procedure, to the dismissal with prejudice of all claims in the above-captioned action against Beckenham and Krieger. SO ORDERED (Signed by Judge Jed S. Rakoff on 7/15/2014) (kgo)
June 25, 2014	Filing 969 AMENDED JUDGMENT amending (2053 in 1:07-md-1902-JSR) Clerk's Judgment, That for the reasons stated in the Court's Order dated May 29, 2014, Because no objections to the Report and Recommendation, judgment is hereby entered in favor of plaintiffs and against defendants Sugrue, Bennett, Grant, RGHI, and Hackl, jointly and severally, in the sum of $671,723,896.08, which reflects defendants liability as of May 29, 2014. (Signed by Clerk of Court Ruby Krajick on 6/25/2014) (Attachments: #1 Notice of Right to Appeal, #2 Notice of Right to Appeal)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(dt)
June 3, 2014	Filing 968 STIPULATION AND ORDER: In light of the foregoing shown herein, it is hereby stipulated and agreed, and ordered by the Court, as follows: The Court will continue to hold the Default Motion in abeyance until July 8, 2014. The Court's Order of February 18, 2014 will continue to be deemed vacated, but, if Beckenham and/or Krieger fail to satisfy their payment obligations to Plaintiffs by July 8, 2014, such Order will be reinstated. Under no circumstances whatsoever will any party seek, directly or indirectly, to further delay any aspect of this case. (Signed by Judge Jed S. Rakoff on 5/30/2014) (kgo)
June 3, 2014	Filing 967 ERRATA re: (1111 in 1:08-cv-03086-JSR) Stipulation and Order. The Order dated May 29, 2014 in the above-captioned cases is hereby amended: (1) to add "Tone Grant," after "Bennett," on line 5 of page 1, and (2) to add "Grant," after "Bennett," on line 12 of page 1. SO ORDERED. (Signed by Judge Jed S. Rakoff on 6/3/2014) (kgo)
June 2, 2014	Filing 966 CLERK'S JUDGMENT: That for the reasons stated in the Court's Order dated May 29, 2014, Because no objections to the Report and Recommendation, judgment is hereby entered in favor of plaintiffs and against defendants Sugrue, Bennett, RGHI, and Hackl, jointly and severally, in the sum of $671,723,896.08, which reflects defendants' liability as of May 29, 2014. (Signed by Clerk of Court Ruby Krajick on 6/2/2014) (Attachments: #1 Notice of Right to Appeal, #2 Notice of Right to Appeal)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(dt) (Main Document 966 replaced on 6/3/2014) (dt).
June 2, 2014	Filing 965 ORDER re: (1109 in 1:08-cv-03086-JSR) Report and Recommendations - Special Master. On May 2, 2014, Special Master Ronald Hedges issued a Report and Recommendation in the above-captioned cases recommending that judgment be entered in favor of plaintiffs and against each of defendants Christopher Sugrue, Phillip Bennett, Refco Group Holdings, Inc. ("RGHI"), and Thomas Hackl, jointly and severally, in the sum of $669,370,991.88, plus $78,430.14 for each day after April 29, 2014 until the date judgment is entered. Because no objections to the Report and Recommendation have been filed, the Court hereby adopts by reference the May 2 Report and Recommendation. Accordingly, the Clerk of the Court is hereby directed to enter judgment in favor of plaintiffs and against defendants Sugrue, Bennett, RGHI, and Hackl, jointly and severally, in the sum of $671,723,896.08, which reflects defendants' liability as of May 29, 2014. SO ORDERED. (Signed by Judge Jed S. Rakoff on 5/29/2014) (kgo)
June 2, 2014	Transmission to Judgments and Orders Clerk. Transmitted re: (1113 in 1:08-cv-03086-JSR) Order Adopting Report and Recommendations, to the Judgments and Orders Clerk. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(kgo)
June 2, 2014	***DELETED DOCUMENT. Deleted document number #965 Order. The document was incorrectly filed in this case. (kgo)
May 29, 2014	Filing 964 Costs Taxed as to #962 USCA Mandate,, USCA Case Number 12-3575(L). in the amount of $231.80. on 5/29/2014 in favor of Appellees William T. Pigott and Liberty Corner Capital Strategies, LLC; in the amount of $87.20 in favor of Appellees Ingram Micro, Inc. and CIM Ventures, Inc. against Krys et al. (nd)
May 29, 2014	Filing 963 STIPULATION AND ORDER: in light of the foregoing shown herein, it is hereby stipulated and agreed, and ordered by the Court, as follows: The Court will continue to hold the Default Motion in abeyance until July 8, 2014. The Court's Order of February 18, 2014 will continue to be deemed vacated, but, if Beckenham and/or Krieger fail to satisfy their payment obligations to Plaintiffs by July 8, 2014, such Order will be reinstated. Under no circumstances whatsoever will any party seek, directly or indirectly, to further delay any aspect of this case. (Signed by Judge Jed S. Rakoff on 5/28/2014) (kgo)
May 9, 2014	Filing 962 MANDATE of USCA (Certified Copy) as to #649 Notice of Interlocutory Appeal,,, filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis USCA Case Number 12-3575(L). Ordered, Adjudged and Decreed that the judgment of the District Court is AFFIRMED and the request for leave to amend the Amended Complaint is DENIED in accordance with the opinion of this court. Catherine O'Hagan Wolfe, Clerk USCA for the Second Circuit. Issued As Mandate: 05/09/2014. (nd)
May 2, 2014	Filing 961 REPORT AND RECOMMENDATION: For the foregoing reasons, I recommend that judgment be entered judgment in favor of Plaintiffs against each of Sugrue, Bennett, Grant, RGHI, and Hackl, jointly and severally, in the sum of $669,370,991.88, plus $78,430.14 for each day after April 29, 2014, until the date judgment is entered. Objections to R&R due by 5/19/2014 (Signed by Special Master Ronald Hedges on 5/2/2014) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(mro)
April 30, 2014	Filing 960 DECLARATION of Joan A. Lipton, CPA/ABV/CFF, Ph.D re: (1103 in 1:08-cv-03086-JSR, 955 in 1:08-cv-03065-JSR, 2040 in 1:07-md-01902-JSR) Scheduling Order,,,, . Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit A)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
April 30, 2014	Filing 959 DECLARATION of Kenneth M. Krys re: (955 in 1:08-cv-03065-JSR, 1103 in 1:08-cv-03086-JSR, 2040 in 1:07-md-01902-JSR) Scheduling Order,,,, . Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
April 28, 2014	Filing 958 STIPULATION OF DISMISSAL OF CLAIMS AGAINST BAWAG: Plaintiffs and Defendant BAWAG P.S.K. Bank fur Arbeit und Wirtschaft und Osterreichische Postsparkasse Aktiengesellschaft ("BAWAG") stipulate, pursuant to Rule 41(a) of the Federal Rules of Civil Procedure, to the dismissal with prejudice of all claims in the above-captioned action against BAWAG. (Signed by Judge Jed S. Rakoff on 4/27/2014) (kgo)
April 3, 2014	USCA Case Number 12-3575 from the US Court of Appeals, Second Circuit assigned to #649 Notice of Interlocutory Appeal,,, filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis. (nd)
March 19, 2014	Filing 957 BAR ORDER granting (2038) Motion for Bar Order in case 1:07-md-01902-JSR. NOW, THEREFORE, it is hereby: ORDERED that all the Barred Persons, are hereby permanently barred, enjoined and restrained from commencing, prosecuting, or asserting in this Court, in any federal or state court, or in any other court, arbitration proceeding, administrative agency, or other forum in the United States or elsewhere any claim for non-contractual indemnity or contribution against any DB Released Party (including any other non-contractual claim against the DB Released Parties), whether or not denominated as for contribution or indemnity, where the injury to the Barred Person is the liability of the Barred Person to the SPhinX Releasing Parties, arising out of or reasonably flowing from the claims or allegations in any of the Released Claims or the Out-Of-Scope Causes of Action whether arising under state, federal or foreign law as claims, cross-claims, counterclaims, or third-party claims (collectively, the "Barred Claims"). If a court or tribunal determines that Barred Claims exist that would have given rise to liability of any DB Released Party to a Barred Person but for this Order, the Barred Persons are also entitled to the judgment reduction provisions set forth herein. This Order (the "Bar Order") is without prejudice to the position of any party as to the existence, in the absence of this Bar Order, of any Barred Claim; and it is further ORDERED that in the event any SPhinX Releasing Party asserts an Out-Of-Scope Cause of Action against any Barred Person based upon, arising from, or related to the facts, allegations, or transactions underlying any Released Claims (the "Action"), then, prior to entry of any judgment or arbitration award ("Judgment") in the Action, the Plaintiff shall provide notice of this Bar Order to legal counsel for the Barred Person in the Action. The court or tribunal hearing the Action may determine whether the Action gives rise to Barred Claims on which DB Released Parties would have been liable to the Barred Persons in the absence of this Bar Order. If the court or tribunal so determines, it shall reduce any Judgment against such Barred Person in accordance with the provisions of New York General Obligations Law 15-108(a). For the avoidance of doubt, nothing herein shall be deemed to permit a Plaintiff to recover more than a single satisfaction with respect to any Out-Of-Scope Causes of Action; and it is further ORDERED that if any Plaintiff enters into a settlement with any Person with respect to one or more causes of action based upon, arising from, or related to the Released Claims or any transaction underlying any Released Claim, then such Plaintiff shall cause to be included a dismissal, release and waiver of any Barred Claims with respect to such settlement; and it is further ORDERED that this Court shall retain continuing jurisdiction with respect to all matters concerning this Bar Order, including, without limitation, hearing a petition for relief by a Barred Person or any other party in interest in the event that a court or tribunal hearing the Action fails to apply the judgment reduction provisions of this Bar Order. (Signed by Judge Jed S. Rakoff on 3/19/2014) Filed In Associated Cases: 1:07-md-01902-JSR et al. ***Pursuant to instructions from Chambers, docketed in all member cases. (mro)
March 19, 2014	Filing 956 BAR ORDER granting (2035) Motion for Bar Order in case 1:07-md-01902-JSR. NOW, THEREFORE, it is hereby: ORDERED that all Barred Persons are hereby permanently barred, enjoined and restrained from commencing, prosecuting, or asserting in this Court, in any federal or state court, or in any other court, arbitration proceeding, administrative agency, or other forum in the United States or elsewhere (including the courts of the Cayman Islands) any claim for non-contractual indemnity or contribution against any BAWAG Released Party (including any other non-contractual claim against the BAWAG Released Parties), whether or not denominated as for contribution or indemnity, where the injury to the Barred Person is the liability of the Barred Person to the SPhinX Releasing Parties, arising out of or reasonably flowing from the claims or allegations in any of the Released Claims or the Out-of-Scope Causes of Action, whether arising under state, federal or foreign law as claims, cross-claims, counterclaims, or third-party claims (collectively, the "Barred Claims"). If a court or tribunal determines that Barred Claims exist that would have given rise to liability of any BAWAG Released Party to a Barred Person but for this Order, the Barred Persons are also entitled to the judgment reduction provisions set forth herein. This Order (the "Bar Order") is without prejudice to the position of any party as to the existence, in the absence of this Bar Order, of any Barred Claim; and it is further ORDERED that in the event any SPhinX Releasing Party asserts an Out-of-Scope Cause of Action against any Barred Person based upon, arising from, or related to the facts, allegations, or transactions underlying any Released Claims (the "Action"), then, prior to entry of any judgment or arbitration award ("Judgment") in the Action, the Plaintiff shall provide notice of this Bar Order to legal counsel for the Barred Person in the Action. The court or tribunal hearing the Action may determine whether the Action gives rise to Barred Claims on which BAWAG Released Parties would have been liable to the Barred Persons in the absence of this Bar Order. If the court or tribunal so determines, it shall reduce any Judgment against such Barred Person in accordance with the provisions of New York General Obligations Law 15-108(a). For the avoidance of doubt, nothing herein shall be deemed to permit a Plaintiff to recover more than a single satisfaction with respect to any Out-of-Scope Causes of Action; as further set forth herein. (Signed by Judge Jed S. Rakoff on 3/19/2014) Filed In Associated Cases: 1:07-md-01902-JSR et al. ***Pursuant to instructions from Chambers, docketed in all member cases. (mro) Modified on 3/20/2014 (mro).
March 7, 2014	Filing 955 ORDER REGARDING REVISED BRIEFING AND HEARING SCHEDULE FOR INQUEST ON DAMAGES: Plaintiffs may serve and file: (i) a written submission on damages; (ii) disclosure regarding any expert opinions they may seek to introduce in connection with the damages inquest; and (iii) any proposed exhibits they may seek to introduce as part of their case-in-chief on damages in this matter on or before March 21, 2014. Defendant Grant may serve and file (i) a responsive written submission on damages; (ii) disclosure regarding any responsive expert opinions he may seek to introduce in connection with the damages inquest; and (iii) any proposed exhibits that he may seek to introduce as part of his responsive case on damages in this matter on or before April 11, 2014. The hearing on damages in connection with the default judgments will be held on April 29, 2014, commencing at 10:00 a.m. Eastern Daylight Time, at the offices of Brown Rudnick LLP, 7 Times Square, 47th Floor, New York, New York 10036. (Signed by Special Master Ronald J. Hedges on 3/7/2014) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(ft)
February 28, 2014	Filing 954 CERTIFICATE OF SERVICE. Document filed by Bawag P.S.K. Bank Fur Arbeit Und Wirtschaft Und Osterreichische Postsparkasse Aktiengesellschaft. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Jacoby, Nicolle)
February 28, 2014	Filing 953 MEMORANDUM OF LAW in Support re: (1100 in 1:08-cv-03086-JSR, 2035 in 1:07-md-01902-JSR, 952 in 1:08-cv-03065-JSR) JOINT MOTION for Entry of Bar and Judgment Reduction Order.. Document filed by Bank Fur Arbeit Und Wirtschaft Und Osterreichische Postparkasse Aktiengesellsehaft, Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Jacoby, Nicolle)
February 28, 2014	Filing 952 JOINT MOTION for Entry of Bar and Judgment Reduction Order. Document filed by Bank Fur Arbeit Und Wirtschaft Und Osterreichische Postparkasse Aktiengesellsehaft, Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft. (Attachments: #1 Text of Proposed Order)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Jacoby, Nicolle)
February 28, 2014	Filing 951 STIPULATION AND ORDER REGARDING PLAINTIFFS' MOTION FOR DEFAULT JUDGMENT ON LIABILITY: NOW, THEREFORE, in light of the foregoing, it is hereby stipulated and agreed, and ordered by the Court, as follows: 1. The Court will hold the Default Motion in abeyance until the earlier of (i) May 20, 2014 (the date on which final payment of the settlement amount is due from defendants Beckenham and Krieger) or (ii) notification by Plaintiffs that there has been a failure by Defendants Beckenham and/or Krieger to comply with their obligations under the Settlement Agreement. 2. The Court's Order of February 18, 2014 is hereby vacated, but, if Defendants Beckenham and Krieger fail to comply with the terms of the Settlement Agreement, such Order shall be reinstated. 3. No further extension of the Court's consideration of the Default Motion shall be sought. (Signed by Judge Jed S. Rakoff on 2/27/2014) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(mro)
February 28, 2014	Filing 950 NOTICE OF APPEARANCE by Yelena Shreyberg on behalf of Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft. (Shreyberg, Yelena)
February 27, 2014	Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 2/27/2014. (Kotowski, Linda)
February 25, 2014	Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 2/25/2014. (Kotowski, Linda)
February 24, 2014	Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 2/24/2014. (Kotowski, Linda)
February 24, 2014	Filing 949 ORDER REGARDING THE BRIEFING AND HEARING SCHEDULE FOR INQUEST ON DAMAGES: The date set forth for the written submissions by plaintiffs and defendant Grant on the damages in this matter are adjourned pending further order of the Special Master; The hearing on damages in connection with the default judgment against defendant Grant is adjourned pending further order of the Special Master; A telephonic conference regarding the inquest on damages will be held on March 4, 2014 at 4:00p.m. EST. Counsel for plaintiffs and defendant Grant are directed to participate. Counsel for plaintiffs is further directed to arrange for and circulate a dial in conference call number for said telephonic conference. To the extent either or both of defendants Beckenham or Krieger fail to pay the fines set in Judge Rakoff's February 18, 2014 Order, counsel for such nonpaying party is also directed to participate in the telephonic status conference on March 4, 2014, as set in the immediately preceding paragraph, given the potential that the issue of damages with respect to such nonpaying defendant(s) will also be referred to the Special Master by the Court. ( Telephone Conference set for 3/4/2014 at 04:00 PM before Special Master Ronald J. Hedges.) (Signed by Special Master Ronald J. Hedges on 2/24/2014) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(mro)
February 20, 2014	Filing 948 LETTER addressed to Judge Jed S. Rafoff from Arthur "Scott" L. Porter, Jr. dated 1/29/2014 re: Please accept this letter as the response of Defendants Beckenham Trading Co., Inc. and Andrew Krieger (together, "Beckenham Defendants") to the letter submitted by Plaintiffs dated January 27, 2014, at the Court's invitation. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), James P. Sinclair, Christopher Stride, Christopher Stride, The Harbour Trust Co. Ltd., Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, Christopher Stride.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(ft)
February 20, 2014	Filing 947 LETTER addressed to Judge Jed S. Rafoff from Lee M. Andelin dated 1/27/2014 re: Counsel writes on behalf of Plaintiffs to outline the specific defaults of Defendants Beckenham Trading Co. and Andrew Krieger and the resulting abandonment of their defense of the claims against them. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), James P. Sinclair, Christopher Stride, Christopher Stride, The Harbour Trust Co. Ltd., American Financial International Group - Asia, LLC, Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, Christopher Stride. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(ft)
February 18, 2014	Filing 946 *VACATED pursuant to Stipulation and Order dated 2/28/2014*ORDER: The Beckenham defendants now seek to reopen consideration of this matter as to them on the basis that certain similarly situated defendants (who, however, did participate in the proceedings) have successfully moved to dismiss the claims against them. The Court expresses no view as to whether this assertion is correct. Rather, this Court is only willing to reopen consideration of the claims against defendant Andrew Krieger if he pays a fine of $25,000 by certified check or money order payable to the "Clerk of the Court, SDNY," to be received by the Clerk of the Court on or before February 28, 2014, as a sanction for his failure to participate these past years. As for defendant Beckenham Trading, the Court finds its failure to participate more egregious and therefore will only reopen consideration of the claims against it if it pays a fine of $50,000, again by certified check or money order payable to the a Clerk of the Court, SDNY," to be received by the Clerk of the Court on or before February 28, 2014. Upon notification of receipt of such payment, the Court will convene a conference call of plaintiffs and any of defendant that pays the fine to schedule further proceedings (including a determination of whether any of the fine should be allocated to plaintiffs for their extra expenses occasioned by these circumstances). If either or both Beckenham defendants do not timely make such payment, the Court will enter default judgment as to liability in favor of plaintiffs and against the nonpaying defendants, with damages to be assessed by the Court on an equitable basis. (Signed by Judge Jed S. Rakoff on 2/18/2014) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(mro) Modified on 2/28/2014 (mro).
February 18, 2014	Filing 945 ORDER: On March 8, 2012, this Court entered an Order directing that a default judgment be entered against defendant Thomas Hackl (MDL Docket No. 1415). A default judgment against defendant Hackl was entered that day (MDL Docket No. 1417). On February 16, 2012, this Court entered an Order directing that default judgments be entered against defendants Christopher Sugrue, Phillip Bennett, and Refco Group Holdings, Inc. ("RGHI") (MDL Docket No. 1389). A default judgment against defendants Sugrue, Bennett, and RGHI was entered on February 17, 2012 (MDL Docket No. 1394). The Court hereby refers the default judgments entered against defendants Hackl, Sugrue, Bennett, and RGHI to Special Master Ronald J. Hedges for an inquest on damages. Counsel for the plaintiffs are directed to contract the Special Master by February 24, 2014 to schedule further proceedings. (Signed by Judge Jed S. Rakoff on 2/14/2014) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(ft)
February 13, 2014	Filing 944 ORDER REGARDING THE BRIEFING AND HEARING SCHEDULE FOR THE INQUEST ON DAMAGES RELATING TO DEFENDANT TIME GRANT: Plaintiffs may serve and file a written submission on the damages in this matter by February 24, 2014. Defendant may Grant may serve an file a responsive written submission on the damages in this matter by March 17, 2014. A hearing on damages in connection with the default judgment against defendant Grant will be heard before Special Master Hedges on March 20, 2014, at the offices of Brown Rudnick LLP, 7 Times Square, New York, New York 10036, 47th Floor. (Signed by Special Master Ronald J. Hedges on 2/12/2014) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(ft) Modified on 2/18/2014 (ft).
January 30, 2014	Filing 943 ORDER DIRECTING PAYMENT: No further contributions will be required to be made by any party to the aforementioned bank account absent further order of the Court. IT IS FURTHER ORDERED THAT, the disposition of any remaining funds in the aforementioned account will await further order of the Court. (Signed by Judge Jed S. Rakoff on 1/29/2014) Filed In Associated Cases: 1:07-md-01902-JSR et al.(ft)
January 30, 2014	Filing 942 STIPULATION OF DISMISSAL OF CLAIMS AGAINST ROBERT C. TROSTEN: Plaintiffs and Defendant Robert C. Trosten ("Trosten") stipulate, pursuant to Rule 41(a) of the Federal Rules of Civil Procedure, to the dismissal with prejudice of all claims in the above-captioned action against Trosten. (Signed by Judge Jed S. Rakoff on 1/28/2014) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(ft)
January 21, 2014	Filing 941 ORDER granting (2002) Motion for Default Judgment in case 1:07-md-01902-JSR; granting (927) Motion for Default Judgment in case 1:08-cv-03065-JSR; granting (1074) Motion for Default Judgment in case 1:08-cv-03086-JSR. The Court hereby grants default judgment as to liability against Tone Grant on consent. The Court refers this matter to Special Master Ron Hedges for an inquest as to damages. The parties should contact the Special Master by no later than February 3, 2014 to schedule further proceedings. (Signed by Judge Jed S. Rakoff on 1/20/2014) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR (ft)
January 21, 2014	Transmission to Judgments and Orders Clerk. Transmitted re: (2021 in 1:07-md-01902-JSR, 1088 in 1:08-cv-03086-JSR, 941 in 1:08-cv-03065-JSR) Order on Motion for Default Judgment to the Judgments and Orders Clerk. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(ft)
December 2, 2013	Filing 940 NOTICE OF CHANGE OF ADDRESS by Helen Byung-Son Kim on behalf of Dennis Klejna. New Address: Thompson Coburn LLP, 2029 Century Park East, 19th Floor, Los Angeles, CA, USA 90067, (310)282-2500. (Kim, Helen)
October 17, 2013	Filing 939 CASE MANAGEMENT ORDER #107: Pursuant to Case Management Order #106, the time for objections to the Special Master's bill for services rendered in August and September 2013 has elapsed. Since the Court did not receive any objection to the bill, the Court hereby directs the Case Accountant to pay the bill forthwith. So Ordered (Signed by Judge Jed S. Rakoff on 10/16/2013) Filed In Associated Cases: 1:07-md-01902-JSR et al.(js)
October 11, 2013	Filing 938 AFFIDAVIT OF SERVICE of Reply Memorandum of Law in Further Support of Plaintiffs' Consolidated Motion for Entry of Defaults and Default Judgments with Respect to Defendants Beckenham Trading Company, Inc., Andrew Krieger, and Tone Grant served on Kaplan & Levenson, P.C., 630 Third Avenue, Suite 501, New York, NY 10017 on 10/10/2013. Service was made by Mail. Document filed by Kenneth M Krys, Kenneth M. Krys, Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), The Harbour Trust Co. Ltd.. (Dash, Andrew)
October 10, 2013	Filing 937 REPLY MEMORANDUM OF LAW in Support re: (927 in 1:08-cv-03065-JSR, 1074 in 1:08-cv-03086-JSR, 2002 in 1:07-md-01902-JSR) MOTION for Default Judgment as to /Notice of Consolidated Motion for Entry of Defaults and Entry of Default Judgements with Respect to Defendants Beckenham Trading Company, Inc., Andrew Krieger and Tone Grant.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Dash, Andrew)
October 7, 2013	Filing 936 CASE MANAGEMENT ORDER: The Court has received one Special Master bill for the month of September, which will be docketed for the parties' review. Any party who wishes to object to the bill must submit such objection to the Court in writing no later than one week from today, i.e., by October 9, 2013. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. So Ordered (Signed by Judge Jed S. Rakoff on 10/4/2013) Filed In Associated Cases: 1:07-md-01902-JSR et al.(js)
October 4, 2013	Filing 935 RESPONSE to Motion re: (1074 in 1:08-cv-03086-JSR) MOTION for Default Judgment as to /Notice of Consolidated Motion for Entry of Defaults and Entry of Default Judgements with Respect to Defendants Beckenham Trading Company, Inc., Andrew Krieger and Tone Grant.. Document filed by Tone N. Grant, Tone Grant. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Neish, Laura)
October 3, 2013	Filing 934 NOTICE OF APPEARANCE by Arthur L. Porter, JR on behalf of Beckenham Trading Co. Inc, Andrew Krieger. (Porter, Arthur)
October 3, 2013	Filing 933 MEMORANDUM OF LAW in Opposition re: #927 MOTION for Default Judgment as to /Notice of Consolidated Motion for Entry of Defaults and Entry of Default Judgements with Respect to Defendants Beckenham Trading Company, Inc., Andrew Krieger and Tone Grant.. Document filed by Beckenham Trading Co. Inc, Andrew Krieger. (Albert, Aaron)
October 3, 2013	Filing 932 DECLARATION of Aaron E. Albert in Opposition re: #927 MOTION for Default Judgment as to /Notice of Consolidated Motion for Entry of Defaults and Entry of Default Judgements with Respect to Defendants Beckenham Trading Company, Inc., Andrew Krieger and Tone Grant.. Document filed by Beckenham Trading Co. Inc, Andrew Krieger. (Attachments: #1 Exhibit A - Bottom Line Order Adopting Spec Master Conclusions re RTL Dismissal, #2 Exhibit B - Memo Order re RTL Dismissal, #3 Exhibit C - Spec Master R&R re RTL Dismissal, #4 Exhibit D - Refco Bankruptcy Examiner Report (wo Exhibits))(Albert, Aaron)
October 3, 2013	Filing 931 NOTICE OF APPEARANCE by Aaron Eliot Albert on behalf of Beckenham Trading Co. Inc, Andrew Krieger. (Albert, Aaron)
September 25, 2013	Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 9/25/2013. (Kotowski, Linda)
September 20, 2013	Filing 930 AFFIDAVIT OF SERVICE of (1) Notice of Consolidated Motion for Entry of Defaults and Entry of Default Judgments with Respect to Defendants Beckenham Trading Company, Inc., Andrew Krieger, and Tone Grant, (2) Memorandum of Law in Support of Plaintiffs' Consolidated Motion for Entry of Defaults and Default Judgments with Respect to Defendants Beckenham Trading Company, Inc., Andrew Krieger, and Tone Grant, (3) Declaration of Andrew Dash in Support of Consolidated Motion for Entry Of Defaults and Default Judgments, with exhibits A through F thereto, and (4) [Proposed] Order for Entry of Defaults and Default Judgments served on Beckenham Trading Company, Inc, Andrew Krieger, Aaron E. Albert, Alan C. Thomas, Laura E. Neish and Shawn P. Naunton on 09/20/2013. Service was made by Federal Express. Document filed by Kenneth M Krys, Kenneth M. Krys, Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), The Harbour Trust Co. Ltd.. (Dash, Andrew)
September 20, 2013	Filing 929 DECLARATION of Andrew Dash in Support re: (2002 in 1:07-md-01902-JSR, 927 in 1:08-cv-03065-JSR, 1074 in 1:08-cv-03086-JSR) MOTION for Default Judgment as to /Notice of Consolidated Motion for Entry of Defaults and Entry of Default Judgements with Respect to Defendants Beckenham Trading Company, Inc., Andrew Krieger and Tone Grant.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit A (Part 1 of 3), #2 Exhibit A (Part 2 of 3), #3 Exhibit A (Part 3 of 3), #4 Exhibit B, #5 Exhibit C, #6 Exhibit D, #7 Exhibit E, #8 Exhibit F)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Dash, Andrew)
September 20, 2013	Filing 928 MEMORANDUM OF LAW in Support re: (927 in 1:08-cv-03065-JSR, 1074 in 1:08-cv-03086-JSR, 2002 in 1:07-md-01902-JSR) MOTION for Default Judgment as to /Notice of Consolidated Motion for Entry of Defaults and Entry of Default Judgements with Respect to Defendants Beckenham Trading Company, Inc., Andrew Krieger and Tone Grant.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Dash, Andrew)
September 20, 2013	Filing 927 MOTION for Default Judgment as to /Notice of Consolidated Motion for Entry of Defaults and Entry of Default Judgements with Respect to Defendants Beckenham Trading Company, Inc., Andrew Krieger and Tone Grant. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Text of Proposed Order)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Dash, Andrew)
September 19, 2013	Filing 926 ORDER of USCA (Certified Copy) as to #649 Notice of Interlocutory Appeal,,, filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis USCA Case Number 12-3575(L), 12-3586(con). By summary order dated August 2, 2013, this Court remanded this matter, pursuant to the procedure set forth in United States v. Jacobson, 15 F.3d 19, 22 (2d Cir. 1994), for the district court to supplement the record. The summary order provided that the appeal may be reinstated upon notice to this Court by letter that the district court has supplemented the record or upon the expiration of 30 days, whichever occurs sooner. The district court having filed a supplemental memorandum order on August 26, 2013, and the Appellants having timely filed a letter with this Court on August 26, 2013, IT IS HEREBY ORDERED that the mandate is recalled and the appeal is reinstated.Catherine O'Hagan Wolfe, Clerk USCA for the Second Circuit. Issued As Order: 09/19/2013. Certified: 09/19/2013. (nd)
September 17, 2013	Filing 925 CASE MANAGEMENT ORDER: Pursuant to Case Management Order #104, the time for objections to the Special Master's bill for services rendered in August 2013 has elapsed. Since the Court did not receive any objection to the bill, the Court hereby directs the Case Accountant to pay the bill forthwith. So Ordered (Signed by Judge Jed S. Rakoff on 9/16/2013) Filed In Associated Cases: 1:07-md-01902-JSR et al.(js)
September 13, 2013	Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 9/13/2013. (Kotowski, Linda)
September 10, 2013	Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 9/10/2013. (Kotowski, Linda)
September 10, 2013	Filing 924 CASE MANAGEMENT ORDER #104: The Court has received one Special Master bill for the month of August, which will be docketed for the parties' review. Any party who wishes to object to the bill must submit such objection to the Court in writing no later than one week from today, i.e., by September 16, 2013. If no objections are received, the case Accountant will be authorized to pay the bills out of the established account. So Ordered (Signed by Judge Jed S. Rakoff on 9/9/2013) Filed In Associated Cases: 1:07-md-01902-JSR et al.(js)
September 6, 2013	Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 9/6/2013. (Kotowski, Linda)
September 4, 2013	Filing 923 STIPULATION OF DISMISSAL WITH PREJUDICE: Plaintiffs and Defendant PricewaterhouseCoopers LLP stipulate, pursuant to Rule 41 (a) of the Federal Rules of Civil Procedure, to the dismissal with prejudice of all claims in the above-captioned action against PricewaterhouseCoopers LLP and Marl Ferris. (Signed by Judge Jed S. Rakoff on 9/4/2013) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(cd)
August 28, 2013	Filing 922 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a MOTION proceeding held on 8/16/13 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(Rodriguez, Somari)
August 28, 2013	Filing 921 TRANSCRIPT of Proceedings re: MOTION held on 8/16/2013 before Judge Jed S. Rakoff. Court Reporter/Transcriber: Andrew Walker, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 9/23/2013. Redacted Transcript Deadline set for 10/3/2013. Release of Transcript Restriction set for 12/2/2013.(Rodriguez, Somari)
August 28, 2013	Filing 920 JOINT STIPULATION OF DISMISSAL WITH PREJUDICE: Notice is hereby given that Plaintiffs by and through their undersigned attorneys, and defendants Grant Thornton LLP and Mark Ramier (the "Grant Thornton defendants") hereby stipulate and agree that all claims and defenses asserted by or against the Plaintiffs and the Grant Thornton Defendants be dismissed with prejudice, with each party bearing its own attorneys' fees, costs, and expenses related thereto. So Ordered (Signed by Judge Jed S. Rakoff on 8/27/2013) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(js)
August 26, 2013	Filing 919 SUPPLEMENTAL MEMORANDUM ORDER: On July 28, 2012, the Court issued a Memorandum Order reaffirming its earlier "bottom-line" Order of July 17, 2012,dismissing with prejudice plaintiffs' claims against Liberty Corner Capital Strategies, LLC; Ingram Micro, Inc.; CIM Ventures, Inc.; and William T. Piggot in the above-captioned case. On October 27, 2012, at the joint request of both sides, the Court filed an Order,pursuant to Fed. R. Civ. P. 54(b), determining that there was no just reason to delay the entry of final judgment. The parties then briefed an appeal by plaintiffs to the Second Circuit, see Case No.08 Civ. 3065(JSR), ECF No. 668; but on August 2, 2013, the Second Circuit remanded the case, pursuant to United States v. Jacobson,15 F.3d 19 (2d Cir. 1994), directing the Court "to supplement the record with a reasoned, even if brief, explanation for why an immediate appeal of the dismissal of the claims against appellees is appropriate." See Case No. 08 Civ. 3065(JSR), ECF No. 849. The Court apologizes for not stating its reasons in its Order of October 27, 2012, since it is mindful that the possibility of piecemeal appeals imposes a potential burden on the appellate court. In granting the parties' joint request for the Rule 54(b)judgment, however, the Court, pursuant to Supreme Court precedent, took account of such factors as "whether the claims under review are separable from the others remaining to be adjudicated and whether the nature of the claims already determined is such that no appellate court would have to decide the same issues more than once," Curtiss-Wright Corp. v. General Elec. Co., 446 U.S. 1, 8 (1980), and determined that these requirements were met.Specifically, the claim brought against the four aforementioned defendants viz., that these defendants' borrowing from one Refco entity and lending to another Refco entity rendered them liable as aiders and abettors of the Refco fraud -- is unique to them. As for the Refco matters writ large, they are mostly finally resolved,largely through settlements, and, in any event, no remaining potential appeal to the Second Circuit from any aspect of the case seems likely to present issues that are not almost entirely distinct from those relating to the instant defendants. Plaintiffs are directed to file a copy of this Supplemental Order with the Clerk of the Court of the Second Circuit Court of Appeals, with the request that she forward it to the panel that issued the aforementioned remand Order. (Signed by Judge Jed S. Rakoff on 8/22/2013) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(js) Modified on 8/26/2013 (js).
August 26, 2013	Filing 918 DECLARATION of Mason C. Simpson in Support re: (476 in 1:08-cv-07416-JSR, 917 in 1:08-cv-03065-JSR, 281 in 1:10-cv-03594-JSR, 1992 in 1:07-md-01902-JSR, 1067 in 1:08-cv-03086-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion). Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys, Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:10-cv-03594-JSR(Molton, David)
August 26, 2013	Filing 917 Objection re: (1716 in 1:07-md-01902-JSR, 216 in 1:10-cv-03594-JSR, 686 in 1:08-cv-03065-JSR, 834 in 1:08-cv-03086-JSR, 380 in 1:08-cv-07416-JSR) Order,, /Memorandum of Law in Support of Plaintiffs' Appeal from Special Master Hedges' December 13, 2012 Order Regarding Spoliation of Evidence. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys, Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:10-cv-03594-JSR(Molton, David)
August 22, 2013	Filing 916 DECLARATION of Catherine W. Joyce in Support re: (1064 in 1:08-cv-03086-JSR) MOTION to Preclude the Testimony of Richard C. Breeden.. Document filed by Grant Thornton LLP, Mark Ramler. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Joyce, Catherine)
August 22, 2013	Filing 915 MEMORANDUM OF LAW in Support re: (1064 in 1:08-cv-03086-JSR) MOTION to Preclude the Testimony of Richard C. Breeden.. Document filed by Grant Thornton LLP, Mark Ramler. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Coberly, Linda)
August 22, 2013	Filing 914 MOTION to Preclude the Testimony of Richard C. Breeden. Document filed by Grant Thornton LLP, Mark Ramler. Return Date set for 9/4/2013 at 09:00 AM.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Coberly, Linda)
August 19, 2013	Filing 913 DECLARATION of Luke A. Connelly in Support re: (1062 in 1:08-cv-03086-JSR, 912 in 1:08-cv-03065-JSR, 1986 in 1:07-md-01902-JSR) Objection (non-motion), Objection (non-motion). Document filed by Grant Thornton LLP, Mark Ramler. (Attachments: #1 Exhibit Exhibit A, #2 Exhibit Exhibit B, #3 Exhibit Exhibit C, #4 Exhibit Exhibit D, #5 Exhibit Exhibit E, #6 Exhibit Exhibit F, #7 Exhibit Exhibit G, #8 Exhibit Exhibit H, #9 Exhibit Exhibit I, #10 Exhibit Exhibit J, #11 Exhibit Exhibit K, #12 Exhibit Exhibit L, #13 Exhibit Exhibit M, #14 Exhibit Exhibit N)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Coberly, Linda)
August 19, 2013	Filing 912 Objection re: (908 in 1:08-cv-03065-JSR, 1982 in 1:07-md-01902-JSR, 1057 in 1:08-cv-03086-JSR) Order,, Memorandum of Law in Support of Defendants' Appeal From Special Master Hedges' August 9, 2013 Order Denying Defendants' Request for a Sanction for Plaintiffs' Willful Spoliation of Evidence. Document filed by Grant Thornton LLP, Mark Ramler. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Coberly, Linda)
August 16, 2013	Filing 911 STIPULATION OF DISMISSAL WITH PREJUDICE: Counsel for Plaintiff and defendant hereby stipulate and agree that all claims and defenses asserted by or against the Plaintiffs and the Mayer Brown Defendants be dismissed with prejudice, with each party bearing its own attorneys' fees, costs, and expenses related thereto. So Ordered (Signed by Judge Jed S. Rakoff on 8/16/2013) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(js)
August 16, 2013	Minute Entry for proceedings held before Judge Jed S. Rakoff: Oral Argument held on 8/16/2013 re: #863 MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Stephen D. Lofchie. filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis, #831 MOTION in Limine /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Stephen D. Lofchie. filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis, #832 MOTION in Limine /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Jerry W. Markham. filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis, #833 MOTION in Limine /Notice of Motion to Preclude the Testimony and Strike the Reports of Proposed Defense Experts Gregory May, Steven Schwarcz, and John Coates. filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis, #852 MOTION to Preclude the Opinions and Testimony of R. David Wallace. filed by Grant Thornton LLP, Mark Ramler, #824 MOTION in Limine /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Patrick M. Connors. filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis, #875 MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Richard Millett. filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis, #834 MOTION in Limine /Notice of Motion to Preclude the Testimony and Strike Report of Proposed Defense Expert Rene Stultz. filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis, #855 MOTION to Preclude the Opinions and Testimony of Richard Breeden. filed by Joseph Collins, Paul Koury, Mayer Brown LLP, #858 MOTION in Limine Regarding Issues of Apportionment at Trial. filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mark Ramler, Mayer Brown LLP, #861 MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Patrick M. Connors. filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis, #871 MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Avram S. Tucker. filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis, #867 MOTION to Preclude the Testimony and Strike the Reports of Proposed Defense Experts Gregory May, Steven Schwarcz, and John Coates. filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis, #835 MOTION in Limine /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Avram S. Tucker. filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis, #828 MOTION in Limine to Preclude Testimony and Strike Report of Proposed Defense Expert Kenneth M. Lehn. filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis, #873 MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Kenneth M. Lehn. filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis, #869 MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Rene Stultz. filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis, #827 MOTION in Limine to Preclude Testimony and Strike Report of Propsed Defense Expert Richard Millett. filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis, #865 MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Jerry W. Markham. filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis. (Kotowski, Linda)
August 12, 2013	Filing 910 CASE MANAGEMENT ORDER # 103: Pursuant to Case Management Order #102, the time for objections to the Special Masters' bills for services rendered in July 2013 has elapsed. Since the Court did not receive any objection to the bills, the Court hereby directs the Case Accountant to pay the bills forthwith. SO ORDERED. (Signed by Judge Jed S. Rakoff on 8/09/2013) Filed In Associated Cases: 1:07-md-01902-JSR et al.(ama)
August 12, 2013	Filing 909 NOTICE OF APPEARANCE by Annika Marie Goldman on behalf of Joseph Collins. (Goldman, Annika)
August 9, 2013	Filing 908 ORDER: It is on this 9th day of August 2013, ordered as follows: 1. Defendants' request for an adverse inference jury instruction is denied for the reasons stated by the Special Master in the transcript of the telephonic hearing held on August 5, 2013. 2. The Special Master will not rule on a spoilation remedy in the matter of Krys v. Aaron, pending any transfer of that action to the United States District Court refer the matter to the Special Master for decision. (Signed by Special Master Ronald Hedges 8/9/2013) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:10-cv-03594-JSR(js) Modified on 8/12/2013 (js).
August 8, 2013	Filing 907 ORDER GRANTING LEAVE TO FILE EXHIBIT UNDER SEAL: It is so ordered that plaintiffs' Application is granted. The Clerk shall file under seal Exhibit 3 to the Declaration of Kevin LoVecchio in Support of Defendants' Motion in Limine Regarding Issues of Appointment at Trial. So Ordered (Signed by Judge Jed S. Rakoff on 8/7/2013) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(js)
August 8, 2013	Transmission to Sealed Records Clerk. Transmitted re: (1056 in 1:08-cv-03086-JSR) Order,, to the Sealed Records Clerk for the sealing or unsealing of document or case. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(js)
August 7, 2013	Filing 906 DECLARATION of Lee M. Andelin in Support re: (863 in 1:08-cv-03065-JSR, 1012 in 1:08-cv-03086-JSR, 1936 in 1:07-md-01902-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Stephen D. Lofchie., (1024 in 1:08-cv-03086-JSR, 875 in 1:08-cv-03065-JSR, 1948 in 1:07-md-01902-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Richard Millett., (1944 in 1:07-md-01902-JSR, 1020 in 1:08-cv-03086-JSR, 871 in 1:08-cv-03065-JSR) MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Avram S. Tucker., (1016 in 1:08-cv-03086-JSR, 867 in 1:08-cv-03065-JSR, 1940 in 1:07-md-01902-JSR) MOTION to Preclude the Testimony and Strike the Reports of Proposed Defense Experts Gregory May, Steven Schwarcz, and John Coates., (1938 in 1:07-md-01902-JSR, 865 in 1:08-cv-03065-JSR, 1014 in 1:08-cv-03086-JSR) MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Jerry W. Markham., (1010 in 1:08-cv-03086-JSR, 1934 in 1:07-md-01902-JSR, 861 in 1:08-cv-03065-JSR) MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Patrick M. Connors., (1946 in 1:07-md-01902-JSR, 1022 in 1:08-cv-03086-JSR, 873 in 1:08-cv-03065-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Kenneth M. Lehn., (869 in 1:08-cv-03065-JSR, 1018 in 1:08-cv-03086-JSR, 1942 in 1:07-md-01902-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Rene Stultz.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit 39, #2 Exhibit 40, #3 Exhibit 41)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Andelin, Lee)
August 7, 2013	Filing 905 REPLY MEMORANDUM OF LAW in Support re: (1024 in 1:08-cv-03086-JSR, 875 in 1:08-cv-03065-JSR, 1948 in 1:07-md-01902-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Richard Millett.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
August 7, 2013	Filing 904 REPLY MEMORANDUM OF LAW in Support re: (1946 in 1:07-md-01902-JSR, 1022 in 1:08-cv-03086-JSR, 873 in 1:08-cv-03065-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Kenneth M. Lehn.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
August 7, 2013	Filing 903 REPLY MEMORANDUM OF LAW in Support re: (1020 in 1:08-cv-03086-JSR, 1944 in 1:07-md-01902-JSR, 871 in 1:08-cv-03065-JSR) MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Avram S. Tucker.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
August 7, 2013	Filing 902 REPLY MEMORANDUM OF LAW in Support re: (869 in 1:08-cv-03065-JSR, 1018 in 1:08-cv-03086-JSR, 1942 in 1:07-md-01902-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Rene Stultz.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
August 7, 2013	Filing 901 REPLY MEMORANDUM OF LAW in Support re: (1016 in 1:08-cv-03086-JSR, 867 in 1:08-cv-03065-JSR, 1940 in 1:07-md-01902-JSR) MOTION to Preclude the Testimony and Strike the Reports of Proposed Defense Experts Gregory May, Steven Schwarcz, and John Coates.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
August 7, 2013	Filing 900 REPLY MEMORANDUM OF LAW in Support re: (1014 in 1:08-cv-03086-JSR, 1938 in 1:07-md-01902-JSR, 865 in 1:08-cv-03065-JSR) MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Jerry W. Markham.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
August 7, 2013	Filing 899 REPLY MEMORANDUM OF LAW in Support re: (863 in 1:08-cv-03065-JSR, 1012 in 1:08-cv-03086-JSR, 1936 in 1:07-md-01902-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Stephen D. Lofchie.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
August 7, 2013	Filing 898 REPLY MEMORANDUM OF LAW in Support re: (1010 in 1:08-cv-03086-JSR, 1934 in 1:07-md-01902-JSR, 861 in 1:08-cv-03065-JSR) MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Patrick M. Connors.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
August 7, 2013	Filing 897 DECLARATION of Linda T Coberly re: (1041 in 1:08-cv-03086-JSR) Memorandum of Law in Opposition to Motion, In Support. Document filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Mark Ramler, Joseph P Collins, Paul Koury. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G, #8 Exhibit H)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Coberly, Linda)
August 7, 2013	Filing 896 MEMORANDUM OF LAW in Opposition re: (1020 in 1:08-cv-03086-JSR) MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Avram S. Tucker.. Document filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Mark Ramler, Joseph P Collins, Paul Koury. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Coberly, Linda)
August 7, 2013	Filing 895 MEMORANDUM OF LAW in Opposition re: (1014 in 1:08-cv-03086-JSR) MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Jerry W. Markham.. Document filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Mark Ramler, Joseph P Collins, Paul Koury. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Coberly, Linda)
August 7, 2013	Filing 894 MEMORANDUM OF LAW in Opposition re: (1018 in 1:08-cv-03086-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Rene Stultz.. Document filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Mark Ramler, Joseph P Collins, Paul Koury. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Coberly, Linda)
August 7, 2013	Filing 893 MEMORANDUM OF LAW in Opposition re: (1024 in 1:08-cv-03086-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Richard Millett.. Document filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Mark Ramler, Joseph P Collins, Paul Koury. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Coberly, Linda)
August 7, 2013	Filing 892 MEMORANDUM OF LAW in Opposition re: (1022 in 1:08-cv-03086-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Kenneth M. Lehn.. Document filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Mark Ramler, Paul Koury. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Coberly, Linda)
August 7, 2013	Filing 891 DECLARATION of Craig D. Singer in Opposition re: (1010 in 1:08-cv-03086-JSR) MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Patrick M. Connors., (1012 in 1:08-cv-03086-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Stephen D. Lofchie., (1016 in 1:08-cv-03086-JSR) MOTION to Preclude the Testimony and Strike the Reports of Proposed Defense Experts Gregory May, Steven Schwarcz, and John Coates.. Document filed by Joseph Collins, Paul Koury, Mayer Brown LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)
August 7, 2013	Filing 890 DECLARATION of Catherine W Joyce re: #884 Reply Memorandum of Law in Support of Motion, In Support. Document filed by Grant Thornton LLP, Mark Ramler. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C)(Joyce, Catherine)
August 7, 2013	Filing 889 MEMORANDUM OF LAW in Opposition re: (1010 in 1:08-cv-03086-JSR) MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Patrick M. Connors.. Document filed by Joseph Collins, Paul Koury, Mayer Brown LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)
August 7, 2013	Filing 888 MEMORANDUM OF LAW in Opposition re: (1012 in 1:08-cv-03086-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Stephen D. Lofchie.. Document filed by Joseph Collins, Paul Koury, Mayer Brown LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)
August 7, 2013	Filing 887 MEMORANDUM OF LAW in Opposition re: (1016 in 1:08-cv-03086-JSR) MOTION to Preclude the Testimony and Strike the Reports of Proposed Defense Experts Gregory May, Steven Schwarcz, and John Coates.. Document filed by Joseph Collins, Paul Koury, Mayer Brown LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)
August 7, 2013	Filing 886 DECLARATION of John Williams in Support re: (1007 in 1:08-cv-03086-JSR) MOTION in Limine Regarding Issues of Apportionment at Trial.. Document filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Mark Ramler. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)
August 7, 2013	Filing 885 REPLY MEMORANDUM OF LAW in Support re: (1007 in 1:08-cv-03086-JSR) MOTION in Limine Regarding Issues of Apportionment at Trial.. Document filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Mark Ramler. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)
August 7, 2013	Filing 884 REPLY MEMORANDUM OF LAW in Support re: (852 in 1:08-cv-03065-JSR, 1925 in 1:07-md-01902-JSR, 1001 in 1:08-cv-03086-JSR) MOTION to Preclude the Opinions and Testimony of R. David Wallace.. Document filed by Grant Thornton LLP, Mark Ramler. Filed In Associated Cases: 1:07-md-01902-JSR et al.(Coberly, Linda)
August 7, 2013	Filing 883 DECLARATION of Mason C. Simpson in Opposition re: (1007 in 1:08-cv-03086-JSR, 858 in 1:08-cv-03065-JSR, 1931 in 1:07-md-01902-JSR) MOTION in Limine Regarding Issues of Apportionment at Trial.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11, #12 Exhibit 12, #13 Exhibit 13, #14 Exhibit 14, #15 Exhibit 15, #16 Exhibit 16, #17 Exhibit 17, #18 Exhibit 18, #19 Exhibit 19, #20 Exhibit 20, #21 Exhibit 21, #22 Exhibit 22, #23 Exhibit 23, #24 Exhibit 24)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
August 7, 2013	Filing 882 MEMORANDUM OF LAW in Opposition re: (1931 in 1:07-md-01902-JSR, 1007 in 1:08-cv-03086-JSR, 858 in 1:08-cv-03065-JSR) MOTION in Limine Regarding Issues of Apportionment at Trial.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
August 7, 2013	Filing 881 DECLARATION of Mason C. Simpson in Opposition re: (1928 in 1:07-md-01902-JSR, 1004 in 1:08-cv-03086-JSR, 855 in 1:08-cv-03065-JSR) MOTION to Preclude the Opinions and Testimony of Richard Breeden.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
August 7, 2013	Filing 880 MEMORANDUM OF LAW in Opposition re: (1928 in 1:07-md-01902-JSR, 1004 in 1:08-cv-03086-JSR, 855 in 1:08-cv-03065-JSR) MOTION to Preclude the Opinions and Testimony of Richard Breeden.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
August 7, 2013	Filing 879 DECLARATION of Malcom Loeb in Opposition re: (1925 in 1:07-md-01902-JSR, 1001 in 1:08-cv-03086-JSR, 852 in 1:08-cv-03065-JSR) MOTION to Preclude the Opinions and Testimony of R. David Wallace.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11, #12 Exhibit 12, #13 Exhibit 13, #14 Exhibit 14, #15 Exhibit 15, #16 Exhibit 16, #17 Exhibit 17, #18 Exhibit 18, #19 Exhibit 19, #20 Exhibit 20, #21 Exhibit 21, #22 Exhibit 22, #23 Exhibit 23, #24 Exhibit 24, #25 Exhibit 25, #26 Exhibit 26, #27 Exhibit 27, #28 Exhibit 28)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Loeb, Malcolm)
August 7, 2013	Filing 878 MEMORANDUM OF LAW in Opposition re: (852 in 1:08-cv-03065-JSR, 1925 in 1:07-md-01902-JSR, 1001 in 1:08-cv-03086-JSR) MOTION to Preclude the Opinions and Testimony of R. David Wallace.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Loeb, Malcolm)
August 7, 2013	Filing 877 DECLARATION of Lee M. Andelin in Support re: (863 in 1:08-cv-03065-JSR, 1012 in 1:08-cv-03086-JSR, 1936 in 1:07-md-01902-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Stephen D. Lofchie., (1024 in 1:08-cv-03086-JSR, 875 in 1:08-cv-03065-JSR, 1948 in 1:07-md-01902-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Richard Millett., (865 in 1:08-cv-03065-JSR, 1938 in 1:07-md-01902-JSR, 1014 in 1:08-cv-03086-JSR) MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Jerry W. Markham., (1010 in 1:08-cv-03086-JSR, 1934 in 1:07-md-01902-JSR, 861 in 1:08-cv-03065-JSR) MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Patrick M. Connors., (1022 in 1:08-cv-03086-JSR, 1946 in 1:07-md-01902-JSR, 873 in 1:08-cv-03065-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Kenneth M. Lehn., (871 in 1:08-cv-03065-JSR, 1944 in 1:07-md-01902-JSR, 1020 in 1:08-cv-03086-JSR) MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Avram S. Tucker., (867 in 1:08-cv-03065-JSR, 1940 in 1:07-md-01902-JSR, 1016 in 1:08-cv-03086-JSR) MOTION to Preclude the Testimony and Strike the Reports of Proposed Defense Experts Gregory May, Steven Schwarcz, and John Coates., (1018 in 1:08-cv-03086-JSR, 1942 in 1:07-md-01902-JSR, 869 in 1:08-cv-03065-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Rene Stultz.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11 (Part 1 of 4), #12 Exhibit 11 (Part 2 of 4), #13 Exhibit 11 (Part 3 of 4), #14 Exhibit 11 (Part 4 of 4), #15 Exhibit 12, #16 Exhibit 13, #17 Exhibit 14, #18 Exhibit 15, #19 Exhibit 16, #20 Exhibit 17, #21 Exhibit 18, #22 Exhibit 19, #23 Exhibit 20, #24 Exhibit 21, #25 Exhibit 22, #26 Exhibit 23, #27 Exhibit 24, #28 Exhibit 25 (Part 1 of 4), #29 Exhibit 25 (Part 2 of 4), #30 Exhibit 25 (Part 3 of 4), #31 Exhibit 25 (Part 4 of 4), #32 Exhibit 26, #33 Exhibit 27, #34 Exhibit 28 (Part 1 of 7), #35 Exhibit 28 (Part 2 of 7), #36 Exhibit 28 (Part 3 of 7), #37 Exhibit 28 (Part 4 of 7), #38 Exhibit 28 (Part 5 of 7), #39 Exhibit 28 (Part 6 of 7), #40 Exhibit 28 (Part 7 of 7), #41 Exhibit 29, #42 Exhibit 30, #43 Exhibit 31, #44 Exhibit 32 (Part 1 of 5), #45 Exhibit 32 (Part 2 of 5), #46 Exhibit 32 (Part 3 of 5), #47 Exhibit 32 (Part 4 of 5), #48 Exhibit 32 (Part 5 of 5), #49 Exhibit 33, #50 Exhibit 34, #51 Exhibit 35, #52 Exhibit 36, #53 Exhibit 37, #54 Exhibit 38)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Andelin, Lee)
August 7, 2013	Filing 876 MEMORANDUM OF LAW in Support re: (1024 in 1:08-cv-03086-JSR, 875 in 1:08-cv-03065-JSR, 1948 in 1:07-md-01902-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Richard Millett.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Andelin, Lee)
August 7, 2013	Filing 875 MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Richard Millett. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Return Date set for 8/16/2013 at 04:00 PM.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
August 7, 2013	Filing 874 MEMORANDUM OF LAW in Support re: (1946 in 1:07-md-01902-JSR, 1022 in 1:08-cv-03086-JSR, 873 in 1:08-cv-03065-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Kenneth M. Lehn.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Andelin, Lee)
August 7, 2013	Filing 873 MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Kenneth M. Lehn. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Return Date set for 8/16/2013 at 04:00 PM.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
August 7, 2013	Filing 872 MEMORANDUM OF LAW in Support re: (1020 in 1:08-cv-03086-JSR, 1944 in 1:07-md-01902-JSR, 871 in 1:08-cv-03065-JSR) MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Avram S. Tucker.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
August 7, 2013	Filing 871 MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Avram S. Tucker. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Return Date set for 8/16/2013 at 04:00 PM.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
August 7, 2013	Filing 870 MEMORANDUM OF LAW in Support re: (869 in 1:08-cv-03065-JSR, 1018 in 1:08-cv-03086-JSR, 1942 in 1:07-md-01902-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Rene Stultz.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
August 7, 2013	Filing 869 MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Rene Stultz. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Return Date set for 8/16/2013 at 04:00 PM.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
August 7, 2013	Filing 868 MEMORANDUM OF LAW in Support re: (1016 in 1:08-cv-03086-JSR, 867 in 1:08-cv-03065-JSR, 1940 in 1:07-md-01902-JSR) MOTION to Preclude the Testimony and Strike the Reports of Proposed Defense Experts Gregory May, Steven Schwarcz, and John Coates.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
August 7, 2013	Filing 867 MOTION to Preclude the Testimony and Strike the Reports of Proposed Defense Experts Gregory May, Steven Schwarcz, and John Coates. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Return Date set for 8/16/2013 at 04:00 PM.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
August 7, 2013	Filing 866 MEMORANDUM OF LAW in Support re: (1014 in 1:08-cv-03086-JSR, 1938 in 1:07-md-01902-JSR, 865 in 1:08-cv-03065-JSR) MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Jerry W. Markham.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
August 7, 2013	Filing 865 MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Jerry W. Markham. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Return Date set for 8/16/2013 at 04:00 PM.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
August 7, 2013	Filing 864 MEMORANDUM OF LAW in Support re: (863 in 1:08-cv-03065-JSR, 1012 in 1:08-cv-03086-JSR, 1936 in 1:07-md-01902-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Stephen D. Lofchie.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
August 7, 2013	Filing 863 MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Stephen D. Lofchie. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Return Date set for 8/16/2013 at 04:00 PM.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
August 7, 2013	Filing 862 MEMORANDUM OF LAW in Support re: (1010 in 1:08-cv-03086-JSR, 1934 in 1:07-md-01902-JSR, 861 in 1:08-cv-03065-JSR) MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Patrick M. Connors.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
August 7, 2013	Filing 861 MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Patrick M. Connors. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Return Date set for 8/16/2013 at 04:00 PM.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
August 7, 2013	Filing 860 DECLARATION of Kevin M. LoVecchio in Support re: (1007 in 1:08-cv-03086-JSR) MOTION in Limine Regarding Issues of Apportionment at Trial.. Document filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Mark Ramler. (Attachments: #1 Exhibits 3-6, #2 Exhibits 7-8)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)
August 7, 2013	Filing 859 MEMORANDUM OF LAW in Support re: (1007 in 1:08-cv-03086-JSR) MOTION in Limine Regarding Issues of Apportionment at Trial.. Document filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Mark Ramler. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)
August 7, 2013	Filing 858 MOTION in Limine Regarding Issues of Apportionment at Trial. Document filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Mark Ramler.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)
August 7, 2013	Filing 857 DECLARATION of Craig D. Singer in Support re: (1004 in 1:08-cv-03086-JSR) MOTION to Preclude the Opinions and Testimony of Richard Breeden.. Document filed by Joseph Collins, Paul Koury, Mayer Brown LLP. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)
August 7, 2013	Filing 856 MEMORANDUM OF LAW in Support re: (1004 in 1:08-cv-03086-JSR) MOTION to Preclude the Opinions and Testimony of Richard Breeden.. Document filed by Joseph Collins, Paul Koury, Mayer Brown LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)
August 7, 2013	Filing 855 MOTION to Preclude the Opinions and Testimony of Richard Breeden. Document filed by Joseph Collins, Paul Koury, Mayer Brown LLP.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)
August 7, 2013	Filing 854 DECLARATION of Linda T. Coberly in Support re: (1001 in 1:08-cv-03086-JSR) MOTION to Preclude the Opinions and Testimony of R. David Wallace.. Document filed by Grant Thornton LLP, Mark Ramler. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Coberly, Linda)
August 7, 2013	Filing 853 MEMORANDUM OF LAW in Support re: (1001 in 1:08-cv-03086-JSR) MOTION to Preclude the Opinions and Testimony of R. David Wallace.. Document filed by Grant Thornton LLP, Mark Ramler. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Coberly, Linda)
August 7, 2013	Filing 852 MOTION to Preclude the Opinions and Testimony of R. David Wallace. Document filed by Grant Thornton LLP, Mark Ramler. Return Date set for 8/16/2013 at 04:00 PM.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Coberly, Linda)
August 5, 2013	Filing 851 CASE MANAGEMENT ORDER #102: The Court has received the Special Masters' bills for the month of July, which will be docketed for the parties' review. Any party who wishes to object to a bill must submit such objection to the Court in writing no later than one week from today, i.e., by August 9, 2013. If no objections are received (the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 8/2/2013) Filed In Associated Cases: 1:07-md-01902-JSR et al.(ja)
August 5, 2013	Filing 850 ORDER: IT IS HEREBY ORDERED: 1. The request for an order compelling production of unredacted copies of the Transcripts is granted, in part, as follows: a. Plaintiffs are to produce Exhibit 2 with the following redactions removed: (i) on page 55, the second sentence of the second redaction; (ii) on page 55, the entire third redaction; (iii) on page 99, the bottom-most redaction; (iv) on page 100, the first redaction; and b. Plaintiffs are to produce Exhibit 6 with the following redactions removed: (i) on page 144, all redactions; (ii) on page 145, all redactions. 2. Plaintiffs' remaining redactions appear appropriate. 3. It is further ordered that on August 8, 2013, unless Plaintiffs have produced an appropriate Sealing Order or other similar ruling from the Grand Court of the Cayman Islands supporting the redaction of the Transcripts, Plaintiffs are to produce copies of the Transcripts with all redactions removed. SO ORDERED. (Signed by Special Master, Ronald Hedges on 8/5/2013) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(ja) Modified on 8/9/2013 (ja).
August 5, 2013	Transmission of USCA Mandate/Order to the District Judge re: #849 USCA Mandate. (tp)
August 2, 2013	Filing 849 MANDATE of USCA (Certified Copy) as to #649 Notice of Interlocutory Appeal, filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis USCA Case Number 12-3575(L). ON CONSIDERATION WHEREOF, it is now hereby ordered, adjudged, and decreed that the matter be remanded for supplementation of the record consistent with this order. Catherine O'Hagan Wolfe, Clerk USCA for the Second Circuit. Issued As Mandate: 8/2/2013. (tp)
August 2, 2013	Filing 848 ORDER: Consequently, the Court hereby grants the plaintiffs' application to serve trial subpoena upon Joseph Collins. So Ordered (Signed by Judge Jed S. Rakoff on 7/31/2013) (js)
August 2, 2013	Filing 847 MEMORANDUM ORDER: For the foregoing reasons, plaintiffs' motion for reconsideration is hereby denied. So Ordered. (Signed by Judge Jed S. Rakoff on 7/31/2013) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(js)
August 1, 2013	Filing 846 NOTICE OF CHANGE OF ADDRESS by Timothy Joseph. Paris on behalf of Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys, Kenneth M Krys. New Address: BEUS GILBERT PLLC, 701 North 44th Street, Phoenix, Arizona, U.S.A. 85008, (480) 429-3000. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR(Paris, Timothy)
July 29, 2013	Filing 845 SPECIAL MASTER ORDER ESTABLISHING BRIEFING SCHEDULE: It is on this 29th day of July 2013, ordered as follows: 1. Plaintiffs may file an opposition to the Application, limited to three single-spaced pages, on or before July 31, 2013. 2. defendants may file a reply in further support of the Application, limited to two single-spaced pages, on or before August 1, 2013; and 3. The Special Master will conduct a telephonic hearing on August 5, 2013, at 3:00 p.m. EDT. (Signed by Special Master Ronald J. Hedges on 7/29/2013) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR(js)
July 17, 2013	Filing 844 NOTICE of Supplemental Authority in Support of Plaintiffs' Motion for Partial Summary Judgment Against the Mayer Brown Defendants re: (853 in 1:08-cv-03086-JSR, 1735 in 1:07-md-01902-JSR, 705 in 1:08-cv-03065-JSR) MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment Against the Mayer Brown Defendants.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit A, #2 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
July 10, 2013	Filing 843 CASE MANAGEMENT ORDER #101: Pursuant to Case Management Order #100, the time for Objections to the Special Masters' bills for services rendered in June 2013 has elapsed. Since the Court did not receive any objection to the bills, the Court hereby directs the Case Accountant to pay bills forthwith. SO ORDERED. (Signed by Judge Jed S. Rakoff on 7/9/2013) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rsh)
July 3, 2013	Filing 842 CASE MANAGEMENT ORDER #100: The Court has received the Special Masters' bills for the month of June, which will be docketed for the parties' review. Any party who wishes to object to a bill must submit such objection to the Court in writing no later than one week from today, i.e., by July 8, 2013. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. So Ordered (Signed by Judge Jed S. Rakoff on 7/1/2013) Filed In Associated Cases: 1:07-md-01902-JSR et al.(js)
July 2, 2013	Filing 841 NOTICE OF APPEARANCE by Amy E. Millard on behalf of Paul Koury. (Millard, Amy)
July 1, 2013	Filing 840 MEMORANDUM OF LAW in Opposition re: (1896 in 1:07-md-01902-JSR, 271 in 1:10-cv-03594-JSR, 822 in 1:08-cv-03065-JSR, 973 in 1:08-cv-03086-JSR) MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration. MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration. MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration. MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration. MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration. MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration. MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration. MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration. MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration. MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration.. Document filed by Merril Lynch, Pierce Fennner & Smith, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Anker, Philip)
June 25, 2013	Filing 839 ORDER: After the parties submitted objections to the R&Rs, the Court received full briefing on all the objections, followed by an"omnibus" oral argument on June 6, 2013. In addition, certain supplemental written materials were received. Having now considered the entire matter de novo, the Court concludes that the Special Master had it essentially correct and that, therefore, all four motions for summary judgment should be denied. An opinion explaining the Court's reasons for these rulings will issue in due course. The Clerk of the Court is directed to close documents numbered 696, 701, 705, and 709 on the docket of Case No. 08 Civ. 3065(JSR),as well as the equivalent documents in Case Nos. 08 Civ. 3086(JSR)and 07 MDL 1902(JSR).(Signed by Judge Jed S. Rakoff on 6/24/2013) (js) Modified on 6/26/2013 (js).
June 25, 2013	Filing 838 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a ARGUMENT proceeding held on 6/6/13 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(Rodriguez, Somari)
June 25, 2013	Filing 837 TRANSCRIPT of Proceedings re: ARGUMENT held on 6/6/2013 before Judge Jed S. Rakoff. Court Reporter/Transcriber: Pamela Utter, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 7/19/2013. Redacted Transcript Deadline set for 7/29/2013. Release of Transcript Restriction set for 9/26/2013.(Rodriguez, Somari)
June 24, 2013	Filing 836 DECLARATION of Lee M Andelin in Support re: (983 in 1:08-cv-03086-JSR, 832 in 1:08-cv-03065-JSR, 1906 in 1:07-md-01902-JSR) MOTION in Limine /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Jerry W. Markham., (1905 in 1:07-md-01902-JSR, 982 in 1:08-cv-03086-JSR, 831 in 1:08-cv-03065-JSR) MOTION in Limine /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Stephen D. Lofchie., (1909 in 1:07-md-01902-JSR, 986 in 1:08-cv-03086-JSR, 835 in 1:08-cv-03065-JSR) MOTION in Limine /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Avram S. Tucker., (1898 in 1:07-md-01902-JSR, 824 in 1:08-cv-03065-JSR, 975 in 1:08-cv-03086-JSR) MOTION in Limine /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Patrick M. Connors., (833 in 1:08-cv-03065-JSR, 984 in 1:08-cv-03086-JSR, 1907 in 1:07-md-01902-JSR) MOTION in Limine /Notice of Motion to Preclude the Testimony and Strike the Reports of Proposed Defense Experts Gregory May, Steven Schwarcz, and John Coates., (978 in 1:08-cv-03086-JSR, 1901 in 1:07-md-01902-JSR, 827 in 1:08-cv-03065-JSR) MOTION in Limine to Preclude Testimony and Strike Report of Propsed Defense Expert Richard Millett., (985 in 1:08-cv-03086-JSR, 1908 in 1:07-md-01902-JSR, 834 in 1:08-cv-03065-JSR) MOTION in Limine /Notice of Motion to Preclude the Testimony and Strike Report of Proposed Defense Expert Rene Stultz., (1902 in 1:07-md-01902-JSR, 979 in 1:08-cv-03086-JSR, 828 in 1:08-cv-03065-JSR) MOTION in Limine to Preclude Testimony and Strike Report of Proposed Defense Expert Kenneth M. Lehn.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al), Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Kenneth M Krys. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11 (1 of 4), #12 Exhibit 11 (2 of 4), #13 Exhibit 11 (3 of 4), #14 Exhibit 11 (4 of 4), #15 Exhibit 12, #16 Exhibit 13, #17 Exhibit 14, #18 Exhibit 15, #19 Exhibit 16, #20 Exhibit 17, #21 Exhibit 18, #22 Exhibit 19, #23 Exhibit 20, #24 Exhibit 21, #25 Exhibit 22, #26 Exhibit 23, #27 Exhibit 24, #28 Exhibit 25 (1 of 4), #29 Exhibit 25 (2 of 4), #30 Exhibit 25 (3 of 4), #31 Exhibit 25 (4 of 4), #32 Exhibit 26, #33 Exhibit 27, #34 Exhibit 28 (1 of 7), #35 Exhibit 28 (2 of 7), #36 Exhibit 28 (3 of 7), #37 Exhibit 28 (4 of 7), #38 Exhibit 28 (5 of 7), #39 Exhibit 28 (6 of 7), #40 Exhibit 28 (7 of 7), #41 Exhibit 29, #42 Exhibit 30, #43 Exhibit 31, #44 Exhibit 32 (1 of 5), #45 Exhibit 32 (2 of 5), #46 Exhibit 32 (3 of 5), #47 Exhibit 32 (4 of 5), #48 Exhibit 32 (5 of 5), #49 Exhibit 33, #50 Exhibit 34, #51 Exhibit 35, #52 Exhibit 36, #53 Exhibit 37, #54 Exhibit 38)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Andelin, Lee)
June 24, 2013	Filing 835 MOTION in Limine /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Avram S. Tucker. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
June 24, 2013	Filing 834 MOTION in Limine /Notice of Motion to Preclude the Testimony and Strike Report of Proposed Defense Expert Rene Stultz. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
June 24, 2013	Filing 833 MOTION in Limine /Notice of Motion to Preclude the Testimony and Strike the Reports of Proposed Defense Experts Gregory May, Steven Schwarcz, and John Coates. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
June 24, 2013	Filing 832 MOTION in Limine /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Jerry W. Markham. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
June 24, 2013	Filing 831 MOTION in Limine /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Stephen D. Lofchie. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
June 24, 2013	Filing 830 MEMORANDUM OF LAW in Support re: (979 in 1:08-cv-03086-JSR, 1902 in 1:07-md-01902-JSR, 828 in 1:08-cv-03065-JSR) MOTION in Limine to Preclude Testimony and Strike Report of Proposed Defense Expert Kenneth M. Lehn.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al), Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Andelin, Lee)
June 24, 2013	Filing 829 MEMORANDUM OF LAW in Support re: (978 in 1:08-cv-03086-JSR, 827 in 1:08-cv-03065-JSR, 1901 in 1:07-md-01902-JSR) MOTION in Limine to Preclude Testimony and Strike Report of Propsed Defense Expert Richard Millett.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al), Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Andelin, Lee)
June 24, 2013	Filing 828 MOTION in Limine to Preclude Testimony and Strike Report of Proposed Defense Expert Kenneth M. Lehn. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al), Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Kenneth M Krys.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Andelin, Lee)
June 24, 2013	Filing 827 MOTION in Limine to Preclude Testimony and Strike Report of Propsed Defense Expert Richard Millett. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al), Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Kenneth M Krys.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Andelin, Lee)
June 24, 2013	Filing 826 MEMORANDUM OF LAW in Support re: (824 in 1:08-cv-03065-JSR, 1898 in 1:07-md-01902-JSR, 975 in 1:08-cv-03086-JSR) MOTION in Limine /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Patrick M. Connors.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
June 24, 2013	Filing 825 FILING ERROR - DEFICIENT DOCKET ENTRY (SEE DOCUMENT #827) - MOTION in Limine to Preclude Testimony and Strike Report of Proposed Defense Expert Richard Millett. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al), Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Kenneth M Krys.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Andelin, Lee) Modified on 6/25/2013 (ldi).
June 24, 2013	Filing 824 MOTION in Limine /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Patrick M. Connors. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
June 21, 2013	Filing 823 MEMORANDUM OF LAW in Support re: (1896 in 1:07-md-01902-JSR, 271 in 1:10-cv-03594-JSR, 822 in 1:08-cv-03065-JSR, 973 in 1:08-cv-03086-JSR) MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration. MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration. MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration. MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration. MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration. MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration. MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration. MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration. MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration. MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Molton, David)
June 21, 2013	Filing 822 MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Molton, David)
June 19, 2013	Filing 821 NOTICE OF CHANGE OF ADDRESS by Scot Christopher Stirling on behalf of Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al), Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Kenneth M. Krys, Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. New Address: Beus Gilbert PLLC, 701 North 44th Street, Phoenix, Arizona, United States 85008, (480) 429-3000. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:10-cv-03594-JSR(Stirling, Scot)
June 19, 2013	Filing 820 NOTICE OF CHANGE OF ADDRESS by Lowell Richard Williams on behalf of Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al), Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Kenneth M. Krys, Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. New Address: Beus Gilbert PLLC, 701 North 44th Street, Phoenix, Arizona, United States 85008, (480) 429-3000. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:10-cv-03594-JSR(Williams, Lowell)
June 19, 2013	Filing 819 NOTICE OF CHANGE OF ADDRESS by Malcolm Loeb on behalf of Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al), Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Kenneth M. Krys, Kenneth M Krys. New Address: Beus Gilbert PLLC, 701 North 44th Street, Phoenix, Arizona, United States 85008, (480) 429-3000. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR(Loeb, Malcolm)
June 19, 2013	Filing 818 NOTICE OF CHANGE OF ADDRESS by Thomas A. Connelly on behalf of Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al), Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Kenneth M. Krys, Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. New Address: Beus Gilbert PLLC, 701 North 44th Street, Phoenix, Arizona, United States 85008, (480) 429-3000. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:10-cv-03594-JSR(Connelly, Thomas)
June 19, 2013	Filing 817 NOTICE OF CHANGE OF ADDRESS by Leo R. Beus on behalf of Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al), Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Kenneth M. Krys, Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. New Address: Beus Gilbert PLLC, 701 North 44th Street, Phoenix, Arizona, United States 85008, (480) 429-3000. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:10-cv-03594-JSR(Beus, Leo)
June 19, 2013	Filing 816 NOTICE OF CHANGE OF ADDRESS by Britton M. Worthen on behalf of Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al), Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Kenneth M. Krys, Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. New Address: Beus Gilbert PLLC, 701 North 44th Street, Phoenix, Arizona, United States 85008, (480) 429-3000. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:10-cv-03594-JSR(Worthen, Britton)
June 18, 2013	Filing 815 NOTICE OF CHANGE OF ADDRESS by Dennis Blackhurst on behalf of Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al), Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Kenneth M. Krys, Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. New Address: Beus Gilbert PLLC, 701 North 44th Street, Phoenix, Arizona, United States 85008, (480) 429-3000. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:10-cv-03594-JSR(Blackhurst, Dennis)
June 18, 2013	Filing 814 NOTICE OF CHANGE OF ADDRESS by Thomas A. Gilson on behalf of Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al), Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Kenneth M. Krys, Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. New Address: Beus Gilbert PLLC, 701 North 44th Street, Phoenix, Arizona, United States 85008, (480) 429-3000. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:10-cv-03594-JSR(Gilson, Thomas)
June 18, 2013	Filing 813 NOTICE OF CHANGE OF ADDRESS by Robert T. Mills on behalf of Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al), Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Kenneth M. Krys, Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. New Address: Beus Gilbert PLLC, 701 North 44th Street, Phoenix, Arizona, United States 85008, (480) 429-3000. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:10-cv-03594-JSR(Mills, Robert)
June 18, 2013	Filing 812 NOTICE OF CHANGE OF ADDRESS by Lee M. Andelin on behalf of Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al), Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Kenneth M. Krys, Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. New Address: Beus Gilbert PLLC, 701 North 44th Street, Phoenix, Arizona, United States 85008, (480) 429-3000. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:10-cv-03594-JSR(Andelin, Lee)
June 12, 2013	Filing 811 CASE MANAGEMENT ORDER #99: Pursuant to Case Management Order #98, the time for objections to the Special Master Capra's bill for services rendered in May 2013 and Special Master Hedges's bill for services rendered in April and May 2013 has elapsed. Since the Court did not receive any objection to the bills, the Court hereby directs the Case Accountant to pay the bills forthwith (Signed by Judge Jed S. Rakoff on 6/10/2013) Filed In Associated Cases: 1:07-md-01902-JSR et al.(js)
June 11, 2013	Filing 810 ORDER ON PLAINTIFFS MOTION FOR LEAVE TO AMEND COMPLAINT: For the reasons set forth in the transcript, Plaintiffs motion is denied. So Ordered. (Signed by Special Master Ronald J. Hedges on 6/11/2013) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(js)
June 10, 2013	Filing 809 NON-PARTY MOTION OF PETER JAMES TO QUASH SUBPOENA AD TESTIFICANDUM.(sc) Modified on 6/11/2013 (sc). Modified on 6/12/2013 (sc).
June 6, 2013	Minute Entry for proceedings held before Judge Jed S. Rakoff: Oral Argument held on 6/6/2013 re: #770 Response,, filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mark Ramler, Paul Koury, Mayer Brown LLP, Joseph P Collins, #781 Objection (non-motion), Objection (non-motion) filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mark Ramler, Mayer Brown LLP, #780 Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion) filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis, #772 Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion) filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis. (Kotowski, Linda)
June 6, 2013	Filing 808 MEMORANDUM ORDER: Accordingly, the Court hereby confirms its bottom-line Order adopting the Special Master's Report and Recommendation in part, but granting the motions of PricewaterhouseCoopers LLP; Credit Suisse Securities (USA) LLC; Merrill Lynch, Pierce, Fenner & Smith, Incorporated, as successor-by-merger to Bane of America Securities LLC; and Deutsche Bank Securities, Inc. for summary judgment on the remaining claims against them in the above captioned cases. (Signed by Judge Jed S. Rakoff on 6/6/2013) filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(djc) Modified on 6/6/2013 (djc).
June 6, 2013	Filing 807 DECLARATION of VERONICA E. RENDON in Support re: #806 Opposition Brief. Document filed by Eric M. Flanagan, Delta Flyer Fund LLC, EMF Financial Products LLC. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D)(Rendon, Veronica)
June 6, 2013	Filing 806 OPPOSITION BRIEF TO PLAINTIFFS MOTION FOR LEAVE TO FILE A THIRD AMENDED COMPLAINT. Document filed by Eric M. Flanagan, Delta Flyer Fund LLC, EMF Financial Products LLC.(Rendon, Veronica)
June 6, 2013	***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Note to Attorney Kevin H. Marino to RE-FILE Document #805 Response in Opposition to Motion. ERROR(S): Wrong case number listed on document. (db)
June 5, 2013	Filing 805 FILING ERROR - DEFICIENT DOCKET ENTRY - RESPONSE in Opposition re: (943 in 1:08-cv-03086-JSR) MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint.. Document filed by CIM Ventures, Inc, Ingram Micro, Inc., Liberty Corner Capital Strategies, LLC, William T. Pigott. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Marino, Kevin) Modified on 6/6/2013 (db).
June 5, 2013	Filing 804 CASE MANAGEMENT ORDER #98: The Court has received Special Master Capra's bill for the month of May as well as Special Master Hedges's bill for the months of April and May, which will be docketed for the parties, review. Any party who wishes to object to a bill must submit such objection to the Court in writing no later than one week from today, i.e., by June 10, 2013. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. ( See attached bills) (Signed by Judge Jed S. Rakoff on 6/3/2013) Filed In Associated Cases: 1:07-md-01902-JSR et al.(js) Modified on 6/5/2013 (js).
June 5, 2013	***NOTE TO ATTORNEY THAT THE ATTEMPTED FILING OF Document No. #799 HAS BEEN REJECTED. Note to Attorney Rendon, Veronica : THE CLERK'S OFFICE DOES NOT ACCEPT LETTERS FOR FILING, either through ECF or otherwise, except where the judge has ordered that a particular letter be docketed. Letters may be sent directly to a judge. (ka)
June 4, 2013	***NOTE TO ATTORNEY THAT THE ATTEMPTED FILING OF Document No. #795 HAS BEEN REJECTED. Note to Attorney John David Tortorella : THE CLERK'S OFFICE DOES NOT ACCEPT LETTERS FOR FILING, either through ECF or otherwise, except where the judge has ordered that a particular letter be docketed. Letters may be sent directly to a judge. (ldi)
June 4, 2013	Filing 803 RESPONSE in Opposition re: (1867 in 1:07-md-01902-JSR, 792 in 1:08-cv-03065-JSR, 943 in 1:08-cv-03086-JSR) MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint.. Document filed by Bank Fur Arbeit Und Wirtschaft Und Osterreichische Postparkasse Aktiengesellsehaft, Bawag P.S.K. Bank Fur Arbeit Und Wirtschaft Und Osterreichische Postsparkasse Aktiengesellschaft, Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Jacoby, Nicolle)
June 4, 2013	Filing 802 DECLARATION of James J. Capra, Jr. in Opposition re: (1867 in 1:07-md-01902-JSR, 792 in 1:08-cv-03065-JSR, 943 in 1:08-cv-03086-JSR) MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint.. Document filed by Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Capra, James)
June 4, 2013	Filing 801 RESPONSE in Opposition re: (1867 in 1:07-md-01902-JSR, 792 in 1:08-cv-03065-JSR, 943 in 1:08-cv-03086-JSR) MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint.. Document filed by Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Capra, James)
June 4, 2013	Filing 800 DECLARATION of Walter Rieman in Opposition re: (1867 in 1:07-md-01902-JSR, 792 in 1:08-cv-03065-JSR, 943 in 1:08-cv-03086-JSR) MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint.. Document filed by 1997 Thomas H. Lee Nominee Trust, David V. Harkins, Scott L. Jaeckel, Thomas H. Lee, Scott A. Schoen, THL Managers V. LLC, Thomas H. Lee Advisors, LLC, Thomas H. Lee Equity (Cayman) Fund V. L.P, Thomas H. Lee Equity Fund V, L.P., Thomas H. Lee Investors Limited Partnership, Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P., THL Equity Advisors V, LLC. (Attachments: #1 Exhibit 1)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Rieman, Walter)
June 4, 2013	Filing 799 FILING ERROR - ELECTRONIC FILING OF NON-ECF DOCUMENT - Objection to Plaintiffs Motion for Leave to File a Third Amended Complaint. Document filed by Eric M. Flanagan, Delta Flyer Fund LLC, EMF Financial Products LLC. (Rendon, Veronica) Modified on 6/5/2013 (ka).
June 4, 2013	Filing 798 MEMORANDUM OF LAW in Opposition re: (1867 in 1:07-md-01902-JSR, 792 in 1:08-cv-03065-JSR, 943 in 1:08-cv-03086-JSR) MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint.. Document filed by 1997 Thomas H. Lee Nominee Trust, Scott L. Jaeckel, Thomas H. Lee, Scott A. Schoen, THL Managers V. LLC, Thomas H. Lee Advisors, LLC, Thomas H. Lee Equity (Cayman) Fund V. L.P, Thomas H. Lee Equity Fund V, L.P., Thomas H. Lee Investors Limited Partnership, Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P., David V. Harkins, THL Equity Advisors V, LLC. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Rieman, Walter)
June 4, 2013	Filing 797 MEMORANDUM OF LAW in Opposition re: (1867 in 1:07-md-01902-JSR, 792 in 1:08-cv-03065-JSR, 943 in 1:08-cv-03086-JSR) MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint.. Document filed by Merril Lynch, Pierce Fennner & Smith, Inc., JPMorgan Chase & Co.. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Anker, Philip)
June 4, 2013	Filing 796 RESPONSE in Opposition re: (1867 in 1:07-md-01902-JSR, 792 in 1:08-cv-03065-JSR, 943 in 1:08-cv-03086-JSR) MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint.. Document filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Mark Ramler, Joseph P Collins, Paul Koury. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Coberly, Linda)
June 4, 2013	Filing 795 FILING ERROR - ELECTRONIC FILING FOR NON-ECF DOCUMENT - RESPONSE in Opposition re: #792 MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint.. Document filed by William T. Pigott, CIM Ventures, Inc, Ingram Micro, Inc., Liberty Corner Capital Strategies, LLC. (Tortorella, John) Modified on 6/5/2013 (ldi).
June 4, 2013	Filing 794 STIPULATION AND ORDER OF SUBSTITUTION OF COUNSEL: IT IS HEREBY STIPULATED AND AGREED, by and between the undersigned, that the law firm of Cahill Gordon & Reindel LLP hereby is substituted for Wilmer Cutler Pickering Hale and Dorr LLP as counsel of record for Defendant Credit Suisse Securities (USA) LLC("Credit Suisse") in the above-captioned action. Wilmer Cutler Pickering Hale and Dorr LLP remains counsel of record for Defendants Merrill Lynch, Pierce, Fenner & Smith, Incorporated,as successor-by-merger to Banc of America Securities LLC, and JP Morgan Chase & Co. Cahill Gordon & Reindel LLP requests that a copy of all papers henceforth served in this action be served upon Herbert S. Washer, a member of the firm, at the firm's office located at 80 Pine Street, New York, New York, 10005-1702. (Signed by Special Master Ronald J. Hedges on 6/4/2013) (js) Modified on 6/4/2013 (js).
May 31, 2013	Filing 793 DECLARATION of Mason C. Simpson in Support re: (788 in 1:08-cv-03065-JSR, 939 in 1:08-cv-03086-JSR, 1863 in 1:07-md-01902-JSR) Response,,,,,,,,,. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al), Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Kenneth M Krys. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
May 30, 2013	Filing 792 MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Andelin, Lee)
May 29, 2013	Filing 791 DECLARATION of Linda T. Coberly in Support re: (1865 in 1:07-md-01902-JSR, 256 in 1:10-cv-03594-JSR, 941 in 1:08-cv-03086-JSR, 790 in 1:08-cv-03065-JSR) Response,,. Document filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Mark Ramler, Joseph P Collins, Paul Koury. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G, #8 Exhibit H, #9 Exhibit I, #10 Exhibit J)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Coberly, Linda)
May 29, 2013	Filing 790 RESPONSE re: (930 in 1:08-cv-03086-JSR, 780 in 1:08-cv-03065-JSR, 1849 in 1:07-md-01902-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion) Defendants Response to Plaintiffs Limited Objection to the Report and Recommendation Addressing Defendants Motions for Summary Judgment. Document filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Mark Ramler, Joseph P Collins, Paul Koury. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Coberly, Linda)
May 29, 2013	Filing 789 FILING ERROR - DEFICIENT DOCKET ENTRY - FILER ERROR -(SEE CORRECTED ENTRY# 793) DECLARATION of Mason C. Simpson in Support re: (788 in 1:08-cv-03065-JSR, 939 in 1:08-cv-03086-JSR, 1863 in 1:07-md-01902-JSR) Response,,,,,,,,,. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al), Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Kenneth M Krys. (Attachments: #1 Exhibit 1 to Simpson Decl, #2 Exhibit 2 to Simpson Decl, #3 Exhibit 3 to Simpson Decl)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David) Modified on 6/12/2013 (kj).
May 29, 2013	Filing 788 RESPONSE re: (931 in 1:08-cv-03086-JSR, 781 in 1:08-cv-03065-JSR, 1850 in 1:07-md-01902-JSR) Objection (non-motion), Objection (non-motion) /Plaintiffs' Response to Defendants' Objection to the Report and Recommendation Addressing Their Motions for Summary Judgment. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al), Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al). (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
May 22, 2013	Filing 787 ORDER REGARDING PLAINTIFFS MOTION FOR LEAVE TO AMEND: it is hereby ordered that Plaintiffs' motion for leave toamend is DENIED for the reasons stated by the Special Master at the hearing, WITHOUTPREJUDICE to Plaintiffs' submitting a formal motion for leave to amend.Should Plaintiffs choose to pursue a motion for leave to amend their pleading, the briefing on any such motion will proceed as follows:1. Plaintiffs' motion for leave to amend, if any, must be filed no later than May 29, 2013, and must be accompanied by a proposed amended pleading, along with a copy of the amended pleading with any additions underlined and deletions struck though. Defendants' opposition to the motion must be filed and served no later than June 4, 2013. 3. Plaintiffs and Defendants may, if they prefer, submit the letter briefs they submitted inconnection with Plaintiffs' recent motion for leave to amend as their memorandum in support oropposition to the formal motion for leave to amend, should Plaintiffs choose to pursue one. 4. Oral argument will be heard by Special Master Hedges telephonically at 4:00 p.m. on June 5, 2013 (Signed by Special Master on 5/22/2013) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(js)
May 17, 2013	Filing 786 ORDER FOR ADMISSION PRO HAC VICE: In case 1:07-md-01902-JSR; granting (785) Motion for Hank E. Pearson to Appear Pro Hac Vice in case 1:08-cv-03065-JSR; granting [] Motion for Hank E. Pearson to Appear Pro Hac Vice in case 1:07-md-01902-JSR. (Signed by Special Master Ronald J. Hedges on 5/17/2013) Filed In Associated Cases: 1:08-cv-03065-JSR, 1:08-cv-03065-JSR(rdz) (Main Document 786 replaced on 5/23/2013) (tro).
May 15, 2013	>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. (935 in 1:08-cv-03086-JSR) MOTION for Hank Edward Pearson to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8508925. Motion and supporting papers to be reviewed by Clerk's Office staff., (785 in 1:08-cv-03065-JSR) MOTION for Hank Edward Pearson to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8508886. Motion and supporting papers to be reviewed by Clerk's Office staff., (447 in 1:08-cv-07416-JSR) MOTION for Hank Edward Pearson to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8508948. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR(bcu)
May 14, 2013	Filing 785 MOTION for Hank Edward Pearson to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8508886. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Kenneth M. Krys(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al), Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), The Harbour Trust Co. Ltd., Kenneth M Krys, Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.). (Attachments: #1 Exhibit Certificate of Good Standing, #2 Text of Proposed Order Proposed Order)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR(Pearson, Hank)
May 13, 2013	Filing 784 CASE MANAGEMENT ORDER #97: Pursuant to Case Management Order #96, the time for objections to Special Master Capra's bill for services rendered in April 2013 has elapsed. Since the Court id not receive any objection to the bill, the Court hereby directs the Case Accountant to pay the bill forthwith. So Ordered (Signed by Judge Jed S. Rakoff on 5/13/2013) Filed In Associated Cases: 1:07-md-01902-JSR et al.(js)
May 13, 2013	Filing 783 ORDER REGARDING BRIEFING SCHEDULE ON PLAINTIFFS MOTION TO AMEND PLEADING: SPECIAL MASTER RONALD J. HEDGES, for good cause shown, hereby orders as follows: 1. Plaintiffs may submit a letter brief regarding their request to amend by Friday, May 10, 2013. 2. Defendants may file a responsive brief by Wednesday, May 15, 2013. 3. Oral argument will be heard by Judge Hedges telephonically on Thursday, May 16, 2013 at 2 p.m. EDT( Responses due by 5/15/2013), ( Oral Argument set for 5/16/2013 at 02:00 PM before Special Master.) (Signed by Special Master on 5/13/2013) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(js)
May 10, 2013	Filing 782 DECLARATION of Craig D. Singer in Support re: (931 in 1:08-cv-03086-JSR, 781 in 1:08-cv-03065-JSR, 1850 in 1:07-md-01902-JSR) Objection (non-motion), Objection (non-motion). Document filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Mark Ramler. (Attachments: #1 Exhibits 1-2, #2 Exhibits 3-4, #3 Exhibits 5-11, #4 Exhibit 12, #5 Exhibits 13-24)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)
May 10, 2013	Filing 781 Objection re: (925 in 1:08-cv-03086-JSR) Report and Recommendations Regarding Defendants' Motions for Summary Judgment. Document filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Mark Ramler. (Attachments: #1 Exhibit A)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)
May 10, 2013	Filing 780 Objection re: (925 in 1:08-cv-03086-JSR, 775 in 1:08-cv-03065-JSR, 1843 in 1:07-md-01902-JSR) Report and Recommendations /Plaintiffs' Limited Objection to the Report and Recommendation of the Special Master on the Defendants' Motion for Summary Judgment. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
May 7, 2013	Filing 779 CASE MANAGEMENT ORDER #96: the Court has received Special Master Capra's bill for the month of April, which will be docketed for the parties review. Any party who wishes to object to this bill must submit such objection to the Court in writing no later than one week from today, i.e., by May 13, 2013. If no objections are received, the Case Accountant will be authorized to pay the bill out of the established account (Signed by Judge Jed S. Rakoff on 5/6/2013) Filed In Associated Cases: 1:07-md-01902-JSR et al.(js)
May 1, 2013	Filing 778 DECLARATION of John S. Williams in Support re: (927 in 1:08-cv-03086-JSR) Response,. Document filed by Joseph Collins, Mayer Brown LLP. (Attachments: #1 Exhibit, #2 Exhibit)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)
May 1, 2013	Filing 777 RESPONSE re: (922 in 1:08-cv-03086-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion). Document filed by Joseph Collins, Mayer Brown LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)
April 25, 2013	Filing 776 NOTICE OF APPEARANCE by Robert Madison Cary on behalf of Mayer Brown LLP Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Cary, Robert)
April 23, 2013	Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 4/23/2013. (Kotowski, Linda)
April 21, 2013	Filing 775 REPORT AND RECOMMENDATIONS: The defendants' motion for summary judgment should be denied. So Ordered (Signed by Special Master Daniel J. Capra on 4/21/2013) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(js)
April 18, 2013	Filing 774 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a MOTION proceeding held on 1/30/13 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:07-md-01902-JSR et al.(Rodriguez, Somari)
April 18, 2013	Filing 773 TRANSCRIPT of Proceedings re: MOTION held on 1/30/2013 before Judge Jed S. Rakoff. Court Reporter/Transcriber: Vincent Bologna, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 5/13/2013. Redacted Transcript Deadline set for 5/23/2013. Release of Transcript Restriction set for 7/22/2013.Filed In Associated Cases: 1:07-md-01902-JSR et al.(Rodriguez, Somari)
April 12, 2013	Filing 772 Objection re: (918 in 1:08-cv-03086-JSR, 1834 in 1:07-md-01902-JSR, 768 in 1:08-cv-03065-JSR) Report and Recommendations - Special Master,,, /Plaintiffs' Objection to Report and Recommendation of the Special Master on the Plaintiffs' Motion for Partial Summary Judgment Against the Mayer Brown Defendants. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
April 11, 2013	Filing 771 CASE MANAGEMENT ORDER #95: Pursuant to Case Management Order #94, the time for objections to the bills of the Special Masters for services rendered in March 2013 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 4/10/2013) Filed In Associated Cases: 1:07-md-01902-JSR et al.(js)
April 10, 2013	Filing 770 RESPONSE re: (767 in 1:08-cv-03065-JSR, 917 in 1:08-cv-03086-JSR, 1833 in 1:07-md-01902-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion) to Plaintiffs' Limited Objection to the Report and Recommendation of the Special Master on Plaintiffs' Motion for Partial Summary Judgment on the Issue of the Primary Violation of Fraud by Refco. Document filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Mark Ramler, Joseph P Collins, Paul Koury. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Coberly, Linda)
April 2, 2013	Filing 769 CASE MANAGEMENT ORDER #94: The Court has received the bills from the Special Masters for the month of March, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today. i.e., by April 8, 2013. If no objections are received, the Case Accountant will be authorized to pay the established account. So Ordered (Signed by Judge Jed S. Rakoff on 4/1/2013) Filed In Associated Cases: 1:07-md-01902-JSR et al.(js)
March 27, 2013	Filing 767 Objection re: (914 in 1:08-cv-03086-JSR, 764 in 1:08-cv-03065-JSR, 1818 in 1:07-md-01902-JSR) Report and Recommendations - Special Master,,,,, /Plaintiffs' Limited Objection to the Report and Recommendation of the Special Master on Plaintiffs' Motion for Partial Summary Judgment on the Issue of the Primary Violation of Fraud by Refco. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
March 25, 2013	Filing 768 REPORT AND RECOMMENDATION OF THE SPECIAL MASTER ON THE PLAINTIFFS' MOTION FOR PARTIAL SUMMARY JUDGMENT AGAINST THE MAYER BROWN DEFENDANTS re: (853 in 1:08-cv-03086-JSR, 1735 in 1:07-md-01902-JSR, 705 in 1:08-cv-03065-JSR) MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment Against the Mayer Brown Defendants filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis. The Plaintiffs' motion for partial summary judgment as to Collins and Mayer Brown should be denied. The Plaintiffs' motion for partial summary judgment as to Koury must be denied. (Signed by Special Master on 3/25/2013) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(tro) Modified on 4/3/2013 (tro).
March 15, 2013	Filing 766 ORDER in case 1:07-md-01902-JSR; finding as moot (517) Motion to Stay in case 1:08-cv-03086-JSR; Since nearly two years have elapsed and the relevantparties have resolved the discovery dispute between them, the Court hereby denies as moot the non-parties' motion to stay Special Master Hedges's Order regarding discovery disputes relating to Peter Ginsburg. The Clerk of the Court is directed to close document number 517 on the docket of this case. (Signed by Judge Jed S. Rakoff on 3/14/2013) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(mt)
March 14, 2013	Filing 765 CASE MANAGEMENT ORDER #93: Pursuant to Case Management Order #92, the time for objections to the bill of Special Master Capra for the month of February, 2013, and the bill of Special Master Hedges for the months of January and February, 2013, has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 3/13/2013) Filed In Associated Cases: 1:07-md-01902-JSR et al.(lmb)
March 11, 2013	Filing 764 REPORT AND RECOMMENDATION OF THE SPECIAL MASTER ON THE PLAINTIFFS' MOTION FOR PARTIAL SUMMARY JUDGMENT ON THE ISSUE OF THE PRIMARY VIOLATION OF FRAUD BY REFCO re: (709 in 1:08-cv-03065-JSR) MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment on the Issue of the Primary Violation of Fraud by Refco filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis. In the absence of admissible evidence to establish their burden on this motion, the Plaintiffs are left with their assertion that there is no dispute about the Refco Fraud. But the Defendants do dispute almost all the Plaintiffs' contentions about the workings of the Refco Fraud, and so the Plaintiffs have not come close to establishing their burden for obtaining summary judgment on the primary violation of fraud by Refco. And a grant of summary judgment limited to the few facts that are beyond reasonable dispute will not advance the policies of convenience and efficiency that are embodied in Rule 56. The Plaintiffs' motion for partial summary judgment should be denied. Objections to R&R due by 3/28/2013. (Signed by Daniel J. Capra, Special Master on 3/11/2013) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(lmb)
March 5, 2013	Filing 763 CASE MANAGEMENT ORDER #92: The Court has received the bill from Special Master Capra for the month of February and the bill of Special Master Hedges for the months of January and February, both which will be docketed for the parties' review. Any party who wishes to object to either bill must submit such objection to the Court in writing no later than one week from today, i.e., by March 11, 2013. If no objections are received, the Case Accountant will be authorized to pay the bill out of the established account. (Signed by Judge Jed S. Rakoff on 3/4/2013) Filed In Associated Cases: 1:07-md-01902-JSR et al.(djc)
February 19, 2013	Filing 762 CASE MANAGEMENT ORDER #91: Pursuant to Case Management Order #90, the time for objections to the bill of Special Master for the month of January 2013 has elapsed. Since the Court did not receive any object to this bill, the Court hereby directs the Case Accountant to pay bill forthwith. (Signed by Judge Jed S. Rakoff on 2/17/2013) Filed In Associated Cases: 1:07-md-01902-JSR et al.(cd)
February 8, 2013	Filing 761 RESPONSE in Opposition re: (853 in 1:08-cv-03086-JSR, 1735 in 1:07-md-01902-JSR, 705 in 1:08-cv-03065-JSR) MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment Against the Mayer Brown Defendants.. Document filed by Paul Koury, Mayer Brown LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)
February 6, 2013	Filing 760 ORDER: The Court finds itself in complete agreement with Special Master Capra's Report and Recommendation in all material respects and hereby adopts it in full as if incorporated herein. In addition, for reasons stated from the bench, the Court confirms its order striking, sua sponte, the proposed expert report of Professor I. Michael Greenberger in its entirety. See Tr. of Hearing, January 30, 2013 at 2-4. (Signed by Judge Jed S. Rakoff on 2/5/2013) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(ft)
February 6, 2013	Filing 759 CASE MANAGEMENT ORDER #90: The Court has received the bill from Special Master Capra for the month of January, which will be docketed for the parties' review. Any party who wishes to object to this bill must submit such objection to the Court in writing no later than one week from today, i.e., by February 12, 2013. If no objections are received, the Case Accountant will be authorized to pay the bill out of the established account. (Signed by Judge Jed S. Rakoff on 2/5/2013) Filed In Associated Cases: 1:07-md-01902-JSR et al.(mro)
February 1, 2013	Filing 758 DECLARATION of Luke A. Connelly in Support re: (696 in 1:08-cv-03065-JSR, 1726 in 1:07-md-01902-JSR, 844 in 1:08-cv-03086-JSR) MOTION for Summary Judgment as to Count XVII., (701 in 1:08-cv-03065-JSR, 1731 in 1:07-md-01902-JSR, 849 in 1:08-cv-03086-JSR) MOTION for Summary Judgment.. Document filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Mark Ramler, Joseph P Collins, Paul Koury. (Attachments: #1 Exhibit Ex. 207)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Connelly, Luke)
February 1, 2013	Filing 757 REPLY MEMORANDUM OF LAW in Support re: (696 in 1:08-cv-03065-JSR, 1726 in 1:07-md-01902-JSR, 844 in 1:08-cv-03086-JSR) MOTION for Summary Judgment as to Count XVII., (701 in 1:08-cv-03065-JSR, 1731 in 1:07-md-01902-JSR, 849 in 1:08-cv-03086-JSR) MOTION for Summary Judgment.. Document filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Mark Ramler, Joseph P Collins, Paul Koury. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Coberly, Linda)
February 1, 2013	Filing 756 REPLY AFFIRMATION of Mason C. Simpson in Support re: (1739 in 1:07-md-01902-JSR, 857 in 1:08-cv-03086-JSR, 709 in 1:08-cv-03065-JSR) MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment on the Issue of the Primary Violation of Fraud by Refco.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
February 1, 2013	Filing 755 REPLY MEMORANDUM OF LAW in Support re: (1739 in 1:07-md-01902-JSR, 857 in 1:08-cv-03086-JSR, 709 in 1:08-cv-03065-JSR) MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment on the Issue of the Primary Violation of Fraud by Refco. /Plaintiffs' Reply Memorandum of Law in Support of Motion for Partial Summary Judgment on the Issue of the Primary Violation. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
February 1, 2013	Filing 754 RESPONSE re: (743 in 1:08-cv-03065-JSR, 893 in 1:08-cv-03086-JSR, 1784 in 1:07-md-01902-JSR) Counter Statement to Rule 56.1, /Plaintiffs' Response to Mayer Brown LLP's and Paul Koury's Statement of Additional Material Facts. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
February 1, 2013	Filing 753 REPLY MEMORANDUM OF LAW in Support re: (853 in 1:08-cv-03086-JSR, 1735 in 1:07-md-01902-JSR, 705 in 1:08-cv-03065-JSR) MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment Against the Mayer Brown Defendants. /Plaintiffs' Reply in Support of Motion for Partial Summary Judgment Against the Mayer Brown Defendants. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
February 1, 2013	Filing 752 RESPONSE re: (734 in 1:08-cv-03065-JSR, 883 in 1:08-cv-03086-JSR, 1774 in 1:07-md-01902-JSR) Response to Motion, /Plaintiffs' Response to Joseph P. Collins' Statement of Additional Material Facts. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
February 1, 2013	Filing 751 REPLY MEMORANDUM OF LAW in Support re: (853 in 1:08-cv-03086-JSR, 1735 in 1:07-md-01902-JSR, 705 in 1:08-cv-03065-JSR) MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment Against the Mayer Brown Defendants. /Plaintiffs' Reply in Support of Motion for Partial Summary Judgment Against Joseph Collins. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
January 30, 2013	Filing 750 DECLARATION of Lee M. Andelin in Opposition re: (696 in 1:08-cv-03065-JSR, 1726 in 1:07-md-01902-JSR, 844 in 1:08-cv-03086-JSR) MOTION for Summary Judgment as to Count XVII., (701 in 1:08-cv-03065-JSR, 1731 in 1:07-md-01902-JSR, 849 in 1:08-cv-03086-JSR) MOTION for Summary Judgment.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit 1-140)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Andelin, Lee)
January 28, 2013	Filing 749 CASE MANAGEMENT ORDER: Pursuant to Case Management Order #88, the time for objections to the bill of Special Master Hedges for the month of December 2012 has elapsed. Since the Court did not receive any objection to this bill, the Court hereby directs the Case Accountant to pay the bill forthwith. (Signed by Judge Jed S. Rakoff on 01/27/2013) Filed In Associated Cases: 1:07-md-01902-JSR et al.(jcs)
January 28, 2013	Filing 748 EXHIBITS 1-140 (CD form) to Declaration of Lee M. Andelin in opposition to Moving Defendants' Motion for Summary Judgment dated Jan. 22, 2013. (Accepted for filing by Special Master Ronald Hedges on 1/24/2013.)Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(mro)
January 24, 2013	Filing 747 ORDER GRANTING PERMISSION TO FILE EXHIBITS BY DISK: Special Master Ronald J. Hedges, for good cause shown, hereby orders as follows: Plaintiffs may file the exhibits to their summary judgment opposition declaration on electronic disks at the Courthouse. (Signed by Special Master Ronald J. Hedges on 1/24/2013) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(mro)
January 23, 2013	Filing 746 FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of Lee M. Andelin in Opposition re: (696 in 1:08-cv-03065-JSR, 1726 in 1:07-md-01902-JSR, 844 in 1:08-cv-03086-JSR) MOTION for Summary Judgment as to Count XVII., (701 in 1:08-cv-03065-JSR, 1731 in 1:07-md-01902-JSR, 849 in 1:08-cv-03086-JSR) MOTION for Summary Judgment.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit 1-140)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Andelin, Lee) Modified on 2/15/2013 (db).
January 23, 2013	Filing 745 RULE 56.1 STATEMENT. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd.. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Andelin, Lee)
January 22, 2013	Filing 744 DECLARATION of Craig D. Singer in Opposition re: (853 in 1:08-cv-03086-JSR, 1735 in 1:07-md-01902-JSR, 705 in 1:08-cv-03065-JSR) MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment Against the Mayer Brown Defendants.. Document filed by Paul Koury, Mayer Brown LLP. (Attachments: #1 Exhibits 1-10, #2 Exhibits 11-14, #3 Exhibit 15, #4 Exhibits 16-21, #5 Exhibits 22-33)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)
January 22, 2013	Filing 743 COUNTER STATEMENT TO (854 in 1:08-cv-03086-JSR, 706 in 1:08-cv-03065-JSR, 1736 in 1:07-md-01902-JSR) Rule 56.1 Statement,,,,,,. Document filed by Mayer Brown LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)
January 22, 2013	Filing 742 RESPONSE in Opposition re: (853 in 1:08-cv-03086-JSR, 1735 in 1:07-md-01902-JSR, 705 in 1:08-cv-03065-JSR) MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment Against the Mayer Brown Defendants. Memorandum of Law of Mayer Brown LLP and Paul Koury in Opposition to Plaintiffs' Motion for Partial Summary Judgment. Document filed by Paul Koury, Mayer Brown LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)
January 22, 2013	Filing 741 DECLARATION of John S. Williams in Opposition re: (1739 in 1:07-md-01902-JSR, 857 in 1:08-cv-03086-JSR, 709 in 1:08-cv-03065-JSR) MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment on the Issue of the Primary Violation of Fraud by Refco.. Document filed by Joseph Collins, Paul Koury, Mayer Brown LLP. (Attachments: #1 Exhibit Exhibits 1-6 to Declaration)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)
January 22, 2013	Filing 740 COUNTER STATEMENT TO (1740 in 1:07-md-01902-JSR, 710 in 1:08-cv-03065-JSR, 858 in 1:08-cv-03086-JSR) Rule 56.1 Statement,,,,,,,,,. Document filed by Joseph Collins, Paul Koury, Mayer Brown LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)
January 22, 2013	Filing 739 RESPONSE in Opposition re: (857 in 1:08-cv-03086-JSR) MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment on the Issue of the Primary Violation of Fraud by Refco. The Mayer Brown Defendants' Memorandum of Law in Opposition to Plaintiffs' Motion for Summary Judgment on the Issue of Primary Violation. Document filed by Joseph Collins, Paul Koury, Mayer Brown LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)
January 22, 2013	Filing 738 DECLARATION of Linda T. Coberly in Opposition re: (1739 in 1:07-md-01902-JSR, 857 in 1:08-cv-03086-JSR, 709 in 1:08-cv-03065-JSR) MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment on the Issue of the Primary Violation of Fraud by Refco.. Document filed by Grant Thornton LLP, Mark Ramler. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Coberly, Linda)
January 22, 2013	Filing 737 COUNTER STATEMENT TO (1740 in 1:07-md-01902-JSR, 710 in 1:08-cv-03065-JSR, 858 in 1:08-cv-03086-JSR) Rule 56.1 Statement,,,,,,,,,. Document filed by Grant Thornton LLP, Mark Ramler. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Coberly, Linda)
January 22, 2013	Filing 736 MEMORANDUM OF LAW in Opposition re: (844 in 1:08-cv-03086-JSR) MOTION for Summary Judgment as to Count XVII., (849 in 1:08-cv-03086-JSR) MOTION for Summary Judgment.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd.. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Andelin, Lee)
January 22, 2013	Filing 735 DECLARATION of Reed A. Smith in Opposition re: (853 in 1:08-cv-03086-JSR) MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment Against the Mayer Brown Defendants.. Document filed by Joseph Collins. (Attachments: #1 Exhibit Exhibits A-J to Declaration of Reed A. Smith, #2 Exhibit Exhibits K-O to Declaration of Reed A. Smith)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Schwartz, William)
January 22, 2013	Filing 734 RESPONSE to Motion re: (853 in 1:08-cv-03086-JSR) MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment Against the Mayer Brown Defendants. Response of Joseph P. Collins in Opposition to Plaintiffs' 56.1 Statement. Document filed by Joseph Collins. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Schwartz, William)
January 22, 2013	Filing 733 MEMORANDUM OF LAW in Opposition re: (853 in 1:08-cv-03086-JSR) MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment Against the Mayer Brown Defendants.. Document filed by Joseph Collins. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Schwartz, William)
January 15, 2013	Filing 732 STIPULATION AND ORDER WITHDRAWING AND APPOINTING NEW LIAISON COUNSEL FOR THE DEFENDANTS' COORDINATING' COMMITTEE: that Luke A. Connelly, Esq. of the law firm Winston & Strawn LLP is hereby appointed and shall be DCC Liaison Counsel; 2. Philip D. Anker, Esq. of the law firm WilmerHale shall no longer hold the position of DCC Liaison Counsel and is hereby relieved of all duties associated with such position. (Signed by Judge Jed S. Rakoff on 1/14/13) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(pl)
January 15, 2013	Filing 731 STIPULATION AND ORDER WITHDRAWING MOTIONS FOR SUMMARY JUDGMENT AND OTHER MOTION WITHOUT PREJUDICE: Each of the Second Set of Summary Judgment Motions [In re Refco Inc. Securities Litig., 07 MD 1902, docket nos. 1718-1719] is hereby withdrawn as moot, without prejudice and subject to the terms set forth in the remainder of this Stipulation and Order (but, for the sake of clarity, the Omnibus Arguments shall continue to be litigated by Plaintiffs and other defendants that have not been dismissed from the Actions; and the Joint Memorandum of Law Addressing Common Issues in Defendants' Motions for Summary Judgment, the Joint Rule56.1 Statement in Support of Moving Defendants' Motions for Summary Judgment, and the Declaration of Luke A. Connelly in Support of Moving Defendants' Motions for Summary Judgment [In re Refco Inc. Securities Litig., 07 MD 1902, docket nos. 1732-1734] are not withdrawn). (Signed by Judge Jed S. Rakoff on 1/14/13) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(pl) Modified on 1/16/2013 (pl).
January 11, 2013	Filing 730 CASE MANAGEMENT ORDER #88: The Court has received the bill from Special Master Hedges for the month of December, which will be docketed for the parties' review. Any party who wishes to object to this bill must submit such objection to the Court in writing no later than one week from today, i.e., by January 17, 2013. If no objections are received, the Case Accountant will be authorized to pay the bill out of the established account. (Signed by Judge Jed S. Rakoff on 1/10/2013) Filed In Associated Cases: 1:07-md-01902-JSR et al.(mro)
December 28, 2012	Filing 729 JOINT STIPULATION & ORDER OF DISMISSAL WITH PREJUDICE: IT IS HEREBY STIPULATED, AGREED, AND ADJUDGED, by and through Plaintiffs' and Mr. Best's respective counsel, that all claims asserted against Mr. Best in this action are dismissed with prejudice, with Plaintiffs and Mr. Best each bearing their own attorneys' fees, costs, and expenses relating to the claims against Mr. Best. (Signed by Judge Jed S. Rakoff on 12/27/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(djc)
December 27, 2012	Filing 728 ORDER terminating (1577) Motion for Summary Judgment; terminating (1578) Motion for Summary Judgment; terminating (1579) Motion for Summary Judgment; terminating (1580) Motion for Summary Judgment; terminating (1581) Motion for Summary Judgment in case 1:07-md-01902-JSR; terminating (625) Motion for Summary Judgment; terminating (626) Motion for Summary Judgment; terminating (627) Motion for Summary Judgment in case 1:08-cv-03065-JSR; terminating (769) Motion for Summary Judgment; terminating (770) Motion for Summary Judgment; terminating (771) Motion for Summary Judgment; terminating (772) Motion for Summary Judgment in case 1:08-cv-03086-JSR; terminating (178) Motion for Summary Judgment in case 1:10-cv-03594-JSR. On October 17, 2012, Special Master Daniel J. Capra issued a Report and Recommendation recommending that the motions be granted with respect to the claims asserted by plaintiffs on behalf of PlusFunds and denied with respect to claims asserted on behalf of SPhynX Managed Future Funds ("SMFF"). As an alternative to his recommendation denying summary judgment as to the SMFFclaims, the Special Master also recommended that, should the Court reverse him on this issue, it should grant summary judgment to all moving defendants except Mayer Brown, Grant Thornton, and Ramler, for whom there remain issues of material fact sufficient to defeat summary judgment. On November 9, 2012, the plaintiffs and defendants timely filed their objections to the R&R, and, after further briefing, the Court heard oral argument on December 3, 2012. After full consideration of the parties' briefs and oral arguments, and having reviewed the entire matter de novo, the Court disagrees in part with the Special Master's Report and Recommendation and concludes, for reasons to be explained in a forthcoming written opinion, that the Special Master's recommendation-in-the alternative is the better view: the motions for summary judgment regarding SMFF claims should be granted to all moving defendants except Mayer Brown, Grant Thornton, and Ramler. That said, the Court does agree with the remainder of the Special Master's report, and thus agrees that all defendants are entitled to summary judgment as to those claims brought on behalf of PlusFunds. Final judgment as to the fully-dismissed defendants will not issue, however, until the Court issues its written opinion setting forth the reasons for this ruling. (Signed by Judge Jed S. Rakoff on 12/26/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(lmb)
December 21, 2012	Filing 727 EXHIBITS TO DECLARATION OF PHILIP D. ANKER IN SUPPORT OF THE BANKS' MOTION FOR SUMMARY JUDGMENT. VOLUME V of V. Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(sac)
December 21, 2012	Filing 726 EXHIBITS TO DECLARATION OF PHILIP D. ANKER IN SUPPORT OF THE BANKS' MOTION FOR SUMMARY JUDGMENT. VOLUME IV of V. Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(sac)
December 21, 2012	Filing 725 EXHIBITS TO DECLARATION OF PHILIP D. ANKER IN SUPPORT OF THE BANKS' MOTION FOR SUMMARY JUDGMENT. VOLUME III of V. Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(sac)
December 21, 2012	Filing 724 EXHIBITS TO DECLARATION OF PHILIP D. ANKER IN SUPPORT OF THE BANKS' MOTION FOR SUMMARY JUDGMENT. VOLUME II of V. Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(sac)
December 21, 2012	Filing 723 EXHIBITS TO DECLARATION OF PHILIP D. ANKER IN SUPPORT OF THE BANKS' MOTION FOR SUMMARY JUDGMENT. vOLUME I of V. Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(sac)
December 20, 2012	Filing 720 DECLARATION of James J. Capra, Jr. re: (827 in 1:08-cv-03086-JSR, 1711 in 1:07-md-01902-JSR, 681 in 1:08-cv-03065-JSR) Report and Recommendations - Special Master,,,, re RESPONSE OF PRICEWATERHOUSECOOPERS LLP TO PLAINTIFFS OBJECTION TO THE REPORT AND RECOMMENDATION STRIKING EXPERT OPINIONS. Document filed by Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP. (Attachments: #1 Exhibit A)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Capra, James)
December 20, 2012	Filing 719 RESPONSE re: (1711 in 1:07-md-01902-JSR, 827 in 1:08-cv-03086-JSR, 681 in 1:08-cv-03065-JSR) Report and Recommendations - Special Master,,,, .-RESPONSE OF PRICEWATERHOUSECOOPERS LLP TO PLAINTIFFS OBJECTION TO THE REPORT AND RECOMMENDATION STRIKING EXPERT OPINIONS. Document filed by Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Capra, James)
December 18, 2012	Filing 718 EXHIBITS 1-206 (in CD Form) to the Declaration of Luke A. Connelly is Support of Moving Defendants' Motions for Summary Judgment. Document Document filed by the defendants. ***Accepted for filing by Special Master Ronald Hedges on 12/14/2012. Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(mro)
December 18, 2012	Filing 717 EXHIBITS TO THE DECLARATION OF LUKE A. CONNELLY IN SUPPORT OF MOVING DEFENDANTS' MOTIONS FOR SUMMARY JUDGMENT VOLUME 5 0F 5. ***Accepted for filing by Special Master Ronald J. Hedges on 12/14/2012. Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(mro)
December 18, 2012	Filing 716 EXHIBITS TO THE DECLARATION OF LUKE A. CONNELLY IN SUPPORT OF MOVING DEFENDANTS' MOTIONS FOR SUMMARY JUDGMENT VOLUME 4 0F 5. ***Accepted for filing by Special Master Ronald J. Hedges on 12/14/2012. Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(mro)
December 18, 2012	Filing 715 EXHIBITS TO THE DECLARATION OF LUKE A. CONNELLY IN SUPPORT OF MOVING DEFENDANTS' MOTIONS FOR SUMMARY JUDGMENT VOLUME 3 0F 5. ***Accepted for filing by Special Master Ronald J. Hedges on 12/14/2012. Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(mro)
December 18, 2012	Filing 714 EXHIBITS TO THE DECLARATION OF LUKE A. CONNELLY IN SUPPORT OF MOVING DEFENDANTS' MOTIONS FOR SUMMARY JUDGMENT VOLUME 2 0F 5. ***Accepted for filing by Special Master Ronald J. Hedges on 12/14/2012. Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(mro)
December 18, 2012	Filing 713 EXHIBITS TO THE DECLARATION OF LUKE A. CONNELLY IN SUPPORT OF MOVING DEFENDANTS' MOTIONS FOR SUMMARY JUDGMENT VOLUME 1 0F 5. ***Accepted for filing by Special Master Ronald J. Hedges on 12/14/2012. Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(mro)
December 17, 2012	Filing 722 DECLARATION of Philip D. Anker in Support re: (218 in 1:10-cv-03594-JSR) MOTION for Summary Judgment.. Document filed by Credit Suisse Securities (USA) LLC, Merril Lynch, Pierce Fennner & Smith, Inc.. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(rdz)
December 17, 2012	Filing 721 ORDER: GRANTING PERMISSION TO FILE HARD COPY [Defendants Exhibits to Rule 56.1]. (Signed by Special Master Ronald J. Hedges on 12/14/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(rdz)
December 17, 2012	Filing 712 DECLARATION of Mason C. Simpson in Support re: (1739 in 1:07-md-01902-JSR, 857 in 1:08-cv-03086-JSR, 709 in 1:08-cv-03065-JSR, 225 in 1:10-cv-03594-JSR) MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment on the Issue of the Primary Violation of Fraud by Refco.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3 (Part 1 of 3), #4 Exhibit 3 (Part 2 of 3), #5 Exhibit 3 (Part 3 of 3), #6 Exhibit 4, #7 Exhibit 5, #8 Exhibit 6, #9 Exhibit 7, #10 Exhibit 8, #11 Exhibit 9, #12 Exhibit 10)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Molton, David)
December 17, 2012	Filing 711 MEMORANDUM OF LAW in Support re: (1739 in 1:07-md-01902-JSR, 225 in 1:10-cv-03594-JSR, 857 in 1:08-cv-03086-JSR, 709 in 1:08-cv-03065-JSR) MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment on the Issue of the Primary Violation of Fraud by Refco.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Molton, David)
December 17, 2012	Filing 710 RULE 56.1 STATEMENT. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Molton, David)
December 17, 2012	Filing 709 MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment on the Issue of the Primary Violation of Fraud by Refco. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Molton, David)
December 17, 2012	Filing 708 DECLARATION of Mason C. Simpson in Support re: (853 in 1:08-cv-03086-JSR, 1735 in 1:07-md-01902-JSR, 705 in 1:08-cv-03065-JSR) MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment Against the Mayer Brown Defendants.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit 1, #2 Exhibit 2 (Part 1 of 3), #3 Exhibit 2 (Part 2 of 3), #4 Exhibit 2 (Part 3 of 3), #5 Exhibit 3, #6 Exhibit 4, #7 Exhibit 5, #8 Exhibit 6, #9 Exhibit 7, #10 Exhibit 8, #11 Exhibit 9, #12 Exhibit 10, #13 Exhibit 11, #14 Exhibit 12)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
December 17, 2012	Filing 707 MEMORANDUM OF LAW in Support re: (853 in 1:08-cv-03086-JSR, 1735 in 1:07-md-01902-JSR, 705 in 1:08-cv-03065-JSR) MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment Against the Mayer Brown Defendants.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
December 17, 2012	Filing 706 RULE 56.1 STATEMENT. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
December 17, 2012	Filing 705 MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment Against the Mayer Brown Defendants. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
December 17, 2012	Filing 704 DECLARATION of Luke A. Connelly in Support re: (218 in 1:10-cv-03594-JSR, 688 in 1:08-cv-03065-JSR, 1718 in 1:07-md-01902-JSR, 836 in 1:08-cv-03086-JSR) MOTION for Summary Judgment., (837 in 1:08-cv-03086-JSR, 1719 in 1:07-md-01902-JSR, 689 in 1:08-cv-03065-JSR) MOTION for Summary Judgment., (696 in 1:08-cv-03065-JSR, 1726 in 1:07-md-01902-JSR, 844 in 1:08-cv-03086-JSR) MOTION for Summary Judgment as to Count XVII., (697 in 1:08-cv-03065-JSR, 845 in 1:08-cv-03086-JSR, 1727 in 1:07-md-01902-JSR) MOTION for Summary Judgment Unopposed Motion for Summary Judgment of Edward S. Best as to Count XVII., (701 in 1:08-cv-03065-JSR, 1731 in 1:07-md-01902-JSR, 849 in 1:08-cv-03086-JSR) MOTION for Summary Judgment.. Document filed by Joseph P Collins, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Grant Thornton LLP, Mayer Brown LLP, Merrill Lynch, Pierce, Fenner & Smith Incorporated, PricewaterhouseCoopers LLP, Mark Ramler, Deutsche Bank Securities Inc., Paul Koury, Edward S. Best, Joseph Collins, Pricewaterhousecoopers L.L.P.. (Attachments: #1 Exhibit 1-206)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Connelly, Luke)
December 17, 2012	Filing 703 RULE 56.1 STATEMENT. Document filed by Paul Koury, Edward S. Best, Joseph Collins, Credit Suisse Securities (USA) LLC, Grant Thornton LLP, Mayer Brown LLP, Pricewaterhousecoopers L.L.P., Mark Ramler. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Coberly, Linda)
December 17, 2012	Filing 702 MEMORANDUM OF LAW in Support re: (218 in 1:10-cv-03594-JSR, 688 in 1:08-cv-03065-JSR, 1718 in 1:07-md-01902-JSR, 836 in 1:08-cv-03086-JSR) MOTION for Summary Judgment., (837 in 1:08-cv-03086-JSR, 1719 in 1:07-md-01902-JSR, 689 in 1:08-cv-03065-JSR) MOTION for Summary Judgment., (696 in 1:08-cv-03065-JSR, 1726 in 1:07-md-01902-JSR, 844 in 1:08-cv-03086-JSR) MOTION for Summary Judgment as to Count XVII., (697 in 1:08-cv-03065-JSR, 845 in 1:08-cv-03086-JSR, 1727 in 1:07-md-01902-JSR) MOTION for Summary Judgment Unopposed Motion for Summary Judgment of Edward S. Best as to Count XVII., (701 in 1:08-cv-03065-JSR, 1731 in 1:07-md-01902-JSR, 849 in 1:08-cv-03086-JSR) MOTION for Summary Judgment.. Document filed by Edward S. Best, Joseph Collins, Credit Suisse Securities (USA) LLC, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Merril Lynch, Pierce Fennner & Smith, Inc., Pricewaterhousecoopers L.L.P., Mark Ramler, Joseph P Collins, Deutsche Bank Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, PricewaterhouseCoopers LLP, Deutsche Bank Securities Inc., Paul Koury. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Coberly, Linda)
December 17, 2012	Filing 701 MOTION for Summary Judgment. Document filed by Grant Thornton LLP, Mark Ramler. Responses due by 1/21/2013Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Coberly, Linda)
December 17, 2012	Filing 700 DECLARATION of John S. Williams in Support re: (845 in 1:08-cv-03086-JSR) MOTION for Summary Judgment Unopposed Motion for Summary Judgment of Edward S. Best as to Count XVII.. Document filed by Edward S. Best. (Attachments: #1 Exhibit 1, #2 Exhibit 2)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)
December 17, 2012	Filing 699 RULE 56.1 STATEMENT. Document filed by Edward S. Best. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)
December 17, 2012	Filing 698 MEMORANDUM OF LAW in Support re: (845 in 1:08-cv-03086-JSR) MOTION for Summary Judgment Unopposed Motion for Summary Judgment of Edward S. Best as to Count XVII. Unopposed Memorandum of Law of Edward S. Best in Support of Motion for Summary Judgment. Document filed by Edward S. Best. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)
December 17, 2012	Filing 697 MOTION for Summary Judgment Unopposed Motion for Summary Judgment of Edward S. Best as to Count XVII. Document filed by Edward S. Best.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)
December 17, 2012	Filing 696 MOTION for Summary Judgment as to Count XVII. Document filed by Joseph Collins, Paul Koury, Mayer Brown LLP.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)
December 17, 2012	Filing 695 DECLARATION of James J. Capra, Jr. in Support re: (837 in 1:08-cv-03086-JSR, 689 in 1:08-cv-03065-JSR, 1719 in 1:07-md-01902-JSR) MOTION for Summary Judgment.. Document filed by Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11, #12 Exhibit 12, #13 Exhibit 13, #14 Exhibit 14, #15 Exhibit 15, #16 Exhibit 16, #17 Exhibit 17, #18 Exhibit 18, #19 Exhibit 19, #20 Exhibit 20, #21 Exhibit 21, #22 Exhibit 22, #23 Exhibit 23, #24 Exhibit 24, #25 Exhibit 25, #26 Exhibit 26, #27 Exhibit 27, #28 Exhibit 28, #29 Exhibit 29, #30 Exhibit 30-Part1 of 2, #31 Exhibit 30-Part2 of 2, #32 Exhibit 31, #33 Exhibit 32, #34 Exhibit 33, #35 Exhibit 34, #36 Exhibit 35-Part1 of 2, #37 Exhibit 35-Part2 of 2, #38 Exhibit 36, #39 Exhibit 37, #40 Exhibit 38, #41 Exhibit 39, #42 Exhibit 40, #43 Exhibit 41, #44 Exhibit 42)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Capra, James)
December 17, 2012	Filing 694 RULE 56.1 STATEMENT. Document filed by Credit Suisse Securities (USA) LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Anker, Philip)
December 17, 2012	Filing 693 RULE 56.1 STATEMENT. Document filed by Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Capra, James)
December 17, 2012	Filing 692 DECLARATION of Philip D. Anker in Support re: (218 in 1:10-cv-03594-JSR) MOTION for Summary Judgment.. Document filed by Credit Suisse Securities (USA) LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Anker, Philip)
December 17, 2012	Filing 691 MEMORANDUM OF LAW in Support re: (837 in 1:08-cv-03086-JSR, 1719 in 1:07-md-01902-JSR, 689 in 1:08-cv-03065-JSR) MOTION for Summary Judgment.. Document filed by Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Capra, James)
December 17, 2012	Filing 690 MEMORANDUM OF LAW in Support re: (218 in 1:10-cv-03594-JSR) MOTION for Summary Judgment.. Document filed by Credit Suisse Securities (USA) LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Anker, Philip)
December 17, 2012	Filing 689 MOTION for Summary Judgment. Document filed by Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP. Responses due by 1/21/2013Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Capra, James)
December 17, 2012	Filing 688 MOTION for Summary Judgment. Document filed by Credit Suisse Securities (USA) LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Anker, Philip)
December 14, 2012	Filing 687 ORDER GRANTING PERMISSION TO FILE HARD COPY: SPECIAL MASTER RONALD J. HEDGES, for good cause shown, hereby orders as follows: The above-referenced defendants may file the exhibits to their Rule 56.1 statements on electronic disks, provided, however, that these exhibits be part of the public record and be so docketed by the clerk of the court. Defendants shall take all necessary steps, including conferring with the clerk, to ensure public docketing moreover, nothing shall be filed under sealed. (Signed by Special Master Ronald J. Hedges on 12/14/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(ama)
December 13, 2012	Filing 686 ORDER: H. Christopher Rose, former Chief Operating Officer of PlusFunds Group, Inc. ("PlusFunds"), testified as listed herein at his deposition on June 21, 2012 ("Rose Dep."). This Order shall not be considered final for purposes of appeal until the Special Master makes further rulings with respect to adverse inferences and preclusion sanctions, if any. Id at 94-95. (Signed by Special Master Judge Ronald J. Hedges on 12/13/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:10-cv-03594-JSR(ft) Modified on 12/17/2012 (ft).
December 11, 2012	Filing 685 CASE MANAGEMENT ORDER #87: Pursuant to Case Management Order #86, the time for objections to the bill of Special Master Capra for the month of November 2012 and the bill from Special Master Hedges for the months of October and November 2012 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 12/11/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(ago)
December 10, 2012	Filing 684 DECLARATION of Mason Simpson in Opposition re: (827 in 1:08-cv-03086-JSR, 1711 in 1:07-md-01902-JSR, 681 in 1:08-cv-03065-JSR) Report and Recommendations - Special Master,,,,. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit A)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
December 10, 2012	Filing 683 Objection re: (827 in 1:08-cv-03086-JSR, 1711 in 1:07-md-01902-JSR, 681 in 1:08-cv-03065-JSR) Report and Recommendations - Special Master,,,, /Plaintiffs' Limited Objection to the Report and Recommendation of the Special Master on Motions to Strike Certain Opinions of Proposed Experts R. David Wallace and I. Michael Greenberger. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
December 3, 2012	Filing 682 CASE MANAGEMENT ORDER #86: The Court has received the bill from Special Master Capra for the month of November and the bill from Special Master Hedges for the months of October and November, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, i.e., by December 7, 2012. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 11/30/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(ft)
November 29, 2012	Filing 681 REPORT AND RECOMMENDATIONS OF THE SPECIAL MASTER ON MOTIONS TO STRIKE CERTAIN OPINIONS OF PROPOSED EXPERTS R. DAVID WALLACE AND I. MICHAEL GREENBERGER: (Signed by Daniel J. Capra, Special Master on 11/29/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(pl) Modified on 1/4/2013 (pl).
November 27, 2012	Filing 680 RESPONSE re: (1699 in 1:07-md-01902-JSR, 821 in 1:08-cv-03086-JSR, 672 in 1:08-cv-03065-JSR) Objection to Report and Recommendations, /Plaintiffs' Response to Defendants' Limited Objection to the Report and Recommendation of the Special Master on Defendants' Motion for Summary Judgment. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Molton, David)
November 27, 2012	Filing 679 RESPONSE re: (813 in 1:08-cv-03086-JSR) Report and Recommendations,, (819 in 1:08-cv-03086-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion) Response to Plaintiffs' Limited Objection. Document filed by Edward S. Best, Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Mark Ramler. (Attachments: #1 Declaration of John S. Williams and Exhibit)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)
November 27, 2012	Filing 678 RESPONSE re: (208 in 1:10-cv-03594-JSR, 1697 in 1:07-md-01902-JSR, 819 in 1:08-cv-03086-JSR, 670 in 1:08-cv-03065-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion) /RESPONSE TO PLAINTIFFS LIMITED OBJECTION. Document filed by Credit Suisse Securities (USA) LLC, Merril Lynch, Pierce Fennner & Smith, Inc.. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Anker, Philip)
November 16, 2012	Filing 677 CASE MANAGEMENT ORDER #85: Pursuant to Case Management Order #84, the time for objections to the bill of Special Master Capra for services rendered in October 2012 has elapsed. Since the Court did not receive any objection to this bill, the Court hereby directs the Case Accountant to pay the bill forthwith. (Signed by Judge Jed S. Rakoff on 11/16/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al. (djc)
November 14, 2012	Filing 676 SPECIAL MASTERS' ORDER: 1. In Krys v. Sugrue, No. 08-cv-3065 and Krys v. Deutsche Bank Securities, No. 10- cv-3594, any motions for summary judgment by any party shall be filed no later than December 17, 2012, with page limits of 65 pages for the brief in support of the common- issues motion by defendants PricewaterhouseCoopers LLP; Credit Suisse Securities (USA) LLC; Merrill Lynch, Pierce, Fenner & Smith, Incorporated (as successor-by-merger to Bane of America Securities LLC); Grant Thornton LLP; Mark Ramler; Mayer Brown LLP; Joseph Collins; Edward S. Best; Paul Koury; and Deutsche Bank Securities Inc. (collectively, the "Institutional Defendants") and 25 pages for any other brief in support of any other motion for summary judgment; 2. In Krys v. Sugrue, No. 08-cv-3065 and Krys v. Deutsche Bank Securities, No. 10- cv-3594, any oppositions to motions for summary judgment shall be filed no later than January 21, 2013, with page limits of 65 pages for the opposition to the Institutional Defendants' common-issues motion and 25 pages for any opposition to any other motion; 3. In Krys v. Sugrue, No. 08-cv-3065 and Krys v. Deutsche Bank Securities, No. 10- cv-3594, any reply briefs supporting the motions for summary judgment shall be filed no later than January 31, 2013, with page limits of 25 pages for the reply brief supporting the Institutional Defendants' common-issues motion and 15 pages for any reply brief supporting any other motion; 4. In Krys v. Aaron, No. 08-cv-7416, any motions for summary judgment by any party shall be filed no later than December 17, 2012, with page limits of 65 pages for the brief in support of the motion; any oppositions to motions for summary judgment shall be filed no later than January 21, 2013, with page limits of 65 pages for the opposition; and any reply briefs supporting the motions for summary judgment shall be filed no later than January 31, 2013, with page limits of 25 pages for the reply brief. 5. Oral argument on any motion described above shall be heard in the first instance by Special Master Capra, who will conduct oral argument no later than February 20, 2013. 6. Within two business days of the issuance of any Report and Recommendation by Special Master Capra, any party intending to object in whole or in part to the Report & Recommendation shall, with opposing counsel, contact Judge Rakoff's Chambers for a schedule to brief the objection. In that same call, the claims in the above-captioned actions (other than Krys v. Aaron, et al, No. 08-cv-7416) shall be set for trial at a date convenient to the Court after June 1, 2013. 7. Deadlines for motions in limine and pre-trial exchanges shall be negotiated by the parties in a manner consistent with the Court's Individual Practices. 8. Special Master Hedges shall conduct a telephonic conference call with regard to the status of all actions on March 12, 2013, at 3 PM Eastern time., ( Telephone Conference set for 3/12/2013 at 03:00 PM before Special Master Ronald J. Hedges.) (Signed by Special Master Ronald J. Hedges and Daniel J. Capra on 11/14/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:10-cv-03594-JSR(lmb)
November 14, 2012	Filing 675 NOTICE OF WITHDRAWAL AND ORDER: PLEASE TAKE NOTICE THAT Calvin Kai-Xin Koo is no longer associated with Winston & Strawn LLP and should be withdrawn as counsel of record on behalf of Defendants Grant Thornton LLP and Mark Ramler in the above-captioned actions., Attorney Calvin Kai-Xin Koo terminated. (Signed by Judge Jed S. Rakoff on 11/10/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR(lmb)
November 14, 2012	Filing 674 NOTICE OF WITHDRAWAL AND ORDER: PLEASE TAKE NOTICE that Beth A. Tagliamonti is no longer associated with Winston & Strawn LLP and should be withdrawn as counsel of record on behalf of Defendants Grant Thornton LLP and Mark Ramler in the above-captioned actions., Attorney Beth Ann Tagliamonti terminated. (Signed by Judge Jed S. Rakoff on 11/10/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR(lmb)
November 14, 2012	Filing 673 NOTICE OF WITHDRAWAL AND ORDER: PLEASE TAKE NOTICE THAT Ruth A. Braun is no longer associated with Winston & Strawn LLP and should be withdrawn as counsel of record on behalf of Defendants Grant Thornton LLP and Mark Ramler in the above-captioned actions., Attorney Ruth Anne Braun terminated. (Signed by Judge Jed S. Rakoff on 11/10/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR(lmb)
November 14, 2012	Set/Reset Deadlines: Motions due by 12/17/2012. Responses due by 1/21/2013. Replies due by 1/31/2013. (lmb)
November 9, 2012	Filing 672 OBJECTION to (664 in 1:08-cv-03065-JSR, 813 in 1:08-cv-03086-JSR, 1681 in 1:07-md-01902-JSR) Report and Recommendations /LIMITED OBJECTION Document filed by Credit Suisse Securities (USA) LLC, Merril Lynch, Pierce Fennner & Smith, Inc.. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Anker, Philip)
November 9, 2012	Filing 671 DECLARATION of Mason C. Simpson in Support re: (208 in 1:10-cv-03594-JSR, 1697 in 1:07-md-01902-JSR, 819 in 1:08-cv-03086-JSR, 670 in 1:08-cv-03065-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion). Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit A, #2 Exhibit B)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Molton, David)
November 9, 2012	Filing 670 Objection re: (664 in 1:08-cv-03065-JSR, 204 in 1:10-cv-03594-JSR, 813 in 1:08-cv-03086-JSR, 1681 in 1:07-md-01902-JSR) Report and Recommendations,, /Plaintiffs' Limited Objection to the Report and Recommendation of the Special Master on Certain Defendants' Motion for Summary Judgment. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Molton, David)
November 9, 2012	Filing 669 CASE MANAGEMENT ORDER #84: The Court has received the bill from the Special Master Capra for the month of October, which will be docketed for the parties' review. Any party who wishes to object to this bill must submit such objection to the Court in writing no later than one week from today, i.e., by November 16, 2012. If no objections are received, the Case Accountant will be authorized to pay the bill out of the established account. (Signed by Judge Jed S. Rakoff on 11/09/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(ago)
November 8, 2012	First Supplemental ROA Sent to USCA (Electronic File). USCA Case Number 12-3575 , Certified Supplemental Indexed record on Appeal Electronic Files for #653 Order, Set Deadlines, Set Hearings,,,,,,,,, #664 Report and Recommendations,, #668 Order,,, #657 Response in Opposition to Motion,,,,,,,,,, filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis, #667 MOTION for Thomas A. Gilson to Appear Pro Hac Vice. Motion and supporting papers to be reviewed by Clerk's Office staff., #656 Reply Memorandum of Law in Support of Motion, filed by Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP, #663 Order, #660 Reply Memorandum of Law in Support of Motion,, filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Edward S. Best, Pricewaterhousecoopers L.L.P., Mark Ramler, Deutsche Bank Securities, Inc., Mayer Brown LLP, #666 Order Admitting Attorney Pro Hac Vice,,, #662 Order,, #655 Order,, #659 Order, #650 Reply Memorandum of Law in Support of Motion,,,,, filed by Deutsche Bank Securities Inc., Paul Koury, Joseph P Collins, Joseph Collins, Grant Thornton LLP, Paul Koury, Edward S. Best, Pricewaterhousecoopers L.L.P., Merrill Lynch, Pierce, Fenner & Smith Incorporated, PricewaterhouseCoopers LLP, Credit Suisse Securities (USA) LLC, Mark Ramler, Deutsche Bank Securities, Inc., Mayer Brown LLP, #654 Order,,, #651 Rule 56.1 Statement,, filed by Deutsche Bank Securities Inc., Merril Lynch, Pierce Fennner & Smith, Inc., Paul Koury, Joseph P Collins, Joseph Collins, Grant Thornton LLP, Paul Koury, Edward S. Best, Pricewaterhousecoopers L.L.P., Credit Suisse Securities (USA) LLC, PricewaterhouseCoopers LLP, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Mark Ramler, Deutsche Bank Securities, Inc., Mayer Brown LLP, #661 Order, #658 Declaration in Opposition to Motion,,,,,,,,,, filed by Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis, Kenneth M Krys, #652 Notice of Change of Address filed by Dennis Klejna, #665 Stipulation and Order of Dismissal were transmitted to the U.S. Court of Appeals. (nd)
November 8, 2012	Pro Hac Vice Fee Payment: for #667 MOTION for Thomas A. Gilson to Appear Pro Hac Vice. Motion and supporting papers to be reviewed by Clerk's Office staff.. Filing fee $ 200.00, receipt number 0208-7961936.(Gilson, Thomas)
November 7, 2012	Filing 668 ORDER AMENDING JULY 28, 2012 MEMORANDUM ORDER: On July 28, 2012, the Court entered a Memorandum Order (the "Order"), dismissing all remaining claims against Ingram Micro, Inc., CIM Ventures, Inc., Liberty Corner Capital Strategies, LLC, and William T. Pigott and directing the Clerk to enter judgment with respect to them. To make express the Court's determination with respect to the direction of entry of judgment, the final paragraph of the Order is amended nunc pro tunc to add before the period at the end of the last sentence: in accordance with Rule 54(b), the Court having determined there is no just reason for delay. (Signed by Judge Jed S. Rakoff on 10/27/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(djc)
October 24, 2012	Filing 667 MOTION FOR PRO HAC VICE ADMISSION OF THOMAS A. GILSON. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR(rjm)
October 24, 2012	Filing 666 ORDER FOR ADMISSION PRO HAC VICE OF THOMAS A. GILSON. IT IS HEREBY ORDERED that Thomas A. Gilson is admitted to practice pro hac vice as counsel for the Plaintiffs in the above-captioned case in the United States District Court for the Southern District of New York. All attorneys appearing before this Court are subject to the Local Rules of this Court, including the Rules governing discipline of attorneys. If this action is assigned to the Electronic Case Filing (ECF) system, counsel shall immediately apply for an ECF password at nysd.uscourts.gov. Counsel shall forward the check for the pro hac vice fee to the Clerk of the Court within one business day of the filing of this Order. Attorney Thomas A. Gilson for Kenneth M. Krys, Thomas A. Gilson for Margot Macinnis, Thomas A. Gilson for The Harbour Trust Co. Ltd. admitted Pro Hac Vice. (Signed by Special Master Ronald Hedges on 10/23/2012) (rjm) Modified on 10/26/2012 (rjm).
October 17, 2012	Filing 665 STIPULATION OF DISMISSAL and ORDER: NOW, THEREFORE, IT IS STIPULATED AND AGREED by and between the JOLs and the SPhinX Trustee, on the one hand, and Kavanagh and Owens on the other, pursuant to Rule 41(a)(2) of the Federal Rules of Civil Procedure, that this action be dismissed with prejudice and without costs to any party insofar as it related to Kavanagh and Owens. (Signed by Judge Jed S. Rakoff on 10/17/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(ago)
October 17, 2012	Filing 664 REPORT AND RECOMMENDATION OF THE SPECIAL MASTER ON CERTAIN DEFENDANTS' MOTION FOR SUMMARY JUDGMENT: The motion for summary judgment on claims brought on behalf of SMFF should be DENIED. The motion for summary judgment on claims brought on behalf of PlusFunds should be GRANTED. Objections to R&R due by 11/5/2012 (Signed by Special Master Daniel J. Capra on 10/17/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(ago) Modified on 10/17/2012 (tro).
October 17, 2012	Set/Reset Deadlines: Objections to R&R due by 11/5/2012 (tro)
October 10, 2012	Filing 663 CASE MANAGEMENT ORDER #83: Pursuant to Case Management Order #82, the time for objections to the bills of the Special Masters for services rendered in September 2012 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 10/10/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(lmb)
October 3, 2012	Filing 662 CASE MANAGEMENT ORDER # 82: The Court has received the bills from the Special Masters for the month of September, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, i.e., by October 9, 2012. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account.SO ORDERED. (Signed by Judge Jed S. Rakoff on 10/02/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(ama)
October 3, 2012	Filing 661 ORDER: SPECIAL MASTER RONALD J. HEDGES, for good cause shown, hereby orders as follows: By October 29, 2012, the parties shall submit a joint report on the status of the above-captioned matters. SO ORDERED. (Signed by Honorable Ronald J. Hedges Special Master on 10/02/2012) (ama)
September 24, 2012	Filing 660 REPLY MEMORANDUM OF LAW in Support re: (185 in 1:10-cv-03594-JSR, 185 in 1:10-cv-03594-JSR) MOTION to Dismiss for Spoliation of Evidence. MOTION for Sanctions for Spoliation of Evidence.. Document filed by Edward S. Best, Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Pricewaterhousecoopers L.L.P., Mark Ramler, Deutsche Bank Securities, Inc.. (Attachments: #1 Exhibit Exhibit A)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Ward, Thomas)
September 17, 2012	Filing 659 CASE MANAGEMENT ORDER #81: that pursuant to Case Management Order #80, the time for objections to the bills of the Special Masters for services rendered in August 2012 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 9/16/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(pl)
September 14, 2012	Filing 658 DECLARATION of Mason C. Simpson in Opposition re: (639 in 1:08-cv-03065-JSR, 639 in 1:08-cv-03065-JSR, 786 in 1:08-cv-03086-JSR, 786 in 1:08-cv-03086-JSR, 185 in 1:10-cv-03594-JSR, 185 in 1:10-cv-03594-JSR, 1624 in 1:07-md-01902-JSR, 1624 in 1:07-md-01902-JSR) MOTION to Dismiss for Spoliation of Evidence. MOTION for Sanctions for Spoliation of Evidence.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys, Kenneth M. Krys. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Molton, David)
September 14, 2012	Filing 657 RESPONSE in Opposition re: (639 in 1:08-cv-03065-JSR, 639 in 1:08-cv-03065-JSR, 786 in 1:08-cv-03086-JSR, 786 in 1:08-cv-03086-JSR, 185 in 1:10-cv-03594-JSR, 185 in 1:10-cv-03594-JSR, 1624 in 1:07-md-01902-JSR, 1624 in 1:07-md-01902-JSR) MOTION to Dismiss for Spoliation of Evidence. MOTION for Sanctions for Spoliation of Evidence. /Plaintiffs' Response to Defendants' Motion to Dismiss or for Other Sanctions for Spoliation of Evidence. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Molton, David)
September 7, 2012	Filing 656 REPLY MEMORANDUM OF LAW in Support re: (1589 in 1:07-md-01902-JSR, 778 in 1:08-cv-03086-JSR, 631 in 1:08-cv-03065-JSR) MOTION to Strike EXPERT OPINIONS RELATING TO DISMISSED CLAIMS.. Document filed by Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Capra, James)
September 6, 2012	Filing 655 CASE MANAGEMENT ORDER #80: The Court has received the bills from the Special Masters for the month of August, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, i.e., by September 11, 2012. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 9/4/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(lmb)
September 5, 2012	Filing 654 ORDER ON SUPP./REBUTTAL REPORTS: IT IS on this 5th day of September 2012, ORDERED as follows:1. Plaintiffs' application for leave to serve any supplemental/rebuttal expert reports be and it hereby is denied without prejudice for the reasons set forth in the transcript of the hearing of August 31, 2012, a copy of which is attached. 2) After the conclusion of all expert discovery, presently scheduled to end on September 30, 2012, Plaintiffs may renew their request by filing an application, which shall include but not be limited to, copies of all existing reports and the deposition transcripts of these experts together with detailed reasons supporting the application for leave to serve any additional reports at that time. (Signed by Special Master Ronald J. Hedges on 9/5/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:10-cv-03594-JSR(lmb)
September 4, 2012	Filing 653 ORDER REGARDING SCHEDULING ON MOTION TO DISMISS OR FOR OTHER SANCTIONS FOR SPOLIATION OF EVIDENCE: It is hereby ORDERED as follows: 1. Plaintiffs Kenneth M. Krys, et al. shall file and serve any opposition to the Motion on or before September 14, 2012; and 2. The Moving Parties shall file and serve any reply in further support of the Motion on or before September 24, 2012; and 3. Oral argument on the Motion shall be held at 1:00 p.m. EDT on October 2, 2012 at the United States District Court for the Southern District of New York, Daniel Patrick Moynihan United States Courthouse, 500 Pearl Street New York, New York 10007., ( Responses due by 9/14/2012., Replies due by 9/24/2012.), ( Oral Argument set for 10/2/2012 at 01:00 PM before Special Master.) (Signed by Special Master Ronald J. Hedges on 9/4/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(lmb)
August 31, 2012	Filing 652 NOTICE OF CHANGE OF ADDRESS by Helen Byung-Son Kim on behalf of Dennis Klejna. New Address: Theodora Oringher PC, 10880 Wilshire Boulevard, Suite 1700, Los Angeles, CA, USA 90024, (310) 557-2009. (Kim, Helen)
August 31, 2012	Filing 651 RULE 56.1 STATEMENT. Document filed by Edward S. Best, Joseph Collins, Credit Suisse Securities (USA) LLC, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Merril Lynch, Pierce Fennner & Smith, Inc., Pricewaterhousecoopers L.L.P., Mark Ramler, Joseph P Collins, Deutsche Bank Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, PricewaterhouseCoopers LLP, Deutsche Bank Securities Inc., Paul Koury. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Capra, James)
August 31, 2012	Filing 650 REPLY MEMORANDUM OF LAW in Support re: (770 in 1:08-cv-03086-JSR, 1578 in 1:07-md-01902-JSR, 626 in 1:08-cv-03065-JSR) MOTION for Summary Judgment., (625 in 1:08-cv-03065-JSR, 1577 in 1:07-md-01902-JSR, 769 in 1:08-cv-03086-JSR) MOTION for Summary Judgment., (772 in 1:08-cv-03086-JSR, 627 in 1:08-cv-03065-JSR, 1581 in 1:07-md-01902-JSR) MOTION for Summary Judgment for an order dismissing the remaining count of the Amended Complaint directed at PwC (Count XVII). MOTION for Summary Judgment for an order dismissing the remaining count of the Amended Complaint directed at PwC (Count XVII)., (1579 in 1:07-md-01902-JSR, 771 in 1:08-cv-03086-JSR) MOTION for Summary Judgment., (1580 in 1:07-md-01902-JSR, 178 in 1:10-cv-03594-JSR) MOTION for Summary Judgment.. Document filed by Edward S. Best, Joseph Collins, Credit Suisse Securities (USA) LLC, Paul Koury, Mayer Brown LLP, Pricewaterhousecoopers L.L.P., Mark Ramler, Joseph P Collins, Deutsche Bank Securities, Inc., Grant Thornton LLP, Merrill Lynch, Pierce, Fenner & Smith Incorporated, PricewaterhouseCoopers LLP, Deutsche Bank Securities Inc., Paul Koury. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Capra, James)
August 31, 2012	Filing 649 NOTICE OF INTERLOCUTORY APPEAL from #624 Clerk's Judgment,,. Document filed by Kenneth M Krys, Kenneth M. Krys, Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), The Harbour Trust Co. Ltd.. Filing fee $ 455.00, receipt number 0208-7779922. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. (Molton, David)
August 31, 2012	Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for #455 Declaration in Support of Motion, filed by Marc S. Kirschner, #58 MOTION for L. Richard Williams to Appear Pro Hac Vice. filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, #204 MOTION for Extension of Time. filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, #556 Order, #195 Memorandum of Law in Support of Motion,, filed by 1997 Thomas H. Lee Nominee Trust, Thomas H. Lee Partners L.P., Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P., David V. Harkins, THL Equity Advisors V.L.P, Thomas H. Lee Equity (Cayman) Fund V. L.P, THL Managers V. LLC, Scott A. Schoen, Thomas H. Lee Advisors, LLC, Scott L. Jaeckel, Thomas H. Lee, Thomas H. Lee Investors Limited Partnership, #91 Affidavit of Service Other,,,, filed by Kenneth M. Krys, Kenneth M Krys, James P. Sinclair, Christopher Stride, #129 MOTION to Compel Arbitration Notice of Motion to Compel Arbitration of All Claims or, in the Alternative, to Stay Remaining Claims. filed by Scott Kislin, Mitchell Karlan, Gibson, Dunn & Crutcher LLP, #635 Order,, #208 Stipulation and Order, Set Deadlines,,,,,,,,,,,, #78 Notice of Appearance filed by Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft, #453 Memorandum of Law in Support of Motion, filed by Marc S. Kirschner, #311 Remark, #537 Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion) filed by Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis, Kenneth M Krys, #41 MOTION for Linda Coberly, Bradley Lerman, Catherine W. Joyce to Appear Pro Hac Vice. filed by Grant Thornton LLP, Mark Ramler, #139 Certificate of Service Other, filed by Andrew Krieger, Beckenham Trading Co. Inc, #124 Stipulation and Order, Set Deadlines,, #250 Reply Memorandum of Law in Support of Motion,, filed by 1997 Thomas H. Lee Nominee Trust, Thomas H. Lee Parallel Fund V, L.P., David V. Harkins, THL Managers V. LLC, Thomas H. Lee, Scott A. Schoen, Thomas H. Lee, Thomas H. Lee Investors Limited Partnership, Thomas H. Lee Partners, L.P., Thomas H. Lee Partners L.P., THL Equity Advisors V.L.P, Thomas H. Lee Equity (Cayman) Fund V. L.P, David V. Harkings, Thomas H. Lee Advisors, LLC, Scott L. Jaeckel, Thomas H. Lee Equity Fund V, L.P., #89 Reply Memorandum of Law in Support of Motion,,, filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, #645 Response in Opposition to Motion,,,,,,, filed by The Harbour Trust Co. Ltd., Kenneth M Krys, Kenneth M. Krys, Margot Macinnis, #110 Notice (Other), Notice (Other), Notice (Other) filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, #203 Affidavit of Service Other, filed by Scott Kislin, Mitchell Karlan, Gibson, Dunn & Crutcher LLP, #542 Declaration in Support,,,,,,,, filed by The Harbour Trust Co. Ltd., Kenneth M Krys, Kenneth M. Krys, Margot Macinnis, #429 Order, #120 Notice of Appearance filed by Ernst & Young U.S. LLP, #160 MOTION to Dismiss. filed by Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft, #644 Declaration in Opposition to Motion,,,,,,,,,,,,, filed by The Harbour Trust Co. Ltd., Kenneth M Krys, Kenneth M. Krys, Margot Macinnis, #555 Notice of Appearance filed by Grant Thornton LLP, Mark Ramler, #88 Order on Motion to Appear Pro Hac Vice, #131 Declaration in Support of Motion, filed by Scott Kislin, Mitchell Karlan, Gibson, Dunn & Crutcher LLP, #8 Notice of Appearance,, filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, #305 Case Management Plan,,, #72 Affidavit of Service Other,,,, filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, #6 Memorandum of Law in Support of Motion, filed by Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft, Bawag P.S.K., #398 Case Management Plan, #377 Response,, filed by EMF Financial Products LLC, EMF Financial Produccts, Delta Flyer Fund LLC, Eric M. Flanagan, Delta Flyer Fund, LLC, #5 Affidavit in Support of Motion,, filed by Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft, Bawag P.S.K., #615 Order,, #538 Report and Recommendations,,, #105 Order on Motion for Miscellaneous Relief,, #65 MOTION for Thomas A. Connelly to Appear Pro Hac Vice. filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, #504 Declaration in Support,,,,,,,, filed by The Harbour Trust Co. Ltd., Kenneth M Krys, Kenneth M. Krys, Margot Macinnis, #243 Notice of Voluntary Dismissal - Signed, #471 Response,,,,,,,,,, filed by The Harbour Trust Co. Ltd., Kenneth M Krys, Kenneth M. Krys, Margot Macinnis, #239 Stipulation and Order, Set Deadlines,,,, #438 Case Management Plan, #413 Objection (non-motion), Objection (non-motion) filed by JP Morgan Chase & Co., Bank of America Securities LLC, Credit Suisse Securities (USA) LLC, #235 Reply Memorandum of Law in Support of Motion filed by Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft, #629 Rule 56.1 Statement,, filed by Deutsche Bank Securities Inc., Joseph P Collins, Joseph Collins, Grant Thornton LLP, Paul Koury, Pricewaterhousecoopers L.L.P., Credit Suisse Securities (USA) LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Merril Lynch, Pierce Fennner & Smith, Inc., Paul Koury, Edward S. Best, PricewaterhouseCoopers LLP, Mark Ramler, Deutsche Bank Securities, Inc., Mayer Brown LLP, #568 Order,,,,,, #299 Notice (Other), Notice (Other), Notice (Other) filed by Kenneth M. Krys, James P. Sinclair, Christopher Stride, #308 Notice (Other), Notice (Other) filed by Credit Suisse Securities (USA) LLC, Banc of America Securities LLC, JPMorgan Chase & Co., #520 Stipulation and Order, Set Deadlines,, #48 Order on Motion to Appear Pro Hac Vice, #161 MOTION to Dismiss. filed by Tone Grant, #458 Response,, filed by Brian Owens, Mark Kavanagh, #59 MOTION for Dennis Blackhurst to Appear Pro Hac Vice. filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, #163 Declaration in Support of Motion, filed by Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft, #592 Order Adopting Report and Recommendations,, #627 MOTION for Summary Judgment for an order dismissing the remaining count of the Amended Complaint directed at PwC (Count XVII). MOTION for Summary Judgment for an order dismissing the remaining count of the Amended Complaint directed at PwC (Count XVII). filed by Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP, #437 Case Management Plan,, #423 Order, Set Deadlines,,,, #244 Stipulation and Order,,,,, #505 Response,,, filed by Mari Ferris, Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP, #340 Declaration in Support,, filed by JP Morgan Chase & Co., Credit Suisse Securities (USA) LLC, Banc of America Securities LLC, #328 Objection (non-motion), Objection (non-motion) filed by Brian Owens, Mark Kavanagh, #138 Certificate of Service Other, filed by Andrew Krieger, Beckenham Trading Co. Inc, #482 Declaration, filed by Peter R Ginsberg, #557 Answer to Amended Complaint filed by Brian Owens, #278 Case Management Plan, Set Deadlines/Hearings,,,,,,,,,,,,,, #191 Declaration in Support,,, filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, #322 Order,, #205 Memorandum of Law in Support of Motion, filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, #115 Amended Complaint,,,,,,, filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, #618 Order,,,, #574 Order,, #370 Case Management Plan,, #183 Memorandum of Law in Support of Motion filed by Dennis Klejna, #49 Affidavit of Service Other,,,, filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, #324 Notice of Change of Address, filed by Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP, #579 Notice of Filing Transcript,, #118 Notice of Appearance filed by Ernst & Young U.S. LLP, #319 Notice (Other), Notice (Other) filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, #307 Notice (Other), Notice (Other), Notice (Other) filed by Kenneth M. Krys, James P. Sinclair, Christopher Stride, #558 Answer to Amended Complaint filed by Mark Kavanagh, #356 Response,, filed by James P. Sinclair, Christopher Stride, #382 Case Management Plan,, #7 Certificate of Service Other filed by Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft, Bawag P.S.K., #383 Case Management Plan, #130 Memorandum of Law in Support of Motion, filed by Scott Kislin, Mitchell Karlan, Paul Koury, Gibson, Dunn & Crutcher LLP, #61 MOTION for Samuel R. Randall to Appear Pro Hac Vice. filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, #521 Transcript,, #403 Notice (Other) filed by Brian Owens, Mark Kavanagh, #220 Memorandum of Law in Opposition to Motion,, filed by Kenneth M. Krys, James P. Sinclair, Christopher Stride, #9 Notice (Other), Notice (Other), Notice (Other) filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, #261 Stipulation and Order, Set Deadlines/Hearings,, #387 Rule 7.1 Corporate Disclosure Statement, filed by The Harbour Trust Co. Ltd., #189 Stipulation and Order,,, #346 Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion) filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, #527 Order on Motion to Appear Pro Hac Vice, #373 Certificate of Service Other,,,,,,,,, filed by Credit Suisse Securities (USA) LLC, Banc of America Securities LLC, JPMorgan Chase & Co., #249 Declaration in Support of Motion, filed by Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP, #192 Affidavit of Service Other,,, filed by 1997 Thomas H. Lee Nominee Trust, THL Managers V. LLC, Thomas H. Lee, Scott A. Schoen, Thomas H. Lee Investors Limited Partnership, Thomas H. Lee Partners L.P., THL Eq
August 31, 2012	Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: #649 Notice of Interlocutory Appeal.(tp)
August 28, 2012	Filing 648 DECLARATION of Mason C. Simpson in Opposition re: (778 in 1:08-cv-03086-JSR, 631 in 1:08-cv-03065-JSR, 1589 in 1:07-md-01902-JSR) MOTION to Strike EXPERT OPINIONS RELATING TO DISMISSED CLAIMS.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G, #8 Exhibit H)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
August 28, 2012	Filing 647 RESPONSE in Opposition re: (1589 in 1:07-md-01902-JSR, 778 in 1:08-cv-03086-JSR, 631 in 1:08-cv-03065-JSR) MOTION to Strike EXPERT OPINIONS RELATING TO DISMISSED CLAIMS.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
August 28, 2012	Filing 646 DECLARATION of Mason C. Simpson in Opposition re: (776 in 1:08-cv-03086-JSR, 1587 in 1:07-md-01902-JSR) MOTION to Strike Opinions of Proposed Experts Michael Greenberger and David Wallace.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G, #8 Exhibit H, #9 Exhibit I, #10 Exhibit J, #11 Exhibit K, #12 Exhibit L, #13 Exhibit M, #14 Exhibit N, #15 Exhibit O, #16 Exhibit P)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
August 28, 2012	Filing 645 RESPONSE in Opposition re: (776 in 1:08-cv-03086-JSR, 1587 in 1:07-md-01902-JSR) MOTION to Strike Opinions of Proposed Experts Michael Greenberger and David Wallace.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
August 23, 2012	Filing 644 DECLARATION of Mason C. Simpson in Opposition re: (770 in 1:08-cv-03086-JSR, 1578 in 1:07-md-01902-JSR, 626 in 1:08-cv-03065-JSR) MOTION for Summary Judgment., (625 in 1:08-cv-03065-JSR, 1577 in 1:07-md-01902-JSR, 769 in 1:08-cv-03086-JSR) MOTION for Summary Judgment., (772 in 1:08-cv-03086-JSR, 627 in 1:08-cv-03065-JSR, 1581 in 1:07-md-01902-JSR) MOTION for Summary Judgment for an order dismissing the remaining count of the Amended Complaint directed at PwC (Count XVII). MOTION for Summary Judgment for an order dismissing the remaining count of the Amended Complaint directed at PwC (Count XVII)., (1579 in 1:07-md-01902-JSR, 771 in 1:08-cv-03086-JSR) MOTION for Summary Judgment., (1580 in 1:07-md-01902-JSR, 178 in 1:10-cv-03594-JSR) MOTION for Summary Judgment.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G, #8 Exhibit H, #9 Exhibit I, #10 Exhibit K, #11 Exhibit L, #12 Exhibit M, #13 Exhibit N, #14 Exhibit O, #15 Exhibit P, #16 Exhibit Q)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Molton, David)
August 23, 2012	Filing 643 COUNTER STATEMENT TO (774 in 1:08-cv-03086-JSR, 629 in 1:08-cv-03065-JSR, 1583 in 1:07-md-01902-JSR, 180 in 1:10-cv-03594-JSR) Rule 56.1 Statement,,. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Molton, David)
August 23, 2012	Filing 642 DECLARATION of Kenneth Krys in Opposition re: (1577 in 1:07-md-01902-JSR, 625 in 1:08-cv-03065-JSR, 769 in 1:08-cv-03086-JSR) MOTION for Summary Judgment., (178 in 1:10-cv-03594-JSR, 1580 in 1:07-md-01902-JSR) MOTION for Summary Judgment., (770 in 1:08-cv-03086-JSR, 1578 in 1:07-md-01902-JSR, 626 in 1:08-cv-03065-JSR) MOTION for Summary Judgment., (772 in 1:08-cv-03086-JSR, 1581 in 1:07-md-01902-JSR, 627 in 1:08-cv-03065-JSR) MOTION for Summary Judgment for an order dismissing the remaining count of the Amended Complaint directed at PwC (Count XVII). MOTION for Summary Judgment for an order dismissing the remaining count of the Amended Complaint directed at PwC (Count XVII)., (1579 in 1:07-md-01902-JSR, 771 in 1:08-cv-03086-JSR) MOTION for Summary Judgment.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Molton, David)
August 23, 2012	Filing 641 MEMORANDUM OF LAW in Opposition re: (1577 in 1:07-md-01902-JSR, 625 in 1:08-cv-03065-JSR, 769 in 1:08-cv-03086-JSR) MOTION for Summary Judgment., (178 in 1:10-cv-03594-JSR, 1580 in 1:07-md-01902-JSR) MOTION for Summary Judgment., (770 in 1:08-cv-03086-JSR, 1578 in 1:07-md-01902-JSR, 626 in 1:08-cv-03065-JSR) MOTION for Summary Judgment., (772 in 1:08-cv-03086-JSR, 1581 in 1:07-md-01902-JSR, 627 in 1:08-cv-03065-JSR) MOTION for Summary Judgment for an order dismissing the remaining count of the Amended Complaint directed at PwC (Count XVII). MOTION for Summary Judgment for an order dismissing the remaining count of the Amended Complaint directed at PwC (Count XVII)., (1579 in 1:07-md-01902-JSR, 771 in 1:08-cv-03086-JSR) MOTION for Summary Judgment. /Memorandum of Law in Opposition to the Moving Defendants' Motions for Summary Judgment. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Molton, David)
August 21, 2012	Filing 640 MEMORANDUM OF LAW in Support re: (185 in 1:10-cv-03594-JSR, 185 in 1:10-cv-03594-JSR) MOTION to Dismiss for Spoliation of Evidence. MOTION for Sanctions for Spoliation of Evidence.. Document filed by Edward S. Best, Paul Koury, Joseph P Collins, Deutsche Bank Securities, Inc., Grant Thornton LLP, Mayer Brown LLP, PricewaterhouseCoopers LLP, Mark Ramler. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Ward, Thomas)
August 21, 2012	Filing 639 MOTION to Dismiss for Spoliation of Evidence., MOTION for Sanctions for Spoliation of Evidence. Document filed by Edward S. Best, Paul Koury, Joseph P Collins, Deutsche Bank Securities, Inc., Grant Thornton LLP, Mayer Brown LLP, PricewaterhouseCoopers LLP, Mark Ramler.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Ward, Thomas)
August 17, 2012	Filing 638 ORDER REGARDING CONSOLIDATION OF SUGRUE ACTIONS IN MANNER MOST APPROPRIATE TO CLERK'S ADMINISTRATION OF MDL PROCEEDING: It is hereby ORDERED that the Sugrue Actions shall be consolidated in a manner most appropriate to the Clerk's administration of the MDL proceeding. (Signed by Ronald J. Hedges, Special Master on 8/17/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(lmb)
August 16, 2012	Filing 637 ORDER REGARDING CONSOLIDATION OF SUGRUE ACTION FOR ALL PURPOSES: It is hereby Ordered that the Sugrue action shall be consolidated for all purposes. (Signed by Special Master Ronald J. Hedges on 8/16/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(jfe)
August 16, 2012	CONSOLIDATED MEMBER CASE: Create association to 1:07-md-01902-JSR. (jfe)
August 14, 2012	Filing 636 CASE MANAGEMENT ORDER #79: Pursuant to Case Management Order #78, the time for objections to the bills of the Special Masters for services rendered in July 2012 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 8/13/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(djc)
August 14, 2012	Filing 635 ORDER EXTENDING DEADLINE FOR SERVING EXPERT REPORTS: SPECIAL MASTER RONALD J. HEDGES, for good cause shown, hereby orders as follows: 1. The deadline for the above-referenced defendants to serve one of their expert reports shall be extended until August 17, 2012; 2. The deadline for the Plaintiffs to seek leave to serve any rebuttal to that report shall be extended until August 23, 2012. (Signed by Special Master Ronald J. Hedges on 8/14/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(djc)
August 14, 2012	Filing 634 ORDER EXTENDING DEADLINE FOR SERVING EXPERT REPORTS LIMITED PURPOSE: SPECIAL MASTER RONALD J. HEDGES, for good cause shown, hereby orders as follows: 1. The deadline for the DPM Defendants and Aaron to serve two of their expert reports shall be extended until August 31, 2012; 2. The deadline for the DPM Defendants and Aaron to serve any additional expert reports shall be extended until September 14, 2012. (Signed by Special Master Ronald J. Hedges on 8/11/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR(djc)
August 7, 2012	Filing 633 DECLARATION of James J. Capra, Jr. in Support re: (1589 in 1:07-md-01902-JSR, 778 in 1:08-cv-03086-JSR, 631 in 1:08-cv-03065-JSR) MOTION to Strike EXPERT OPINIONS RELATING TO DISMISSED CLAIMS.. Document filed by Phillip R. Bennett, Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Capra, James)
August 7, 2012	Filing 632 MEMORANDUM OF LAW in Support re: (1589 in 1:07-md-01902-JSR, 778 in 1:08-cv-03086-JSR, 631 in 1:08-cv-03065-JSR) MOTION to Strike EXPERT OPINIONS RELATING TO DISMISSED CLAIMS.. Document filed by Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:05-cv-08988-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Capra, James)
August 7, 2012	Filing 631 MOTION to Strike EXPERT OPINIONS RELATING TO DISMISSED CLAIMS. Document filed by Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP. Responses due by 8/24/2012Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Capra, James)
August 2, 2012	Filing 630 DECLARATION of James J. Capra, Jr. in Support re: (770 in 1:08-cv-03086-JSR, 1578 in 1:07-md-01902-JSR, 626 in 1:08-cv-03065-JSR) MOTION for Summary Judgment., (625 in 1:08-cv-03065-JSR, 1577 in 1:07-md-01902-JSR, 769 in 1:08-cv-03086-JSR) MOTION for Summary Judgment., (772 in 1:08-cv-03086-JSR, 627 in 1:08-cv-03065-JSR, 1581 in 1:07-md-01902-JSR) MOTION for Summary Judgment for an order dismissing the remaining count of the Amended Complaint directed at PwC (Count XVII). MOTION for Summary Judgment for an order dismissing the remaining count of the Amended Complaint directed at PwC (Count XVII)., (1579 in 1:07-md-01902-JSR, 771 in 1:08-cv-03086-JSR) MOTION for Summary Judgment., (1580 in 1:07-md-01902-JSR, 178 in 1:10-cv-03594-JSR) MOTION for Summary Judgment.. Document filed by Edward S. Best, Joseph Collins, Credit Suisse Securities (USA) LLC, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Merril Lynch, Pierce Fennner & Smith, Inc., Pricewaterhousecoopers L.L.P., Mark Ramler, Joseph P Collins, Deutsche Bank Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, PricewaterhouseCoopers LLP, Deutsche Bank Securities Inc., Paul Koury. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Capra, James)
August 2, 2012	Filing 629 RULE 56.1 STATEMENT. Document filed by Edward S. Best, Joseph Collins, Credit Suisse Securities (USA) LLC, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Merril Lynch, Pierce Fennner & Smith, Inc., Pricewaterhousecoopers L.L.P., Mark Ramler, Joseph P Collins, Deutsche Bank Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, PricewaterhouseCoopers LLP, Deutsche Bank Securities Inc., Paul Koury. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Capra, James)
August 2, 2012	Filing 628 MEMORANDUM OF LAW in Support re: (1577 in 1:07-md-01902-JSR, 625 in 1:08-cv-03065-JSR, 769 in 1:08-cv-03086-JSR) MOTION for Summary Judgment., (178 in 1:10-cv-03594-JSR, 1580 in 1:07-md-01902-JSR) MOTION for Summary Judgment., (770 in 1:08-cv-03086-JSR, 1578 in 1:07-md-01902-JSR, 626 in 1:08-cv-03065-JSR) MOTION for Summary Judgment., (772 in 1:08-cv-03086-JSR, 1581 in 1:07-md-01902-JSR, 627 in 1:08-cv-03065-JSR) MOTION for Summary Judgment for an order dismissing the remaining count of the Amended Complaint directed at PwC (Count XVII). MOTION for Summary Judgment for an order dismissing the remaining count of the Amended Complaint directed at PwC (Count XVII)., (1579 in 1:07-md-01902-JSR, 771 in 1:08-cv-03086-JSR) MOTION for Summary Judgment.. Document filed by Edward S. Best, Joseph Collins, Credit Suisse Securities (USA) LLC, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Merril Lynch, Pierce Fennner & Smith, Inc., Pricewaterhousecoopers L.L.P., Mark Ramler, Joseph P Collins, Deutsche Bank Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, PricewaterhouseCoopers LLP, Deutsche Bank Securities Inc., Paul Koury. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Capra, James)
August 2, 2012	Filing 627 MOTION for Summary Judgment for an order dismissing the remaining count of the Amended Complaint directed at PwC (Count XVII). Document filed by Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP. Responses due by 8/23/2012Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Capra, James)
August 2, 2012	Filing 626 MOTION for Summary Judgment. Document filed by Edward S. Best, Joseph Collins, Paul Koury, Mayer Brown LLP.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)
August 2, 2012	Filing 625 MOTION for Summary Judgment. Document filed by Credit Suisse Securities (USA) LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Anker, Philip)
July 31, 2012	Filing 624 CLERK'S JUDGMENT That for the reasons stated in the Court's Memorandum Order dated July 28, 2012, the Court finds itself in agreement with Special Master Capra's Report and Recommendation; accordingly, the Court, reaffirms its own "bottom line" Order of July 17, 2012, dismissing, with prejudice, plaintiffs claims of aiding and abetting fraud against Ingram Micro, Inc., CIM Ventures, Inc., Liberty Corner Capital Strategies LLC, and William T. Pigott. (Signed by Clerk of Court Ruby Krajick on 7/31/12) (Attachments: #1 notice of right to appeal)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(ml)
July 31, 2012	Filing 623 STIPULATION AND ORDER: that the time within which Trosten may answer Plaintiffs' Amended Complaint is extended to and including September 18, 2012. Robert C. Trosten answer due 9/18/2012; Robert Trosten answer due 9/18/2012. (Signed by Special Master, Ronald J. Hedges on 7/31/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(ja)
July 30, 2012	Filing 622 MEMORANDUM ORDER granting #161 Motion to Dismiss. This Memorandum sets forth the Court's reasoning for that ruling, and directs the entry of final judgment. In all other respects but those noted in this Order, the Court finds itself in agreement with Special Master Capra's Report and Recommendation. Accordingly, the Court, reaffirming its own "bottom line" Order of July 17, 2012, dismisses, with prejudice, plaintiffs' claims of aiding and abetting fraud against Ingram Micro, Inc., CIM Ventures, Inc., Liberty Corner Capital Strategies LLC, and William T. Pigott, and directs the Clerk to enter judgment to this effect. Additonal relief as set forth in this Order. (Signed by Judge Jed S. Rakoff on 7/28/2012) (pl)
July 30, 2012	Transmission to Judgments and Orders Clerk. Transmitted re: #622 Order on Motion to Dismiss, to the Judgments and Orders Clerk. (pl)
July 27, 2012	Filing 621 SPECIAL MASTER ORDER EXTENDING FACT DEPOSITION DEADLINE FOR LIMITED PURPOSE: SPECIAL MASTER RONALD J. HEDGES, for good cause shown, hereby orders as follows: 1. The fact deposition deadline shall be extended beyond July 31, 2012, for the limited purpose of completing the deposition of Walkers. 2. This Order shall have no effect on any prior orders entered concerning the Scheduling Order. (Signed by Ronald J. Hedges, Special Master on 7/26/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:10-cv-03594-JSR(lmb)
July 24, 2012	Filing 620 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a ARGUMENT proceeding held on 3/14/12 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:07-md-01902-JSR et al.(McGuirk, Kelly)
July 24, 2012	Filing 619 TRANSCRIPT of Proceedings re: ARGUMENT held on 3/14/2012 before Judge Jed S. Rakoff. Court Reporter/Transcriber: Paula Speer, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 8/17/2012. Redacted Transcript Deadline set for 8/27/2012. Release of Transcript Restriction set for 10/25/2012.Filed In Associated Cases: 1:07-md-01902-JSR et al.(McGuirk, Kelly)
July 18, 2012	Filing 618 ORDER: On February 10, 2012, Special Master Daniel J. Capra issued a Report and Recommendation in the above-captioned cases recommending that the Court grant the motions to dismiss of defendants Ingram Micro, Inc. and its subsidiary CIM Ventures, Inc. (collectively "the Ingram Defendants") and Liberty Corner Capital Strategies LLC and William T. Pigott, the sole owner of Liberty Corner (collectively "the Liberty Corner Defendants"). After the plaintiffs timely submitted their objections to the report and recommendation and defendants responded thereto, the Court considered the entire matter de novo. Having done so, and for reasons that will be explained in a forthcoming written opinion, the Court finds itself in agreement with the Special Master's conclusion that plaintiffs' claims against defendants should be dismissed, with prejudice. Final judgment, however, will not issue until the Court issues its written opinion giving the reasons for this ruling. Meanwhile, all further discovery and proceedings related to these defendants are hereby stayed. (Signed by Judge Jed S. Rakoff on 7/17/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(djc)
July 13, 2012	Filing 617 CASE MANAGEMENT ORDER #77: Pursuant to Case Management Order #76, the time for objections to the bills of the Special Masters for services rendered in June 2012 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 7/11/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(jfe)
July 12, 2012	Filing 616 ORDER EXTENDING CERTAIN EXPERT DEADLINES: Special Master Ronald J. Hedges, hereby orders as follows: 1. Defendants Kavanagh and Owens may serve expert reports by October 15, 2012. 2. Plaintiffs shall have until October 31, 2012 to depose any expert identified in any expert reports served by defendants Kavanagh and Owens. ( Deposition due by 10/31/2012.) (Signed by Special Master on 7/12/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(js) Modified on 7/13/2012 (js).
July 3, 2012	Filing 615 CASE MANAGEMENT ORDER #76: The Court has received the bills from the Special Masters for the month of June, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, on June 9, 2012. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 7/2/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(pl)
June 22, 2012	Filing 614 STIPULATION AND ORDER: IT IS HEREBY STIPULATED AND AGREED, by and between plaintiffs Kenneth Krys, et al. and defendant Robert Trosten, through their undersigned counsel, in the above-captioned actions, Krys, et al. v. Sugrue, et al., Nos. 08-cv-3065 (JSR), 08-cv-3086 (JSR) that the time within which Trosten may answer Plaintiffs' Amended Complaint is extended to and including July 18, 2012., Robert C. Trosten answer due 7/18/2012. (Signed by Special Master Ronald J. Hedges on 6/21/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(lmb)
June 21, 2012	Filing 613 CASE MANAGEMENT ORDER #75: Pursuant to Case Management Order #74, the time for objections to the bills of the Special Masters for services rendered in May 2012 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 6/21/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(pl)
June 11, 2012	Filing 612 NOTICE of STATEMENT NOTING DEATH OF DEFENDANT MARI FERRIS. Document filed by Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Capra, James)
June 7, 2012	Filing 611 ORDER. The parties having represented to Special Master Ronald J. Hedges and the Court that certain actions in this MDL have been fully disposed of - either by settlement or by order of the Court - and can therefore be terminated, the Clerk of the Court is hereby directed to close the following cases: Mazur v. Refco, Inc., 05 Civ. 8626. Am. Fin. Int'l Group-Asia, L.L.C. v. Refco, Inc., 05 Civ. 8988. VR Global Partners L.P. v. Bennett, 07 Civ. 8686. Capital Mgmt. Select Fund Ltd. v. Bennett, 07 Civ. 8688. The Court grants leave to any party to move within 30 days from the date hereof to reopen their case if a live claim exists. (Signed by Judge Jed S. Rakoff on 6/6/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al. (rjm)
June 4, 2012	Filing 610 CASE MANAGEMENT ORDER #74: The Court has received the bills from the Special Masters for the month of May, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, on June 11, 2012. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 6/4/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(mro)
June 4, 2012	Filing 609 PROTECTIVE ORDER...regarding procedures to be followed that shall govern the handling of confidential material... (Signed by Judge Jed S. Rakoff on 6/1/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR(mro)
May 24, 2012	Filing 608 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a MOTIONS proceeding held on 2/28/12 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:07-md-01902-JSR et al.(McGuirk, Kelly)
May 24, 2012	Filing 607 TRANSCRIPT of Proceedings re: MOTIONS held on 2/28/2012 before Judge Jed S. Rakoff. Court Reporter/Transcriber: Jerry Harrison, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 6/18/2012. Redacted Transcript Deadline set for 6/28/2012. Release of Transcript Restriction set for 8/27/2012.Filed In Associated Cases: 1:07-md-01902-JSR et al.(McGuirk, Kelly)
May 21, 2012	Filing 606 CASE MANAGEMENT ORDER NO. 73. Pursuant to Case Management Order No. 72, the time for objections to the bills of the Special Masters for services rendered in April 2012 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 5/17/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm)
May 10, 2012	Filing 605 MEMORANDUM ORDER: Accordingly, the Court concludes that the Krys action cannot be grouped with the Private Actions Trust action for SLUSA purposes.Defendants also argue that the Krys action can be grouped with various actions in this MDL that have either settled or been dismissed with prejudice, such as the now-settled securities class action filed against Refco. 6 See Def. Obj. at11-12. SLUSA'S grouping provision however, allows the Court to group this action with cases that are "filed in or pending in the same court." 78bb(f) (5) (B) (ii). These settled and dismissed cases are no longer "pending" in this Court, nor were they originally "filed" in the same court as the Krys plaintiffs. Congress' clear use of the present tense for "pending" cases and past tense for "filed" cases forecloses defendants argument. Accordingly, the Court declines to group the Krys action with any of the other now-settled or dismissed actions in the Refco MDL.The Court therefore reaches the same ultimate conclusion as Special Master Capra: the Krys plaintiffs t claims are not barred by SLUSA. SO ORDERED. (Signed by Judge Jed S. Rakoff on 5/09/2012) (ama)
May 8, 2012	Filing 604 CASE MANAGEMENT PLAN #72: The Court has received the bills from the Special Masters for the month of April, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, on May 14, 2012. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 5/7/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(cd)
May 2, 2012	Filing 603 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a ARGUMENT proceeding held on 3/14/12 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:07-md-01902-JSR et al.(McGuirk, Kelly)
May 2, 2012	Filing 602 TRANSCRIPT of Proceedings re: ARGUMENT held on 3/14/2012 before Judge Jed S. Rakoff. Court Reporter/Transcriber: Paula Speer, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 5/29/2012. Redacted Transcript Deadline set for 6/7/2012. Release of Transcript Restriction set for 8/3/2012.Filed In Associated Cases: 1:07-md-01902-JSR et al.(McGuirk, Kelly)
May 1, 2012	Filing 601 STIPULATION AND ORDER: IT IS HEREBY STIPULATED AND AGREED, by and between plaintiffs Kenneth M. Krys, et al. and defendant Robert Trosten, though their undersigned counsel, in the above-captioned actions, Krys, et al. v. Sugrue, et al., Nos. 08-cv-3065 (JSR), 08-cv-3086 (JSR), that the time within which Trosten may answer Plaintiffs' Amended Complaint is extended to and including June 18, 2012. (Signed by Special Master Ronald J. Hedges on 5/1/2012) (mro)
May 1, 2012	Set/Reset Deadlines: Robert C. Trosten answer due 6/18/2012. (mro)
April 16, 2012	Filing 600 CASE MANAGEMENT ORDER #71: Pursuant to Case Management Order #70, the time for objections to the bills of the Special Masters for services rendered in March 2012 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 4/13/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(lmb)
April 13, 2012	Filing 599 NOTICE OF APPEARANCE by Luke A. Connelly on behalf of Grant Thornton LLP, Mark Ramler (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Connelly, Luke)
April 9, 2012	Filing 598 SUPPLEMENTAL ORDER: Accordingly, the Court issues this supplemental Order to clarify the original Order. The Court agrees with defendants that, on the face of the present complaint, plaintiffs have not plausibly alleged that Ramler's work on Refco's financial statements when he worked at Arthur Andersen is connected to the Refco fraud in any way. Nonetheless, it may still be possible for plaintiffs to amend their complaint to allege plausibly that Ramler substantially assisted the Refco fraud earlier than the current allegations against him (and Grant Thornton) suggest. See Fed. R. Civ. P. 15(a) (2); see Foman v. Davis, 371 U.S. 178, 182 (1962) (explaining policy of allowing liberal amendments). With these clarifications, the Court reaffirms its original Order: if plaintiffs believe they can plausibly allege such a theory, they are hereby directed to present their argument to amend the complaint to the Special Master as further set forth in this order. See Arnold v. KPMG LLP, 334 F. App'x 349, 352 (2d Cir. 2009) (summary order) (noting plaintiff must demonstrate he can amend complaint in manner that would survive dismissal). (Signed by Judge Jed S. Rakoff on 4/5/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(lmb)
April 5, 2012	Filing 597 STIPULATION AND ORDER: IT IS HEREBY STIPULATED AND AGREED, by and between plaintiffs Kenneth M. Krys, et al. and defendant Robert Trosten, though their undersigned counsel, in the above captioned actions, Krys, et al. v. Sugrue, et al., Nos. 08-cv-3065 (JSR), 08-cv-3086 (JSR), that the time within which Trosten may answer Plaintiffs' Amended Complaint is extended to and including April30, 2012. (Signed by Special Master on 4/5/2012) (js)
April 5, 2012	Filing 596 STIPULATION AND ORDER: By and between plaintiffs Kenneth M. Krys, et al. and defendant Robert Trosten, through their undersigned counsel, in the above-captioned actions, that the time within which Trosten may answer Plaintiffs' Amended Complaint is extended to and including April 30, 2012. (Signed by Special Master Hon. Ronald J. Hedges on 4/5/2012) (rdz) Modified on 4/5/2012 (rdz).
April 5, 2012	Set/Reset Deadlines: Robert C. Trosten answer due 4/30/2012. (rdz)
April 3, 2012	Filing 595 CASE MANAGEMENT ORDER #70: The Court has received the bills from the Special Masters for the month of March, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, on April 9, 2012. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 4/2/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(ft)
March 28, 2012	Filing 594 ORDER ADOPTING REPORT AND RECOMMENDATIONS: On December 16, 2011, Special Master Daniel J. Capra issued a Report and Recommendation in the above captioned case recommending that the motion to dismiss brought by defendants Grant Thornton LLP and Mark Ramler be granted in part and denied in part. After the parties timely submitted their objections and responded thereto, the Court heard oral argument on February 17, 2012 and considered the entire for entire matter de novo. Having done so, the Court finds itself in agreement with Special Master Capra's Report and Recommendation in all material respects and hereby adopts it in full as if incorporated herein. Additionally, plaintiffs' seek leave from this Court to amend their complaint. This request is not addressed in the Special Master's Report and Recommendation, as it was not presented to him. Accordingly, plaintiffs are directed to present this argument to special Master Capra, who will decide the issue in the first instance. (538 in 1:08-cv-03065-JSR, 644 in 1:08-cv-03086-JSR, 1343 in 1:07-md-01902-JSR) Report and Recommendations,,, (Signed by Judge Jed S. Rakoff on 3/26/2012) (js)
March 28, 2012	Filing 593 CASE MANAGEMENT ORDER: Pursuant to Case Management order #68, the time for objections to the bills of the Special Masters for services rendered in February 2012 has elapsed. Since the court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 3/27/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(js)
March 26, 2012	Filing 592 ORDER ADOPTING REPORT AND RECOMMENDATIONS for (1361 in 1:07-md-01902-JSR, 548 in 1:08-cv-03065-JSR, 661 in 1:08-cv-03086-JSR): the Court finds itself in agreement with Special Master Capra's Report and Recommendation in all material respects and hereby adopts it in full as if incorporated herein and the Mayer Brown Defendants' motion to dismiss plaintiffs' claims be granted in part and denied in part. (Signed by Judge Jed S. Rakoff on 3/24/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(cd)
March 22, 2012	Filing 591 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a argument proceeding held on 3/14/2012 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:07-md-01902-JSR et al.(McGuirk, Kelly)
March 22, 2012	Filing 590 TRANSCRIPT of Proceedings re: Argument held on 3/14/2012 before Judge Jed S. Rakoff. Court Reporter/Transcriber: Paula Speer, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 4/16/2012. Redacted Transcript Deadline set for 4/26/2012. Release of Transcript Restriction set for 6/25/2012.Filed In Associated Cases: 1:07-md-01902-JSR et al.(McGuirk, Kelly)
March 21, 2012	Filing 589 SPECIAL MASTER ORDER DIRECTING PAYMENT: On December 30, 2011, the Case Accountant, Ball Baker Leake, LLP, submitted to the Special Master a bill for services rendered in this MDL from September 19, 2011 to December 30, 2011 in the amount of $1,369.47. The Special Master through liaison counsel, informed the Plaintiffs' Coordinating Committee and the Defendants' Coordinating Committee to submit objections, if any, to the Case Accountant's bill on or before January 6, 2012. Having received no objections, the Special Master hereby orders that the Case Accountant shall pay itself a total of $1,369.47 from the escrow account in this MDL, with half of that amount ($684.74) attributed to the Plaintiffs' Coordinating Committee and the other half to the Defendants' Coordinating Committee. (Signed by Ronald Hedges, Special Master on 1/10/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(lmb)
March 20, 2012	***DELETED DOCUMENT. Deleted document number #589 ORDER FOR ADMISSION PRO HAC VICE OF DENNIS BLACKHURST. The document was incorrectly filed in this case. (jfe)
March 8, 2012	Filing 588 CLERK'S JUDGMENT That for the reasons stated in the Court's Order dated March 8, 2012, the report is adopted in its entirety, and default judgment is entered against defendant Thomas Hackl. (Signed by Clerk of Court Ruby Krajick on 3/8/12) (Attachments: #1 Notice of Right to Appeal)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(dt)
March 8, 2012	Filing 587 ORDER adopting (557 in 1:08-cv-03086-JSR, 1206 in 1:07-md-01902-JSR, 469 in 1:08-cv-03065-JSR) Report and Recommendations - Special Master; granting (1188 in 1:07-md-01902-JSR, 460 in 1:08-cv-03065-JSR, 544 in 1:08-cv-03086-JSR) Motion for Default Judgment filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis. On July 19, 2011, Special Master Ronald J. Hedges issued a Report and Recommendation in the above-captioned case recommending that default judgment be entered against defendant Thomas Hackl. Defendant Hackl has failed to file any objections to the Report and Recommendation. See Case Management Order No. 3, dated Nov. 2, 2009. Accordingly, the Court hereby adopts the Special Master's Report and Recommendation in its entirety as if incorporated herein and directs that default judgment be entered against defendant Hackl. The Clerk of the Court is directed to close document 1188 on the docket sheet of 07 MDL 1902, document 460 on the docket sheet of 08 civ. 3065, and document 544 on the docket sheet of 08 Civ. 3086. (Signed by Judge Jed S. Rakoff on 3/7/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(mro)
March 8, 2012	Transmission to Judgments and Orders Clerk. Transmitted re: (708 in 1:08-cv-03086-JSR, 587 in 1:08-cv-03065-JSR, 1415 in 1:07-md-01902-JSR) Order Adopting Report and Recommendations, to the Judgments and Orders Clerk. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(mro)
March 5, 2012	Filing 586 CASE MANAGEMENT ORDER #68: The Court has received the bills from the Special Masters for the month of February, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, on March 12, 2012. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 3/5/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(js)
March 2, 2012	Filing 585 DECLARATION of Kevin H. Marino in Opposition re: (1400 in 1:07-md-01902-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion). Document filed by Liberty Corner Capital Strategies, LLC, William T. Pigott, William T. Pigott. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Tortorella, John)
March 2, 2012	Filing 584 RESPONSE re: (1400 in 1:07-md-01902-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion). Document filed by Liberty Corner Capital Strategies, LLC, William T. Pigott, William T. Pigott. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Tortorella, John)
February 28, 2012	Filing 583 MEMORANDUM ORDER. The Court adopts Special Master Hedges's ruling in full and reaffirms its February 15, 2012 ruling. Mr. Winegardner must answer the questions about his conversations with the Krys plaintiffs' attorneys, and as further set forth. (Signed by Judge Jed S. Rakoff on 2/27/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(rjm)
February 22, 2012	Filing 582 CASE MANAGEMENT ORDER #67: Pursuant to Case Management Order #66, the time for objections to the bills of the Special Masters for services rendered in January 2012 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 2/21/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al. Copies Mailed By Chambers. (mro)
February 21, 2012	Filing 581 DECLARATION of Mason C. Simpson in Opposition re: (686 in 1:08-cv-03086-JSR, 1387 in 1:07-md-01902-JSR, 570 in 1:08-cv-03065-JSR) Report and Recommendations,. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit A (Part 1 of 2), #2 Exhibit A (Part 2 of 2))Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
February 21, 2012	Filing 580 Objection re: (686 in 1:08-cv-03086-JSR, 1387 in 1:07-md-01902-JSR, 570 in 1:08-cv-03065-JSR) Report and Recommendations, /SPhinX Plaintiffs' Objection to Report and Recommendation of the Special Master on Motions to Dismiss Brought by the Ingram Defendants and the Liberty Corner Defendants. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
February 21, 2012	Filing 579 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a Conference proceeding held on 12/14/2011 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:07-md-01902-JSR et al.(McGuirk, Kelly)
February 21, 2012	Filing 578 TRANSCRIPT of Proceedings re: Conference held on 12/14/2011 before Judge Loretta A. Preska. Court Reporter/Transcriber: Thomas Murray, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 3/16/2012. Redacted Transcript Deadline set for 3/26/2012. Release of Transcript Restriction set for 5/24/2012.Filed In Associated Cases: 1:07-md-01902-JSR et al.(McGuirk, Kelly)
February 21, 2012	Filing 577 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a Conference proceeding held on 12/14/2011 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:07-md-01902-JSR et al.(McGuirk, Kelly)
February 21, 2012	Filing 576 TRANSCRIPT of Proceedings re: Conference held on 12/14/2011 before Judge Jed S. Rakoff. Court Reporter/Transcriber: Thomas Murray, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 3/16/2012. Redacted Transcript Deadline set for 3/26/2012. Release of Transcript Restriction set for 5/24/2012.Filed In Associated Cases: 1:07-md-01902-JSR et al.(McGuirk, Kelly)
February 17, 2012	Filing 575 CLERK'S DEFAULT JUDGMENT That for the reasons stated in the Court's Order dated February 14, 2012, the report is adopted in its entirety, and default judgment is entered against defendants Sugrue, Bennett, and RGHI. (Signed by Clerk of Court Ruby Krajick on 2/17/12) (Attachments: #1 notice of right to appeal)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(ml)
February 17, 2012	Filing 574 MEMORANDUM AND ORDER: Accordingly, plaintiffs' motion for reconsideration of this Court's Order adopting the SpecialMaster's Report and Recommendation is hereby denied in all respects.The Clerk of the Court is directed to close document number 1293 onthe docket sheet of 07 MDL 1902, document number 517 on the docket sheet of 08 Civ. 3065, and document number 618 on the docket sheet of08 Civ. 3086. SO ORDERED. (Signed by Judge Jed S. Rakoff on 2/16/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(ama)
February 17, 2012	Filing 573 ORDER: After the parties timely submitted their objections and responded thereto, the Court heard oral argument on January 24, 2012 and considered the entire matter de Novo. Having done so, the Court finds itself in agreement with Special Master Capra's Report and Recommendation in all material respects and hereby adopts it in full as if incorporated herein. SO ORDERED. (Signed by Judge Jed S. Rakoff on 2/16/2017) (ama)
February 16, 2012	Filing 572 ORDER: Accordingly, on September 6, 2011, Special Master Hedges issued a revised Report and Recommendation on plaintiffs' motion for default judgment recommending that default judgment be entered as to all three defendants named in plaintiffs' moving papers. Defendants have failed to file any objections to either the original or revised Report and Recommendation. See Case Management Order No.3, dated Nov. 2, 2009. Accordingly, the court hereby adopts the Special Master's revised Report and Recommendation in its entirety as if incorporated herein and directs that default judgment be entered against defendants Sugrue, Bennett, and RGHI. Clerk to enter judgment. (Signed by Judge Jed S. Rakoff on 2/14/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(jfe)
February 16, 2012	Filing 571 ORDER: for (1311 in 1:07-md-01902-JSR, 627 in 1:08-cv-03086-JSR, 526 in 1:08-cv-03065-JSR) Report and Recommendations. On November 27, 2011, Special Master Daniel J. Capra issued a Report and Recommendation in the above captioned case recommending that the THL Defendants,l motion to dismiss plaintiffs' claims be granted in its entirety. After the parties timely submitted their objections and responded thereto, the Court heard oral argument on January 24, 2012 and considered the entire matter de novo. Having done so, the Court finds itself in agreement with Special Master Capra's Report and Recommendation in all material respects and hereby adopts it in full as if incorporated herein. (Signed by Judge Jed S. Rakoff on 2/14/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(jfe)
February 16, 2012	CASHIERS OFFICE REMARK on #569 Order Admitting Attorney Pro Hac Vice,, in the amount of $400.00, paid on 02/09/2012, Receipt Number 1029284,1029288. (jd)
February 16, 2012	Transmission to Judgments and Orders Clerk. Transmitted re: (690 in 1:08-cv-03086-JSR, 572 in 1:08-cv-03065-JSR, 1389 in 1:07-md-01902-JSR) Order Adopting Report and Recommendations,,,, to the Judgments and Orders Clerk. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(jfe)
February 10, 2012	Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 2/10/2012. Associated Cases: 1:07-md-01902-JSR et al.(mro)
February 10, 2012	Filing 570 REPORT AND RECOMMENDATION OF THE SPECIAL MASTER ON MOTIONS TO DISMISS BROUGHT BY THE INGRAM DEFENDANTS AND THE LIBERTY CORNER DEFENDANTS: The claims against the Ingram Defendants and the Liberty Corner Defendants in Counts XXIII and XXIV should be dismissed with prejudice. (Signed by Special Master Daniel J. Capra on 2/10/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(ft)
February 7, 2012	Filing 569 ORDER FOR ADMISSION PRO HAC VICE OF SCOT C. STIRLING BRITTON M. WORTHEN: Britton M. Worthen and Scot C. Stirling are admitted to practice pro hac vice as counsel for the Plaintiff in these cases in the United States District Court for the Southern District of New York. Attorney Scot Christopher Stirling for Kenneth M. Krys,Scot Christopher Stirling for Kenneth M. Krys,Scot Christopher Stirling for Kenneth M. Krys,Scot Christopher Stirling for Kenneth M. Krys admitted Pro Hac Vice. (Signed by Special Master Judge Ronald J. Hedges on 2/3/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al. (ft)
February 7, 2012	Filing 568 ORDER: Notwithstanding any provisions to the contrary in the Protective Order of December 15, 2009, the Gibson Dunn Parties and the Krys Plaintiffs shall be permitted to access and use any documents produced by any party in the Krys Actions, including documents constituting or containing Confidential Discovery Material, in the Arbitration, except for documents produced by the PwC Defendants and the THL Defendants. Counsel for the Gibson Dunn Parties at Gregory P. Joseph Law Offices LLC may have access to, and use, any documents, including documents constituting or containing Confidential Discovery Material, that are presented to witnesses in the course of the depositions they are defending in the Krys Actions, specifically including the depositions of Scott A. Kislin, Mitchell A. Karlan, Bruce Bolander and M. Natasha Labovitz. Any other counsel representing those witnesses or any other Gibson Dunn witnesses in connection with their depositions also may have access to, and use, any documents that are presented to the witnesses in the course of the depositions. The use of such Confidential Discovery Material by counsel identified in Paragraphs 1 and 2 shall only be in connection with the Krys Actions and the Arbitration and for no other purpose. The Protective Order of December 15, 2009 shall remain fully applicable to all Confidential Discovery Material unless expressly provided otherwise herein. (Signed by Special Master Judge Ronald J. Hedges on 2/3/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(ft)
February 7, 2012	Filing 567 ORDER AMENDING SPECIAL MASTER ORDER RELATED TO NOVEMBER 9, 2011 CONFERENCE: The deadline for Plaintiffs to serve their list of potential trial exhibits as required by paragraph 9 of the Special Master Order Related to November 9, 2011 Conference (the "Exhibits List") shall be and is extended for 30 days from the current deadline of January 30, 2012; provided, however, Plaintiffs shall serve by January 30, 2012 a preliminary list of all such exhibits they have identified to date, which preliminary list shall constitute at least a "substantial portion" of the final version of the Exhibits List; provided, further, if any witness noticed by the Defendants is deposed before Plaintiffs provide their final version of the Exhibits List, Defendants reserve all rights to seek to reopen that witness's deposition based on (among other possible grounds) the Plaintiffs' failure to provide the final version of the Exhibits List prior to the deposition and Plaintiffs reserve all rights to oppose such an effort. Except as provided herein, the Special Master Order Related to November 9, 2011 Conference shall remain in full force and effect. (Signed by Special Master Judge Ronald J. Hedges on 2/3/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al. (ft)
February 7, 2012	Filing 566 ORDER OF ADMISSION PRO HACE VICE: David L. Moses is admitted to practice pro hac vice as counsel for Defendant Robert Aaron in the above captioned case in the United States District Court for the Southern District of New York. (Signed by Special Master Judge Ronald J. Hedges on 2/3/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al. (ft)
February 6, 2012	Filing 565 CASE MANAGEMENT ORDER #66: The Court has received the bills from the Special Masters fothe month of January, which will be docketed for the parties review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, on February 10 1 2012. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 2/3/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(cd)
February 6, 2012	Filing 564 DECLARATION of Mason C. Simpson in Support re: (678 in 1:08-cv-03086-JSR, 563 in 1:08-cv-03065-JSR, 1377 in 1:07-md-01902-JSR) Response,,,,,,,,. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
February 6, 2012	Filing 563 RESPONSE re: (1375 in 1:07-md-01902-JSR, 676 in 1:08-cv-03086-JSR) Objection to Report and Recommendations, /Plaintiffs' Response to the Mayer Brown Defendants' Limited Objection to the Report and Recommendation of the Special Master on the Motions to Dismiss Brought by the Mayer Brown Defendants. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
January 27, 2012	Filing 562 Objection re: (1361 in 1:07-md-01902-JSR) Report and Recommendations,,,, SPhinX Plaintiffs' Limited Objection to the Report and Recommendation of the Special Master on Motions to Dismiss Brought by the Mayer Brown Defendants. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Andelin, Lee)
January 27, 2012	Filing 561 ANSWER to #115 Amended Complaint,,,,,,,. Document filed by Pricewaterhousecoopers L.L.P..(Capra, James)
January 27, 2012	Filing 560 RESPONSE re: (1356 in 1:07-md-01902-JSR, 656 in 1:08-cv-03086-JSR, 543 in 1:08-cv-03065-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion) Response to Plaintiffs' Limited Objection to the Report & Recommendation Concerning Grant Thornton LLP and Mark Ramler. Document filed by Grant Thornton LLP, Mark Ramler. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Koo, Calvin)
January 27, 2012	Filing 559 RESPONSE re: (1357 in 1:07-md-01902-JSR, 544 in 1:08-cv-03065-JSR, 657 in 1:08-cv-03086-JSR) Objection to Report and Recommendations, /Plaintiffs' Response to Statement by Grant Thornton LLP and Mark Ramler Concerning the Report & Recommendation of their Motion to Dismiss. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
January 23, 2012	Filing 558 ANSWER to #115 Amended Complaint,,,,,,,. Document filed by Mark Kavanagh.(Karlan, Mitchell)
January 23, 2012	Filing 557 ANSWER to #115 Amended Complaint,,,,,,,. Document filed by Brian Owens.(Karlan, Mitchell)
January 23, 2012	Filing 556 CASE MANAGEMENT ORDER #65: Pursuant to Case Management Order #64, the time for objections to the bills of the Special Masters for services rendered in December 2011 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 1/23/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(pl)
January 19, 2012	Filing 555 NOTICE OF APPEARANCE by Lauren Elizabeth Cuneo on behalf of Grant Thornton LLP, Mark Ramler Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Cuneo, Lauren)
January 19, 2012	Filing 554 NOTICE OF APPEARANCE by Brian T. Fitzpatrick on behalf of Grant Thornton LLP, Mark Ramler Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Fitzpatrick, Brian)
January 19, 2012	Filing 553 NOTICE OF APPEARANCE by Calvin Kai-Xin Koo on behalf of Grant Thornton LLP, Mark Ramler Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Koo, Calvin)
January 19, 2012	Filing 552 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a Conference proceeding held on 12/14/11 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:07-md-01902-JSR et al.(McGuirk, Kelly)
January 19, 2012	Filing 551 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a Conference proceeding held on 12/14/11 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:07-md-01902-JSR et al.(McGuirk, Kelly)
January 19, 2012	Filing 550 TRANSCRIPT of Proceedings re: Conference held on 12/14/2011 before Judge Jed S. Rakoff. Court Reporter/Transcriber: Thomas Murray, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 2/14/2012. Redacted Transcript Deadline set for 2/24/2012. Release of Transcript Restriction set for 4/23/2012.Filed In Associated Cases: 1:07-md-01902-JSR et al.(McGuirk, Kelly)
January 19, 2012	Filing 549 NOTICE OF APPEARANCE by Caroline Jane Maxwell on behalf of Grant Thornton LLP, Mark Ramler Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Maxwell, Caroline)
January 17, 2012	Filing 548 REPORT AND RECOMMENDATION OF THE SPECIAL MASTER ON MOTION TO DISMISS BROUGHT BY THE MAYER BROWN DEFENDANTS: re: (68 in 1:07-md-01902-JSR) MOTION to Dismiss. filed by Mayer Brown LLP, (210 in 1:07-md-01902-JSR) MOTION to Dismiss. filed by Edward S. Best, Mayer Brown LLP. For these reasons and incorporating the analysis in the Owens and Kavanagh R and R, the Plaintiffs claim against the Mayer Brown Defendants for aiding and abetting tortious interference should be dismissed with prejudice. The claims against the Mayer Brown Defendants in Count XVII should be dismissed with prejudice to the extent they seek recovery of assets placed with Refco before the date of Mayer Browns wrongful conduct. In all other respects, the Defendants motion to dismiss should be denied. The claims against the Mayer Brown Defendants in Count XVIII should be dismissed with prejudice because the Plaintiffs have not adequately alleged scienter. The claims against the Mayer Brown Defendants in Count XIX should be dismissed with prejudice because the Plaintiffs have not adequately alleged scienter. The claims against the Mayer Brown Defendants in Count XXVI should be dismissed with prejudice. (Signed by Special Master Daniel J. Capra on 1/17/2012) (jfe)
January 11, 2012	Filing 547 SPECIAL MASTER ORDER DIRECTING PAYMENT: Having received no objections, the Special Master hereby orders that the Case Accountant shall pay itself a total of $1,369.47 from the escrow account in this MDL, with half of that amount ($684.74) attributed to the Plaintiffs' Coordinating Committee and the other half to the Defendants' Coordinating Committee. (Signed by Hon. Ronald Hedges, Special Master on 1/10/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al. (ab)
January 11, 2012	Filing 546 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a Conference proceeding held on 12/14/11 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:07-md-01902-JSR et al.(McGuirk, Kelly)
January 11, 2012	Filing 545 TRANSCRIPT of Proceedings re: Conference held on 12/14/2011 before Judge Jed S. Rakoff. Court Reporter/Transcriber: Thomas Murray, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 2/6/2012. Redacted Transcript Deadline set for 2/17/2012. Release of Transcript Restriction set for 4/13/2012.Filed In Associated Cases: 1:07-md-01902-JSR et al.(McGuirk, Kelly)
January 10, 2012	Filing 544 OBJECTION to (538 in 1:08-cv-03065-JSR, 644 in 1:08-cv-03086-JSR, 1343 in 1:07-md-01902-JSR) Report and Recommendations : Statement by Grant Thornton LLP and Mark Ramler Document filed by Grant Thornton LLP, Mark Ramler. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Koo, Calvin)
January 10, 2012	Filing 543 Objection re: (538 in 1:08-cv-03065-JSR, 644 in 1:08-cv-03086-JSR, 1343 in 1:07-md-01902-JSR) Report and Recommendations,,, /SPhinX Plaintiffs' Limited Objection to the December 16, 2011 Report and Recommendation of the Special Master on Motions to Dismiss Brought by Grant Thornton LLP and Mark Ramler. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
January 5, 2012	Filing 542 DECLARATION of Mason C. Simpson in Support re: (541 in 1:08-cv-03065-JSR, 654 in 1:08-cv-03086-JSR, 1353 in 1:07-md-01902-JSR) Response,,,,,,,,. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G, #8 Exhibit H (Part 1 of 4), #9 Exhibit H (Part 2 of 4), #10 Exhibit H (Part 3 of 4), #11 Exhibit H (Part 4 of 4), #12 Exhibit I, #13 Exhibit J, #14 Exhibit K)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
January 5, 2012	Filing 541 RESPONSE re: (1341 in 1:07-md-01902-JSR, 642 in 1:08-cv-03086-JSR) Objection (non-motion), Objection (non-motion) /Plaintiffs' Response to the Limited Objection of Credit Suisse Securities (USA) LLC and Banc of America Securities LLC to the Report and Recommendation of the Special Master on the Bank Defendants' Motions to Dismiss. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
January 4, 2012	Filing 540 CASE MANAGEMENT ORDER # 64: The Court has received the bills from the Special Masters for the month of December, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, on January 10, 2012. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 1/3/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rdz)
December 22, 2011	Filing 539 STIPULATION AND ORDER: IT IS HEREBY STIPULATED AND AGREED by and between Defendants Mark Kavanagh and Brian Owens and Plaintiffs in the above-captioned action, Krys, et al., v. Sugrue, et al., Nos. 08-cv-3065 (JSR), 08-cv-3086 (JSR), by their undersigned counsel, that the time within which Defendants may answer Plaintiffs' Amended Complaint is extended to and including January 23, 2012. (Signed by Special Master Ronald J. Hedges on 12/22/2011) (pl) Modified on 12/23/2011 (ae).
December 20, 2011	Filing 537 Objection re: (531 in 1:08-cv-03065-JSR, 632 in 1:08-cv-03086-JSR, 1322 in 1:07-md-01902-JSR) Report and Recommendations,,,, /SPhinX Plaintiffs' Limited Objection to the Report and Recommendation of the Special Master on Motions to Dismiss Brought by the Bank Defendants. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
December 19, 2011	Filing 536 DECLARATION of Walter Rieman in Support re: (638 in 1:08-cv-03086-JSR, 535 in 1:08-cv-03065-JSR, 1337 in 1:07-md-01902-JSR) Response,,,,. Document filed by 1997 Thomas H. Lee Nominee Trust, David V. Harkins, Thomas H. Lee, Scott A. Schoen, THL Equity Advisors V.L.P, THL Managers V. LLC, Thomas H. Lee Advisors, LLC, Thomas H. Lee Equity (Cayman) Fund V. L.P, Thomas H. Lee Equity Fund V, L.P., Thomas H. Lee Investors Limited Partnership, Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P., Scott L. Jaeckel, Thomas H. Lee, David V. Harkings, Thomas H. Lee Partners L.P.. (Attachments: #1 Exhibit Exhibit A, #2 Exhibit Exhibit B)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Rieman, Walter)
December 19, 2011	Filing 535 RESPONSE re: (1323 in 1:07-md-01902-JSR, 532 in 1:08-cv-03065-JSR, 633 in 1:08-cv-03086-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion) / Response to Plaintiffs' Objection to the Report and Recommendation of the Special Master on Motion to Dismiss Brought by the THL Defendants Dated November 27, 2011. Document filed by 1997 Thomas H. Lee Nominee Trust, David V. Harkins, Thomas H. Lee, Scott A. Schoen, THL Equity Advisors V.L.P, THL Managers V. LLC, Thomas H. Lee Advisors, LLC, Thomas H. Lee Equity (Cayman) Fund V. L.P, Thomas H. Lee Equity Fund V, L.P., Thomas H. Lee Investors Limited Partnership, Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P., Scott L. Jaeckel, Thomas H. Lee, David V. Harkings, Thomas H. Lee Partners L.P.. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Rieman, Walter)
December 19, 2011	Filing 534 SPECIAL MASTER ORDER ON DISCOVERY DISPUTES, ETC.: that, subject to further modification, any discovery disputes that exist as of August 31, 2011 but have not been brought to the attention of the Special Master shall be brought to the Special Master's attention by that date or shall be deemed waived. IT IS FURTHER ORDERED that, by the same date, coordinating counsel shall submit to both special masters and the Court a joint summary of the status of all actions. So Ordered, nunc pro tunc 8/31/2011. (Signed by Judge Jed S. Rakoff on 12/16/2011) Filed In Associated Cases: 1:07-md-01902-JSR et al.(pl)
December 19, 2011	Filing 533 CASE MANAGEMENT ORDER #63: that pursuant to Case Management Order #62, the time for objections to the bills of the Special Masters for services rendered in November 2011 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 12/19/2011) Filed In Associated Cases: 1:07-md-01902-JSR et al.(pl)
December 16, 2011	Filing 538 REPORT AND RECOMMENDATION OF SPECIAL MASTER ON MOTIONS TO DISMISS BROUGHT BY GRANT THORNTON LLP AND MARK RAMLER: 1. The claims against GT and Ramler in Count XVII should be dismissed with prejudice to the extent they seek recovery of assets placed at RCM before the date of GTs first clean audit opinion. In all other respects, the Defendants motion to dismiss should be denied. 2. The claims against GT and Ramler in Count XVIII should be dismissed with prejudice because the Plaintiffs have not adequately alleged scienter. 3. The claims against GT and Ramler in Count XIX should be dismissed with prejudice because the Plaintiffs have not adequately alleged scienter. (Signed by Special Master Daniel J. Capra on 12/16/2011) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(jfe)
December 16, 2011	Motion No Longer Referred: re: (53 in 1:07-md-01902-JSR) MOTION to Dismiss. filed by Grant Thornton LLP, (469 in 1:07-md-01902-JSR) MOTION to Dismiss. filed by Grant Thornton LLP, Mayer Brown International LLP, Mayer Brown LLP, (1235 in 1:07-md-01902-JSR) MOTION to Dismiss Grant Thornton LLP's Third-Party Complaint For Contribution. filed by THL Equity Advisors V, LLC, Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P., David V. Harkins, THL Managers V, LLC, Scott L. Jaeckel, Thomas H. Lee, Thomas H. Lee Equity (Cayman) Fund V, L.P., Thomas H. Lee Equity Fund V, L.P., Scott A. Schoen, (1081 in 1:07-md-01902-JSR) MOTION to Dismiss Grant Thornton LLP's Third-Party Complaint For Contribution. filed by THL Equity Advisors V, LLC, Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P., David V. Harkins, THL Managers V, LLC, Scott L. Jaeckel, Thomas H. Lee, Thomas H. Lee Equity (Cayman) Fund V, L.P., Thomas H. Lee Equity Fund V, L.P., Scott A. Schoen, (199 in 1:08-cv-03086-JSR) MOTION to Dismiss. filed by Grant Thornton LLP, Mark Ramler. Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(jfe)
December 13, 2011	CASHIERS OFFICE REMARK on #525 Motion to Appear Pro Hac Vice in the amount of $200.00, paid on 11/22/2011, Receipt Number 1022609. (jd)
December 8, 2011	Filing 532 Objection re: (1311 in 1:07-md-01902-JSR, 627 in 1:08-cv-03086-JSR, 526 in 1:08-cv-03065-JSR) Report and Recommendations,,,, /Plaintiffs' Objection to the Report and Recommendation of the Special Master on Motion to Dismiss Brought by the THL Defendants Dated November 27, 2011. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)
December 8, 2011	Filing 531 REPORT AND RECOMMENDATION OF THE SPECIAL MASTER ON MOTIONS TO DISMISS BROUGHT BY THE BANK DEFENDANTS: For all these reasons, the Plaintiffs claim against Chase for aiding and abetting tortious interference should be dismissed with prejudice. Conclusion on Count XXVI. Count XXVI should be dismissed as to Chase in its entirety with prejudice. 1. The claims against Chase in Count XVI should be dismissed with prejudice. 2. The claims against Chase in Count XIX should be dismissed with prejudice. 3. Count XXI should be dismissed in its entirety with prejudice. 4. The claims in Count XXII should be dismissed with prejudice, with the exception that the Defendants motion to dismiss should be denied as to the claims for damages due to loss of assets placed with Refco after the date of the release of the LBO-related public statements on which Credit Suisse and BAS allegedly assisted. 5. The claims against Chase in Count XXVI should be dismissed with prejudice. (Signed by Special Master on 12/8/2011) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(jfe)
December 7, 2011	Filing 530 MEMORANDUM ORDER for (244 in 1:08-cv-03086-JSR, 240 in 1:07-md-01902-JSR, 197 in 1:08-cv-03065-JSR) Motion to Dismiss filed by Brian Owens and Mark Kavanagh: The Court hereby adopts the Report and Recommendation of the Special Master in full as if incorporated herein and likewise adopts its recommendations. The Clerk of the Court is directed to close document number 197 on the docket of 08 Civ. 3065, document number 244 on the docket of 08 Civ. 3086, and document number 240 on the docket of 07 MDL 1902. (Signed by Judge Jed S. Rakoff on 12/6/2011) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR (ab)
December 6, 2011	Filing 529 ORDER FOR ADMISSION OF KENNETH Y. TURNBULL PRO HAC VICE on behalf of Defendant Pricewaterhouse Coopers LLP: Counsel shall forward the pro hac vice fee to the Clerk of Court. (Signed by Judge Jed S. Rakoff on 12/5/2011) (djc)
December 5, 2011	Filing 528 CASE MANAGEMENT ORDER #62: The Court has received the bills from the Special Masters for the month of November, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, on 12/9/2011. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 12/2/2011) Filed In Associated Cases: 1:07-md-01902-JSR et al.(ft)
November 29, 2011	Filing 527 ORDER FOR ADMISSION OF KENNETH Y. TURNBULL PRO HAC VICE: granting #525 Motion for Kenneth Y. Turnbull to Appear Pro Hac Vice. (Signed by Special Master Ronald Hedges on 11/28/2011) (js)
November 27, 2011	Filing 526 REPORT AND RECOMMENDATION OF THE SPECIAL MASTER ON MOTION TO DISMISS BROUGHT BY THE THL DEFENDANTS: The arguments recycled by the Plaintiffs and rejected by the Standing R and R and the "With Prejudice" R and R continue to be unavailing. And the new arguments raised in the Plaintiffs brief do not support any divergence from the basic principle established in those R and Rs and Orders of Judge Rakoff. Kirschner has settled claims for the same wrong alleged by the Plaintiffs. Allowing the Plaintiffs to proceed with their claims against THL raises the specter of double recovery that the prudential standing doctrine is designed to avoid. Because the Plaintiffs claims are for a secondary injury, and the Trustee has fairly settled the primary claims of the Refco Estate for the same harm, the Plaintiffs claims against THL should be dismissed with prejudice. The Plaintiffs claims against the THL Defendants the entirety of Count XXV of the Amended Complaint should be dismissed with prejudice. (Signed by Special Master Daniel J. Capra on 11/27/2011) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(jfe) Modified on 11/30/2011 (jfe).

August 23, 2016

Filing 982 MANDATE of USCA (Certified Copy) as to #975 Notice of Appeal,,, filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis. USCA Case Number 14-3446(L). Ordered, Adjudged and Decreed that the judgment of the District Court is AFFIRMED. Catherine O'Hagan Wolfe, Clerk USCA for the Second Circuit. Issued As Mandate: 08/23/2016. (nd)

June 16, 2016

Filing 981 CORRECTED ORDER of USCA (Certified Copy) as to #975 Notice of Appeal,,, filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis USCA Case Number 14-3446(L). The parties have filed a stipulation withdrawing this appeal with prejudice, without costs or without attorneys' fees, as to Appellees Merrill Lynch, Pierce, Fenner & Smith Incorporated, as successor-by-merger to Banc of America Securities LLC, and Credit Suisse Securities (USA) LLC, f/k/a Credit Suisse First Boston LLC. The stipulation is hereby so ordered. The appeal shall proceed with respect to the tworemaining appellees. Catherine O'Hagan Wolfe, Clerk USCA for the Second Circuit. Certified: 06/16/2016. (nd)

June 15, 2016

Filing 980 ORDER of USCA (Certified Copy) as to #975 Notice of Appeal,,, filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis. USCA Case Number 14-3446(L). The parties have filed a stipulation withdrawing this appeal with prejudice, without costs or without attorneys' fees, as to Appellees Merrill Lynch, Pierce, Fenner & Smith Incorporated, as successor-by-merger to Banc of America Securities LLC, and Credit Suisse Securities (USA) LLC, f/k/a Credit Suisse First Boston LLC. The stipulation is hereby so ordered. The appeal shall proceed with respect to the remaining appellee. Catherine O'Hagan Wolfe, Clerk USCA for the Second Circuit. Certified: 06/15/2016. (nd)

November 18, 2015

Filing 979 ORDER of USCA (Certified Copy) as to #975 Notice of Appeal,,, filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis. USCA Case Number 14-3446(L), 14-3480(Con). The parties have filed a stipulation pursuant to FRAP 42(b), withdrawing this appeal with prejudice as to Defendants-Appellees Thomas H. Lee Partners, L.P., THL Managers V LLC, Thomas H. Lee Advisors LLC, Thomas H. Lee Equity Fund V, L.P., Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Equity (Cayman) Fund V, L.P., THL Equity Advisors V, LLC,Thomas H. Lee Investors Limited Partnership, The 1997 Thomas H. Lee Nominee Trust, Thomas H. Lee, David V. Harkins, Scott L. Jaeckel, and Scott A. Schoenthe (collectively, the "THL Appellees"). The stipulation is hereby so ordered. The appeal shall proceed with respect to the remaining appellees. Catherine O'Hagan Wolfe, Clerk USCA for the Second Circuit. Certified: 11/18/2015. (nd)

April 16, 2015

Filing 978 STIPULATION AND ORDER TO ADD DOCUMENTS TO DISTRICT COURT'S DOCKET: THEREFORE IT IS HEREBY AGREED that the following documents (attached hereto as Exhibits A-D) shall be included in the District Court's docket and the record on appeal: As set forth herein. SO ORDERED. (Signed by Judge Jed S. Rakoff on 4/15/2015) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(ama) (Additional attachment(s) added on 4/16/2015: #5 Exhibit A, #6 Exhibit B, #7 Exhibit C, #8 Exhibit D) (ama).

April 16, 2015

First Supplemental ROA Sent to USCA (Electronic File). Certified Supplemental Indexed record on Appeal Electronic Files for #978 Stipulation and Order, #977 Stipulation and Order, #976 Order, USCA Case Number 14-3446, were transmitted to the U.S. Court of Appeals. (tp)

April 14, 2015

Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 4/14/2015. (Kotowski, Linda)

December 11, 2014

Filing 977 STIPULATION AND ORDER TO ADD DOCUMENT TO DISTRICT COURT'S DOCKET: THEREFORE IT IS HEREBY AGREED that the attached electronic communication dated May 3, 2010, from Daniel Capra to Helen B. Kim with the following two attachments: As set forth herein. IT IS SO ORDERED. (Signed by Judge Jed S. Rakoff on 12/10/2014) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(ama)

December 10, 2014

Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 12/10/2014. (Kotowski, Linda)

October 6, 2014

Filing 976 ORDER: IT IS HEREBY ORDERED that the CM/ECF and/or Docketing Clerk shall removeDechert LLP and attorney Nicolle L. Jacoby, as well as former Dechert attorneys Joel H. Levitin, Juliet M. Sarkessian, and Brian Howard Brick from the docket as representing the following defendants (1) Thomas H. Lee Advisors, LLC; (2) THL Managers V. LLC; (3) THL Equity Advisors V. L.P.; (4) Thomas H. Lee Equity (Cayman) Fund V. L.P.; (5) Thomas H. Lee Investors Limited Partnership; (6) 1997 Thomas H. Lee Nominee Trust; (7) Thomas H. Lee; (8) David V. Harkins; (9) Scott L. Jaeckel; (10) Scott A. Schoen; (11) Christopher Sugrue; (12) Mark Ramler; (13) Santo Maggio; (14) JPMorgan Chase & Co.; (15) Credit Suisse Securities (USA) LLC, FKA Credit Suisse First Boston LLC; (16) Bank of America Securities LLC; (17) EMF Financial Products; (18) EMF Core Fund; (19) Delta Flyer Fund, LLC and (20) Eric M. Flanagan. The appearance by Dechert LLP as counsel for BAWAG is unaffected by this Order. SO ORDERED. (Signed by Judge Jed S. Rakoff on 10/03/2014) (ama)

September 16, 2014

Filing 975 NOTICE OF APPEAL from #973 Judgment,. Document filed by Kenneth M Krys, Kenneth M. Krys, Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), The Harbour Trust Co. Ltd.. Filing fee $ 505.00, receipt number 0208-10106563. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. (Molton, David)

September 16, 2014

Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for #975 Notice of Appeal, filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis were transmitted to the U.S. Court of Appeals. (tp)

September 16, 2014

Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: #975 Notice of Appeal. (tp)

August 18, 2014

Filing 974 CASE MANAGEMENT ORDER #110: The Court directs the Case Accountant, Ball Baker Leake LLP, to make a final accounting of the funds set aside for expenses in these multidistrict litigation proceedings and disburse all remaining funds. Half of such funds shall be delivered to Plaintiffs' liaison counsel and the other half to Defendants' liaison counsel at their respective addresses listed herein. The Case Accountant is directed to close the account after disbursing the funds. The Court thanks the Case Accountant for its service in this matter. The Court directs liaison counsel to distribute the funds equitably among their respective constituents. The Court will retain jurisdiction over these matters for thirty days after the date of this order for the sole purpose of resolving any disputes that may arise concerning the allocation of funds. (Signed by Judge Jed S. Rakoff on 8/16/2014) Filed In Associated Cases: 1:07-md-01902-JSR et al.(kgo)

August 18, 2014

Filing 973 FINAL JUDGMENT: It is hereby ORDERED, ADJUDGED, AND DECREED that: Final judgment is entered with respect to all claims against every defendant to the extent not previously entered on the docket in the Actions. (Signed by Judge Jed S. Rakoff on 8/16/2014) (kgo)

August 18, 2014

Terminate Transcript Deadlines (kgo)

July 29, 2014

Filing 972 CASE MANAGEMENT ORDER #109: Pursuant to Case Management Order #108, the time has elapsed for objections to the Case Accountant's bill for services that were rendered between January and May 2014 and that will need to be rendered in winding down the fund over the next few weeks. Since the Court did not receive any objection to the bill, the Court hereby directs the Case Accountant to pay the bill forthwith. SO ORDERED. (Signed by Judge Jed S. Rakoff on 7/29/2014) Filed In Associated Cases: 1:07-md-01902-JSR et al.(kgo)

July 18, 2014

Filing 971 CASE MANAGEMENT ORDER #108: On July 16, 2014, the Court received a combined final bill from the Case Accountant that reflects not only the services that have been rendered between January and May 2014 but also the few additional services that will need to be rendered in winding down the fund over the next few weeks. The bill will be docketed for the parties' review. Any party who wishes to object to the bill must submit such objection to the Court in writing no later than one week from today, i.e., by July 24, 2014. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. SO ORDERED. (Signed by Judge Jed S. Rakoff on 7/17/2014) Filed In Associated Cases: 1:07-md-01902-JSR et al.(kgo) Modified on 7/18/2014 (kgo).

July 15, 2014

Filing 970 STIPULATION OF DISMISSAL OF CLAIMS AGAINST BECKENHAM TRADING COMPANY INC. AND ANDREW KRIEGER: Plaintiffs and Defendants Beckenham Trading Company Inc. ("Beckenham") and Andrew Krieger ("Krieger") stipulate, pursuant to Rule 41(a) of the Federal Rules of Civil Procedure, to the dismissal with prejudice of all claims in the above-captioned action against Beckenham and Krieger. SO ORDERED (Signed by Judge Jed S. Rakoff on 7/15/2014) (kgo)

June 25, 2014

Filing 969 AMENDED JUDGMENT amending (2053 in 1:07-md-1902-JSR) Clerk's Judgment, That for the reasons stated in the Court's Order dated May 29, 2014, Because no objections to the Report and Recommendation, judgment is hereby entered in favor of plaintiffs and against defendants Sugrue, Bennett, Grant, RGHI, and Hackl, jointly and severally, in the sum of $671,723,896.08, which reflects defendants liability as of May 29, 2014. (Signed by Clerk of Court Ruby Krajick on 6/25/2014) (Attachments: #1 Notice of Right to Appeal, #2 Notice of Right to Appeal)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(dt)

June 3, 2014

Filing 968 STIPULATION AND ORDER: In light of the foregoing shown herein, it is hereby stipulated and agreed, and ordered by the Court, as follows: The Court will continue to hold the Default Motion in abeyance until July 8, 2014. The Court's Order of February 18, 2014 will continue to be deemed vacated, but, if Beckenham and/or Krieger fail to satisfy their payment obligations to Plaintiffs by July 8, 2014, such Order will be reinstated. Under no circumstances whatsoever will any party seek, directly or indirectly, to further delay any aspect of this case. (Signed by Judge Jed S. Rakoff on 5/30/2014) (kgo)

June 3, 2014

Filing 967 ERRATA re: (1111 in 1:08-cv-03086-JSR) Stipulation and Order. The Order dated May 29, 2014 in the above-captioned cases is hereby amended: (1) to add "Tone Grant," after "Bennett," on line 5 of page 1, and (2) to add "Grant," after "Bennett," on line 12 of page 1. SO ORDERED. (Signed by Judge Jed S. Rakoff on 6/3/2014) (kgo)

June 2, 2014

Filing 966 CLERK'S JUDGMENT: That for the reasons stated in the Court's Order dated May 29, 2014, Because no objections to the Report and Recommendation, judgment is hereby entered in favor of plaintiffs and against defendants Sugrue, Bennett, RGHI, and Hackl, jointly and severally, in the sum of $671,723,896.08, which reflects defendants' liability as of May 29, 2014. (Signed by Clerk of Court Ruby Krajick on 6/2/2014) (Attachments: #1 Notice of Right to Appeal, #2 Notice of Right to Appeal)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(dt) (Main Document 966 replaced on 6/3/2014) (dt).

June 2, 2014

Filing 965 ORDER re: (1109 in 1:08-cv-03086-JSR) Report and Recommendations - Special Master. On May 2, 2014, Special Master Ronald Hedges issued a Report and Recommendation in the above-captioned cases recommending that judgment be entered in favor of plaintiffs and against each of defendants Christopher Sugrue, Phillip Bennett, Refco Group Holdings, Inc. ("RGHI"), and Thomas Hackl, jointly and severally, in the sum of $669,370,991.88, plus $78,430.14 for each day after April 29, 2014 until the date judgment is entered. Because no objections to the Report and Recommendation have been filed, the Court hereby adopts by reference the May 2 Report and Recommendation. Accordingly, the Clerk of the Court is hereby directed to enter judgment in favor of plaintiffs and against defendants Sugrue, Bennett, RGHI, and Hackl, jointly and severally, in the sum of $671,723,896.08, which reflects defendants' liability as of May 29, 2014. SO ORDERED. (Signed by Judge Jed S. Rakoff on 5/29/2014) (kgo)

June 2, 2014

Transmission to Judgments and Orders Clerk. Transmitted re: (1113 in 1:08-cv-03086-JSR) Order Adopting Report and Recommendations, to the Judgments and Orders Clerk. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(kgo)

June 2, 2014

***DELETED DOCUMENT. Deleted document number #965 Order. The document was incorrectly filed in this case. (kgo)

May 29, 2014

Filing 964 Costs Taxed as to #962 USCA Mandate,, USCA Case Number 12-3575(L). in the amount of $231.80. on 5/29/2014 in favor of Appellees William T. Pigott and Liberty Corner Capital Strategies, LLC; in the amount of $87.20 in favor of Appellees Ingram Micro, Inc. and CIM Ventures, Inc. against Krys et al. (nd)

May 29, 2014

Filing 963 STIPULATION AND ORDER: in light of the foregoing shown herein, it is hereby stipulated and agreed, and ordered by the Court, as follows: The Court will continue to hold the Default Motion in abeyance until July 8, 2014. The Court's Order of February 18, 2014 will continue to be deemed vacated, but, if Beckenham and/or Krieger fail to satisfy their payment obligations to Plaintiffs by July 8, 2014, such Order will be reinstated. Under no circumstances whatsoever will any party seek, directly or indirectly, to further delay any aspect of this case. (Signed by Judge Jed S. Rakoff on 5/28/2014) (kgo)

May 9, 2014

Filing 962 MANDATE of USCA (Certified Copy) as to #649 Notice of Interlocutory Appeal,,, filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis USCA Case Number 12-3575(L). Ordered, Adjudged and Decreed that the judgment of the District Court is AFFIRMED and the request for leave to amend the Amended Complaint is DENIED in accordance with the opinion of this court. Catherine O'Hagan Wolfe, Clerk USCA for the Second Circuit. Issued As Mandate: 05/09/2014. (nd)

May 2, 2014

Filing 961 REPORT AND RECOMMENDATION: For the foregoing reasons, I recommend that judgment be entered judgment in favor of Plaintiffs against each of Sugrue, Bennett, Grant, RGHI, and Hackl, jointly and severally, in the sum of $669,370,991.88, plus $78,430.14 for each day after April 29, 2014, until the date judgment is entered. Objections to R&R due by 5/19/2014 (Signed by Special Master Ronald Hedges on 5/2/2014) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(mro)

April 30, 2014

Filing 960 DECLARATION of Joan A. Lipton, CPA/ABV/CFF, Ph.D re: (1103 in 1:08-cv-03086-JSR, 955 in 1:08-cv-03065-JSR, 2040 in 1:07-md-01902-JSR) Scheduling Order,,,, . Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit A)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

April 30, 2014

Filing 959 DECLARATION of Kenneth M. Krys re: (955 in 1:08-cv-03065-JSR, 1103 in 1:08-cv-03086-JSR, 2040 in 1:07-md-01902-JSR) Scheduling Order,,,, . Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

April 28, 2014

Filing 958 STIPULATION OF DISMISSAL OF CLAIMS AGAINST BAWAG: Plaintiffs and Defendant BAWAG P.S.K. Bank fur Arbeit und Wirtschaft und Osterreichische Postsparkasse Aktiengesellschaft ("BAWAG") stipulate, pursuant to Rule 41(a) of the Federal Rules of Civil Procedure, to the dismissal with prejudice of all claims in the above-captioned action against BAWAG. (Signed by Judge Jed S. Rakoff on 4/27/2014) (kgo)

April 3, 2014

USCA Case Number 12-3575 from the US Court of Appeals, Second Circuit assigned to #649 Notice of Interlocutory Appeal,,, filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis. (nd)

March 19, 2014

Filing 957 BAR ORDER granting (2038) Motion for Bar Order in case 1:07-md-01902-JSR. NOW, THEREFORE, it is hereby: ORDERED that all the Barred Persons, are hereby permanently barred, enjoined and restrained from commencing, prosecuting, or asserting in this Court, in any federal or state court, or in any other court, arbitration proceeding, administrative agency, or other forum in the United States or elsewhere any claim for non-contractual indemnity or contribution against any DB Released Party (including any other non-contractual claim against the DB Released Parties), whether or not denominated as for contribution or indemnity, where the injury to the Barred Person is the liability of the Barred Person to the SPhinX Releasing Parties, arising out of or reasonably flowing from the claims or allegations in any of the Released Claims or the Out-Of-Scope Causes of Action whether arising under state, federal or foreign law as claims, cross-claims, counterclaims, or third-party claims (collectively, the "Barred Claims"). If a court or tribunal determines that Barred Claims exist that would have given rise to liability of any DB Released Party to a Barred Person but for this Order, the Barred Persons are also entitled to the judgment reduction provisions set forth herein. This Order (the "Bar Order") is without prejudice to the position of any party as to the existence, in the absence of this Bar Order, of any Barred Claim; and it is further ORDERED that in the event any SPhinX Releasing Party asserts an Out-Of-Scope Cause of Action against any Barred Person based upon, arising from, or related to the facts, allegations, or transactions underlying any Released Claims (the "Action"), then, prior to entry of any judgment or arbitration award ("Judgment") in the Action, the Plaintiff shall provide notice of this Bar Order to legal counsel for the Barred Person in the Action. The court or tribunal hearing the Action may determine whether the Action gives rise to Barred Claims on which DB Released Parties would have been liable to the Barred Persons in the absence of this Bar Order. If the court or tribunal so determines, it shall reduce any Judgment against such Barred Person in accordance with the provisions of New York General Obligations Law 15-108(a). For the avoidance of doubt, nothing herein shall be deemed to permit a Plaintiff to recover more than a single satisfaction with respect to any Out-Of-Scope Causes of Action; and it is further ORDERED that if any Plaintiff enters into a settlement with any Person with respect to one or more causes of action based upon, arising from, or related to the Released Claims or any transaction underlying any Released Claim, then such Plaintiff shall cause to be included a dismissal, release and waiver of any Barred Claims with respect to such settlement; and it is further ORDERED that this Court shall retain continuing jurisdiction with respect to all matters concerning this Bar Order, including, without limitation, hearing a petition for relief by a Barred Person or any other party in interest in the event that a court or tribunal hearing the Action fails to apply the judgment reduction provisions of this Bar Order. (Signed by Judge Jed S. Rakoff on 3/19/2014) Filed In Associated Cases: 1:07-md-01902-JSR et al. ***Pursuant to instructions from Chambers, docketed in all member cases. (mro)

March 19, 2014

Filing 956 BAR ORDER granting (2035) Motion for Bar Order in case 1:07-md-01902-JSR. NOW, THEREFORE, it is hereby: ORDERED that all Barred Persons are hereby permanently barred, enjoined and restrained from commencing, prosecuting, or asserting in this Court, in any federal or state court, or in any other court, arbitration proceeding, administrative agency, or other forum in the United States or elsewhere (including the courts of the Cayman Islands) any claim for non-contractual indemnity or contribution against any BAWAG Released Party (including any other non-contractual claim against the BAWAG Released Parties), whether or not denominated as for contribution or indemnity, where the injury to the Barred Person is the liability of the Barred Person to the SPhinX Releasing Parties, arising out of or reasonably flowing from the claims or allegations in any of the Released Claims or the Out-of-Scope Causes of Action, whether arising under state, federal or foreign law as claims, cross-claims, counterclaims, or third-party claims (collectively, the "Barred Claims"). If a court or tribunal determines that Barred Claims exist that would have given rise to liability of any BAWAG Released Party to a Barred Person but for this Order, the Barred Persons are also entitled to the judgment reduction provisions set forth herein. This Order (the "Bar Order") is without prejudice to the position of any party as to the existence, in the absence of this Bar Order, of any Barred Claim; and it is further ORDERED that in the event any SPhinX Releasing Party asserts an Out-of-Scope Cause of Action against any Barred Person based upon, arising from, or related to the facts, allegations, or transactions underlying any Released Claims (the "Action"), then, prior to entry of any judgment or arbitration award ("Judgment") in the Action, the Plaintiff shall provide notice of this Bar Order to legal counsel for the Barred Person in the Action. The court or tribunal hearing the Action may determine whether the Action gives rise to Barred Claims on which BAWAG Released Parties would have been liable to the Barred Persons in the absence of this Bar Order. If the court or tribunal so determines, it shall reduce any Judgment against such Barred Person in accordance with the provisions of New York General Obligations Law 15-108(a). For the avoidance of doubt, nothing herein shall be deemed to permit a Plaintiff to recover more than a single satisfaction with respect to any Out-of-Scope Causes of Action; as further set forth herein. (Signed by Judge Jed S. Rakoff on 3/19/2014) Filed In Associated Cases: 1:07-md-01902-JSR et al. ***Pursuant to instructions from Chambers, docketed in all member cases. (mro) Modified on 3/20/2014 (mro).

March 7, 2014

Filing 955 ORDER REGARDING REVISED BRIEFING AND HEARING SCHEDULE FOR INQUEST ON DAMAGES: Plaintiffs may serve and file: (i) a written submission on damages; (ii) disclosure regarding any expert opinions they may seek to introduce in connection with the damages inquest; and (iii) any proposed exhibits they may seek to introduce as part of their case-in-chief on damages in this matter on or before March 21, 2014. Defendant Grant may serve and file (i) a responsive written submission on damages; (ii) disclosure regarding any responsive expert opinions he may seek to introduce in connection with the damages inquest; and (iii) any proposed exhibits that he may seek to introduce as part of his responsive case on damages in this matter on or before April 11, 2014. The hearing on damages in connection with the default judgments will be held on April 29, 2014, commencing at 10:00 a.m. Eastern Daylight Time, at the offices of Brown Rudnick LLP, 7 Times Square, 47th Floor, New York, New York 10036. (Signed by Special Master Ronald J. Hedges on 3/7/2014) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(ft)

February 28, 2014

Filing 954 CERTIFICATE OF SERVICE. Document filed by Bawag P.S.K. Bank Fur Arbeit Und Wirtschaft Und Osterreichische Postsparkasse Aktiengesellschaft. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Jacoby, Nicolle)

February 28, 2014

Filing 953 MEMORANDUM OF LAW in Support re: (1100 in 1:08-cv-03086-JSR, 2035 in 1:07-md-01902-JSR, 952 in 1:08-cv-03065-JSR) JOINT MOTION for Entry of Bar and Judgment Reduction Order.. Document filed by Bank Fur Arbeit Und Wirtschaft Und Osterreichische Postparkasse Aktiengesellsehaft, Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Jacoby, Nicolle)

February 28, 2014

Filing 952 JOINT MOTION for Entry of Bar and Judgment Reduction Order. Document filed by Bank Fur Arbeit Und Wirtschaft Und Osterreichische Postparkasse Aktiengesellsehaft, Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft. (Attachments: #1 Text of Proposed Order)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Jacoby, Nicolle)

February 28, 2014

Filing 951 STIPULATION AND ORDER REGARDING PLAINTIFFS' MOTION FOR DEFAULT JUDGMENT ON LIABILITY: NOW, THEREFORE, in light of the foregoing, it is hereby stipulated and agreed, and ordered by the Court, as follows: 1. The Court will hold the Default Motion in abeyance until the earlier of (i) May 20, 2014 (the date on which final payment of the settlement amount is due from defendants Beckenham and Krieger) or (ii) notification by Plaintiffs that there has been a failure by Defendants Beckenham and/or Krieger to comply with their obligations under the Settlement Agreement. 2. The Court's Order of February 18, 2014 is hereby vacated, but, if Defendants Beckenham and Krieger fail to comply with the terms of the Settlement Agreement, such Order shall be reinstated. 3. No further extension of the Court's consideration of the Default Motion shall be sought. (Signed by Judge Jed S. Rakoff on 2/27/2014) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(mro)

February 28, 2014

Filing 950 NOTICE OF APPEARANCE by Yelena Shreyberg on behalf of Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft. (Shreyberg, Yelena)

February 27, 2014

Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 2/27/2014. (Kotowski, Linda)

February 25, 2014

Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 2/25/2014. (Kotowski, Linda)

February 24, 2014

Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 2/24/2014. (Kotowski, Linda)

February 24, 2014

Filing 949 ORDER REGARDING THE BRIEFING AND HEARING SCHEDULE FOR INQUEST ON DAMAGES: The date set forth for the written submissions by plaintiffs and defendant Grant on the damages in this matter are adjourned pending further order of the Special Master; The hearing on damages in connection with the default judgment against defendant Grant is adjourned pending further order of the Special Master; A telephonic conference regarding the inquest on damages will be held on March 4, 2014 at 4:00p.m. EST. Counsel for plaintiffs and defendant Grant are directed to participate. Counsel for plaintiffs is further directed to arrange for and circulate a dial in conference call number for said telephonic conference. To the extent either or both of defendants Beckenham or Krieger fail to pay the fines set in Judge Rakoff's February 18, 2014 Order, counsel for such nonpaying party is also directed to participate in the telephonic status conference on March 4, 2014, as set in the immediately preceding paragraph, given the potential that the issue of damages with respect to such nonpaying defendant(s) will also be referred to the Special Master by the Court. ( Telephone Conference set for 3/4/2014 at 04:00 PM before Special Master Ronald J. Hedges.) (Signed by Special Master Ronald J. Hedges on 2/24/2014) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(mro)

February 20, 2014

Filing 948 LETTER addressed to Judge Jed S. Rafoff from Arthur "Scott" L. Porter, Jr. dated 1/29/2014 re: Please accept this letter as the response of Defendants Beckenham Trading Co., Inc. and Andrew Krieger (together, "Beckenham Defendants") to the letter submitted by Plaintiffs dated January 27, 2014, at the Court's invitation. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), James P. Sinclair, Christopher Stride, Christopher Stride, The Harbour Trust Co. Ltd., Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, Christopher Stride.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(ft)

February 20, 2014

Filing 947 LETTER addressed to Judge Jed S. Rafoff from Lee M. Andelin dated 1/27/2014 re: Counsel writes on behalf of Plaintiffs to outline the specific defaults of Defendants Beckenham Trading Co. and Andrew Krieger and the resulting abandonment of their defense of the claims against them. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), James P. Sinclair, Christopher Stride, Christopher Stride, The Harbour Trust Co. Ltd., American Financial International Group - Asia, LLC, Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, Christopher Stride. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(ft)

February 18, 2014

Filing 946 ***VACATED pursuant to Stipulation and Order dated 2/28/2014***ORDER: The Beckenham defendants now seek to reopen consideration of this matter as to them on the basis that certain similarly situated defendants (who, however, did participate in the proceedings) have successfully moved to dismiss the claims against them. The Court expresses no view as to whether this assertion is correct. Rather, this Court is only willing to reopen consideration of the claims against defendant Andrew Krieger if he pays a fine of $25,000 by certified check or money order payable to the "Clerk of the Court, SDNY," to be received by the Clerk of the Court on or before February 28, 2014, as a sanction for his failure to participate these past years. As for defendant Beckenham Trading, the Court finds its failure to participate more egregious and therefore will only reopen consideration of the claims against it if it pays a fine of $50,000, again by certified check or money order payable to the a Clerk of the Court, SDNY," to be received by the Clerk of the Court on or before February 28, 2014. Upon notification of receipt of such payment, the Court will convene a conference call of plaintiffs and any of defendant that pays the fine to schedule further proceedings (including a determination of whether any of the fine should be allocated to plaintiffs for their extra expenses occasioned by these circumstances). If either or both Beckenham defendants do not timely make such payment, the Court will enter default judgment as to liability in favor of plaintiffs and against the nonpaying defendants, with damages to be assessed by the Court on an equitable basis. (Signed by Judge Jed S. Rakoff on 2/18/2014) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(mro) Modified on 2/28/2014 (mro).

February 18, 2014

Filing 945 ORDER: On March 8, 2012, this Court entered an Order directing that a default judgment be entered against defendant Thomas Hackl (MDL Docket No. 1415). A default judgment against defendant Hackl was entered that day (MDL Docket No. 1417). On February 16, 2012, this Court entered an Order directing that default judgments be entered against defendants Christopher Sugrue, Phillip Bennett, and Refco Group Holdings, Inc. ("RGHI") (MDL Docket No. 1389). A default judgment against defendants Sugrue, Bennett, and RGHI was entered on February 17, 2012 (MDL Docket No. 1394). The Court hereby refers the default judgments entered against defendants Hackl, Sugrue, Bennett, and RGHI to Special Master Ronald J. Hedges for an inquest on damages. Counsel for the plaintiffs are directed to contract the Special Master by February 24, 2014 to schedule further proceedings. (Signed by Judge Jed S. Rakoff on 2/14/2014) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(ft)

February 13, 2014

Filing 944 ORDER REGARDING THE BRIEFING AND HEARING SCHEDULE FOR THE INQUEST ON DAMAGES RELATING TO DEFENDANT TIME GRANT: Plaintiffs may serve and file a written submission on the damages in this matter by February 24, 2014. Defendant may Grant may serve an file a responsive written submission on the damages in this matter by March 17, 2014. A hearing on damages in connection with the default judgment against defendant Grant will be heard before Special Master Hedges on March 20, 2014, at the offices of Brown Rudnick LLP, 7 Times Square, New York, New York 10036, 47th Floor. (Signed by Special Master Ronald J. Hedges on 2/12/2014) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(ft) Modified on 2/18/2014 (ft).

January 30, 2014

Filing 943 ORDER DIRECTING PAYMENT: No further contributions will be required to be made by any party to the aforementioned bank account absent further order of the Court. IT IS FURTHER ORDERED THAT, the disposition of any remaining funds in the aforementioned account will await further order of the Court. (Signed by Judge Jed S. Rakoff on 1/29/2014) Filed In Associated Cases: 1:07-md-01902-JSR et al.(ft)

January 30, 2014

Filing 942 STIPULATION OF DISMISSAL OF CLAIMS AGAINST ROBERT C. TROSTEN: Plaintiffs and Defendant Robert C. Trosten ("Trosten") stipulate, pursuant to Rule 41(a) of the Federal Rules of Civil Procedure, to the dismissal with prejudice of all claims in the above-captioned action against Trosten. (Signed by Judge Jed S. Rakoff on 1/28/2014) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(ft)

January 21, 2014

Filing 941 ORDER granting (2002) Motion for Default Judgment in case 1:07-md-01902-JSR; granting (927) Motion for Default Judgment in case 1:08-cv-03065-JSR; granting (1074) Motion for Default Judgment in case 1:08-cv-03086-JSR. The Court hereby grants default judgment as to liability against Tone Grant on consent. The Court refers this matter to Special Master Ron Hedges for an inquest as to damages. The parties should contact the Special Master by no later than February 3, 2014 to schedule further proceedings. (Signed by Judge Jed S. Rakoff on 1/20/2014) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR (ft)

January 21, 2014

Transmission to Judgments and Orders Clerk. Transmitted re: (2021 in 1:07-md-01902-JSR, 1088 in 1:08-cv-03086-JSR, 941 in 1:08-cv-03065-JSR) Order on Motion for Default Judgment to the Judgments and Orders Clerk. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(ft)

December 2, 2013

Filing 940 NOTICE OF CHANGE OF ADDRESS by Helen Byung-Son Kim on behalf of Dennis Klejna. New Address: Thompson Coburn LLP, 2029 Century Park East, 19th Floor, Los Angeles, CA, USA 90067, (310)282-2500. (Kim, Helen)

October 17, 2013

Filing 939 CASE MANAGEMENT ORDER #107: Pursuant to Case Management Order #106, the time for objections to the Special Master's bill for services rendered in August and September 2013 has elapsed. Since the Court did not receive any objection to the bill, the Court hereby directs the Case Accountant to pay the bill forthwith. So Ordered (Signed by Judge Jed S. Rakoff on 10/16/2013) Filed In Associated Cases: 1:07-md-01902-JSR et al.(js)

October 11, 2013

Filing 938 AFFIDAVIT OF SERVICE of Reply Memorandum of Law in Further Support of Plaintiffs' Consolidated Motion for Entry of Defaults and Default Judgments with Respect to Defendants Beckenham Trading Company, Inc., Andrew Krieger, and Tone Grant served on Kaplan & Levenson, P.C., 630 Third Avenue, Suite 501, New York, NY 10017 on 10/10/2013. Service was made by Mail. Document filed by Kenneth M Krys, Kenneth M. Krys, Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), The Harbour Trust Co. Ltd.. (Dash, Andrew)

October 10, 2013

Filing 937 REPLY MEMORANDUM OF LAW in Support re: (927 in 1:08-cv-03065-JSR, 1074 in 1:08-cv-03086-JSR, 2002 in 1:07-md-01902-JSR) MOTION for Default Judgment as to /Notice of Consolidated Motion for Entry of Defaults and Entry of Default Judgements with Respect to Defendants Beckenham Trading Company, Inc., Andrew Krieger and Tone Grant.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Dash, Andrew)

October 7, 2013

Filing 936 CASE MANAGEMENT ORDER: The Court has received one Special Master bill for the month of September, which will be docketed for the parties' review. Any party who wishes to object to the bill must submit such objection to the Court in writing no later than one week from today, i.e., by October 9, 2013. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. So Ordered (Signed by Judge Jed S. Rakoff on 10/4/2013) Filed In Associated Cases: 1:07-md-01902-JSR et al.(js)

October 4, 2013

Filing 935 RESPONSE to Motion re: (1074 in 1:08-cv-03086-JSR) MOTION for Default Judgment as to /Notice of Consolidated Motion for Entry of Defaults and Entry of Default Judgements with Respect to Defendants Beckenham Trading Company, Inc., Andrew Krieger and Tone Grant.. Document filed by Tone N. Grant, Tone Grant. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Neish, Laura)

October 3, 2013

Filing 934 NOTICE OF APPEARANCE by Arthur L. Porter, JR on behalf of Beckenham Trading Co. Inc, Andrew Krieger. (Porter, Arthur)

October 3, 2013

Filing 933 MEMORANDUM OF LAW in Opposition re: #927 MOTION for Default Judgment as to /Notice of Consolidated Motion for Entry of Defaults and Entry of Default Judgements with Respect to Defendants Beckenham Trading Company, Inc., Andrew Krieger and Tone Grant.. Document filed by Beckenham Trading Co. Inc, Andrew Krieger. (Albert, Aaron)

October 3, 2013

Filing 932 DECLARATION of Aaron E. Albert in Opposition re: #927 MOTION for Default Judgment as to /Notice of Consolidated Motion for Entry of Defaults and Entry of Default Judgements with Respect to Defendants Beckenham Trading Company, Inc., Andrew Krieger and Tone Grant.. Document filed by Beckenham Trading Co. Inc, Andrew Krieger. (Attachments: #1 Exhibit A - Bottom Line Order Adopting Spec Master Conclusions re RTL Dismissal, #2 Exhibit B - Memo Order re RTL Dismissal, #3 Exhibit C - Spec Master R&R re RTL Dismissal, #4 Exhibit D - Refco Bankruptcy Examiner Report (wo Exhibits))(Albert, Aaron)

October 3, 2013

Filing 931 NOTICE OF APPEARANCE by Aaron Eliot Albert on behalf of Beckenham Trading Co. Inc, Andrew Krieger. (Albert, Aaron)

September 25, 2013

Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 9/25/2013. (Kotowski, Linda)

September 20, 2013

Filing 930 AFFIDAVIT OF SERVICE of (1) Notice of Consolidated Motion for Entry of Defaults and Entry of Default Judgments with Respect to Defendants Beckenham Trading Company, Inc., Andrew Krieger, and Tone Grant, (2) Memorandum of Law in Support of Plaintiffs' Consolidated Motion for Entry of Defaults and Default Judgments with Respect to Defendants Beckenham Trading Company, Inc., Andrew Krieger, and Tone Grant, (3) Declaration of Andrew Dash in Support of Consolidated Motion for Entry Of Defaults and Default Judgments, with exhibits A through F thereto, and (4) [Proposed] Order for Entry of Defaults and Default Judgments served on Beckenham Trading Company, Inc, Andrew Krieger, Aaron E. Albert, Alan C. Thomas, Laura E. Neish and Shawn P. Naunton on 09/20/2013. Service was made by Federal Express. Document filed by Kenneth M Krys, Kenneth M. Krys, Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), The Harbour Trust Co. Ltd.. (Dash, Andrew)

September 20, 2013

Filing 929 DECLARATION of Andrew Dash in Support re: (2002 in 1:07-md-01902-JSR, 927 in 1:08-cv-03065-JSR, 1074 in 1:08-cv-03086-JSR) MOTION for Default Judgment as to /Notice of Consolidated Motion for Entry of Defaults and Entry of Default Judgements with Respect to Defendants Beckenham Trading Company, Inc., Andrew Krieger and Tone Grant.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit A (Part 1 of 3), #2 Exhibit A (Part 2 of 3), #3 Exhibit A (Part 3 of 3), #4 Exhibit B, #5 Exhibit C, #6 Exhibit D, #7 Exhibit E, #8 Exhibit F)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Dash, Andrew)

September 20, 2013

Filing 928 MEMORANDUM OF LAW in Support re: (927 in 1:08-cv-03065-JSR, 1074 in 1:08-cv-03086-JSR, 2002 in 1:07-md-01902-JSR) MOTION for Default Judgment as to /Notice of Consolidated Motion for Entry of Defaults and Entry of Default Judgements with Respect to Defendants Beckenham Trading Company, Inc., Andrew Krieger and Tone Grant.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Dash, Andrew)

September 20, 2013

Filing 927 MOTION for Default Judgment as to /Notice of Consolidated Motion for Entry of Defaults and Entry of Default Judgements with Respect to Defendants Beckenham Trading Company, Inc., Andrew Krieger and Tone Grant. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Text of Proposed Order)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Dash, Andrew)

September 19, 2013

Filing 926 ORDER of USCA (Certified Copy) as to #649 Notice of Interlocutory Appeal,,, filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis USCA Case Number 12-3575(L), 12-3586(con). By summary order dated August 2, 2013, this Court remanded this matter, pursuant to the procedure set forth in United States v. Jacobson, 15 F.3d 19, 22 (2d Cir. 1994), for the district court to supplement the record. The summary order provided that the appeal may be reinstated upon notice to this Court by letter that the district court has supplemented the record or upon the expiration of 30 days, whichever occurs sooner. The district court having filed a supplemental memorandum order on August 26, 2013, and the Appellants having timely filed a letter with this Court on August 26, 2013, IT IS HEREBY ORDERED that the mandate is recalled and the appeal is reinstated.Catherine O'Hagan Wolfe, Clerk USCA for the Second Circuit. Issued As Order: 09/19/2013. Certified: 09/19/2013. (nd)

September 17, 2013

Filing 925 CASE MANAGEMENT ORDER: Pursuant to Case Management Order #104, the time for objections to the Special Master's bill for services rendered in August 2013 has elapsed. Since the Court did not receive any objection to the bill, the Court hereby directs the Case Accountant to pay the bill forthwith. So Ordered (Signed by Judge Jed S. Rakoff on 9/16/2013) Filed In Associated Cases: 1:07-md-01902-JSR et al.(js)

September 13, 2013

Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 9/13/2013. (Kotowski, Linda)

September 10, 2013

Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 9/10/2013. (Kotowski, Linda)

September 10, 2013

Filing 924 CASE MANAGEMENT ORDER #104: The Court has received one Special Master bill for the month of August, which will be docketed for the parties' review. Any party who wishes to object to the bill must submit such objection to the Court in writing no later than one week from today, i.e., by September 16, 2013. If no objections are received, the case Accountant will be authorized to pay the bills out of the established account. So Ordered (Signed by Judge Jed S. Rakoff on 9/9/2013) Filed In Associated Cases: 1:07-md-01902-JSR et al.(js)

September 6, 2013

Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 9/6/2013. (Kotowski, Linda)

September 4, 2013

Filing 923 STIPULATION OF DISMISSAL WITH PREJUDICE: Plaintiffs and Defendant PricewaterhouseCoopers LLP stipulate, pursuant to Rule 41 (a) of the Federal Rules of Civil Procedure, to the dismissal with prejudice of all claims in the above-captioned action against PricewaterhouseCoopers LLP and Marl Ferris. (Signed by Judge Jed S. Rakoff on 9/4/2013) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(cd)

August 28, 2013

Filing 922 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a MOTION proceeding held on 8/16/13 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(Rodriguez, Somari)

August 28, 2013

Filing 921 TRANSCRIPT of Proceedings re: MOTION held on 8/16/2013 before Judge Jed S. Rakoff. Court Reporter/Transcriber: Andrew Walker, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 9/23/2013. Redacted Transcript Deadline set for 10/3/2013. Release of Transcript Restriction set for 12/2/2013.(Rodriguez, Somari)

August 28, 2013

Filing 920 JOINT STIPULATION OF DISMISSAL WITH PREJUDICE: Notice is hereby given that Plaintiffs by and through their undersigned attorneys, and defendants Grant Thornton LLP and Mark Ramier (the "Grant Thornton defendants") hereby stipulate and agree that all claims and defenses asserted by or against the Plaintiffs and the Grant Thornton Defendants be dismissed with prejudice, with each party bearing its own attorneys' fees, costs, and expenses related thereto. So Ordered (Signed by Judge Jed S. Rakoff on 8/27/2013) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(js)

August 26, 2013

Filing 919 SUPPLEMENTAL MEMORANDUM ORDER: On July 28, 2012, the Court issued a Memorandum Order reaffirming its earlier "bottom-line" Order of July 17, 2012,dismissing with prejudice plaintiffs' claims against Liberty Corner Capital Strategies, LLC; Ingram Micro, Inc.; CIM Ventures, Inc.; and William T. Piggot in the above-captioned case. On October 27, 2012, at the joint request of both sides, the Court filed an Order,pursuant to Fed. R. Civ. P. 54(b), determining that there was no just reason to delay the entry of final judgment. The parties then briefed an appeal by plaintiffs to the Second Circuit, see Case No.08 Civ. 3065(JSR), ECF No. 668; but on August 2, 2013, the Second Circuit remanded the case, pursuant to United States v. Jacobson,15 F.3d 19 (2d Cir. 1994), directing the Court "to supplement the record with a reasoned, even if brief, explanation for why an immediate appeal of the dismissal of the claims against appellees is appropriate." See Case No. 08 Civ. 3065(JSR), ECF No. 849. The Court apologizes for not stating its reasons in its Order of October 27, 2012, since it is mindful that the possibility of piecemeal appeals imposes a potential burden on the appellate court. In granting the parties' joint request for the Rule 54(b)judgment, however, the Court, pursuant to Supreme Court precedent, took account of such factors as "whether the claims under review are separable from the others remaining to be adjudicated and whether the nature of the claims already determined is such that no appellate court would have to decide the same issues more than once," Curtiss-Wright Corp. v. General Elec. Co., 446 U.S. 1, 8 (1980), and determined that these requirements were met.Specifically, the claim brought against the four aforementioned defendants viz., that these defendants' borrowing from one Refco entity and lending to another Refco entity rendered them liable as aiders and abettors of the Refco fraud -- is unique to them. As for the Refco matters writ large, they are mostly finally resolved,largely through settlements, and, in any event, no remaining potential appeal to the Second Circuit from any aspect of the case seems likely to present issues that are not almost entirely distinct from those relating to the instant defendants. Plaintiffs are directed to file a copy of this Supplemental Order with the Clerk of the Court of the Second Circuit Court of Appeals, with the request that she forward it to the panel that issued the aforementioned remand Order. (Signed by Judge Jed S. Rakoff on 8/22/2013) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(js) Modified on 8/26/2013 (js).

August 26, 2013

Filing 918 DECLARATION of Mason C. Simpson in Support re: (476 in 1:08-cv-07416-JSR, 917 in 1:08-cv-03065-JSR, 281 in 1:10-cv-03594-JSR, 1992 in 1:07-md-01902-JSR, 1067 in 1:08-cv-03086-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion). Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys, Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:10-cv-03594-JSR(Molton, David)

August 26, 2013

Filing 917 Objection re: (1716 in 1:07-md-01902-JSR, 216 in 1:10-cv-03594-JSR, 686 in 1:08-cv-03065-JSR, 834 in 1:08-cv-03086-JSR, 380 in 1:08-cv-07416-JSR) Order,, /Memorandum of Law in Support of Plaintiffs' Appeal from Special Master Hedges' December 13, 2012 Order Regarding Spoliation of Evidence. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys, Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:10-cv-03594-JSR(Molton, David)

August 22, 2013

Filing 916 DECLARATION of Catherine W. Joyce in Support re: (1064 in 1:08-cv-03086-JSR) MOTION to Preclude the Testimony of Richard C. Breeden.. Document filed by Grant Thornton LLP, Mark Ramler. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Joyce, Catherine)

August 22, 2013

Filing 915 MEMORANDUM OF LAW in Support re: (1064 in 1:08-cv-03086-JSR) MOTION to Preclude the Testimony of Richard C. Breeden.. Document filed by Grant Thornton LLP, Mark Ramler. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Coberly, Linda)

August 22, 2013

Filing 914 MOTION to Preclude the Testimony of Richard C. Breeden. Document filed by Grant Thornton LLP, Mark Ramler. Return Date set for 9/4/2013 at 09:00 AM.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Coberly, Linda)

August 19, 2013

Filing 913 DECLARATION of Luke A. Connelly in Support re: (1062 in 1:08-cv-03086-JSR, 912 in 1:08-cv-03065-JSR, 1986 in 1:07-md-01902-JSR) Objection (non-motion), Objection (non-motion). Document filed by Grant Thornton LLP, Mark Ramler. (Attachments: #1 Exhibit Exhibit A, #2 Exhibit Exhibit B, #3 Exhibit Exhibit C, #4 Exhibit Exhibit D, #5 Exhibit Exhibit E, #6 Exhibit Exhibit F, #7 Exhibit Exhibit G, #8 Exhibit Exhibit H, #9 Exhibit Exhibit I, #10 Exhibit Exhibit J, #11 Exhibit Exhibit K, #12 Exhibit Exhibit L, #13 Exhibit Exhibit M, #14 Exhibit Exhibit N)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Coberly, Linda)

August 19, 2013

Filing 912 Objection re: (908 in 1:08-cv-03065-JSR, 1982 in 1:07-md-01902-JSR, 1057 in 1:08-cv-03086-JSR) Order,, Memorandum of Law in Support of Defendants' Appeal From Special Master Hedges' August 9, 2013 Order Denying Defendants' Request for a Sanction for Plaintiffs' Willful Spoliation of Evidence. Document filed by Grant Thornton LLP, Mark Ramler. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Coberly, Linda)

August 16, 2013

Filing 911 STIPULATION OF DISMISSAL WITH PREJUDICE: Counsel for Plaintiff and defendant hereby stipulate and agree that all claims and defenses asserted by or against the Plaintiffs and the Mayer Brown Defendants be dismissed with prejudice, with each party bearing its own attorneys' fees, costs, and expenses related thereto. So Ordered (Signed by Judge Jed S. Rakoff on 8/16/2013) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(js)

August 16, 2013

Minute Entry for proceedings held before Judge Jed S. Rakoff: Oral Argument held on 8/16/2013 re: #863 MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Stephen D. Lofchie. filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis, #831 MOTION in Limine /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Stephen D. Lofchie. filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis, #832 MOTION in Limine /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Jerry W. Markham. filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis, #833 MOTION in Limine /Notice of Motion to Preclude the Testimony and Strike the Reports of Proposed Defense Experts Gregory May, Steven Schwarcz, and John Coates. filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis, #852 MOTION to Preclude the Opinions and Testimony of R. David Wallace. filed by Grant Thornton LLP, Mark Ramler, #824 MOTION in Limine /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Patrick M. Connors. filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis, #875 MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Richard Millett. filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis, #834 MOTION in Limine /Notice of Motion to Preclude the Testimony and Strike Report of Proposed Defense Expert Rene Stultz. filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis, #855 MOTION to Preclude the Opinions and Testimony of Richard Breeden. filed by Joseph Collins, Paul Koury, Mayer Brown LLP, #858 MOTION in Limine Regarding Issues of Apportionment at Trial. filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mark Ramler, Mayer Brown LLP, #861 MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Patrick M. Connors. filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis, #871 MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Avram S. Tucker. filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis, #867 MOTION to Preclude the Testimony and Strike the Reports of Proposed Defense Experts Gregory May, Steven Schwarcz, and John Coates. filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis, #835 MOTION in Limine /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Avram S. Tucker. filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis, #828 MOTION in Limine to Preclude Testimony and Strike Report of Proposed Defense Expert Kenneth M. Lehn. filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis, #873 MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Kenneth M. Lehn. filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis, #869 MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Rene Stultz. filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis, #827 MOTION in Limine to Preclude Testimony and Strike Report of Propsed Defense Expert Richard Millett. filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis, #865 MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Jerry W. Markham. filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis. (Kotowski, Linda)

August 12, 2013

Filing 910 CASE MANAGEMENT ORDER # 103: Pursuant to Case Management Order #102, the time for objections to the Special Masters' bills for services rendered in July 2013 has elapsed. Since the Court did not receive any objection to the bills, the Court hereby directs the Case Accountant to pay the bills forthwith. SO ORDERED. (Signed by Judge Jed S. Rakoff on 8/09/2013) Filed In Associated Cases: 1:07-md-01902-JSR et al.(ama)

August 12, 2013

Filing 909 NOTICE OF APPEARANCE by Annika Marie Goldman on behalf of Joseph Collins. (Goldman, Annika)

August 9, 2013

Filing 908 ORDER: It is on this 9th day of August 2013, ordered as follows: 1. Defendants' request for an adverse inference jury instruction is denied for the reasons stated by the Special Master in the transcript of the telephonic hearing held on August 5, 2013. 2. The Special Master will not rule on a spoilation remedy in the matter of Krys v. Aaron, pending any transfer of that action to the United States District Court refer the matter to the Special Master for decision. (Signed by Special Master Ronald Hedges 8/9/2013) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:10-cv-03594-JSR(js) Modified on 8/12/2013 (js).

August 8, 2013

Filing 907 ORDER GRANTING LEAVE TO FILE EXHIBIT UNDER SEAL: It is so ordered that plaintiffs' Application is granted. The Clerk shall file under seal Exhibit 3 to the Declaration of Kevin LoVecchio in Support of Defendants' Motion in Limine Regarding Issues of Appointment at Trial. So Ordered (Signed by Judge Jed S. Rakoff on 8/7/2013) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(js)

August 8, 2013

Transmission to Sealed Records Clerk. Transmitted re: (1056 in 1:08-cv-03086-JSR) Order,, to the Sealed Records Clerk for the sealing or unsealing of document or case. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(js)

August 7, 2013

Filing 906 DECLARATION of Lee M. Andelin in Support re: (863 in 1:08-cv-03065-JSR, 1012 in 1:08-cv-03086-JSR, 1936 in 1:07-md-01902-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Stephen D. Lofchie., (1024 in 1:08-cv-03086-JSR, 875 in 1:08-cv-03065-JSR, 1948 in 1:07-md-01902-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Richard Millett., (1944 in 1:07-md-01902-JSR, 1020 in 1:08-cv-03086-JSR, 871 in 1:08-cv-03065-JSR) MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Avram S. Tucker., (1016 in 1:08-cv-03086-JSR, 867 in 1:08-cv-03065-JSR, 1940 in 1:07-md-01902-JSR) MOTION to Preclude the Testimony and Strike the Reports of Proposed Defense Experts Gregory May, Steven Schwarcz, and John Coates., (1938 in 1:07-md-01902-JSR, 865 in 1:08-cv-03065-JSR, 1014 in 1:08-cv-03086-JSR) MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Jerry W. Markham., (1010 in 1:08-cv-03086-JSR, 1934 in 1:07-md-01902-JSR, 861 in 1:08-cv-03065-JSR) MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Patrick M. Connors., (1946 in 1:07-md-01902-JSR, 1022 in 1:08-cv-03086-JSR, 873 in 1:08-cv-03065-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Kenneth M. Lehn., (869 in 1:08-cv-03065-JSR, 1018 in 1:08-cv-03086-JSR, 1942 in 1:07-md-01902-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Rene Stultz.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit 39, #2 Exhibit 40, #3 Exhibit 41)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Andelin, Lee)

August 7, 2013

Filing 905 REPLY MEMORANDUM OF LAW in Support re: (1024 in 1:08-cv-03086-JSR, 875 in 1:08-cv-03065-JSR, 1948 in 1:07-md-01902-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Richard Millett.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

August 7, 2013

Filing 904 REPLY MEMORANDUM OF LAW in Support re: (1946 in 1:07-md-01902-JSR, 1022 in 1:08-cv-03086-JSR, 873 in 1:08-cv-03065-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Kenneth M. Lehn.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

August 7, 2013

Filing 903 REPLY MEMORANDUM OF LAW in Support re: (1020 in 1:08-cv-03086-JSR, 1944 in 1:07-md-01902-JSR, 871 in 1:08-cv-03065-JSR) MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Avram S. Tucker.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

August 7, 2013

Filing 902 REPLY MEMORANDUM OF LAW in Support re: (869 in 1:08-cv-03065-JSR, 1018 in 1:08-cv-03086-JSR, 1942 in 1:07-md-01902-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Rene Stultz.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

August 7, 2013

Filing 901 REPLY MEMORANDUM OF LAW in Support re: (1016 in 1:08-cv-03086-JSR, 867 in 1:08-cv-03065-JSR, 1940 in 1:07-md-01902-JSR) MOTION to Preclude the Testimony and Strike the Reports of Proposed Defense Experts Gregory May, Steven Schwarcz, and John Coates.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

August 7, 2013

Filing 900 REPLY MEMORANDUM OF LAW in Support re: (1014 in 1:08-cv-03086-JSR, 1938 in 1:07-md-01902-JSR, 865 in 1:08-cv-03065-JSR) MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Jerry W. Markham.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

August 7, 2013

Filing 899 REPLY MEMORANDUM OF LAW in Support re: (863 in 1:08-cv-03065-JSR, 1012 in 1:08-cv-03086-JSR, 1936 in 1:07-md-01902-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Stephen D. Lofchie.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

August 7, 2013

Filing 898 REPLY MEMORANDUM OF LAW in Support re: (1010 in 1:08-cv-03086-JSR, 1934 in 1:07-md-01902-JSR, 861 in 1:08-cv-03065-JSR) MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Patrick M. Connors.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

August 7, 2013

Filing 897 DECLARATION of Linda T Coberly re: (1041 in 1:08-cv-03086-JSR) Memorandum of Law in Opposition to Motion, In Support. Document filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Mark Ramler, Joseph P Collins, Paul Koury. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G, #8 Exhibit H)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Coberly, Linda)

August 7, 2013

Filing 896 MEMORANDUM OF LAW in Opposition re: (1020 in 1:08-cv-03086-JSR) MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Avram S. Tucker.. Document filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Mark Ramler, Joseph P Collins, Paul Koury. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Coberly, Linda)

August 7, 2013

Filing 895 MEMORANDUM OF LAW in Opposition re: (1014 in 1:08-cv-03086-JSR) MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Jerry W. Markham.. Document filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Mark Ramler, Joseph P Collins, Paul Koury. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Coberly, Linda)

August 7, 2013

Filing 894 MEMORANDUM OF LAW in Opposition re: (1018 in 1:08-cv-03086-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Rene Stultz.. Document filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Mark Ramler, Joseph P Collins, Paul Koury. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Coberly, Linda)

August 7, 2013

Filing 893 MEMORANDUM OF LAW in Opposition re: (1024 in 1:08-cv-03086-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Richard Millett.. Document filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Mark Ramler, Joseph P Collins, Paul Koury. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Coberly, Linda)

August 7, 2013

Filing 892 MEMORANDUM OF LAW in Opposition re: (1022 in 1:08-cv-03086-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Kenneth M. Lehn.. Document filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Mark Ramler, Paul Koury. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Coberly, Linda)

August 7, 2013

Filing 891 DECLARATION of Craig D. Singer in Opposition re: (1010 in 1:08-cv-03086-JSR) MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Patrick M. Connors., (1012 in 1:08-cv-03086-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Stephen D. Lofchie., (1016 in 1:08-cv-03086-JSR) MOTION to Preclude the Testimony and Strike the Reports of Proposed Defense Experts Gregory May, Steven Schwarcz, and John Coates.. Document filed by Joseph Collins, Paul Koury, Mayer Brown LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)

August 7, 2013

Filing 890 DECLARATION of Catherine W Joyce re: #884 Reply Memorandum of Law in Support of Motion, In Support. Document filed by Grant Thornton LLP, Mark Ramler. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C)(Joyce, Catherine)

August 7, 2013

Filing 889 MEMORANDUM OF LAW in Opposition re: (1010 in 1:08-cv-03086-JSR) MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Patrick M. Connors.. Document filed by Joseph Collins, Paul Koury, Mayer Brown LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)

August 7, 2013

Filing 888 MEMORANDUM OF LAW in Opposition re: (1012 in 1:08-cv-03086-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Stephen D. Lofchie.. Document filed by Joseph Collins, Paul Koury, Mayer Brown LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)

August 7, 2013

Filing 887 MEMORANDUM OF LAW in Opposition re: (1016 in 1:08-cv-03086-JSR) MOTION to Preclude the Testimony and Strike the Reports of Proposed Defense Experts Gregory May, Steven Schwarcz, and John Coates.. Document filed by Joseph Collins, Paul Koury, Mayer Brown LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)

August 7, 2013

Filing 886 DECLARATION of John Williams in Support re: (1007 in 1:08-cv-03086-JSR) MOTION in Limine Regarding Issues of Apportionment at Trial.. Document filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Mark Ramler. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)

August 7, 2013

Filing 885 REPLY MEMORANDUM OF LAW in Support re: (1007 in 1:08-cv-03086-JSR) MOTION in Limine Regarding Issues of Apportionment at Trial.. Document filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Mark Ramler. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)

August 7, 2013

Filing 884 REPLY MEMORANDUM OF LAW in Support re: (852 in 1:08-cv-03065-JSR, 1925 in 1:07-md-01902-JSR, 1001 in 1:08-cv-03086-JSR) MOTION to Preclude the Opinions and Testimony of R. David Wallace.. Document filed by Grant Thornton LLP, Mark Ramler. Filed In Associated Cases: 1:07-md-01902-JSR et al.(Coberly, Linda)

August 7, 2013

Filing 883 DECLARATION of Mason C. Simpson in Opposition re: (1007 in 1:08-cv-03086-JSR, 858 in 1:08-cv-03065-JSR, 1931 in 1:07-md-01902-JSR) MOTION in Limine Regarding Issues of Apportionment at Trial.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11, #12 Exhibit 12, #13 Exhibit 13, #14 Exhibit 14, #15 Exhibit 15, #16 Exhibit 16, #17 Exhibit 17, #18 Exhibit 18, #19 Exhibit 19, #20 Exhibit 20, #21 Exhibit 21, #22 Exhibit 22, #23 Exhibit 23, #24 Exhibit 24)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

August 7, 2013

Filing 882 MEMORANDUM OF LAW in Opposition re: (1931 in 1:07-md-01902-JSR, 1007 in 1:08-cv-03086-JSR, 858 in 1:08-cv-03065-JSR) MOTION in Limine Regarding Issues of Apportionment at Trial.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

August 7, 2013

Filing 881 DECLARATION of Mason C. Simpson in Opposition re: (1928 in 1:07-md-01902-JSR, 1004 in 1:08-cv-03086-JSR, 855 in 1:08-cv-03065-JSR) MOTION to Preclude the Opinions and Testimony of Richard Breeden.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

August 7, 2013

Filing 880 MEMORANDUM OF LAW in Opposition re: (1928 in 1:07-md-01902-JSR, 1004 in 1:08-cv-03086-JSR, 855 in 1:08-cv-03065-JSR) MOTION to Preclude the Opinions and Testimony of Richard Breeden.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

August 7, 2013

Filing 879 DECLARATION of Malcom Loeb in Opposition re: (1925 in 1:07-md-01902-JSR, 1001 in 1:08-cv-03086-JSR, 852 in 1:08-cv-03065-JSR) MOTION to Preclude the Opinions and Testimony of R. David Wallace.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11, #12 Exhibit 12, #13 Exhibit 13, #14 Exhibit 14, #15 Exhibit 15, #16 Exhibit 16, #17 Exhibit 17, #18 Exhibit 18, #19 Exhibit 19, #20 Exhibit 20, #21 Exhibit 21, #22 Exhibit 22, #23 Exhibit 23, #24 Exhibit 24, #25 Exhibit 25, #26 Exhibit 26, #27 Exhibit 27, #28 Exhibit 28)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Loeb, Malcolm)

August 7, 2013

Filing 878 MEMORANDUM OF LAW in Opposition re: (852 in 1:08-cv-03065-JSR, 1925 in 1:07-md-01902-JSR, 1001 in 1:08-cv-03086-JSR) MOTION to Preclude the Opinions and Testimony of R. David Wallace.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Loeb, Malcolm)

August 7, 2013

Filing 877 DECLARATION of Lee M. Andelin in Support re: (863 in 1:08-cv-03065-JSR, 1012 in 1:08-cv-03086-JSR, 1936 in 1:07-md-01902-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Stephen D. Lofchie., (1024 in 1:08-cv-03086-JSR, 875 in 1:08-cv-03065-JSR, 1948 in 1:07-md-01902-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Richard Millett., (865 in 1:08-cv-03065-JSR, 1938 in 1:07-md-01902-JSR, 1014 in 1:08-cv-03086-JSR) MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Jerry W. Markham., (1010 in 1:08-cv-03086-JSR, 1934 in 1:07-md-01902-JSR, 861 in 1:08-cv-03065-JSR) MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Patrick M. Connors., (1022 in 1:08-cv-03086-JSR, 1946 in 1:07-md-01902-JSR, 873 in 1:08-cv-03065-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Kenneth M. Lehn., (871 in 1:08-cv-03065-JSR, 1944 in 1:07-md-01902-JSR, 1020 in 1:08-cv-03086-JSR) MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Avram S. Tucker., (867 in 1:08-cv-03065-JSR, 1940 in 1:07-md-01902-JSR, 1016 in 1:08-cv-03086-JSR) MOTION to Preclude the Testimony and Strike the Reports of Proposed Defense Experts Gregory May, Steven Schwarcz, and John Coates., (1018 in 1:08-cv-03086-JSR, 1942 in 1:07-md-01902-JSR, 869 in 1:08-cv-03065-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Rene Stultz.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11 (Part 1 of 4), #12 Exhibit 11 (Part 2 of 4), #13 Exhibit 11 (Part 3 of 4), #14 Exhibit 11 (Part 4 of 4), #15 Exhibit 12, #16 Exhibit 13, #17 Exhibit 14, #18 Exhibit 15, #19 Exhibit 16, #20 Exhibit 17, #21 Exhibit 18, #22 Exhibit 19, #23 Exhibit 20, #24 Exhibit 21, #25 Exhibit 22, #26 Exhibit 23, #27 Exhibit 24, #28 Exhibit 25 (Part 1 of 4), #29 Exhibit 25 (Part 2 of 4), #30 Exhibit 25 (Part 3 of 4), #31 Exhibit 25 (Part 4 of 4), #32 Exhibit 26, #33 Exhibit 27, #34 Exhibit 28 (Part 1 of 7), #35 Exhibit 28 (Part 2 of 7), #36 Exhibit 28 (Part 3 of 7), #37 Exhibit 28 (Part 4 of 7), #38 Exhibit 28 (Part 5 of 7), #39 Exhibit 28 (Part 6 of 7), #40 Exhibit 28 (Part 7 of 7), #41 Exhibit 29, #42 Exhibit 30, #43 Exhibit 31, #44 Exhibit 32 (Part 1 of 5), #45 Exhibit 32 (Part 2 of 5), #46 Exhibit 32 (Part 3 of 5), #47 Exhibit 32 (Part 4 of 5), #48 Exhibit 32 (Part 5 of 5), #49 Exhibit 33, #50 Exhibit 34, #51 Exhibit 35, #52 Exhibit 36, #53 Exhibit 37, #54 Exhibit 38)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Andelin, Lee)

August 7, 2013

Filing 876 MEMORANDUM OF LAW in Support re: (1024 in 1:08-cv-03086-JSR, 875 in 1:08-cv-03065-JSR, 1948 in 1:07-md-01902-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Richard Millett.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Andelin, Lee)

August 7, 2013

Filing 875 MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Richard Millett. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Return Date set for 8/16/2013 at 04:00 PM.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

August 7, 2013

Filing 874 MEMORANDUM OF LAW in Support re: (1946 in 1:07-md-01902-JSR, 1022 in 1:08-cv-03086-JSR, 873 in 1:08-cv-03065-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Kenneth M. Lehn.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Andelin, Lee)

August 7, 2013

Filing 873 MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Kenneth M. Lehn. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Return Date set for 8/16/2013 at 04:00 PM.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

August 7, 2013

Filing 872 MEMORANDUM OF LAW in Support re: (1020 in 1:08-cv-03086-JSR, 1944 in 1:07-md-01902-JSR, 871 in 1:08-cv-03065-JSR) MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Avram S. Tucker.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

August 7, 2013

Filing 871 MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Avram S. Tucker. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Return Date set for 8/16/2013 at 04:00 PM.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

August 7, 2013

Filing 870 MEMORANDUM OF LAW in Support re: (869 in 1:08-cv-03065-JSR, 1018 in 1:08-cv-03086-JSR, 1942 in 1:07-md-01902-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Rene Stultz.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

August 7, 2013

Filing 869 MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Rene Stultz. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Return Date set for 8/16/2013 at 04:00 PM.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

August 7, 2013

Filing 868 MEMORANDUM OF LAW in Support re: (1016 in 1:08-cv-03086-JSR, 867 in 1:08-cv-03065-JSR, 1940 in 1:07-md-01902-JSR) MOTION to Preclude the Testimony and Strike the Reports of Proposed Defense Experts Gregory May, Steven Schwarcz, and John Coates.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

August 7, 2013

Filing 867 MOTION to Preclude the Testimony and Strike the Reports of Proposed Defense Experts Gregory May, Steven Schwarcz, and John Coates. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Return Date set for 8/16/2013 at 04:00 PM.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

August 7, 2013

Filing 866 MEMORANDUM OF LAW in Support re: (1014 in 1:08-cv-03086-JSR, 1938 in 1:07-md-01902-JSR, 865 in 1:08-cv-03065-JSR) MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Jerry W. Markham.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

August 7, 2013

Filing 865 MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Jerry W. Markham. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Return Date set for 8/16/2013 at 04:00 PM.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

August 7, 2013

Filing 864 MEMORANDUM OF LAW in Support re: (863 in 1:08-cv-03065-JSR, 1012 in 1:08-cv-03086-JSR, 1936 in 1:07-md-01902-JSR) MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Stephen D. Lofchie.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

August 7, 2013

Filing 863 MOTION to Preclude /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Stephen D. Lofchie. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Return Date set for 8/16/2013 at 04:00 PM.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

August 7, 2013

Filing 862 MEMORANDUM OF LAW in Support re: (1010 in 1:08-cv-03086-JSR, 1934 in 1:07-md-01902-JSR, 861 in 1:08-cv-03065-JSR) MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Patrick M. Connors.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

August 7, 2013

Filing 861 MOTION to Preclude /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Patrick M. Connors. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Return Date set for 8/16/2013 at 04:00 PM.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

August 7, 2013

Filing 860 DECLARATION of Kevin M. LoVecchio in Support re: (1007 in 1:08-cv-03086-JSR) MOTION in Limine Regarding Issues of Apportionment at Trial.. Document filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Mark Ramler. (Attachments: #1 Exhibits 3-6, #2 Exhibits 7-8)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)

August 7, 2013

Filing 859 MEMORANDUM OF LAW in Support re: (1007 in 1:08-cv-03086-JSR) MOTION in Limine Regarding Issues of Apportionment at Trial.. Document filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Mark Ramler. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)

August 7, 2013

Filing 858 MOTION in Limine Regarding Issues of Apportionment at Trial. Document filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Mark Ramler.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)

August 7, 2013

Filing 857 DECLARATION of Craig D. Singer in Support re: (1004 in 1:08-cv-03086-JSR) MOTION to Preclude the Opinions and Testimony of Richard Breeden.. Document filed by Joseph Collins, Paul Koury, Mayer Brown LLP. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)

August 7, 2013

Filing 856 MEMORANDUM OF LAW in Support re: (1004 in 1:08-cv-03086-JSR) MOTION to Preclude the Opinions and Testimony of Richard Breeden.. Document filed by Joseph Collins, Paul Koury, Mayer Brown LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)

August 7, 2013

Filing 855 MOTION to Preclude the Opinions and Testimony of Richard Breeden. Document filed by Joseph Collins, Paul Koury, Mayer Brown LLP.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)

August 7, 2013

Filing 854 DECLARATION of Linda T. Coberly in Support re: (1001 in 1:08-cv-03086-JSR) MOTION to Preclude the Opinions and Testimony of R. David Wallace.. Document filed by Grant Thornton LLP, Mark Ramler. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Coberly, Linda)

August 7, 2013

Filing 853 MEMORANDUM OF LAW in Support re: (1001 in 1:08-cv-03086-JSR) MOTION to Preclude the Opinions and Testimony of R. David Wallace.. Document filed by Grant Thornton LLP, Mark Ramler. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Coberly, Linda)

August 7, 2013

Filing 852 MOTION to Preclude the Opinions and Testimony of R. David Wallace. Document filed by Grant Thornton LLP, Mark Ramler. Return Date set for 8/16/2013 at 04:00 PM.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Coberly, Linda)

August 5, 2013

Filing 851 CASE MANAGEMENT ORDER #102: The Court has received the Special Masters' bills for the month of July, which will be docketed for the parties' review. Any party who wishes to object to a bill must submit such objection to the Court in writing no later than one week from today, i.e., by August 9, 2013. If no objections are received (the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 8/2/2013) Filed In Associated Cases: 1:07-md-01902-JSR et al.(ja)

August 5, 2013

Filing 850 ORDER: IT IS HEREBY ORDERED: 1. The request for an order compelling production of unredacted copies of the Transcripts is granted, in part, as follows: a. Plaintiffs are to produce Exhibit 2 with the following redactions removed: (i) on page 55, the second sentence of the second redaction; (ii) on page 55, the entire third redaction; (iii) on page 99, the bottom-most redaction; (iv) on page 100, the first redaction; and b. Plaintiffs are to produce Exhibit 6 with the following redactions removed: (i) on page 144, all redactions; (ii) on page 145, all redactions. 2. Plaintiffs' remaining redactions appear appropriate. 3. It is further ordered that on August 8, 2013, unless Plaintiffs have produced an appropriate Sealing Order or other similar ruling from the Grand Court of the Cayman Islands supporting the redaction of the Transcripts, Plaintiffs are to produce copies of the Transcripts with all redactions removed. SO ORDERED. (Signed by Special Master, Ronald Hedges on 8/5/2013) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(ja) Modified on 8/9/2013 (ja).

August 5, 2013

Transmission of USCA Mandate/Order to the District Judge re: #849 USCA Mandate. (tp)

August 2, 2013

Filing 849 MANDATE of USCA (Certified Copy) as to #649 Notice of Interlocutory Appeal, filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis USCA Case Number 12-3575(L). ON CONSIDERATION WHEREOF, it is now hereby ordered, adjudged, and decreed that the matter be remanded for supplementation of the record consistent with this order. Catherine O'Hagan Wolfe, Clerk USCA for the Second Circuit. Issued As Mandate: 8/2/2013. (tp)

August 2, 2013

Filing 848 ORDER: Consequently, the Court hereby grants the plaintiffs' application to serve trial subpoena upon Joseph Collins. So Ordered (Signed by Judge Jed S. Rakoff on 7/31/2013) (js)

August 2, 2013

Filing 847 MEMORANDUM ORDER: For the foregoing reasons, plaintiffs' motion for reconsideration is hereby denied. So Ordered. (Signed by Judge Jed S. Rakoff on 7/31/2013) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(js)

August 1, 2013

Filing 846 NOTICE OF CHANGE OF ADDRESS by Timothy Joseph. Paris on behalf of Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys, Kenneth M Krys. New Address: BEUS GILBERT PLLC, 701 North 44th Street, Phoenix, Arizona, U.S.A. 85008, (480) 429-3000. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR(Paris, Timothy)

July 29, 2013

Filing 845 SPECIAL MASTER ORDER ESTABLISHING BRIEFING SCHEDULE: It is on this 29th day of July 2013, ordered as follows: 1. Plaintiffs may file an opposition to the Application, limited to three single-spaced pages, on or before July 31, 2013. 2. defendants may file a reply in further support of the Application, limited to two single-spaced pages, on or before August 1, 2013; and 3. The Special Master will conduct a telephonic hearing on August 5, 2013, at 3:00 p.m. EDT. (Signed by Special Master Ronald J. Hedges on 7/29/2013) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR(js)

July 17, 2013

Filing 844 NOTICE of Supplemental Authority in Support of Plaintiffs' Motion for Partial Summary Judgment Against the Mayer Brown Defendants re: (853 in 1:08-cv-03086-JSR, 1735 in 1:07-md-01902-JSR, 705 in 1:08-cv-03065-JSR) MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment Against the Mayer Brown Defendants.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit A, #2 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

July 10, 2013

Filing 843 CASE MANAGEMENT ORDER #101: Pursuant to Case Management Order #100, the time for Objections to the Special Masters' bills for services rendered in June 2013 has elapsed. Since the Court did not receive any objection to the bills, the Court hereby directs the Case Accountant to pay bills forthwith. SO ORDERED. (Signed by Judge Jed S. Rakoff on 7/9/2013) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rsh)

July 3, 2013

Filing 842 CASE MANAGEMENT ORDER #100: The Court has received the Special Masters' bills for the month of June, which will be docketed for the parties' review. Any party who wishes to object to a bill must submit such objection to the Court in writing no later than one week from today, i.e., by July 8, 2013. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. So Ordered (Signed by Judge Jed S. Rakoff on 7/1/2013) Filed In Associated Cases: 1:07-md-01902-JSR et al.(js)

July 2, 2013

Filing 841 NOTICE OF APPEARANCE by Amy E. Millard on behalf of Paul Koury. (Millard, Amy)

July 1, 2013

Filing 840 MEMORANDUM OF LAW in Opposition re: (1896 in 1:07-md-01902-JSR, 271 in 1:10-cv-03594-JSR, 822 in 1:08-cv-03065-JSR, 973 in 1:08-cv-03086-JSR) MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration. MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration. MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration. MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration. MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration. MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration. MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration. MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration. MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration. MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration.. Document filed by Merril Lynch, Pierce Fennner & Smith, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Anker, Philip)

June 25, 2013

Filing 839 ORDER: After the parties submitted objections to the R&Rs, the Court received full briefing on all the objections, followed by an"omnibus" oral argument on June 6, 2013. In addition, certain supplemental written materials were received. Having now considered the entire matter de novo, the Court concludes that the Special Master had it essentially correct and that, therefore, all four motions for summary judgment should be denied. An opinion explaining the Court's reasons for these rulings will issue in due course. The Clerk of the Court is directed to close documents numbered 696, 701, 705, and 709 on the docket of Case No. 08 Civ. 3065(JSR),as well as the equivalent documents in Case Nos. 08 Civ. 3086(JSR)and 07 MDL 1902(JSR).(Signed by Judge Jed S. Rakoff on 6/24/2013) (js) Modified on 6/26/2013 (js).

June 25, 2013

Filing 838 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a ARGUMENT proceeding held on 6/6/13 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(Rodriguez, Somari)

June 25, 2013

Filing 837 TRANSCRIPT of Proceedings re: ARGUMENT held on 6/6/2013 before Judge Jed S. Rakoff. Court Reporter/Transcriber: Pamela Utter, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 7/19/2013. Redacted Transcript Deadline set for 7/29/2013. Release of Transcript Restriction set for 9/26/2013.(Rodriguez, Somari)

June 24, 2013

Filing 836 DECLARATION of Lee M Andelin in Support re: (983 in 1:08-cv-03086-JSR, 832 in 1:08-cv-03065-JSR, 1906 in 1:07-md-01902-JSR) MOTION in Limine /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Jerry W. Markham., (1905 in 1:07-md-01902-JSR, 982 in 1:08-cv-03086-JSR, 831 in 1:08-cv-03065-JSR) MOTION in Limine /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Stephen D. Lofchie., (1909 in 1:07-md-01902-JSR, 986 in 1:08-cv-03086-JSR, 835 in 1:08-cv-03065-JSR) MOTION in Limine /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Avram S. Tucker., (1898 in 1:07-md-01902-JSR, 824 in 1:08-cv-03065-JSR, 975 in 1:08-cv-03086-JSR) MOTION in Limine /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Patrick M. Connors., (833 in 1:08-cv-03065-JSR, 984 in 1:08-cv-03086-JSR, 1907 in 1:07-md-01902-JSR) MOTION in Limine /Notice of Motion to Preclude the Testimony and Strike the Reports of Proposed Defense Experts Gregory May, Steven Schwarcz, and John Coates., (978 in 1:08-cv-03086-JSR, 1901 in 1:07-md-01902-JSR, 827 in 1:08-cv-03065-JSR) MOTION in Limine to Preclude Testimony and Strike Report of Propsed Defense Expert Richard Millett., (985 in 1:08-cv-03086-JSR, 1908 in 1:07-md-01902-JSR, 834 in 1:08-cv-03065-JSR) MOTION in Limine /Notice of Motion to Preclude the Testimony and Strike Report of Proposed Defense Expert Rene Stultz., (1902 in 1:07-md-01902-JSR, 979 in 1:08-cv-03086-JSR, 828 in 1:08-cv-03065-JSR) MOTION in Limine to Preclude Testimony and Strike Report of Proposed Defense Expert Kenneth M. Lehn.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al), Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Kenneth M Krys. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11 (1 of 4), #12 Exhibit 11 (2 of 4), #13 Exhibit 11 (3 of 4), #14 Exhibit 11 (4 of 4), #15 Exhibit 12, #16 Exhibit 13, #17 Exhibit 14, #18 Exhibit 15, #19 Exhibit 16, #20 Exhibit 17, #21 Exhibit 18, #22 Exhibit 19, #23 Exhibit 20, #24 Exhibit 21, #25 Exhibit 22, #26 Exhibit 23, #27 Exhibit 24, #28 Exhibit 25 (1 of 4), #29 Exhibit 25 (2 of 4), #30 Exhibit 25 (3 of 4), #31 Exhibit 25 (4 of 4), #32 Exhibit 26, #33 Exhibit 27, #34 Exhibit 28 (1 of 7), #35 Exhibit 28 (2 of 7), #36 Exhibit 28 (3 of 7), #37 Exhibit 28 (4 of 7), #38 Exhibit 28 (5 of 7), #39 Exhibit 28 (6 of 7), #40 Exhibit 28 (7 of 7), #41 Exhibit 29, #42 Exhibit 30, #43 Exhibit 31, #44 Exhibit 32 (1 of 5), #45 Exhibit 32 (2 of 5), #46 Exhibit 32 (3 of 5), #47 Exhibit 32 (4 of 5), #48 Exhibit 32 (5 of 5), #49 Exhibit 33, #50 Exhibit 34, #51 Exhibit 35, #52 Exhibit 36, #53 Exhibit 37, #54 Exhibit 38)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Andelin, Lee)

June 24, 2013

Filing 835 MOTION in Limine /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Avram S. Tucker. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

June 24, 2013

Filing 834 MOTION in Limine /Notice of Motion to Preclude the Testimony and Strike Report of Proposed Defense Expert Rene Stultz. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

June 24, 2013

Filing 833 MOTION in Limine /Notice of Motion to Preclude the Testimony and Strike the Reports of Proposed Defense Experts Gregory May, Steven Schwarcz, and John Coates. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

June 24, 2013

Filing 832 MOTION in Limine /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Jerry W. Markham. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

June 24, 2013

Filing 831 MOTION in Limine /Notice of Motion to Preclude Testimony and Strike Report of Proposed Defense Expert Stephen D. Lofchie. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

June 24, 2013

Filing 830 MEMORANDUM OF LAW in Support re: (979 in 1:08-cv-03086-JSR, 1902 in 1:07-md-01902-JSR, 828 in 1:08-cv-03065-JSR) MOTION in Limine to Preclude Testimony and Strike Report of Proposed Defense Expert Kenneth M. Lehn.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al), Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Andelin, Lee)

June 24, 2013

Filing 829 MEMORANDUM OF LAW in Support re: (978 in 1:08-cv-03086-JSR, 827 in 1:08-cv-03065-JSR, 1901 in 1:07-md-01902-JSR) MOTION in Limine to Preclude Testimony and Strike Report of Propsed Defense Expert Richard Millett.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al), Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Andelin, Lee)

June 24, 2013

Filing 828 MOTION in Limine to Preclude Testimony and Strike Report of Proposed Defense Expert Kenneth M. Lehn. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al), Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Kenneth M Krys.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Andelin, Lee)

June 24, 2013

Filing 827 MOTION in Limine to Preclude Testimony and Strike Report of Propsed Defense Expert Richard Millett. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al), Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Kenneth M Krys.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Andelin, Lee)

June 24, 2013

Filing 826 MEMORANDUM OF LAW in Support re: (824 in 1:08-cv-03065-JSR, 1898 in 1:07-md-01902-JSR, 975 in 1:08-cv-03086-JSR) MOTION in Limine /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Patrick M. Connors.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

June 24, 2013

Filing 825 FILING ERROR - DEFICIENT DOCKET ENTRY (SEE DOCUMENT #827) - MOTION in Limine to Preclude Testimony and Strike Report of Proposed Defense Expert Richard Millett. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al), Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Kenneth M Krys.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Andelin, Lee) Modified on 6/25/2013 (ldi).

June 24, 2013

Filing 824 MOTION in Limine /Notice of Motion to Preclude the Testimony and Strike the Report of Proposed Defense Expert Patrick M. Connors. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

June 21, 2013

Filing 823 MEMORANDUM OF LAW in Support re: (1896 in 1:07-md-01902-JSR, 271 in 1:10-cv-03594-JSR, 822 in 1:08-cv-03065-JSR, 973 in 1:08-cv-03086-JSR) MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration. MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration. MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration. MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration. MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration. MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration. MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration. MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration. MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration. MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Molton, David)

June 21, 2013

Filing 822 MOTION for Reconsideration re; (260 in 1:10-cv-03594-JSR, 959 in 1:08-cv-03086-JSR, 808 in 1:08-cv-03065-JSR, 1882 in 1:07-md-01902-JSR) Order,, /Notice of Plaintiffs' Limited Motion for Reconsideration. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Molton, David)

June 19, 2013

Filing 821 NOTICE OF CHANGE OF ADDRESS by Scot Christopher Stirling on behalf of Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al), Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Kenneth M. Krys, Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. New Address: Beus Gilbert PLLC, 701 North 44th Street, Phoenix, Arizona, United States 85008, (480) 429-3000. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:10-cv-03594-JSR(Stirling, Scot)

June 19, 2013

Filing 820 NOTICE OF CHANGE OF ADDRESS by Lowell Richard Williams on behalf of Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al), Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Kenneth M. Krys, Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. New Address: Beus Gilbert PLLC, 701 North 44th Street, Phoenix, Arizona, United States 85008, (480) 429-3000. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:10-cv-03594-JSR(Williams, Lowell)

June 19, 2013

Filing 819 NOTICE OF CHANGE OF ADDRESS by Malcolm Loeb on behalf of Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al), Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Kenneth M. Krys, Kenneth M Krys. New Address: Beus Gilbert PLLC, 701 North 44th Street, Phoenix, Arizona, United States 85008, (480) 429-3000. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR(Loeb, Malcolm)

June 19, 2013

Filing 818 NOTICE OF CHANGE OF ADDRESS by Thomas A. Connelly on behalf of Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al), Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Kenneth M. Krys, Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. New Address: Beus Gilbert PLLC, 701 North 44th Street, Phoenix, Arizona, United States 85008, (480) 429-3000. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:10-cv-03594-JSR(Connelly, Thomas)

June 19, 2013

Filing 817 NOTICE OF CHANGE OF ADDRESS by Leo R. Beus on behalf of Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al), Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Kenneth M. Krys, Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. New Address: Beus Gilbert PLLC, 701 North 44th Street, Phoenix, Arizona, United States 85008, (480) 429-3000. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:10-cv-03594-JSR(Beus, Leo)

June 19, 2013

Filing 816 NOTICE OF CHANGE OF ADDRESS by Britton M. Worthen on behalf of Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al), Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Kenneth M. Krys, Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. New Address: Beus Gilbert PLLC, 701 North 44th Street, Phoenix, Arizona, United States 85008, (480) 429-3000. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:10-cv-03594-JSR(Worthen, Britton)

June 18, 2013

Filing 815 NOTICE OF CHANGE OF ADDRESS by Dennis Blackhurst on behalf of Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al), Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Kenneth M. Krys, Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. New Address: Beus Gilbert PLLC, 701 North 44th Street, Phoenix, Arizona, United States 85008, (480) 429-3000. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:10-cv-03594-JSR(Blackhurst, Dennis)

June 18, 2013

Filing 814 NOTICE OF CHANGE OF ADDRESS by Thomas A. Gilson on behalf of Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al), Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Kenneth M. Krys, Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. New Address: Beus Gilbert PLLC, 701 North 44th Street, Phoenix, Arizona, United States 85008, (480) 429-3000. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:10-cv-03594-JSR(Gilson, Thomas)

June 18, 2013

Filing 813 NOTICE OF CHANGE OF ADDRESS by Robert T. Mills on behalf of Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al), Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Kenneth M. Krys, Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. New Address: Beus Gilbert PLLC, 701 North 44th Street, Phoenix, Arizona, United States 85008, (480) 429-3000. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:10-cv-03594-JSR(Mills, Robert)

June 18, 2013

Filing 812 NOTICE OF CHANGE OF ADDRESS by Lee M. Andelin on behalf of Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al), Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Kenneth M. Krys, Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. New Address: Beus Gilbert PLLC, 701 North 44th Street, Phoenix, Arizona, United States 85008, (480) 429-3000. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:10-cv-03594-JSR(Andelin, Lee)

June 12, 2013

Filing 811 CASE MANAGEMENT ORDER #99: Pursuant to Case Management Order #98, the time for objections to the Special Master Capra's bill for services rendered in May 2013 and Special Master Hedges's bill for services rendered in April and May 2013 has elapsed. Since the Court did not receive any objection to the bills, the Court hereby directs the Case Accountant to pay the bills forthwith (Signed by Judge Jed S. Rakoff on 6/10/2013) Filed In Associated Cases: 1:07-md-01902-JSR et al.(js)

June 11, 2013

Filing 810 ORDER ON PLAINTIFFS MOTION FOR LEAVE TO AMEND COMPLAINT: For the reasons set forth in the transcript, Plaintiffs motion is denied. So Ordered. (Signed by Special Master Ronald J. Hedges on 6/11/2013) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(js)

June 10, 2013

Filing 809 NON-PARTY MOTION OF PETER JAMES TO QUASH SUBPOENA AD TESTIFICANDUM.(sc) Modified on 6/11/2013 (sc). Modified on 6/12/2013 (sc).

June 6, 2013

Minute Entry for proceedings held before Judge Jed S. Rakoff: Oral Argument held on 6/6/2013 re: #770 Response,, filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mark Ramler, Paul Koury, Mayer Brown LLP, Joseph P Collins, #781 Objection (non-motion), Objection (non-motion) filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mark Ramler, Mayer Brown LLP, #780 Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion) filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis, #772 Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion) filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis. (Kotowski, Linda)

June 6, 2013

Filing 808 MEMORANDUM ORDER: Accordingly, the Court hereby confirms its bottom-line Order adopting the Special Master's Report and Recommendation in part, but granting the motions of PricewaterhouseCoopers LLP; Credit Suisse Securities (USA) LLC; Merrill Lynch, Pierce, Fenner & Smith, Incorporated, as successor-by-merger to Bane of America Securities LLC; and Deutsche Bank Securities, Inc. for summary judgment on the remaining claims against them in the above captioned cases. (Signed by Judge Jed S. Rakoff on 6/6/2013) filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(djc) Modified on 6/6/2013 (djc).

June 6, 2013

Filing 807 DECLARATION of VERONICA E. RENDON in Support re: #806 Opposition Brief. Document filed by Eric M. Flanagan, Delta Flyer Fund LLC, EMF Financial Products LLC. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D)(Rendon, Veronica)

June 6, 2013

Filing 806 OPPOSITION BRIEF TO PLAINTIFFS MOTION FOR LEAVE TO FILE A THIRD AMENDED COMPLAINT. Document filed by Eric M. Flanagan, Delta Flyer Fund LLC, EMF Financial Products LLC.(Rendon, Veronica)

June 6, 2013

***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Note to Attorney Kevin H. Marino to RE-FILE Document #805 Response in Opposition to Motion. ERROR(S): Wrong case number listed on document. (db)

June 5, 2013

Filing 805 FILING ERROR - DEFICIENT DOCKET ENTRY - RESPONSE in Opposition re: (943 in 1:08-cv-03086-JSR) MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint.. Document filed by CIM Ventures, Inc, Ingram Micro, Inc., Liberty Corner Capital Strategies, LLC, William T. Pigott. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Marino, Kevin) Modified on 6/6/2013 (db).

June 5, 2013

Filing 804 CASE MANAGEMENT ORDER #98: The Court has received Special Master Capra's bill for the month of May as well as Special Master Hedges's bill for the months of April and May, which will be docketed for the parties, review. Any party who wishes to object to a bill must submit such objection to the Court in writing no later than one week from today, i.e., by June 10, 2013. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. ( See attached bills) (Signed by Judge Jed S. Rakoff on 6/3/2013) Filed In Associated Cases: 1:07-md-01902-JSR et al.(js) Modified on 6/5/2013 (js).

June 5, 2013

***NOTE TO ATTORNEY THAT THE ATTEMPTED FILING OF Document No. #799 HAS BEEN REJECTED. Note to Attorney Rendon, Veronica : THE CLERK'S OFFICE DOES NOT ACCEPT LETTERS FOR FILING, either through ECF or otherwise, except where the judge has ordered that a particular letter be docketed. Letters may be sent directly to a judge. (ka)

June 4, 2013

***NOTE TO ATTORNEY THAT THE ATTEMPTED FILING OF Document No. #795 HAS BEEN REJECTED. Note to Attorney John David Tortorella : THE CLERK'S OFFICE DOES NOT ACCEPT LETTERS FOR FILING, either through ECF or otherwise, except where the judge has ordered that a particular letter be docketed. Letters may be sent directly to a judge. (ldi)

June 4, 2013

Filing 803 RESPONSE in Opposition re: (1867 in 1:07-md-01902-JSR, 792 in 1:08-cv-03065-JSR, 943 in 1:08-cv-03086-JSR) MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint.. Document filed by Bank Fur Arbeit Und Wirtschaft Und Osterreichische Postparkasse Aktiengesellsehaft, Bawag P.S.K. Bank Fur Arbeit Und Wirtschaft Und Osterreichische Postsparkasse Aktiengesellschaft, Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Jacoby, Nicolle)

June 4, 2013

Filing 802 DECLARATION of James J. Capra, Jr. in Opposition re: (1867 in 1:07-md-01902-JSR, 792 in 1:08-cv-03065-JSR, 943 in 1:08-cv-03086-JSR) MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint.. Document filed by Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Capra, James)

June 4, 2013

Filing 801 RESPONSE in Opposition re: (1867 in 1:07-md-01902-JSR, 792 in 1:08-cv-03065-JSR, 943 in 1:08-cv-03086-JSR) MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint.. Document filed by Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Capra, James)

June 4, 2013

Filing 800 DECLARATION of Walter Rieman in Opposition re: (1867 in 1:07-md-01902-JSR, 792 in 1:08-cv-03065-JSR, 943 in 1:08-cv-03086-JSR) MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint.. Document filed by 1997 Thomas H. Lee Nominee Trust, David V. Harkins, Scott L. Jaeckel, Thomas H. Lee, Scott A. Schoen, THL Managers V. LLC, Thomas H. Lee Advisors, LLC, Thomas H. Lee Equity (Cayman) Fund V. L.P, Thomas H. Lee Equity Fund V, L.P., Thomas H. Lee Investors Limited Partnership, Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P., THL Equity Advisors V, LLC. (Attachments: #1 Exhibit 1)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Rieman, Walter)

June 4, 2013

Filing 799 FILING ERROR - ELECTRONIC FILING OF NON-ECF DOCUMENT - Objection to Plaintiffs Motion for Leave to File a Third Amended Complaint. Document filed by Eric M. Flanagan, Delta Flyer Fund LLC, EMF Financial Products LLC. (Rendon, Veronica) Modified on 6/5/2013 (ka).

June 4, 2013

Filing 798 MEMORANDUM OF LAW in Opposition re: (1867 in 1:07-md-01902-JSR, 792 in 1:08-cv-03065-JSR, 943 in 1:08-cv-03086-JSR) MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint.. Document filed by 1997 Thomas H. Lee Nominee Trust, Scott L. Jaeckel, Thomas H. Lee, Scott A. Schoen, THL Managers V. LLC, Thomas H. Lee Advisors, LLC, Thomas H. Lee Equity (Cayman) Fund V. L.P, Thomas H. Lee Equity Fund V, L.P., Thomas H. Lee Investors Limited Partnership, Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P., David V. Harkins, THL Equity Advisors V, LLC. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Rieman, Walter)

June 4, 2013

Filing 797 MEMORANDUM OF LAW in Opposition re: (1867 in 1:07-md-01902-JSR, 792 in 1:08-cv-03065-JSR, 943 in 1:08-cv-03086-JSR) MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint.. Document filed by Merril Lynch, Pierce Fennner & Smith, Inc., JPMorgan Chase & Co.. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Anker, Philip)

June 4, 2013

Filing 796 RESPONSE in Opposition re: (1867 in 1:07-md-01902-JSR, 792 in 1:08-cv-03065-JSR, 943 in 1:08-cv-03086-JSR) MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint.. Document filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Mark Ramler, Joseph P Collins, Paul Koury. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Coberly, Linda)

June 4, 2013

Filing 795 FILING ERROR - ELECTRONIC FILING FOR NON-ECF DOCUMENT - RESPONSE in Opposition re: #792 MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint.. Document filed by William T. Pigott, CIM Ventures, Inc, Ingram Micro, Inc., Liberty Corner Capital Strategies, LLC. (Tortorella, John) Modified on 6/5/2013 (ldi).

June 4, 2013

Filing 794 STIPULATION AND ORDER OF SUBSTITUTION OF COUNSEL: IT IS HEREBY STIPULATED AND AGREED, by and between the undersigned, that the law firm of Cahill Gordon & Reindel LLP hereby is substituted for Wilmer Cutler Pickering Hale and Dorr LLP as counsel of record for Defendant Credit Suisse Securities (USA) LLC("Credit Suisse") in the above-captioned action. Wilmer Cutler Pickering Hale and Dorr LLP remains counsel of record for Defendants Merrill Lynch, Pierce, Fenner & Smith, Incorporated,as successor-by-merger to Banc of America Securities LLC, and JP Morgan Chase & Co. Cahill Gordon & Reindel LLP requests that a copy of all papers henceforth served in this action be served upon Herbert S. Washer, a member of the firm, at the firm's office located at 80 Pine Street, New York, New York, 10005-1702. (Signed by Special Master Ronald J. Hedges on 6/4/2013) (js) Modified on 6/4/2013 (js).

May 31, 2013

Filing 793 DECLARATION of Mason C. Simpson in Support re: (788 in 1:08-cv-03065-JSR, 939 in 1:08-cv-03086-JSR, 1863 in 1:07-md-01902-JSR) Response,,,,,,,,,. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al), Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Kenneth M Krys. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

May 30, 2013

Filing 792 MOTION to Amend/Correct (129 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other), Notice (Other) for Leave to Amend Complaint. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Andelin, Lee)

May 29, 2013

Filing 791 DECLARATION of Linda T. Coberly in Support re: (1865 in 1:07-md-01902-JSR, 256 in 1:10-cv-03594-JSR, 941 in 1:08-cv-03086-JSR, 790 in 1:08-cv-03065-JSR) Response,,. Document filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Mark Ramler, Joseph P Collins, Paul Koury. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G, #8 Exhibit H, #9 Exhibit I, #10 Exhibit J)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Coberly, Linda)

May 29, 2013

Filing 790 RESPONSE re: (930 in 1:08-cv-03086-JSR, 780 in 1:08-cv-03065-JSR, 1849 in 1:07-md-01902-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion) Defendants Response to Plaintiffs Limited Objection to the Report and Recommendation Addressing Defendants Motions for Summary Judgment. Document filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Mark Ramler, Joseph P Collins, Paul Koury. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Coberly, Linda)

May 29, 2013

Filing 789 FILING ERROR - DEFICIENT DOCKET ENTRY - FILER ERROR -(SEE CORRECTED ENTRY# 793) DECLARATION of Mason C. Simpson in Support re: (788 in 1:08-cv-03065-JSR, 939 in 1:08-cv-03086-JSR, 1863 in 1:07-md-01902-JSR) Response,,,,,,,,,. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al), Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Kenneth M Krys. (Attachments: #1 Exhibit 1 to Simpson Decl, #2 Exhibit 2 to Simpson Decl, #3 Exhibit 3 to Simpson Decl)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David) Modified on 6/12/2013 (kj).

May 29, 2013

Filing 788 RESPONSE re: (931 in 1:08-cv-03086-JSR, 781 in 1:08-cv-03065-JSR, 1850 in 1:07-md-01902-JSR) Objection (non-motion), Objection (non-motion) /Plaintiffs' Response to Defendants' Objection to the Report and Recommendation Addressing Their Motions for Summary Judgment. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al), Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al). (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

May 22, 2013

Filing 787 ORDER REGARDING PLAINTIFFS MOTION FOR LEAVE TO AMEND: it is hereby ordered that Plaintiffs' motion for leave toamend is DENIED for the reasons stated by the Special Master at the hearing, WITHOUTPREJUDICE to Plaintiffs' submitting a formal motion for leave to amend.Should Plaintiffs choose to pursue a motion for leave to amend their pleading, the briefing on any such motion will proceed as follows:1. Plaintiffs' motion for leave to amend, if any, must be filed no later than May 29, 2013, and must be accompanied by a proposed amended pleading, along with a copy of the amended pleading with any additions underlined and deletions struck though. Defendants' opposition to the motion must be filed and served no later than June 4, 2013. 3. Plaintiffs and Defendants may, if they prefer, submit the letter briefs they submitted inconnection with Plaintiffs' recent motion for leave to amend as their memorandum in support oropposition to the formal motion for leave to amend, should Plaintiffs choose to pursue one. 4. Oral argument will be heard by Special Master Hedges telephonically at 4:00 p.m. on June 5, 2013 (Signed by Special Master on 5/22/2013) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(js)

May 17, 2013

Filing 786 ORDER FOR ADMISSION PRO HAC VICE: In case 1:07-md-01902-JSR; granting (785) Motion for Hank E. Pearson to Appear Pro Hac Vice in case 1:08-cv-03065-JSR; granting [] Motion for Hank E. Pearson to Appear Pro Hac Vice in case 1:07-md-01902-JSR. (Signed by Special Master Ronald J. Hedges on 5/17/2013) Filed In Associated Cases: 1:08-cv-03065-JSR, 1:08-cv-03065-JSR(rdz) (Main Document 786 replaced on 5/23/2013) (tro).

May 15, 2013

>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. (935 in 1:08-cv-03086-JSR) MOTION for Hank Edward Pearson to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8508925. Motion and supporting papers to be reviewed by Clerk's Office staff., (785 in 1:08-cv-03065-JSR) MOTION for Hank Edward Pearson to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8508886. Motion and supporting papers to be reviewed by Clerk's Office staff., (447 in 1:08-cv-07416-JSR) MOTION for Hank Edward Pearson to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8508948. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR(bcu)

May 14, 2013

Filing 785 MOTION for Hank Edward Pearson to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8508886. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Kenneth M. Krys(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al), Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), The Harbour Trust Co. Ltd., Kenneth M Krys, Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.). (Attachments: #1 Exhibit Certificate of Good Standing, #2 Text of Proposed Order Proposed Order)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR(Pearson, Hank)

May 13, 2013

Filing 784 CASE MANAGEMENT ORDER #97: Pursuant to Case Management Order #96, the time for objections to Special Master Capra's bill for services rendered in April 2013 has elapsed. Since the Court id not receive any objection to the bill, the Court hereby directs the Case Accountant to pay the bill forthwith. So Ordered (Signed by Judge Jed S. Rakoff on 5/13/2013) Filed In Associated Cases: 1:07-md-01902-JSR et al.(js)

May 13, 2013

Filing 783 ORDER REGARDING BRIEFING SCHEDULE ON PLAINTIFFS MOTION TO AMEND PLEADING: SPECIAL MASTER RONALD J. HEDGES, for good cause shown, hereby orders as follows: 1. Plaintiffs may submit a letter brief regarding their request to amend by Friday, May 10, 2013. 2. Defendants may file a responsive brief by Wednesday, May 15, 2013. 3. Oral argument will be heard by Judge Hedges telephonically on Thursday, May 16, 2013 at 2 p.m. EDT( Responses due by 5/15/2013), ( Oral Argument set for 5/16/2013 at 02:00 PM before Special Master.) (Signed by Special Master on 5/13/2013) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(js)

May 10, 2013

Filing 782 DECLARATION of Craig D. Singer in Support re: (931 in 1:08-cv-03086-JSR, 781 in 1:08-cv-03065-JSR, 1850 in 1:07-md-01902-JSR) Objection (non-motion), Objection (non-motion). Document filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Mark Ramler. (Attachments: #1 Exhibits 1-2, #2 Exhibits 3-4, #3 Exhibits 5-11, #4 Exhibit 12, #5 Exhibits 13-24)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)

May 10, 2013

Filing 781 Objection re: (925 in 1:08-cv-03086-JSR) Report and Recommendations Regarding Defendants' Motions for Summary Judgment. Document filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Mark Ramler. (Attachments: #1 Exhibit A)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)

May 10, 2013

Filing 780 Objection re: (925 in 1:08-cv-03086-JSR, 775 in 1:08-cv-03065-JSR, 1843 in 1:07-md-01902-JSR) Report and Recommendations /Plaintiffs' Limited Objection to the Report and Recommendation of the Special Master on the Defendants' Motion for Summary Judgment. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

May 7, 2013

Filing 779 CASE MANAGEMENT ORDER #96: the Court has received Special Master Capra's bill for the month of April, which will be docketed for the parties review. Any party who wishes to object to this bill must submit such objection to the Court in writing no later than one week from today, i.e., by May 13, 2013. If no objections are received, the Case Accountant will be authorized to pay the bill out of the established account (Signed by Judge Jed S. Rakoff on 5/6/2013) Filed In Associated Cases: 1:07-md-01902-JSR et al.(js)

May 1, 2013

Filing 778 DECLARATION of John S. Williams in Support re: (927 in 1:08-cv-03086-JSR) Response,. Document filed by Joseph Collins, Mayer Brown LLP. (Attachments: #1 Exhibit, #2 Exhibit)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)

May 1, 2013

Filing 777 RESPONSE re: (922 in 1:08-cv-03086-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion). Document filed by Joseph Collins, Mayer Brown LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)

April 25, 2013

Filing 776 NOTICE OF APPEARANCE by Robert Madison Cary on behalf of Mayer Brown LLP Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Cary, Robert)

April 23, 2013

Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 4/23/2013. (Kotowski, Linda)

April 21, 2013

Filing 775 REPORT AND RECOMMENDATIONS: The defendants' motion for summary judgment should be denied. So Ordered (Signed by Special Master Daniel J. Capra on 4/21/2013) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(js)

April 18, 2013

Filing 774 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a MOTION proceeding held on 1/30/13 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:07-md-01902-JSR et al.(Rodriguez, Somari)

April 18, 2013

Filing 773 TRANSCRIPT of Proceedings re: MOTION held on 1/30/2013 before Judge Jed S. Rakoff. Court Reporter/Transcriber: Vincent Bologna, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 5/13/2013. Redacted Transcript Deadline set for 5/23/2013. Release of Transcript Restriction set for 7/22/2013.Filed In Associated Cases: 1:07-md-01902-JSR et al.(Rodriguez, Somari)

April 12, 2013

Filing 772 Objection re: (918 in 1:08-cv-03086-JSR, 1834 in 1:07-md-01902-JSR, 768 in 1:08-cv-03065-JSR) Report and Recommendations - Special Master,,, /Plaintiffs' Objection to Report and Recommendation of the Special Master on the Plaintiffs' Motion for Partial Summary Judgment Against the Mayer Brown Defendants. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

April 11, 2013

Filing 771 CASE MANAGEMENT ORDER #95: Pursuant to Case Management Order #94, the time for objections to the bills of the Special Masters for services rendered in March 2013 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 4/10/2013) Filed In Associated Cases: 1:07-md-01902-JSR et al.(js)

April 10, 2013

Filing 770 RESPONSE re: (767 in 1:08-cv-03065-JSR, 917 in 1:08-cv-03086-JSR, 1833 in 1:07-md-01902-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion) to Plaintiffs' Limited Objection to the Report and Recommendation of the Special Master on Plaintiffs' Motion for Partial Summary Judgment on the Issue of the Primary Violation of Fraud by Refco. Document filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Mark Ramler, Joseph P Collins, Paul Koury. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Coberly, Linda)

April 2, 2013

Filing 769 CASE MANAGEMENT ORDER #94: The Court has received the bills from the Special Masters for the month of March, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today. i.e., by April 8, 2013. If no objections are received, the Case Accountant will be authorized to pay the established account. So Ordered (Signed by Judge Jed S. Rakoff on 4/1/2013) Filed In Associated Cases: 1:07-md-01902-JSR et al.(js)

March 27, 2013

Filing 767 Objection re: (914 in 1:08-cv-03086-JSR, 764 in 1:08-cv-03065-JSR, 1818 in 1:07-md-01902-JSR) Report and Recommendations - Special Master,,,,, /Plaintiffs' Limited Objection to the Report and Recommendation of the Special Master on Plaintiffs' Motion for Partial Summary Judgment on the Issue of the Primary Violation of Fraud by Refco. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

March 25, 2013

Filing 768 REPORT AND RECOMMENDATION OF THE SPECIAL MASTER ON THE PLAINTIFFS' MOTION FOR PARTIAL SUMMARY JUDGMENT AGAINST THE MAYER BROWN DEFENDANTS re: (853 in 1:08-cv-03086-JSR, 1735 in 1:07-md-01902-JSR, 705 in 1:08-cv-03065-JSR) MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment Against the Mayer Brown Defendants filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis. The Plaintiffs' motion for partial summary judgment as to Collins and Mayer Brown should be denied. The Plaintiffs' motion for partial summary judgment as to Koury must be denied. (Signed by Special Master on 3/25/2013) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(tro) Modified on 4/3/2013 (tro).

March 15, 2013

Filing 766 ORDER in case 1:07-md-01902-JSR; finding as moot (517) Motion to Stay in case 1:08-cv-03086-JSR; Since nearly two years have elapsed and the relevantparties have resolved the discovery dispute between them, the Court hereby denies as moot the non-parties' motion to stay Special Master Hedges's Order regarding discovery disputes relating to Peter Ginsburg. The Clerk of the Court is directed to close document number 517 on the docket of this case. (Signed by Judge Jed S. Rakoff on 3/14/2013) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(mt)

March 14, 2013

Filing 765 CASE MANAGEMENT ORDER #93: Pursuant to Case Management Order #92, the time for objections to the bill of Special Master Capra for the month of February, 2013, and the bill of Special Master Hedges for the months of January and February, 2013, has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 3/13/2013) Filed In Associated Cases: 1:07-md-01902-JSR et al.(lmb)

March 11, 2013

Filing 764 REPORT AND RECOMMENDATION OF THE SPECIAL MASTER ON THE PLAINTIFFS' MOTION FOR PARTIAL SUMMARY JUDGMENT ON THE ISSUE OF THE PRIMARY VIOLATION OF FRAUD BY REFCO re: (709 in 1:08-cv-03065-JSR) MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment on the Issue of the Primary Violation of Fraud by Refco filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis. In the absence of admissible evidence to establish their burden on this motion, the Plaintiffs are left with their assertion that there is no dispute about the Refco Fraud. But the Defendants do dispute almost all the Plaintiffs' contentions about the workings of the Refco Fraud, and so the Plaintiffs have not come close to establishing their burden for obtaining summary judgment on the primary violation of fraud by Refco. And a grant of summary judgment limited to the few facts that are beyond reasonable dispute will not advance the policies of convenience and efficiency that are embodied in Rule 56. The Plaintiffs' motion for partial summary judgment should be denied. Objections to R&R due by 3/28/2013. (Signed by Daniel J. Capra, Special Master on 3/11/2013) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(lmb)

March 5, 2013

Filing 763 CASE MANAGEMENT ORDER #92: The Court has received the bill from Special Master Capra for the month of February and the bill of Special Master Hedges for the months of January and February, both which will be docketed for the parties' review. Any party who wishes to object to either bill must submit such objection to the Court in writing no later than one week from today, i.e., by March 11, 2013. If no objections are received, the Case Accountant will be authorized to pay the bill out of the established account. (Signed by Judge Jed S. Rakoff on 3/4/2013) Filed In Associated Cases: 1:07-md-01902-JSR et al.(djc)

February 19, 2013

Filing 762 CASE MANAGEMENT ORDER #91: Pursuant to Case Management Order #90, the time for objections to the bill of Special Master for the month of January 2013 has elapsed. Since the Court did not receive any object to this bill, the Court hereby directs the Case Accountant to pay bill forthwith. (Signed by Judge Jed S. Rakoff on 2/17/2013) Filed In Associated Cases: 1:07-md-01902-JSR et al.(cd)

February 8, 2013

Filing 761 RESPONSE in Opposition re: (853 in 1:08-cv-03086-JSR, 1735 in 1:07-md-01902-JSR, 705 in 1:08-cv-03065-JSR) MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment Against the Mayer Brown Defendants.. Document filed by Paul Koury, Mayer Brown LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)

February 6, 2013

Filing 760 ORDER: The Court finds itself in complete agreement with Special Master Capra's Report and Recommendation in all material respects and hereby adopts it in full as if incorporated herein. In addition, for reasons stated from the bench, the Court confirms its order striking, sua sponte, the proposed expert report of Professor I. Michael Greenberger in its entirety. See Tr. of Hearing, January 30, 2013 at 2-4. (Signed by Judge Jed S. Rakoff on 2/5/2013) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(ft)

February 6, 2013

Filing 759 CASE MANAGEMENT ORDER #90: The Court has received the bill from Special Master Capra for the month of January, which will be docketed for the parties' review. Any party who wishes to object to this bill must submit such objection to the Court in writing no later than one week from today, i.e., by February 12, 2013. If no objections are received, the Case Accountant will be authorized to pay the bill out of the established account. (Signed by Judge Jed S. Rakoff on 2/5/2013) Filed In Associated Cases: 1:07-md-01902-JSR et al.(mro)

February 1, 2013

Filing 758 DECLARATION of Luke A. Connelly in Support re: (696 in 1:08-cv-03065-JSR, 1726 in 1:07-md-01902-JSR, 844 in 1:08-cv-03086-JSR) MOTION for Summary Judgment as to Count XVII., (701 in 1:08-cv-03065-JSR, 1731 in 1:07-md-01902-JSR, 849 in 1:08-cv-03086-JSR) MOTION for Summary Judgment.. Document filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Mark Ramler, Joseph P Collins, Paul Koury. (Attachments: #1 Exhibit Ex. 207)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Connelly, Luke)

February 1, 2013

Filing 757 REPLY MEMORANDUM OF LAW in Support re: (696 in 1:08-cv-03065-JSR, 1726 in 1:07-md-01902-JSR, 844 in 1:08-cv-03086-JSR) MOTION for Summary Judgment as to Count XVII., (701 in 1:08-cv-03065-JSR, 1731 in 1:07-md-01902-JSR, 849 in 1:08-cv-03086-JSR) MOTION for Summary Judgment.. Document filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Mark Ramler, Joseph P Collins, Paul Koury. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Coberly, Linda)

February 1, 2013

Filing 756 REPLY AFFIRMATION of Mason C. Simpson in Support re: (1739 in 1:07-md-01902-JSR, 857 in 1:08-cv-03086-JSR, 709 in 1:08-cv-03065-JSR) MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment on the Issue of the Primary Violation of Fraud by Refco.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

February 1, 2013

Filing 755 REPLY MEMORANDUM OF LAW in Support re: (1739 in 1:07-md-01902-JSR, 857 in 1:08-cv-03086-JSR, 709 in 1:08-cv-03065-JSR) MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment on the Issue of the Primary Violation of Fraud by Refco. /Plaintiffs' Reply Memorandum of Law in Support of Motion for Partial Summary Judgment on the Issue of the Primary Violation. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

February 1, 2013

Filing 754 RESPONSE re: (743 in 1:08-cv-03065-JSR, 893 in 1:08-cv-03086-JSR, 1784 in 1:07-md-01902-JSR) Counter Statement to Rule 56.1, /Plaintiffs' Response to Mayer Brown LLP's and Paul Koury's Statement of Additional Material Facts. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

February 1, 2013

Filing 753 REPLY MEMORANDUM OF LAW in Support re: (853 in 1:08-cv-03086-JSR, 1735 in 1:07-md-01902-JSR, 705 in 1:08-cv-03065-JSR) MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment Against the Mayer Brown Defendants. /Plaintiffs' Reply in Support of Motion for Partial Summary Judgment Against the Mayer Brown Defendants. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

February 1, 2013

Filing 752 RESPONSE re: (734 in 1:08-cv-03065-JSR, 883 in 1:08-cv-03086-JSR, 1774 in 1:07-md-01902-JSR) Response to Motion, /Plaintiffs' Response to Joseph P. Collins' Statement of Additional Material Facts. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

February 1, 2013

Filing 751 REPLY MEMORANDUM OF LAW in Support re: (853 in 1:08-cv-03086-JSR, 1735 in 1:07-md-01902-JSR, 705 in 1:08-cv-03065-JSR) MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment Against the Mayer Brown Defendants. /Plaintiffs' Reply in Support of Motion for Partial Summary Judgment Against Joseph Collins. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

January 30, 2013

Filing 750 DECLARATION of Lee M. Andelin in Opposition re: (696 in 1:08-cv-03065-JSR, 1726 in 1:07-md-01902-JSR, 844 in 1:08-cv-03086-JSR) MOTION for Summary Judgment as to Count XVII., (701 in 1:08-cv-03065-JSR, 1731 in 1:07-md-01902-JSR, 849 in 1:08-cv-03086-JSR) MOTION for Summary Judgment.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit 1-140)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Andelin, Lee)

January 28, 2013

Filing 749 CASE MANAGEMENT ORDER: Pursuant to Case Management Order #88, the time for objections to the bill of Special Master Hedges for the month of December 2012 has elapsed. Since the Court did not receive any objection to this bill, the Court hereby directs the Case Accountant to pay the bill forthwith. (Signed by Judge Jed S. Rakoff on 01/27/2013) Filed In Associated Cases: 1:07-md-01902-JSR et al.(jcs)

January 28, 2013

Filing 748 EXHIBITS 1-140 (CD form) to Declaration of Lee M. Andelin in opposition to Moving Defendants' Motion for Summary Judgment dated Jan. 22, 2013. (Accepted for filing by Special Master Ronald Hedges on 1/24/2013.)Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(mro)

January 24, 2013

Filing 747 ORDER GRANTING PERMISSION TO FILE EXHIBITS BY DISK: Special Master Ronald J. Hedges, for good cause shown, hereby orders as follows: Plaintiffs may file the exhibits to their summary judgment opposition declaration on electronic disks at the Courthouse. (Signed by Special Master Ronald J. Hedges on 1/24/2013) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(mro)

January 23, 2013

Filing 746 FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of Lee M. Andelin in Opposition re: (696 in 1:08-cv-03065-JSR, 1726 in 1:07-md-01902-JSR, 844 in 1:08-cv-03086-JSR) MOTION for Summary Judgment as to Count XVII., (701 in 1:08-cv-03065-JSR, 1731 in 1:07-md-01902-JSR, 849 in 1:08-cv-03086-JSR) MOTION for Summary Judgment.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit 1-140)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Andelin, Lee) Modified on 2/15/2013 (db).

January 23, 2013

Filing 745 RULE 56.1 STATEMENT. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd.. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Andelin, Lee)

January 22, 2013

Filing 744 DECLARATION of Craig D. Singer in Opposition re: (853 in 1:08-cv-03086-JSR, 1735 in 1:07-md-01902-JSR, 705 in 1:08-cv-03065-JSR) MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment Against the Mayer Brown Defendants.. Document filed by Paul Koury, Mayer Brown LLP. (Attachments: #1 Exhibits 1-10, #2 Exhibits 11-14, #3 Exhibit 15, #4 Exhibits 16-21, #5 Exhibits 22-33)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)

January 22, 2013

Filing 743 COUNTER STATEMENT TO (854 in 1:08-cv-03086-JSR, 706 in 1:08-cv-03065-JSR, 1736 in 1:07-md-01902-JSR) Rule 56.1 Statement,,,,,,. Document filed by Mayer Brown LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)

January 22, 2013

Filing 742 RESPONSE in Opposition re: (853 in 1:08-cv-03086-JSR, 1735 in 1:07-md-01902-JSR, 705 in 1:08-cv-03065-JSR) MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment Against the Mayer Brown Defendants. Memorandum of Law of Mayer Brown LLP and Paul Koury in Opposition to Plaintiffs' Motion for Partial Summary Judgment. Document filed by Paul Koury, Mayer Brown LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)

January 22, 2013

Filing 741 DECLARATION of John S. Williams in Opposition re: (1739 in 1:07-md-01902-JSR, 857 in 1:08-cv-03086-JSR, 709 in 1:08-cv-03065-JSR) MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment on the Issue of the Primary Violation of Fraud by Refco.. Document filed by Joseph Collins, Paul Koury, Mayer Brown LLP. (Attachments: #1 Exhibit Exhibits 1-6 to Declaration)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)

January 22, 2013

Filing 740 COUNTER STATEMENT TO (1740 in 1:07-md-01902-JSR, 710 in 1:08-cv-03065-JSR, 858 in 1:08-cv-03086-JSR) Rule 56.1 Statement,,,,,,,,,. Document filed by Joseph Collins, Paul Koury, Mayer Brown LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)

January 22, 2013

Filing 739 RESPONSE in Opposition re: (857 in 1:08-cv-03086-JSR) MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment on the Issue of the Primary Violation of Fraud by Refco. The Mayer Brown Defendants' Memorandum of Law in Opposition to Plaintiffs' Motion for Summary Judgment on the Issue of Primary Violation. Document filed by Joseph Collins, Paul Koury, Mayer Brown LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)

January 22, 2013

Filing 738 DECLARATION of Linda T. Coberly in Opposition re: (1739 in 1:07-md-01902-JSR, 857 in 1:08-cv-03086-JSR, 709 in 1:08-cv-03065-JSR) MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment on the Issue of the Primary Violation of Fraud by Refco.. Document filed by Grant Thornton LLP, Mark Ramler. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Coberly, Linda)

January 22, 2013

Filing 737 COUNTER STATEMENT TO (1740 in 1:07-md-01902-JSR, 710 in 1:08-cv-03065-JSR, 858 in 1:08-cv-03086-JSR) Rule 56.1 Statement,,,,,,,,,. Document filed by Grant Thornton LLP, Mark Ramler. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Coberly, Linda)

January 22, 2013

Filing 736 MEMORANDUM OF LAW in Opposition re: (844 in 1:08-cv-03086-JSR) MOTION for Summary Judgment as to Count XVII., (849 in 1:08-cv-03086-JSR) MOTION for Summary Judgment.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd.. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Andelin, Lee)

January 22, 2013

Filing 735 DECLARATION of Reed A. Smith in Opposition re: (853 in 1:08-cv-03086-JSR) MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment Against the Mayer Brown Defendants.. Document filed by Joseph Collins. (Attachments: #1 Exhibit Exhibits A-J to Declaration of Reed A. Smith, #2 Exhibit Exhibits K-O to Declaration of Reed A. Smith)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Schwartz, William)

January 22, 2013

Filing 734 RESPONSE to Motion re: (853 in 1:08-cv-03086-JSR) MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment Against the Mayer Brown Defendants. Response of Joseph P. Collins in Opposition to Plaintiffs' 56.1 Statement. Document filed by Joseph Collins. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Schwartz, William)

January 22, 2013

Filing 733 MEMORANDUM OF LAW in Opposition re: (853 in 1:08-cv-03086-JSR) MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment Against the Mayer Brown Defendants.. Document filed by Joseph Collins. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Schwartz, William)

January 15, 2013

Filing 732 STIPULATION AND ORDER WITHDRAWING AND APPOINTING NEW LIAISON COUNSEL FOR THE DEFENDANTS' COORDINATING' COMMITTEE: that Luke A. Connelly, Esq. of the law firm Winston & Strawn LLP is hereby appointed and shall be DCC Liaison Counsel; 2. Philip D. Anker, Esq. of the law firm WilmerHale shall no longer hold the position of DCC Liaison Counsel and is hereby relieved of all duties associated with such position. (Signed by Judge Jed S. Rakoff on 1/14/13) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(pl)

January 15, 2013

Filing 731 STIPULATION AND ORDER WITHDRAWING MOTIONS FOR SUMMARY JUDGMENT AND OTHER MOTION WITHOUT PREJUDICE: Each of the Second Set of Summary Judgment Motions [In re Refco Inc. Securities Litig., 07 MD 1902, docket nos. 1718-1719] is hereby withdrawn as moot, without prejudice and subject to the terms set forth in the remainder of this Stipulation and Order (but, for the sake of clarity, the Omnibus Arguments shall continue to be litigated by Plaintiffs and other defendants that have not been dismissed from the Actions; and the Joint Memorandum of Law Addressing Common Issues in Defendants' Motions for Summary Judgment, the Joint Rule56.1 Statement in Support of Moving Defendants' Motions for Summary Judgment, and the Declaration of Luke A. Connelly in Support of Moving Defendants' Motions for Summary Judgment [In re Refco Inc. Securities Litig., 07 MD 1902, docket nos. 1732-1734] are not withdrawn). (Signed by Judge Jed S. Rakoff on 1/14/13) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(pl) Modified on 1/16/2013 (pl).

January 11, 2013

Filing 730 CASE MANAGEMENT ORDER #88: The Court has received the bill from Special Master Hedges for the month of December, which will be docketed for the parties' review. Any party who wishes to object to this bill must submit such objection to the Court in writing no later than one week from today, i.e., by January 17, 2013. If no objections are received, the Case Accountant will be authorized to pay the bill out of the established account. (Signed by Judge Jed S. Rakoff on 1/10/2013) Filed In Associated Cases: 1:07-md-01902-JSR et al.(mro)

December 28, 2012

Filing 729 JOINT STIPULATION & ORDER OF DISMISSAL WITH PREJUDICE: IT IS HEREBY STIPULATED, AGREED, AND ADJUDGED, by and through Plaintiffs' and Mr. Best's respective counsel, that all claims asserted against Mr. Best in this action are dismissed with prejudice, with Plaintiffs and Mr. Best each bearing their own attorneys' fees, costs, and expenses relating to the claims against Mr. Best. (Signed by Judge Jed S. Rakoff on 12/27/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(djc)

December 27, 2012

Filing 728 ORDER terminating (1577) Motion for Summary Judgment; terminating (1578) Motion for Summary Judgment; terminating (1579) Motion for Summary Judgment; terminating (1580) Motion for Summary Judgment; terminating (1581) Motion for Summary Judgment in case 1:07-md-01902-JSR; terminating (625) Motion for Summary Judgment; terminating (626) Motion for Summary Judgment; terminating (627) Motion for Summary Judgment in case 1:08-cv-03065-JSR; terminating (769) Motion for Summary Judgment; terminating (770) Motion for Summary Judgment; terminating (771) Motion for Summary Judgment; terminating (772) Motion for Summary Judgment in case 1:08-cv-03086-JSR; terminating (178) Motion for Summary Judgment in case 1:10-cv-03594-JSR. On October 17, 2012, Special Master Daniel J. Capra issued a Report and Recommendation recommending that the motions be granted with respect to the claims asserted by plaintiffs on behalf of PlusFunds and denied with respect to claims asserted on behalf of SPhynX Managed Future Funds ("SMFF"). As an alternative to his recommendation denying summary judgment as to the SMFFclaims, the Special Master also recommended that, should the Court reverse him on this issue, it should grant summary judgment to all moving defendants except Mayer Brown, Grant Thornton, and Ramler, for whom there remain issues of material fact sufficient to defeat summary judgment. On November 9, 2012, the plaintiffs and defendants timely filed their objections to the R&R, and, after further briefing, the Court heard oral argument on December 3, 2012. After full consideration of the parties' briefs and oral arguments, and having reviewed the entire matter de novo, the Court disagrees in part with the Special Master's Report and Recommendation and concludes, for reasons to be explained in a forthcoming written opinion, that the Special Master's recommendation-in-the alternative is the better view: the motions for summary judgment regarding SMFF claims should be granted to all moving defendants except Mayer Brown, Grant Thornton, and Ramler. That said, the Court does agree with the remainder of the Special Master's report, and thus agrees that all defendants are entitled to summary judgment as to those claims brought on behalf of PlusFunds. Final judgment as to the fully-dismissed defendants will not issue, however, until the Court issues its written opinion setting forth the reasons for this ruling. (Signed by Judge Jed S. Rakoff on 12/26/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(lmb)

December 21, 2012

Filing 727 EXHIBITS TO DECLARATION OF PHILIP D. ANKER IN SUPPORT OF THE BANKS' MOTION FOR SUMMARY JUDGMENT. VOLUME V of V. Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(sac)

December 21, 2012

Filing 726 EXHIBITS TO DECLARATION OF PHILIP D. ANKER IN SUPPORT OF THE BANKS' MOTION FOR SUMMARY JUDGMENT. VOLUME IV of V. Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(sac)

December 21, 2012

Filing 725 EXHIBITS TO DECLARATION OF PHILIP D. ANKER IN SUPPORT OF THE BANKS' MOTION FOR SUMMARY JUDGMENT. VOLUME III of V. Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(sac)

December 21, 2012

Filing 724 EXHIBITS TO DECLARATION OF PHILIP D. ANKER IN SUPPORT OF THE BANKS' MOTION FOR SUMMARY JUDGMENT. VOLUME II of V. Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(sac)

December 21, 2012

Filing 723 EXHIBITS TO DECLARATION OF PHILIP D. ANKER IN SUPPORT OF THE BANKS' MOTION FOR SUMMARY JUDGMENT. vOLUME I of V. Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(sac)

December 20, 2012

Filing 720 DECLARATION of James J. Capra, Jr. re: (827 in 1:08-cv-03086-JSR, 1711 in 1:07-md-01902-JSR, 681 in 1:08-cv-03065-JSR) Report and Recommendations - Special Master,,,, re RESPONSE OF PRICEWATERHOUSECOOPERS LLP TO PLAINTIFFS OBJECTION TO THE REPORT AND RECOMMENDATION STRIKING EXPERT OPINIONS. Document filed by Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP. (Attachments: #1 Exhibit A)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Capra, James)

December 20, 2012

Filing 719 RESPONSE re: (1711 in 1:07-md-01902-JSR, 827 in 1:08-cv-03086-JSR, 681 in 1:08-cv-03065-JSR) Report and Recommendations - Special Master,,,, .-RESPONSE OF PRICEWATERHOUSECOOPERS LLP TO PLAINTIFFS OBJECTION TO THE REPORT AND RECOMMENDATION STRIKING EXPERT OPINIONS. Document filed by Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Capra, James)

December 18, 2012

Filing 718 EXHIBITS 1-206 (in CD Form) to the Declaration of Luke A. Connelly is Support of Moving Defendants' Motions for Summary Judgment. Document Document filed by the defendants. ***Accepted for filing by Special Master Ronald Hedges on 12/14/2012. Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(mro)

December 18, 2012

Filing 717 EXHIBITS TO THE DECLARATION OF LUKE A. CONNELLY IN SUPPORT OF MOVING DEFENDANTS' MOTIONS FOR SUMMARY JUDGMENT VOLUME 5 0F 5. ***Accepted for filing by Special Master Ronald J. Hedges on 12/14/2012. Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(mro)

December 18, 2012

Filing 716 EXHIBITS TO THE DECLARATION OF LUKE A. CONNELLY IN SUPPORT OF MOVING DEFENDANTS' MOTIONS FOR SUMMARY JUDGMENT VOLUME 4 0F 5. ***Accepted for filing by Special Master Ronald J. Hedges on 12/14/2012. Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(mro)

December 18, 2012

Filing 715 EXHIBITS TO THE DECLARATION OF LUKE A. CONNELLY IN SUPPORT OF MOVING DEFENDANTS' MOTIONS FOR SUMMARY JUDGMENT VOLUME 3 0F 5. ***Accepted for filing by Special Master Ronald J. Hedges on 12/14/2012. Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(mro)

December 18, 2012

Filing 714 EXHIBITS TO THE DECLARATION OF LUKE A. CONNELLY IN SUPPORT OF MOVING DEFENDANTS' MOTIONS FOR SUMMARY JUDGMENT VOLUME 2 0F 5. ***Accepted for filing by Special Master Ronald J. Hedges on 12/14/2012. Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(mro)

December 18, 2012

Filing 713 EXHIBITS TO THE DECLARATION OF LUKE A. CONNELLY IN SUPPORT OF MOVING DEFENDANTS' MOTIONS FOR SUMMARY JUDGMENT VOLUME 1 0F 5. ***Accepted for filing by Special Master Ronald J. Hedges on 12/14/2012. Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(mro)

December 17, 2012

Filing 722 DECLARATION of Philip D. Anker in Support re: (218 in 1:10-cv-03594-JSR) MOTION for Summary Judgment.. Document filed by Credit Suisse Securities (USA) LLC, Merril Lynch, Pierce Fennner & Smith, Inc.. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(rdz)

December 17, 2012

Filing 721 ORDER: GRANTING PERMISSION TO FILE HARD COPY [Defendants Exhibits to Rule 56.1]. (Signed by Special Master Ronald J. Hedges on 12/14/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(rdz)

December 17, 2012

Filing 712 DECLARATION of Mason C. Simpson in Support re: (1739 in 1:07-md-01902-JSR, 857 in 1:08-cv-03086-JSR, 709 in 1:08-cv-03065-JSR, 225 in 1:10-cv-03594-JSR) MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment on the Issue of the Primary Violation of Fraud by Refco.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3 (Part 1 of 3), #4 Exhibit 3 (Part 2 of 3), #5 Exhibit 3 (Part 3 of 3), #6 Exhibit 4, #7 Exhibit 5, #8 Exhibit 6, #9 Exhibit 7, #10 Exhibit 8, #11 Exhibit 9, #12 Exhibit 10)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Molton, David)

December 17, 2012

Filing 711 MEMORANDUM OF LAW in Support re: (1739 in 1:07-md-01902-JSR, 225 in 1:10-cv-03594-JSR, 857 in 1:08-cv-03086-JSR, 709 in 1:08-cv-03065-JSR) MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment on the Issue of the Primary Violation of Fraud by Refco.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Molton, David)

December 17, 2012

Filing 710 RULE 56.1 STATEMENT. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Molton, David)

December 17, 2012

Filing 709 MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment on the Issue of the Primary Violation of Fraud by Refco. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Molton, David)

December 17, 2012

Filing 708 DECLARATION of Mason C. Simpson in Support re: (853 in 1:08-cv-03086-JSR, 1735 in 1:07-md-01902-JSR, 705 in 1:08-cv-03065-JSR) MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment Against the Mayer Brown Defendants.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit 1, #2 Exhibit 2 (Part 1 of 3), #3 Exhibit 2 (Part 2 of 3), #4 Exhibit 2 (Part 3 of 3), #5 Exhibit 3, #6 Exhibit 4, #7 Exhibit 5, #8 Exhibit 6, #9 Exhibit 7, #10 Exhibit 8, #11 Exhibit 9, #12 Exhibit 10, #13 Exhibit 11, #14 Exhibit 12)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

December 17, 2012

Filing 707 MEMORANDUM OF LAW in Support re: (853 in 1:08-cv-03086-JSR, 1735 in 1:07-md-01902-JSR, 705 in 1:08-cv-03065-JSR) MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment Against the Mayer Brown Defendants.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

December 17, 2012

Filing 706 RULE 56.1 STATEMENT. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

December 17, 2012

Filing 705 MOTION for Partial Summary Judgment /Notice of Motion for Partial Summary Judgment Against the Mayer Brown Defendants. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

December 17, 2012

Filing 704 DECLARATION of Luke A. Connelly in Support re: (218 in 1:10-cv-03594-JSR, 688 in 1:08-cv-03065-JSR, 1718 in 1:07-md-01902-JSR, 836 in 1:08-cv-03086-JSR) MOTION for Summary Judgment., (837 in 1:08-cv-03086-JSR, 1719 in 1:07-md-01902-JSR, 689 in 1:08-cv-03065-JSR) MOTION for Summary Judgment., (696 in 1:08-cv-03065-JSR, 1726 in 1:07-md-01902-JSR, 844 in 1:08-cv-03086-JSR) MOTION for Summary Judgment as to Count XVII., (697 in 1:08-cv-03065-JSR, 845 in 1:08-cv-03086-JSR, 1727 in 1:07-md-01902-JSR) MOTION for Summary Judgment Unopposed Motion for Summary Judgment of Edward S. Best as to Count XVII., (701 in 1:08-cv-03065-JSR, 1731 in 1:07-md-01902-JSR, 849 in 1:08-cv-03086-JSR) MOTION for Summary Judgment.. Document filed by Joseph P Collins, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Grant Thornton LLP, Mayer Brown LLP, Merrill Lynch, Pierce, Fenner & Smith Incorporated, PricewaterhouseCoopers LLP, Mark Ramler, Deutsche Bank Securities Inc., Paul Koury, Edward S. Best, Joseph Collins, Pricewaterhousecoopers L.L.P.. (Attachments: #1 Exhibit 1-206)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Connelly, Luke)

December 17, 2012

Filing 703 RULE 56.1 STATEMENT. Document filed by Paul Koury, Edward S. Best, Joseph Collins, Credit Suisse Securities (USA) LLC, Grant Thornton LLP, Mayer Brown LLP, Pricewaterhousecoopers L.L.P., Mark Ramler. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Coberly, Linda)

December 17, 2012

Filing 702 MEMORANDUM OF LAW in Support re: (218 in 1:10-cv-03594-JSR, 688 in 1:08-cv-03065-JSR, 1718 in 1:07-md-01902-JSR, 836 in 1:08-cv-03086-JSR) MOTION for Summary Judgment., (837 in 1:08-cv-03086-JSR, 1719 in 1:07-md-01902-JSR, 689 in 1:08-cv-03065-JSR) MOTION for Summary Judgment., (696 in 1:08-cv-03065-JSR, 1726 in 1:07-md-01902-JSR, 844 in 1:08-cv-03086-JSR) MOTION for Summary Judgment as to Count XVII., (697 in 1:08-cv-03065-JSR, 845 in 1:08-cv-03086-JSR, 1727 in 1:07-md-01902-JSR) MOTION for Summary Judgment Unopposed Motion for Summary Judgment of Edward S. Best as to Count XVII., (701 in 1:08-cv-03065-JSR, 1731 in 1:07-md-01902-JSR, 849 in 1:08-cv-03086-JSR) MOTION for Summary Judgment.. Document filed by Edward S. Best, Joseph Collins, Credit Suisse Securities (USA) LLC, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Merril Lynch, Pierce Fennner & Smith, Inc., Pricewaterhousecoopers L.L.P., Mark Ramler, Joseph P Collins, Deutsche Bank Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, PricewaterhouseCoopers LLP, Deutsche Bank Securities Inc., Paul Koury. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Coberly, Linda)

December 17, 2012

Filing 701 MOTION for Summary Judgment. Document filed by Grant Thornton LLP, Mark Ramler. Responses due by 1/21/2013Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Coberly, Linda)

December 17, 2012

Filing 700 DECLARATION of John S. Williams in Support re: (845 in 1:08-cv-03086-JSR) MOTION for Summary Judgment Unopposed Motion for Summary Judgment of Edward S. Best as to Count XVII.. Document filed by Edward S. Best. (Attachments: #1 Exhibit 1, #2 Exhibit 2)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)

December 17, 2012

Filing 699 RULE 56.1 STATEMENT. Document filed by Edward S. Best. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)

December 17, 2012

Filing 698 MEMORANDUM OF LAW in Support re: (845 in 1:08-cv-03086-JSR) MOTION for Summary Judgment Unopposed Motion for Summary Judgment of Edward S. Best as to Count XVII. Unopposed Memorandum of Law of Edward S. Best in Support of Motion for Summary Judgment. Document filed by Edward S. Best. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)

December 17, 2012

Filing 697 MOTION for Summary Judgment Unopposed Motion for Summary Judgment of Edward S. Best as to Count XVII. Document filed by Edward S. Best.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)

December 17, 2012

Filing 696 MOTION for Summary Judgment as to Count XVII. Document filed by Joseph Collins, Paul Koury, Mayer Brown LLP.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)

December 17, 2012

Filing 695 DECLARATION of James J. Capra, Jr. in Support re: (837 in 1:08-cv-03086-JSR, 689 in 1:08-cv-03065-JSR, 1719 in 1:07-md-01902-JSR) MOTION for Summary Judgment.. Document filed by Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11, #12 Exhibit 12, #13 Exhibit 13, #14 Exhibit 14, #15 Exhibit 15, #16 Exhibit 16, #17 Exhibit 17, #18 Exhibit 18, #19 Exhibit 19, #20 Exhibit 20, #21 Exhibit 21, #22 Exhibit 22, #23 Exhibit 23, #24 Exhibit 24, #25 Exhibit 25, #26 Exhibit 26, #27 Exhibit 27, #28 Exhibit 28, #29 Exhibit 29, #30 Exhibit 30-Part1 of 2, #31 Exhibit 30-Part2 of 2, #32 Exhibit 31, #33 Exhibit 32, #34 Exhibit 33, #35 Exhibit 34, #36 Exhibit 35-Part1 of 2, #37 Exhibit 35-Part2 of 2, #38 Exhibit 36, #39 Exhibit 37, #40 Exhibit 38, #41 Exhibit 39, #42 Exhibit 40, #43 Exhibit 41, #44 Exhibit 42)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Capra, James)

December 17, 2012

Filing 694 RULE 56.1 STATEMENT. Document filed by Credit Suisse Securities (USA) LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Anker, Philip)

December 17, 2012

Filing 693 RULE 56.1 STATEMENT. Document filed by Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Capra, James)

December 17, 2012

Filing 692 DECLARATION of Philip D. Anker in Support re: (218 in 1:10-cv-03594-JSR) MOTION for Summary Judgment.. Document filed by Credit Suisse Securities (USA) LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Anker, Philip)

December 17, 2012

Filing 691 MEMORANDUM OF LAW in Support re: (837 in 1:08-cv-03086-JSR, 1719 in 1:07-md-01902-JSR, 689 in 1:08-cv-03065-JSR) MOTION for Summary Judgment.. Document filed by Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Capra, James)

December 17, 2012

Filing 690 MEMORANDUM OF LAW in Support re: (218 in 1:10-cv-03594-JSR) MOTION for Summary Judgment.. Document filed by Credit Suisse Securities (USA) LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Anker, Philip)

December 17, 2012

Filing 689 MOTION for Summary Judgment. Document filed by Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP. Responses due by 1/21/2013Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Capra, James)

December 17, 2012

Filing 688 MOTION for Summary Judgment. Document filed by Credit Suisse Securities (USA) LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Anker, Philip)

December 14, 2012

Filing 687 ORDER GRANTING PERMISSION TO FILE HARD COPY: SPECIAL MASTER RONALD J. HEDGES, for good cause shown, hereby orders as follows: The above-referenced defendants may file the exhibits to their Rule 56.1 statements on electronic disks, provided, however, that these exhibits be part of the public record and be so docketed by the clerk of the court. Defendants shall take all necessary steps, including conferring with the clerk, to ensure public docketing moreover, nothing shall be filed under sealed. (Signed by Special Master Ronald J. Hedges on 12/14/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(ama)

December 13, 2012

Filing 686 ORDER: H. Christopher Rose, former Chief Operating Officer of PlusFunds Group, Inc. ("PlusFunds"), testified as listed herein at his deposition on June 21, 2012 ("Rose Dep."). This Order shall not be considered final for purposes of appeal until the Special Master makes further rulings with respect to adverse inferences and preclusion sanctions, if any. Id at 94-95. (Signed by Special Master Judge Ronald J. Hedges on 12/13/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:10-cv-03594-JSR(ft) Modified on 12/17/2012 (ft).

December 11, 2012

Filing 685 CASE MANAGEMENT ORDER #87: Pursuant to Case Management Order #86, the time for objections to the bill of Special Master Capra for the month of November 2012 and the bill from Special Master Hedges for the months of October and November 2012 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 12/11/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(ago)

December 10, 2012

Filing 684 DECLARATION of Mason Simpson in Opposition re: (827 in 1:08-cv-03086-JSR, 1711 in 1:07-md-01902-JSR, 681 in 1:08-cv-03065-JSR) Report and Recommendations - Special Master,,,,. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit A)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

December 10, 2012

Filing 683 Objection re: (827 in 1:08-cv-03086-JSR, 1711 in 1:07-md-01902-JSR, 681 in 1:08-cv-03065-JSR) Report and Recommendations - Special Master,,,, /Plaintiffs' Limited Objection to the Report and Recommendation of the Special Master on Motions to Strike Certain Opinions of Proposed Experts R. David Wallace and I. Michael Greenberger. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

December 3, 2012

Filing 682 CASE MANAGEMENT ORDER #86: The Court has received the bill from Special Master Capra for the month of November and the bill from Special Master Hedges for the months of October and November, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, i.e., by December 7, 2012. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 11/30/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(ft)

November 29, 2012

Filing 681 REPORT AND RECOMMENDATIONS OF THE SPECIAL MASTER ON MOTIONS TO STRIKE CERTAIN OPINIONS OF PROPOSED EXPERTS R. DAVID WALLACE AND I. MICHAEL GREENBERGER: (Signed by Daniel J. Capra, Special Master on 11/29/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(pl) Modified on 1/4/2013 (pl).

November 27, 2012

Filing 680 RESPONSE re: (1699 in 1:07-md-01902-JSR, 821 in 1:08-cv-03086-JSR, 672 in 1:08-cv-03065-JSR) Objection to Report and Recommendations, /Plaintiffs' Response to Defendants' Limited Objection to the Report and Recommendation of the Special Master on Defendants' Motion for Summary Judgment. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Molton, David)

November 27, 2012

Filing 679 RESPONSE re: (813 in 1:08-cv-03086-JSR) Report and Recommendations,, (819 in 1:08-cv-03086-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion) Response to Plaintiffs' Limited Objection. Document filed by Edward S. Best, Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Mark Ramler. (Attachments: #1 Declaration of John S. Williams and Exhibit)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)

November 27, 2012

Filing 678 RESPONSE re: (208 in 1:10-cv-03594-JSR, 1697 in 1:07-md-01902-JSR, 819 in 1:08-cv-03086-JSR, 670 in 1:08-cv-03065-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion) /RESPONSE TO PLAINTIFFS LIMITED OBJECTION. Document filed by Credit Suisse Securities (USA) LLC, Merril Lynch, Pierce Fennner & Smith, Inc.. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Anker, Philip)

November 16, 2012

Filing 677 CASE MANAGEMENT ORDER #85: Pursuant to Case Management Order #84, the time for objections to the bill of Special Master Capra for services rendered in October 2012 has elapsed. Since the Court did not receive any objection to this bill, the Court hereby directs the Case Accountant to pay the bill forthwith. (Signed by Judge Jed S. Rakoff on 11/16/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al. (djc)

November 14, 2012

Filing 676 SPECIAL MASTERS' ORDER: 1. In Krys v. Sugrue, No. 08-cv-3065 and Krys v. Deutsche Bank Securities, No. 10- cv-3594, any motions for summary judgment by any party shall be filed no later than December 17, 2012, with page limits of 65 pages for the brief in support of the common- issues motion by defendants PricewaterhouseCoopers LLP; Credit Suisse Securities (USA) LLC; Merrill Lynch, Pierce, Fenner & Smith, Incorporated (as successor-by-merger to Bane of America Securities LLC); Grant Thornton LLP; Mark Ramler; Mayer Brown LLP; Joseph Collins; Edward S. Best; Paul Koury; and Deutsche Bank Securities Inc. (collectively, the "Institutional Defendants") and 25 pages for any other brief in support of any other motion for summary judgment; 2. In Krys v. Sugrue, No. 08-cv-3065 and Krys v. Deutsche Bank Securities, No. 10- cv-3594, any oppositions to motions for summary judgment shall be filed no later than January 21, 2013, with page limits of 65 pages for the opposition to the Institutional Defendants' common-issues motion and 25 pages for any opposition to any other motion; 3. In Krys v. Sugrue, No. 08-cv-3065 and Krys v. Deutsche Bank Securities, No. 10- cv-3594, any reply briefs supporting the motions for summary judgment shall be filed no later than January 31, 2013, with page limits of 25 pages for the reply brief supporting the Institutional Defendants' common-issues motion and 15 pages for any reply brief supporting any other motion; 4. In Krys v. Aaron, No. 08-cv-7416, any motions for summary judgment by any party shall be filed no later than December 17, 2012, with page limits of 65 pages for the brief in support of the motion; any oppositions to motions for summary judgment shall be filed no later than January 21, 2013, with page limits of 65 pages for the opposition; and any reply briefs supporting the motions for summary judgment shall be filed no later than January 31, 2013, with page limits of 25 pages for the reply brief. 5. Oral argument on any motion described above shall be heard in the first instance by Special Master Capra, who will conduct oral argument no later than February 20, 2013. 6. Within two business days of the issuance of any Report and Recommendation by Special Master Capra, any party intending to object in whole or in part to the Report & Recommendation shall, with opposing counsel, contact Judge Rakoff's Chambers for a schedule to brief the objection. In that same call, the claims in the above-captioned actions (other than Krys v. Aaron, et al, No. 08-cv-7416) shall be set for trial at a date convenient to the Court after June 1, 2013. 7. Deadlines for motions in limine and pre-trial exchanges shall be negotiated by the parties in a manner consistent with the Court's Individual Practices. 8. Special Master Hedges shall conduct a telephonic conference call with regard to the status of all actions on March 12, 2013, at 3 PM Eastern time., ( Telephone Conference set for 3/12/2013 at 03:00 PM before Special Master Ronald J. Hedges.) (Signed by Special Master Ronald J. Hedges and Daniel J. Capra on 11/14/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:10-cv-03594-JSR(lmb)

November 14, 2012

Filing 675 NOTICE OF WITHDRAWAL AND ORDER: PLEASE TAKE NOTICE THAT Calvin Kai-Xin Koo is no longer associated with Winston & Strawn LLP and should be withdrawn as counsel of record on behalf of Defendants Grant Thornton LLP and Mark Ramler in the above-captioned actions., Attorney Calvin Kai-Xin Koo terminated. (Signed by Judge Jed S. Rakoff on 11/10/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR(lmb)

November 14, 2012

Filing 674 NOTICE OF WITHDRAWAL AND ORDER: PLEASE TAKE NOTICE that Beth A. Tagliamonti is no longer associated with Winston & Strawn LLP and should be withdrawn as counsel of record on behalf of Defendants Grant Thornton LLP and Mark Ramler in the above-captioned actions., Attorney Beth Ann Tagliamonti terminated. (Signed by Judge Jed S. Rakoff on 11/10/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR(lmb)

November 14, 2012

Filing 673 NOTICE OF WITHDRAWAL AND ORDER: PLEASE TAKE NOTICE THAT Ruth A. Braun is no longer associated with Winston & Strawn LLP and should be withdrawn as counsel of record on behalf of Defendants Grant Thornton LLP and Mark Ramler in the above-captioned actions., Attorney Ruth Anne Braun terminated. (Signed by Judge Jed S. Rakoff on 11/10/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR(lmb)

November 14, 2012

Set/Reset Deadlines: Motions due by 12/17/2012. Responses due by 1/21/2013. Replies due by 1/31/2013. (lmb)

November 9, 2012

Filing 672 OBJECTION to (664 in 1:08-cv-03065-JSR, 813 in 1:08-cv-03086-JSR, 1681 in 1:07-md-01902-JSR) Report and Recommendations /LIMITED OBJECTION Document filed by Credit Suisse Securities (USA) LLC, Merril Lynch, Pierce Fennner & Smith, Inc.. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Anker, Philip)

November 9, 2012

Filing 671 DECLARATION of Mason C. Simpson in Support re: (208 in 1:10-cv-03594-JSR, 1697 in 1:07-md-01902-JSR, 819 in 1:08-cv-03086-JSR, 670 in 1:08-cv-03065-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion). Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit A, #2 Exhibit B)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Molton, David)

November 9, 2012

Filing 670 Objection re: (664 in 1:08-cv-03065-JSR, 204 in 1:10-cv-03594-JSR, 813 in 1:08-cv-03086-JSR, 1681 in 1:07-md-01902-JSR) Report and Recommendations,, /Plaintiffs' Limited Objection to the Report and Recommendation of the Special Master on Certain Defendants' Motion for Summary Judgment. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Molton, David)

November 9, 2012

Filing 669 CASE MANAGEMENT ORDER #84: The Court has received the bill from the Special Master Capra for the month of October, which will be docketed for the parties' review. Any party who wishes to object to this bill must submit such objection to the Court in writing no later than one week from today, i.e., by November 16, 2012. If no objections are received, the Case Accountant will be authorized to pay the bill out of the established account. (Signed by Judge Jed S. Rakoff on 11/09/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(ago)

November 8, 2012

First Supplemental ROA Sent to USCA (Electronic File). USCA Case Number 12-3575 , Certified Supplemental Indexed record on Appeal Electronic Files for #653 Order, Set Deadlines, Set Hearings,,,,,,,,, #664 Report and Recommendations,, #668 Order,,, #657 Response in Opposition to Motion,,,,,,,,,, filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis, #667 MOTION for Thomas A. Gilson to Appear Pro Hac Vice. Motion and supporting papers to be reviewed by Clerk's Office staff., #656 Reply Memorandum of Law in Support of Motion, filed by Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP, #663 Order, #660 Reply Memorandum of Law in Support of Motion,, filed by Joseph Collins, Grant Thornton LLP, Paul Koury, Edward S. Best, Pricewaterhousecoopers L.L.P., Mark Ramler, Deutsche Bank Securities, Inc., Mayer Brown LLP, #666 Order Admitting Attorney Pro Hac Vice,,, #662 Order,, #655 Order,, #659 Order, #650 Reply Memorandum of Law in Support of Motion,,,,, filed by Deutsche Bank Securities Inc., Paul Koury, Joseph P Collins, Joseph Collins, Grant Thornton LLP, Paul Koury, Edward S. Best, Pricewaterhousecoopers L.L.P., Merrill Lynch, Pierce, Fenner & Smith Incorporated, PricewaterhouseCoopers LLP, Credit Suisse Securities (USA) LLC, Mark Ramler, Deutsche Bank Securities, Inc., Mayer Brown LLP, #654 Order,,, #651 Rule 56.1 Statement,, filed by Deutsche Bank Securities Inc., Merril Lynch, Pierce Fennner & Smith, Inc., Paul Koury, Joseph P Collins, Joseph Collins, Grant Thornton LLP, Paul Koury, Edward S. Best, Pricewaterhousecoopers L.L.P., Credit Suisse Securities (USA) LLC, PricewaterhouseCoopers LLP, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Mark Ramler, Deutsche Bank Securities, Inc., Mayer Brown LLP, #661 Order, #658 Declaration in Opposition to Motion,,,,,,,,,, filed by Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis, Kenneth M Krys, #652 Notice of Change of Address filed by Dennis Klejna, #665 Stipulation and Order of Dismissal were transmitted to the U.S. Court of Appeals. (nd)

November 8, 2012

Pro Hac Vice Fee Payment: for #667 MOTION for Thomas A. Gilson to Appear Pro Hac Vice. Motion and supporting papers to be reviewed by Clerk's Office staff.. Filing fee $ 200.00, receipt number 0208-7961936.(Gilson, Thomas)

November 7, 2012

Filing 668 ORDER AMENDING JULY 28, 2012 MEMORANDUM ORDER: On July 28, 2012, the Court entered a Memorandum Order (the "Order"), dismissing all remaining claims against Ingram Micro, Inc., CIM Ventures, Inc., Liberty Corner Capital Strategies, LLC, and William T. Pigott and directing the Clerk to enter judgment with respect to them. To make express the Court's determination with respect to the direction of entry of judgment, the final paragraph of the Order is amended nunc pro tunc to add before the period at the end of the last sentence: in accordance with Rule 54(b), the Court having determined there is no just reason for delay. (Signed by Judge Jed S. Rakoff on 10/27/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(djc)

October 24, 2012

Filing 667 MOTION FOR PRO HAC VICE ADMISSION OF THOMAS A. GILSON. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR(rjm)

October 24, 2012

Filing 666 ORDER FOR ADMISSION PRO HAC VICE OF THOMAS A. GILSON. IT IS HEREBY ORDERED that Thomas A. Gilson is admitted to practice pro hac vice as counsel for the Plaintiffs in the above-captioned case in the United States District Court for the Southern District of New York. All attorneys appearing before this Court are subject to the Local Rules of this Court, including the Rules governing discipline of attorneys. If this action is assigned to the Electronic Case Filing (ECF) system, counsel shall immediately apply for an ECF password at nysd.uscourts.gov. Counsel shall forward the check for the pro hac vice fee to the Clerk of the Court within one business day of the filing of this Order. Attorney Thomas A. Gilson for Kenneth M. Krys, Thomas A. Gilson for Margot Macinnis, Thomas A. Gilson for The Harbour Trust Co. Ltd. admitted Pro Hac Vice. (Signed by Special Master Ronald Hedges on 10/23/2012) (rjm) Modified on 10/26/2012 (rjm).

October 17, 2012

Filing 665 STIPULATION OF DISMISSAL and ORDER: NOW, THEREFORE, IT IS STIPULATED AND AGREED by and between the JOLs and the SPhinX Trustee, on the one hand, and Kavanagh and Owens on the other, pursuant to Rule 41(a)(2) of the Federal Rules of Civil Procedure, that this action be dismissed with prejudice and without costs to any party insofar as it related to Kavanagh and Owens. (Signed by Judge Jed S. Rakoff on 10/17/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(ago)

October 17, 2012

Filing 664 REPORT AND RECOMMENDATION OF THE SPECIAL MASTER ON CERTAIN DEFENDANTS' MOTION FOR SUMMARY JUDGMENT: The motion for summary judgment on claims brought on behalf of SMFF should be DENIED. The motion for summary judgment on claims brought on behalf of PlusFunds should be GRANTED. Objections to R&R due by 11/5/2012 (Signed by Special Master Daniel J. Capra on 10/17/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(ago) Modified on 10/17/2012 (tro).

October 17, 2012

Set/Reset Deadlines: Objections to R&R due by 11/5/2012 (tro)

October 10, 2012

Filing 663 CASE MANAGEMENT ORDER #83: Pursuant to Case Management Order #82, the time for objections to the bills of the Special Masters for services rendered in September 2012 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 10/10/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(lmb)

October 3, 2012

Filing 662 CASE MANAGEMENT ORDER # 82: The Court has received the bills from the Special Masters for the month of September, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, i.e., by October 9, 2012. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account.SO ORDERED. (Signed by Judge Jed S. Rakoff on 10/02/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(ama)

October 3, 2012

Filing 661 ORDER: SPECIAL MASTER RONALD J. HEDGES, for good cause shown, hereby orders as follows: By October 29, 2012, the parties shall submit a joint report on the status of the above-captioned matters. SO ORDERED. (Signed by Honorable Ronald J. Hedges Special Master on 10/02/2012) (ama)

September 24, 2012

Filing 660 REPLY MEMORANDUM OF LAW in Support re: (185 in 1:10-cv-03594-JSR, 185 in 1:10-cv-03594-JSR) MOTION to Dismiss for Spoliation of Evidence. MOTION for Sanctions for Spoliation of Evidence.. Document filed by Edward S. Best, Joseph Collins, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Pricewaterhousecoopers L.L.P., Mark Ramler, Deutsche Bank Securities, Inc.. (Attachments: #1 Exhibit Exhibit A)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Ward, Thomas)

September 17, 2012

Filing 659 CASE MANAGEMENT ORDER #81: that pursuant to Case Management Order #80, the time for objections to the bills of the Special Masters for services rendered in August 2012 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 9/16/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(pl)

September 14, 2012

Filing 658 DECLARATION of Mason C. Simpson in Opposition re: (639 in 1:08-cv-03065-JSR, 639 in 1:08-cv-03065-JSR, 786 in 1:08-cv-03086-JSR, 786 in 1:08-cv-03086-JSR, 185 in 1:10-cv-03594-JSR, 185 in 1:10-cv-03594-JSR, 1624 in 1:07-md-01902-JSR, 1624 in 1:07-md-01902-JSR) MOTION to Dismiss for Spoliation of Evidence. MOTION for Sanctions for Spoliation of Evidence.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys, Kenneth M. Krys. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Molton, David)

September 14, 2012

Filing 657 RESPONSE in Opposition re: (639 in 1:08-cv-03065-JSR, 639 in 1:08-cv-03065-JSR, 786 in 1:08-cv-03086-JSR, 786 in 1:08-cv-03086-JSR, 185 in 1:10-cv-03594-JSR, 185 in 1:10-cv-03594-JSR, 1624 in 1:07-md-01902-JSR, 1624 in 1:07-md-01902-JSR) MOTION to Dismiss for Spoliation of Evidence. MOTION for Sanctions for Spoliation of Evidence. /Plaintiffs' Response to Defendants' Motion to Dismiss or for Other Sanctions for Spoliation of Evidence. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Molton, David)

September 7, 2012

Filing 656 REPLY MEMORANDUM OF LAW in Support re: (1589 in 1:07-md-01902-JSR, 778 in 1:08-cv-03086-JSR, 631 in 1:08-cv-03065-JSR) MOTION to Strike EXPERT OPINIONS RELATING TO DISMISSED CLAIMS.. Document filed by Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Capra, James)

September 6, 2012

Filing 655 CASE MANAGEMENT ORDER #80: The Court has received the bills from the Special Masters for the month of August, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, i.e., by September 11, 2012. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 9/4/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(lmb)

September 5, 2012

Filing 654 ORDER ON SUPP./REBUTTAL REPORTS: IT IS on this 5th day of September 2012, ORDERED as follows:1. Plaintiffs' application for leave to serve any supplemental/rebuttal expert reports be and it hereby is denied without prejudice for the reasons set forth in the transcript of the hearing of August 31, 2012, a copy of which is attached. 2) After the conclusion of all expert discovery, presently scheduled to end on September 30, 2012, Plaintiffs may renew their request by filing an application, which shall include but not be limited to, copies of all existing reports and the deposition transcripts of these experts together with detailed reasons supporting the application for leave to serve any additional reports at that time. (Signed by Special Master Ronald J. Hedges on 9/5/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:10-cv-03594-JSR(lmb)

September 4, 2012

Filing 653 ORDER REGARDING SCHEDULING ON MOTION TO DISMISS OR FOR OTHER SANCTIONS FOR SPOLIATION OF EVIDENCE: It is hereby ORDERED as follows: 1. Plaintiffs Kenneth M. Krys, et al. shall file and serve any opposition to the Motion on or before September 14, 2012; and 2. The Moving Parties shall file and serve any reply in further support of the Motion on or before September 24, 2012; and 3. Oral argument on the Motion shall be held at 1:00 p.m. EDT on October 2, 2012 at the United States District Court for the Southern District of New York, Daniel Patrick Moynihan United States Courthouse, 500 Pearl Street New York, New York 10007., ( Responses due by 9/14/2012., Replies due by 9/24/2012.), ( Oral Argument set for 10/2/2012 at 01:00 PM before Special Master.) (Signed by Special Master Ronald J. Hedges on 9/4/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(lmb)

August 31, 2012

Filing 652 NOTICE OF CHANGE OF ADDRESS by Helen Byung-Son Kim on behalf of Dennis Klejna. New Address: Theodora Oringher PC, 10880 Wilshire Boulevard, Suite 1700, Los Angeles, CA, USA 90024, (310) 557-2009. (Kim, Helen)

August 31, 2012

Filing 651 RULE 56.1 STATEMENT. Document filed by Edward S. Best, Joseph Collins, Credit Suisse Securities (USA) LLC, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Merril Lynch, Pierce Fennner & Smith, Inc., Pricewaterhousecoopers L.L.P., Mark Ramler, Joseph P Collins, Deutsche Bank Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, PricewaterhouseCoopers LLP, Deutsche Bank Securities Inc., Paul Koury. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Capra, James)

August 31, 2012

Filing 650 REPLY MEMORANDUM OF LAW in Support re: (770 in 1:08-cv-03086-JSR, 1578 in 1:07-md-01902-JSR, 626 in 1:08-cv-03065-JSR) MOTION for Summary Judgment., (625 in 1:08-cv-03065-JSR, 1577 in 1:07-md-01902-JSR, 769 in 1:08-cv-03086-JSR) MOTION for Summary Judgment., (772 in 1:08-cv-03086-JSR, 627 in 1:08-cv-03065-JSR, 1581 in 1:07-md-01902-JSR) MOTION for Summary Judgment for an order dismissing the remaining count of the Amended Complaint directed at PwC (Count XVII). MOTION for Summary Judgment for an order dismissing the remaining count of the Amended Complaint directed at PwC (Count XVII)., (1579 in 1:07-md-01902-JSR, 771 in 1:08-cv-03086-JSR) MOTION for Summary Judgment., (1580 in 1:07-md-01902-JSR, 178 in 1:10-cv-03594-JSR) MOTION for Summary Judgment.. Document filed by Edward S. Best, Joseph Collins, Credit Suisse Securities (USA) LLC, Paul Koury, Mayer Brown LLP, Pricewaterhousecoopers L.L.P., Mark Ramler, Joseph P Collins, Deutsche Bank Securities, Inc., Grant Thornton LLP, Merrill Lynch, Pierce, Fenner & Smith Incorporated, PricewaterhouseCoopers LLP, Deutsche Bank Securities Inc., Paul Koury. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Capra, James)

August 31, 2012

Filing 649 NOTICE OF INTERLOCUTORY APPEAL from #624 Clerk's Judgment,,. Document filed by Kenneth M Krys, Kenneth M. Krys, Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), The Harbour Trust Co. Ltd.. Filing fee $ 455.00, receipt number 0208-7779922. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. (Molton, David)

August 31, 2012

Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for #455 Declaration in Support of Motion, filed by Marc S. Kirschner, #58 MOTION for L. Richard Williams to Appear Pro Hac Vice. filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, #204 MOTION for Extension of Time. filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, #556 Order, #195 Memorandum of Law in Support of Motion,, filed by 1997 Thomas H. Lee Nominee Trust, Thomas H. Lee Partners L.P., Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P., David V. Harkins, THL Equity Advisors V.L.P, Thomas H. Lee Equity (Cayman) Fund V. L.P, THL Managers V. LLC, Scott A. Schoen, Thomas H. Lee Advisors, LLC, Scott L. Jaeckel, Thomas H. Lee, Thomas H. Lee Investors Limited Partnership, #91 Affidavit of Service Other,,,, filed by Kenneth M. Krys, Kenneth M Krys, James P. Sinclair, Christopher Stride, #129 MOTION to Compel Arbitration Notice of Motion to Compel Arbitration of All Claims or, in the Alternative, to Stay Remaining Claims. filed by Scott Kislin, Mitchell Karlan, Gibson, Dunn & Crutcher LLP, #635 Order,, #208 Stipulation and Order, Set Deadlines,,,,,,,,,,,, #78 Notice of Appearance filed by Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft, #453 Memorandum of Law in Support of Motion, filed by Marc S. Kirschner, #311 Remark, #537 Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion) filed by Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis, Kenneth M Krys, #41 MOTION for Linda Coberly, Bradley Lerman, Catherine W. Joyce to Appear Pro Hac Vice. filed by Grant Thornton LLP, Mark Ramler, #139 Certificate of Service Other, filed by Andrew Krieger, Beckenham Trading Co. Inc, #124 Stipulation and Order, Set Deadlines,, #250 Reply Memorandum of Law in Support of Motion,, filed by 1997 Thomas H. Lee Nominee Trust, Thomas H. Lee Parallel Fund V, L.P., David V. Harkins, THL Managers V. LLC, Thomas H. Lee, Scott A. Schoen, Thomas H. Lee, Thomas H. Lee Investors Limited Partnership, Thomas H. Lee Partners, L.P., Thomas H. Lee Partners L.P., THL Equity Advisors V.L.P, Thomas H. Lee Equity (Cayman) Fund V. L.P, David V. Harkings, Thomas H. Lee Advisors, LLC, Scott L. Jaeckel, Thomas H. Lee Equity Fund V, L.P., #89 Reply Memorandum of Law in Support of Motion,,, filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, #645 Response in Opposition to Motion,,,,,,, filed by The Harbour Trust Co. Ltd., Kenneth M Krys, Kenneth M. Krys, Margot Macinnis, #110 Notice (Other), Notice (Other), Notice (Other) filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, #203 Affidavit of Service Other, filed by Scott Kislin, Mitchell Karlan, Gibson, Dunn & Crutcher LLP, #542 Declaration in Support,,,,,,,, filed by The Harbour Trust Co. Ltd., Kenneth M Krys, Kenneth M. Krys, Margot Macinnis, #429 Order, #120 Notice of Appearance filed by Ernst & Young U.S. LLP, #160 MOTION to Dismiss. filed by Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft, #644 Declaration in Opposition to Motion,,,,,,,,,,,,, filed by The Harbour Trust Co. Ltd., Kenneth M Krys, Kenneth M. Krys, Margot Macinnis, #555 Notice of Appearance filed by Grant Thornton LLP, Mark Ramler, #88 Order on Motion to Appear Pro Hac Vice, #131 Declaration in Support of Motion, filed by Scott Kislin, Mitchell Karlan, Gibson, Dunn & Crutcher LLP, #8 Notice of Appearance,, filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, #305 Case Management Plan,,, #72 Affidavit of Service Other,,,, filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, #6 Memorandum of Law in Support of Motion, filed by Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft, Bawag P.S.K., #398 Case Management Plan, #377 Response,, filed by EMF Financial Products LLC, EMF Financial Produccts, Delta Flyer Fund LLC, Eric M. Flanagan, Delta Flyer Fund, LLC, #5 Affidavit in Support of Motion,, filed by Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft, Bawag P.S.K., #615 Order,, #538 Report and Recommendations,,, #105 Order on Motion for Miscellaneous Relief,, #65 MOTION for Thomas A. Connelly to Appear Pro Hac Vice. filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, #504 Declaration in Support,,,,,,,, filed by The Harbour Trust Co. Ltd., Kenneth M Krys, Kenneth M. Krys, Margot Macinnis, #243 Notice of Voluntary Dismissal - Signed, #471 Response,,,,,,,,,, filed by The Harbour Trust Co. Ltd., Kenneth M Krys, Kenneth M. Krys, Margot Macinnis, #239 Stipulation and Order, Set Deadlines,,,, #438 Case Management Plan, #413 Objection (non-motion), Objection (non-motion) filed by JP Morgan Chase & Co., Bank of America Securities LLC, Credit Suisse Securities (USA) LLC, #235 Reply Memorandum of Law in Support of Motion filed by Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft, #629 Rule 56.1 Statement,, filed by Deutsche Bank Securities Inc., Joseph P Collins, Joseph Collins, Grant Thornton LLP, Paul Koury, Pricewaterhousecoopers L.L.P., Credit Suisse Securities (USA) LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Merril Lynch, Pierce Fennner & Smith, Inc., Paul Koury, Edward S. Best, PricewaterhouseCoopers LLP, Mark Ramler, Deutsche Bank Securities, Inc., Mayer Brown LLP, #568 Order,,,,,, #299 Notice (Other), Notice (Other), Notice (Other) filed by Kenneth M. Krys, James P. Sinclair, Christopher Stride, #308 Notice (Other), Notice (Other) filed by Credit Suisse Securities (USA) LLC, Banc of America Securities LLC, JPMorgan Chase & Co., #520 Stipulation and Order, Set Deadlines,, #48 Order on Motion to Appear Pro Hac Vice, #161 MOTION to Dismiss. filed by Tone Grant, #458 Response,, filed by Brian Owens, Mark Kavanagh, #59 MOTION for Dennis Blackhurst to Appear Pro Hac Vice. filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, #163 Declaration in Support of Motion, filed by Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft, #592 Order Adopting Report and Recommendations,, #627 MOTION for Summary Judgment for an order dismissing the remaining count of the Amended Complaint directed at PwC (Count XVII). MOTION for Summary Judgment for an order dismissing the remaining count of the Amended Complaint directed at PwC (Count XVII). filed by Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP, #437 Case Management Plan,, #423 Order, Set Deadlines,,,, #244 Stipulation and Order,,,,, #505 Response,,, filed by Mari Ferris, Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP, #340 Declaration in Support,, filed by JP Morgan Chase & Co., Credit Suisse Securities (USA) LLC, Banc of America Securities LLC, #328 Objection (non-motion), Objection (non-motion) filed by Brian Owens, Mark Kavanagh, #138 Certificate of Service Other, filed by Andrew Krieger, Beckenham Trading Co. Inc, #482 Declaration, filed by Peter R Ginsberg, #557 Answer to Amended Complaint filed by Brian Owens, #278 Case Management Plan, Set Deadlines/Hearings,,,,,,,,,,,,,, #191 Declaration in Support,,, filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, #322 Order,, #205 Memorandum of Law in Support of Motion, filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, #115 Amended Complaint,,,,,,, filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, #618 Order,,,, #574 Order,, #370 Case Management Plan,, #183 Memorandum of Law in Support of Motion filed by Dennis Klejna, #49 Affidavit of Service Other,,,, filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, #324 Notice of Change of Address, filed by Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP, #579 Notice of Filing Transcript,, #118 Notice of Appearance filed by Ernst & Young U.S. LLP, #319 Notice (Other), Notice (Other) filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, #307 Notice (Other), Notice (Other), Notice (Other) filed by Kenneth M. Krys, James P. Sinclair, Christopher Stride, #558 Answer to Amended Complaint filed by Mark Kavanagh, #356 Response,, filed by James P. Sinclair, Christopher Stride, #382 Case Management Plan,, #7 Certificate of Service Other filed by Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft, Bawag P.S.K., #383 Case Management Plan, #130 Memorandum of Law in Support of Motion, filed by Scott Kislin, Mitchell Karlan, Paul Koury, Gibson, Dunn & Crutcher LLP, #61 MOTION for Samuel R. Randall to Appear Pro Hac Vice. filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, #521 Transcript,, #403 Notice (Other) filed by Brian Owens, Mark Kavanagh, #220 Memorandum of Law in Opposition to Motion,, filed by Kenneth M. Krys, James P. Sinclair, Christopher Stride, #9 Notice (Other), Notice (Other), Notice (Other) filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, #261 Stipulation and Order, Set Deadlines/Hearings,, #387 Rule 7.1 Corporate Disclosure Statement, filed by The Harbour Trust Co. Ltd., #189 Stipulation and Order,,, #346 Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion) filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, #527 Order on Motion to Appear Pro Hac Vice, #373 Certificate of Service Other,,,,,,,,, filed by Credit Suisse Securities (USA) LLC, Banc of America Securities LLC, JPMorgan Chase & Co., #249 Declaration in Support of Motion, filed by Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP, #192 Affidavit of Service Other,,, filed by 1997 Thomas H. Lee Nominee Trust, THL Managers V. LLC, Thomas H. Lee, Scott A. Schoen, Thomas H. Lee Investors Limited Partnership, Thomas H. Lee Partners L.P., THL Eq

August 31, 2012

Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: #649 Notice of Interlocutory Appeal.(tp)

August 28, 2012

Filing 648 DECLARATION of Mason C. Simpson in Opposition re: (778 in 1:08-cv-03086-JSR, 631 in 1:08-cv-03065-JSR, 1589 in 1:07-md-01902-JSR) MOTION to Strike EXPERT OPINIONS RELATING TO DISMISSED CLAIMS.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G, #8 Exhibit H)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

August 28, 2012

Filing 647 RESPONSE in Opposition re: (1589 in 1:07-md-01902-JSR, 778 in 1:08-cv-03086-JSR, 631 in 1:08-cv-03065-JSR) MOTION to Strike EXPERT OPINIONS RELATING TO DISMISSED CLAIMS.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

August 28, 2012

Filing 646 DECLARATION of Mason C. Simpson in Opposition re: (776 in 1:08-cv-03086-JSR, 1587 in 1:07-md-01902-JSR) MOTION to Strike Opinions of Proposed Experts Michael Greenberger and David Wallace.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G, #8 Exhibit H, #9 Exhibit I, #10 Exhibit J, #11 Exhibit K, #12 Exhibit L, #13 Exhibit M, #14 Exhibit N, #15 Exhibit O, #16 Exhibit P)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

August 28, 2012

Filing 645 RESPONSE in Opposition re: (776 in 1:08-cv-03086-JSR, 1587 in 1:07-md-01902-JSR) MOTION to Strike Opinions of Proposed Experts Michael Greenberger and David Wallace.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

August 23, 2012

Filing 644 DECLARATION of Mason C. Simpson in Opposition re: (770 in 1:08-cv-03086-JSR, 1578 in 1:07-md-01902-JSR, 626 in 1:08-cv-03065-JSR) MOTION for Summary Judgment., (625 in 1:08-cv-03065-JSR, 1577 in 1:07-md-01902-JSR, 769 in 1:08-cv-03086-JSR) MOTION for Summary Judgment., (772 in 1:08-cv-03086-JSR, 627 in 1:08-cv-03065-JSR, 1581 in 1:07-md-01902-JSR) MOTION for Summary Judgment for an order dismissing the remaining count of the Amended Complaint directed at PwC (Count XVII). MOTION for Summary Judgment for an order dismissing the remaining count of the Amended Complaint directed at PwC (Count XVII)., (1579 in 1:07-md-01902-JSR, 771 in 1:08-cv-03086-JSR) MOTION for Summary Judgment., (1580 in 1:07-md-01902-JSR, 178 in 1:10-cv-03594-JSR) MOTION for Summary Judgment.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G, #8 Exhibit H, #9 Exhibit I, #10 Exhibit K, #11 Exhibit L, #12 Exhibit M, #13 Exhibit N, #14 Exhibit O, #15 Exhibit P, #16 Exhibit Q)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Molton, David)

August 23, 2012

Filing 643 COUNTER STATEMENT TO (774 in 1:08-cv-03086-JSR, 629 in 1:08-cv-03065-JSR, 1583 in 1:07-md-01902-JSR, 180 in 1:10-cv-03594-JSR) Rule 56.1 Statement,,. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Molton, David)

August 23, 2012

Filing 642 DECLARATION of Kenneth Krys in Opposition re: (1577 in 1:07-md-01902-JSR, 625 in 1:08-cv-03065-JSR, 769 in 1:08-cv-03086-JSR) MOTION for Summary Judgment., (178 in 1:10-cv-03594-JSR, 1580 in 1:07-md-01902-JSR) MOTION for Summary Judgment., (770 in 1:08-cv-03086-JSR, 1578 in 1:07-md-01902-JSR, 626 in 1:08-cv-03065-JSR) MOTION for Summary Judgment., (772 in 1:08-cv-03086-JSR, 1581 in 1:07-md-01902-JSR, 627 in 1:08-cv-03065-JSR) MOTION for Summary Judgment for an order dismissing the remaining count of the Amended Complaint directed at PwC (Count XVII). MOTION for Summary Judgment for an order dismissing the remaining count of the Amended Complaint directed at PwC (Count XVII)., (1579 in 1:07-md-01902-JSR, 771 in 1:08-cv-03086-JSR) MOTION for Summary Judgment.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Molton, David)

August 23, 2012

Filing 641 MEMORANDUM OF LAW in Opposition re: (1577 in 1:07-md-01902-JSR, 625 in 1:08-cv-03065-JSR, 769 in 1:08-cv-03086-JSR) MOTION for Summary Judgment., (178 in 1:10-cv-03594-JSR, 1580 in 1:07-md-01902-JSR) MOTION for Summary Judgment., (770 in 1:08-cv-03086-JSR, 1578 in 1:07-md-01902-JSR, 626 in 1:08-cv-03065-JSR) MOTION for Summary Judgment., (772 in 1:08-cv-03086-JSR, 1581 in 1:07-md-01902-JSR, 627 in 1:08-cv-03065-JSR) MOTION for Summary Judgment for an order dismissing the remaining count of the Amended Complaint directed at PwC (Count XVII). MOTION for Summary Judgment for an order dismissing the remaining count of the Amended Complaint directed at PwC (Count XVII)., (1579 in 1:07-md-01902-JSR, 771 in 1:08-cv-03086-JSR) MOTION for Summary Judgment. /Memorandum of Law in Opposition to the Moving Defendants' Motions for Summary Judgment. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Molton, David)

August 21, 2012

Filing 640 MEMORANDUM OF LAW in Support re: (185 in 1:10-cv-03594-JSR, 185 in 1:10-cv-03594-JSR) MOTION to Dismiss for Spoliation of Evidence. MOTION for Sanctions for Spoliation of Evidence.. Document filed by Edward S. Best, Paul Koury, Joseph P Collins, Deutsche Bank Securities, Inc., Grant Thornton LLP, Mayer Brown LLP, PricewaterhouseCoopers LLP, Mark Ramler. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Ward, Thomas)

August 21, 2012

Filing 639 MOTION to Dismiss for Spoliation of Evidence., MOTION for Sanctions for Spoliation of Evidence. Document filed by Edward S. Best, Paul Koury, Joseph P Collins, Deutsche Bank Securities, Inc., Grant Thornton LLP, Mayer Brown LLP, PricewaterhouseCoopers LLP, Mark Ramler.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Ward, Thomas)

August 17, 2012

Filing 638 ORDER REGARDING CONSOLIDATION OF SUGRUE ACTIONS IN MANNER MOST APPROPRIATE TO CLERK'S ADMINISTRATION OF MDL PROCEEDING: It is hereby ORDERED that the Sugrue Actions shall be consolidated in a manner most appropriate to the Clerk's administration of the MDL proceeding. (Signed by Ronald J. Hedges, Special Master on 8/17/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(lmb)

August 16, 2012

Filing 637 ORDER REGARDING CONSOLIDATION OF SUGRUE ACTION FOR ALL PURPOSES: It is hereby Ordered that the Sugrue action shall be consolidated for all purposes. (Signed by Special Master Ronald J. Hedges on 8/16/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(jfe)

August 16, 2012

CONSOLIDATED MEMBER CASE: Create association to 1:07-md-01902-JSR. (jfe)

August 14, 2012

Filing 636 CASE MANAGEMENT ORDER #79: Pursuant to Case Management Order #78, the time for objections to the bills of the Special Masters for services rendered in July 2012 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 8/13/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(djc)

August 14, 2012

Filing 635 ORDER EXTENDING DEADLINE FOR SERVING EXPERT REPORTS: SPECIAL MASTER RONALD J. HEDGES, for good cause shown, hereby orders as follows: 1. The deadline for the above-referenced defendants to serve one of their expert reports shall be extended until August 17, 2012; 2. The deadline for the Plaintiffs to seek leave to serve any rebuttal to that report shall be extended until August 23, 2012. (Signed by Special Master Ronald J. Hedges on 8/14/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(djc)

August 14, 2012

Filing 634 ORDER EXTENDING DEADLINE FOR SERVING EXPERT REPORTS LIMITED PURPOSE: SPECIAL MASTER RONALD J. HEDGES, for good cause shown, hereby orders as follows: 1. The deadline for the DPM Defendants and Aaron to serve two of their expert reports shall be extended until August 31, 2012; 2. The deadline for the DPM Defendants and Aaron to serve any additional expert reports shall be extended until September 14, 2012. (Signed by Special Master Ronald J. Hedges on 8/11/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR(djc)

August 7, 2012

Filing 633 DECLARATION of James J. Capra, Jr. in Support re: (1589 in 1:07-md-01902-JSR, 778 in 1:08-cv-03086-JSR, 631 in 1:08-cv-03065-JSR) MOTION to Strike EXPERT OPINIONS RELATING TO DISMISSED CLAIMS.. Document filed by Phillip R. Bennett, Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Capra, James)

August 7, 2012

Filing 632 MEMORANDUM OF LAW in Support re: (1589 in 1:07-md-01902-JSR, 778 in 1:08-cv-03086-JSR, 631 in 1:08-cv-03065-JSR) MOTION to Strike EXPERT OPINIONS RELATING TO DISMISSED CLAIMS.. Document filed by Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:05-cv-08988-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Capra, James)

August 7, 2012

Filing 631 MOTION to Strike EXPERT OPINIONS RELATING TO DISMISSED CLAIMS. Document filed by Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP. Responses due by 8/24/2012Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Capra, James)

August 2, 2012

Filing 630 DECLARATION of James J. Capra, Jr. in Support re: (770 in 1:08-cv-03086-JSR, 1578 in 1:07-md-01902-JSR, 626 in 1:08-cv-03065-JSR) MOTION for Summary Judgment., (625 in 1:08-cv-03065-JSR, 1577 in 1:07-md-01902-JSR, 769 in 1:08-cv-03086-JSR) MOTION for Summary Judgment., (772 in 1:08-cv-03086-JSR, 627 in 1:08-cv-03065-JSR, 1581 in 1:07-md-01902-JSR) MOTION for Summary Judgment for an order dismissing the remaining count of the Amended Complaint directed at PwC (Count XVII). MOTION for Summary Judgment for an order dismissing the remaining count of the Amended Complaint directed at PwC (Count XVII)., (1579 in 1:07-md-01902-JSR, 771 in 1:08-cv-03086-JSR) MOTION for Summary Judgment., (1580 in 1:07-md-01902-JSR, 178 in 1:10-cv-03594-JSR) MOTION for Summary Judgment.. Document filed by Edward S. Best, Joseph Collins, Credit Suisse Securities (USA) LLC, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Merril Lynch, Pierce Fennner & Smith, Inc., Pricewaterhousecoopers L.L.P., Mark Ramler, Joseph P Collins, Deutsche Bank Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, PricewaterhouseCoopers LLP, Deutsche Bank Securities Inc., Paul Koury. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Capra, James)

August 2, 2012

Filing 629 RULE 56.1 STATEMENT. Document filed by Edward S. Best, Joseph Collins, Credit Suisse Securities (USA) LLC, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Merril Lynch, Pierce Fennner & Smith, Inc., Pricewaterhousecoopers L.L.P., Mark Ramler, Joseph P Collins, Deutsche Bank Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, PricewaterhouseCoopers LLP, Deutsche Bank Securities Inc., Paul Koury. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Capra, James)

August 2, 2012

Filing 628 MEMORANDUM OF LAW in Support re: (1577 in 1:07-md-01902-JSR, 625 in 1:08-cv-03065-JSR, 769 in 1:08-cv-03086-JSR) MOTION for Summary Judgment., (178 in 1:10-cv-03594-JSR, 1580 in 1:07-md-01902-JSR) MOTION for Summary Judgment., (770 in 1:08-cv-03086-JSR, 1578 in 1:07-md-01902-JSR, 626 in 1:08-cv-03065-JSR) MOTION for Summary Judgment., (772 in 1:08-cv-03086-JSR, 1581 in 1:07-md-01902-JSR, 627 in 1:08-cv-03065-JSR) MOTION for Summary Judgment for an order dismissing the remaining count of the Amended Complaint directed at PwC (Count XVII). MOTION for Summary Judgment for an order dismissing the remaining count of the Amended Complaint directed at PwC (Count XVII)., (1579 in 1:07-md-01902-JSR, 771 in 1:08-cv-03086-JSR) MOTION for Summary Judgment.. Document filed by Edward S. Best, Joseph Collins, Credit Suisse Securities (USA) LLC, Grant Thornton LLP, Paul Koury, Mayer Brown LLP, Merril Lynch, Pierce Fennner & Smith, Inc., Pricewaterhousecoopers L.L.P., Mark Ramler, Joseph P Collins, Deutsche Bank Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, PricewaterhouseCoopers LLP, Deutsche Bank Securities Inc., Paul Koury. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Capra, James)

August 2, 2012

Filing 627 MOTION for Summary Judgment for an order dismissing the remaining count of the Amended Complaint directed at PwC (Count XVII). Document filed by Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP. Responses due by 8/23/2012Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Capra, James)

August 2, 2012

Filing 626 MOTION for Summary Judgment. Document filed by Edward S. Best, Joseph Collins, Paul Koury, Mayer Brown LLP.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Ward, Thomas)

August 2, 2012

Filing 625 MOTION for Summary Judgment. Document filed by Credit Suisse Securities (USA) LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Anker, Philip)

July 31, 2012

Filing 624 CLERK'S JUDGMENT That for the reasons stated in the Court's Memorandum Order dated July 28, 2012, the Court finds itself in agreement with Special Master Capra's Report and Recommendation; accordingly, the Court, reaffirms its own "bottom line" Order of July 17, 2012, dismissing, with prejudice, plaintiffs claims of aiding and abetting fraud against Ingram Micro, Inc., CIM Ventures, Inc., Liberty Corner Capital Strategies LLC, and William T. Pigott. (Signed by Clerk of Court Ruby Krajick on 7/31/12) (Attachments: #1 notice of right to appeal)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(ml)

July 31, 2012

Filing 623 STIPULATION AND ORDER: that the time within which Trosten may answer Plaintiffs' Amended Complaint is extended to and including September 18, 2012. Robert C. Trosten answer due 9/18/2012; Robert Trosten answer due 9/18/2012. (Signed by Special Master, Ronald J. Hedges on 7/31/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(ja)

July 30, 2012

Filing 622 MEMORANDUM ORDER granting #161 Motion to Dismiss. This Memorandum sets forth the Court's reasoning for that ruling, and directs the entry of final judgment. In all other respects but those noted in this Order, the Court finds itself in agreement with Special Master Capra's Report and Recommendation. Accordingly, the Court, reaffirming its own "bottom line" Order of July 17, 2012, dismisses, with prejudice, plaintiffs' claims of aiding and abetting fraud against Ingram Micro, Inc., CIM Ventures, Inc., Liberty Corner Capital Strategies LLC, and William T. Pigott, and directs the Clerk to enter judgment to this effect. Additonal relief as set forth in this Order. (Signed by Judge Jed S. Rakoff on 7/28/2012) (pl)

July 30, 2012

Transmission to Judgments and Orders Clerk. Transmitted re: #622 Order on Motion to Dismiss, to the Judgments and Orders Clerk. (pl)

July 27, 2012

Filing 621 SPECIAL MASTER ORDER EXTENDING FACT DEPOSITION DEADLINE FOR LIMITED PURPOSE: SPECIAL MASTER RONALD J. HEDGES, for good cause shown, hereby orders as follows: 1. The fact deposition deadline shall be extended beyond July 31, 2012, for the limited purpose of completing the deposition of Walkers. 2. This Order shall have no effect on any prior orders entered concerning the Scheduling Order. (Signed by Ronald J. Hedges, Special Master on 7/26/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:10-cv-03594-JSR(lmb)

July 24, 2012

Filing 620 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a ARGUMENT proceeding held on 3/14/12 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:07-md-01902-JSR et al.(McGuirk, Kelly)

July 24, 2012

Filing 619 TRANSCRIPT of Proceedings re: ARGUMENT held on 3/14/2012 before Judge Jed S. Rakoff. Court Reporter/Transcriber: Paula Speer, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 8/17/2012. Redacted Transcript Deadline set for 8/27/2012. Release of Transcript Restriction set for 10/25/2012.Filed In Associated Cases: 1:07-md-01902-JSR et al.(McGuirk, Kelly)

July 18, 2012

Filing 618 ORDER: On February 10, 2012, Special Master Daniel J. Capra issued a Report and Recommendation in the above-captioned cases recommending that the Court grant the motions to dismiss of defendants Ingram Micro, Inc. and its subsidiary CIM Ventures, Inc. (collectively "the Ingram Defendants") and Liberty Corner Capital Strategies LLC and William T. Pigott, the sole owner of Liberty Corner (collectively "the Liberty Corner Defendants"). After the plaintiffs timely submitted their objections to the report and recommendation and defendants responded thereto, the Court considered the entire matter de novo. Having done so, and for reasons that will be explained in a forthcoming written opinion, the Court finds itself in agreement with the Special Master's conclusion that plaintiffs' claims against defendants should be dismissed, with prejudice. Final judgment, however, will not issue until the Court issues its written opinion giving the reasons for this ruling. Meanwhile, all further discovery and proceedings related to these defendants are hereby stayed. (Signed by Judge Jed S. Rakoff on 7/17/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(djc)

July 13, 2012

Filing 617 CASE MANAGEMENT ORDER #77: Pursuant to Case Management Order #76, the time for objections to the bills of the Special Masters for services rendered in June 2012 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 7/11/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(jfe)

July 12, 2012

Filing 616 ORDER EXTENDING CERTAIN EXPERT DEADLINES: Special Master Ronald J. Hedges, hereby orders as follows: 1. Defendants Kavanagh and Owens may serve expert reports by October 15, 2012. 2. Plaintiffs shall have until October 31, 2012 to depose any expert identified in any expert reports served by defendants Kavanagh and Owens. ( Deposition due by 10/31/2012.) (Signed by Special Master on 7/12/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(js) Modified on 7/13/2012 (js).

July 3, 2012

Filing 615 CASE MANAGEMENT ORDER #76: The Court has received the bills from the Special Masters for the month of June, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, on June 9, 2012. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 7/2/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(pl)

June 22, 2012

Filing 614 STIPULATION AND ORDER: IT IS HEREBY STIPULATED AND AGREED, by and between plaintiffs Kenneth Krys, et al. and defendant Robert Trosten, through their undersigned counsel, in the above-captioned actions, Krys, et al. v. Sugrue, et al., Nos. 08-cv-3065 (JSR), 08-cv-3086 (JSR) that the time within which Trosten may answer Plaintiffs' Amended Complaint is extended to and including July 18, 2012., Robert C. Trosten answer due 7/18/2012. (Signed by Special Master Ronald J. Hedges on 6/21/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(lmb)

June 21, 2012

Filing 613 CASE MANAGEMENT ORDER #75: Pursuant to Case Management Order #74, the time for objections to the bills of the Special Masters for services rendered in May 2012 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 6/21/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(pl)

June 11, 2012

Filing 612 NOTICE of STATEMENT NOTING DEATH OF DEFENDANT MARI FERRIS. Document filed by Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Capra, James)

June 7, 2012

Filing 611 ORDER. The parties having represented to Special Master Ronald J. Hedges and the Court that certain actions in this MDL have been fully disposed of - either by settlement or by order of the Court - and can therefore be terminated, the Clerk of the Court is hereby directed to close the following cases: Mazur v. Refco, Inc., 05 Civ. 8626. Am. Fin. Int'l Group-Asia, L.L.C. v. Refco, Inc., 05 Civ. 8988. VR Global Partners L.P. v. Bennett, 07 Civ. 8686. Capital Mgmt. Select Fund Ltd. v. Bennett, 07 Civ. 8688. The Court grants leave to any party to move within 30 days from the date hereof to reopen their case if a live claim exists. (Signed by Judge Jed S. Rakoff on 6/6/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al. (rjm)

June 4, 2012

Filing 610 CASE MANAGEMENT ORDER #74: The Court has received the bills from the Special Masters for the month of May, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, on June 11, 2012. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 6/4/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(mro)

June 4, 2012

Filing 609 PROTECTIVE ORDER...regarding procedures to be followed that shall govern the handling of confidential material... (Signed by Judge Jed S. Rakoff on 6/1/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR(mro)

May 24, 2012

Filing 608 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a MOTIONS proceeding held on 2/28/12 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:07-md-01902-JSR et al.(McGuirk, Kelly)

May 24, 2012

Filing 607 TRANSCRIPT of Proceedings re: MOTIONS held on 2/28/2012 before Judge Jed S. Rakoff. Court Reporter/Transcriber: Jerry Harrison, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 6/18/2012. Redacted Transcript Deadline set for 6/28/2012. Release of Transcript Restriction set for 8/27/2012.Filed In Associated Cases: 1:07-md-01902-JSR et al.(McGuirk, Kelly)

May 21, 2012

Filing 606 CASE MANAGEMENT ORDER NO. 73. Pursuant to Case Management Order No. 72, the time for objections to the bills of the Special Masters for services rendered in April 2012 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 5/17/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm)

May 10, 2012

Filing 605 MEMORANDUM ORDER: Accordingly, the Court concludes that the Krys action cannot be grouped with the Private Actions Trust action for SLUSA purposes.Defendants also argue that the Krys action can be grouped with various actions in this MDL that have either settled or been dismissed with prejudice, such as the now-settled securities class action filed against Refco. 6 See Def. Obj. at11-12. SLUSA'S grouping provision however, allows the Court to group this action with cases that are "filed in or pending in the same court." 78bb(f) (5) (B) (ii). These settled and dismissed cases are no longer "pending" in this Court, nor were they originally "filed" in the same court as the Krys plaintiffs. Congress' clear use of the present tense for "pending" cases and past tense for "filed" cases forecloses defendants argument. Accordingly, the Court declines to group the Krys action with any of the other now-settled or dismissed actions in the Refco MDL.The Court therefore reaches the same ultimate conclusion as Special Master Capra: the Krys plaintiffs t claims are not barred by SLUSA. SO ORDERED. (Signed by Judge Jed S. Rakoff on 5/09/2012) (ama)

May 8, 2012

Filing 604 CASE MANAGEMENT PLAN #72: The Court has received the bills from the Special Masters for the month of April, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, on May 14, 2012. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 5/7/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(cd)

May 2, 2012

Filing 603 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a ARGUMENT proceeding held on 3/14/12 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:07-md-01902-JSR et al.(McGuirk, Kelly)

May 2, 2012

Filing 602 TRANSCRIPT of Proceedings re: ARGUMENT held on 3/14/2012 before Judge Jed S. Rakoff. Court Reporter/Transcriber: Paula Speer, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 5/29/2012. Redacted Transcript Deadline set for 6/7/2012. Release of Transcript Restriction set for 8/3/2012.Filed In Associated Cases: 1:07-md-01902-JSR et al.(McGuirk, Kelly)

May 1, 2012

Filing 601 STIPULATION AND ORDER: IT IS HEREBY STIPULATED AND AGREED, by and between plaintiffs Kenneth M. Krys, et al. and defendant Robert Trosten, though their undersigned counsel, in the above-captioned actions, Krys, et al. v. Sugrue, et al., Nos. 08-cv-3065 (JSR), 08-cv-3086 (JSR), that the time within which Trosten may answer Plaintiffs' Amended Complaint is extended to and including June 18, 2012. (Signed by Special Master Ronald J. Hedges on 5/1/2012) (mro)

May 1, 2012

Set/Reset Deadlines: Robert C. Trosten answer due 6/18/2012. (mro)

April 16, 2012

Filing 600 CASE MANAGEMENT ORDER #71: Pursuant to Case Management Order #70, the time for objections to the bills of the Special Masters for services rendered in March 2012 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 4/13/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(lmb)

April 13, 2012

Filing 599 NOTICE OF APPEARANCE by Luke A. Connelly on behalf of Grant Thornton LLP, Mark Ramler (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Connelly, Luke)

April 9, 2012

Filing 598 SUPPLEMENTAL ORDER: Accordingly, the Court issues this supplemental Order to clarify the original Order. The Court agrees with defendants that, on the face of the present complaint, plaintiffs have not plausibly alleged that Ramler's work on Refco's financial statements when he worked at Arthur Andersen is connected to the Refco fraud in any way. Nonetheless, it may still be possible for plaintiffs to amend their complaint to allege plausibly that Ramler substantially assisted the Refco fraud earlier than the current allegations against him (and Grant Thornton) suggest. See Fed. R. Civ. P. 15(a) (2); see Foman v. Davis, 371 U.S. 178, 182 (1962) (explaining policy of allowing liberal amendments). With these clarifications, the Court reaffirms its original Order: if plaintiffs believe they can plausibly allege such a theory, they are hereby directed to present their argument to amend the complaint to the Special Master as further set forth in this order. See Arnold v. KPMG LLP, 334 F. App'x 349, 352 (2d Cir. 2009) (summary order) (noting plaintiff must demonstrate he can amend complaint in manner that would survive dismissal). (Signed by Judge Jed S. Rakoff on 4/5/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(lmb)

April 5, 2012

Filing 597 STIPULATION AND ORDER: IT IS HEREBY STIPULATED AND AGREED, by and between plaintiffs Kenneth M. Krys, et al. and defendant Robert Trosten, though their undersigned counsel, in the above captioned actions, Krys, et al. v. Sugrue, et al., Nos. 08-cv-3065 (JSR), 08-cv-3086 (JSR), that the time within which Trosten may answer Plaintiffs' Amended Complaint is extended to and including April30, 2012. (Signed by Special Master on 4/5/2012) (js)

April 5, 2012

Filing 596 STIPULATION AND ORDER: By and between plaintiffs Kenneth M. Krys, et al. and defendant Robert Trosten, through their undersigned counsel, in the above-captioned actions, that the time within which Trosten may answer Plaintiffs' Amended Complaint is extended to and including April 30, 2012. (Signed by Special Master Hon. Ronald J. Hedges on 4/5/2012) (rdz) Modified on 4/5/2012 (rdz).

April 5, 2012

Set/Reset Deadlines: Robert C. Trosten answer due 4/30/2012. (rdz)

April 3, 2012

Filing 595 CASE MANAGEMENT ORDER #70: The Court has received the bills from the Special Masters for the month of March, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, on April 9, 2012. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 4/2/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(ft)

March 28, 2012

Filing 594 ORDER ADOPTING REPORT AND RECOMMENDATIONS: On December 16, 2011, Special Master Daniel J. Capra issued a Report and Recommendation in the above captioned case recommending that the motion to dismiss brought by defendants Grant Thornton LLP and Mark Ramler be granted in part and denied in part. After the parties timely submitted their objections and responded thereto, the Court heard oral argument on February 17, 2012 and considered the entire for entire matter de novo. Having done so, the Court finds itself in agreement with Special Master Capra's Report and Recommendation in all material respects and hereby adopts it in full as if incorporated herein. Additionally, plaintiffs' seek leave from this Court to amend their complaint. This request is not addressed in the Special Master's Report and Recommendation, as it was not presented to him. Accordingly, plaintiffs are directed to present this argument to special Master Capra, who will decide the issue in the first instance. (538 in 1:08-cv-03065-JSR, 644 in 1:08-cv-03086-JSR, 1343 in 1:07-md-01902-JSR) Report and Recommendations,,, (Signed by Judge Jed S. Rakoff on 3/26/2012) (js)

March 28, 2012

Filing 593 CASE MANAGEMENT ORDER: Pursuant to Case Management order #68, the time for objections to the bills of the Special Masters for services rendered in February 2012 has elapsed. Since the court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 3/27/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(js)

March 26, 2012

Filing 592 ORDER ADOPTING REPORT AND RECOMMENDATIONS for (1361 in 1:07-md-01902-JSR, 548 in 1:08-cv-03065-JSR, 661 in 1:08-cv-03086-JSR): the Court finds itself in agreement with Special Master Capra's Report and Recommendation in all material respects and hereby adopts it in full as if incorporated herein and the Mayer Brown Defendants' motion to dismiss plaintiffs' claims be granted in part and denied in part. (Signed by Judge Jed S. Rakoff on 3/24/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(cd)

March 22, 2012

Filing 591 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a argument proceeding held on 3/14/2012 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:07-md-01902-JSR et al.(McGuirk, Kelly)

March 22, 2012

Filing 590 TRANSCRIPT of Proceedings re: Argument held on 3/14/2012 before Judge Jed S. Rakoff. Court Reporter/Transcriber: Paula Speer, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 4/16/2012. Redacted Transcript Deadline set for 4/26/2012. Release of Transcript Restriction set for 6/25/2012.Filed In Associated Cases: 1:07-md-01902-JSR et al.(McGuirk, Kelly)

March 21, 2012

Filing 589 SPECIAL MASTER ORDER DIRECTING PAYMENT: On December 30, 2011, the Case Accountant, Ball Baker Leake, LLP, submitted to the Special Master a bill for services rendered in this MDL from September 19, 2011 to December 30, 2011 in the amount of $1,369.47. The Special Master through liaison counsel, informed the Plaintiffs' Coordinating Committee and the Defendants' Coordinating Committee to submit objections, if any, to the Case Accountant's bill on or before January 6, 2012. Having received no objections, the Special Master hereby orders that the Case Accountant shall pay itself a total of $1,369.47 from the escrow account in this MDL, with half of that amount ($684.74) attributed to the Plaintiffs' Coordinating Committee and the other half to the Defendants' Coordinating Committee. (Signed by Ronald Hedges, Special Master on 1/10/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(lmb)

March 20, 2012

***DELETED DOCUMENT. Deleted document number #589 ORDER FOR ADMISSION PRO HAC VICE OF DENNIS BLACKHURST. The document was incorrectly filed in this case. (jfe)

March 8, 2012

Filing 588 CLERK'S JUDGMENT That for the reasons stated in the Court's Order dated March 8, 2012, the report is adopted in its entirety, and default judgment is entered against defendant Thomas Hackl. (Signed by Clerk of Court Ruby Krajick on 3/8/12) (Attachments: #1 Notice of Right to Appeal)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(dt)

March 8, 2012

Filing 587 ORDER adopting (557 in 1:08-cv-03086-JSR, 1206 in 1:07-md-01902-JSR, 469 in 1:08-cv-03065-JSR) Report and Recommendations - Special Master; granting (1188 in 1:07-md-01902-JSR, 460 in 1:08-cv-03065-JSR, 544 in 1:08-cv-03086-JSR) Motion for Default Judgment filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis. On July 19, 2011, Special Master Ronald J. Hedges issued a Report and Recommendation in the above-captioned case recommending that default judgment be entered against defendant Thomas Hackl. Defendant Hackl has failed to file any objections to the Report and Recommendation. See Case Management Order No. 3, dated Nov. 2, 2009. Accordingly, the Court hereby adopts the Special Master's Report and Recommendation in its entirety as if incorporated herein and directs that default judgment be entered against defendant Hackl. The Clerk of the Court is directed to close document 1188 on the docket sheet of 07 MDL 1902, document 460 on the docket sheet of 08 civ. 3065, and document 544 on the docket sheet of 08 Civ. 3086. (Signed by Judge Jed S. Rakoff on 3/7/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(mro)

March 8, 2012

Transmission to Judgments and Orders Clerk. Transmitted re: (708 in 1:08-cv-03086-JSR, 587 in 1:08-cv-03065-JSR, 1415 in 1:07-md-01902-JSR) Order Adopting Report and Recommendations, to the Judgments and Orders Clerk. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(mro)

March 5, 2012

Filing 586 CASE MANAGEMENT ORDER #68: The Court has received the bills from the Special Masters for the month of February, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, on March 12, 2012. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 3/5/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(js)

March 2, 2012

Filing 585 DECLARATION of Kevin H. Marino in Opposition re: (1400 in 1:07-md-01902-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion). Document filed by Liberty Corner Capital Strategies, LLC, William T. Pigott, William T. Pigott. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Tortorella, John)

March 2, 2012

Filing 584 RESPONSE re: (1400 in 1:07-md-01902-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion). Document filed by Liberty Corner Capital Strategies, LLC, William T. Pigott, William T. Pigott. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Tortorella, John)

February 28, 2012

Filing 583 MEMORANDUM ORDER. The Court adopts Special Master Hedges's ruling in full and reaffirms its February 15, 2012 ruling. Mr. Winegardner must answer the questions about his conversations with the Krys plaintiffs' attorneys, and as further set forth. (Signed by Judge Jed S. Rakoff on 2/27/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(rjm)

February 22, 2012

Filing 582 CASE MANAGEMENT ORDER #67: Pursuant to Case Management Order #66, the time for objections to the bills of the Special Masters for services rendered in January 2012 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 2/21/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al. Copies Mailed By Chambers. (mro)

February 21, 2012

Filing 581 DECLARATION of Mason C. Simpson in Opposition re: (686 in 1:08-cv-03086-JSR, 1387 in 1:07-md-01902-JSR, 570 in 1:08-cv-03065-JSR) Report and Recommendations,. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit A (Part 1 of 2), #2 Exhibit A (Part 2 of 2))Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

February 21, 2012

Filing 580 Objection re: (686 in 1:08-cv-03086-JSR, 1387 in 1:07-md-01902-JSR, 570 in 1:08-cv-03065-JSR) Report and Recommendations, /SPhinX Plaintiffs' Objection to Report and Recommendation of the Special Master on Motions to Dismiss Brought by the Ingram Defendants and the Liberty Corner Defendants. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

February 21, 2012

Filing 579 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a Conference proceeding held on 12/14/2011 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:07-md-01902-JSR et al.(McGuirk, Kelly)

February 21, 2012

Filing 578 TRANSCRIPT of Proceedings re: Conference held on 12/14/2011 before Judge Loretta A. Preska. Court Reporter/Transcriber: Thomas Murray, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 3/16/2012. Redacted Transcript Deadline set for 3/26/2012. Release of Transcript Restriction set for 5/24/2012.Filed In Associated Cases: 1:07-md-01902-JSR et al.(McGuirk, Kelly)

February 21, 2012

Filing 577 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a Conference proceeding held on 12/14/2011 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:07-md-01902-JSR et al.(McGuirk, Kelly)

February 21, 2012

Filing 576 TRANSCRIPT of Proceedings re: Conference held on 12/14/2011 before Judge Jed S. Rakoff. Court Reporter/Transcriber: Thomas Murray, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 3/16/2012. Redacted Transcript Deadline set for 3/26/2012. Release of Transcript Restriction set for 5/24/2012.Filed In Associated Cases: 1:07-md-01902-JSR et al.(McGuirk, Kelly)

February 17, 2012

Filing 575 CLERK'S DEFAULT JUDGMENT That for the reasons stated in the Court's Order dated February 14, 2012, the report is adopted in its entirety, and default judgment is entered against defendants Sugrue, Bennett, and RGHI. (Signed by Clerk of Court Ruby Krajick on 2/17/12) (Attachments: #1 notice of right to appeal)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(ml)

February 17, 2012

Filing 574 MEMORANDUM AND ORDER: Accordingly, plaintiffs' motion for reconsideration of this Court's Order adopting the SpecialMaster's Report and Recommendation is hereby denied in all respects.The Clerk of the Court is directed to close document number 1293 onthe docket sheet of 07 MDL 1902, document number 517 on the docket sheet of 08 Civ. 3065, and document number 618 on the docket sheet of08 Civ. 3086. SO ORDERED. (Signed by Judge Jed S. Rakoff on 2/16/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(ama)

February 17, 2012

Filing 573 ORDER: After the parties timely submitted their objections and responded thereto, the Court heard oral argument on January 24, 2012 and considered the entire matter de Novo. Having done so, the Court finds itself in agreement with Special Master Capra's Report and Recommendation in all material respects and hereby adopts it in full as if incorporated herein. SO ORDERED. (Signed by Judge Jed S. Rakoff on 2/16/2017) (ama)

February 16, 2012

Filing 572 ORDER: Accordingly, on September 6, 2011, Special Master Hedges issued a revised Report and Recommendation on plaintiffs' motion for default judgment recommending that default judgment be entered as to all three defendants named in plaintiffs' moving papers. Defendants have failed to file any objections to either the original or revised Report and Recommendation. See Case Management Order No.3, dated Nov. 2, 2009. Accordingly, the court hereby adopts the Special Master's revised Report and Recommendation in its entirety as if incorporated herein and directs that default judgment be entered against defendants Sugrue, Bennett, and RGHI. Clerk to enter judgment. (Signed by Judge Jed S. Rakoff on 2/14/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(jfe)

February 16, 2012

Filing 571 ORDER: for (1311 in 1:07-md-01902-JSR, 627 in 1:08-cv-03086-JSR, 526 in 1:08-cv-03065-JSR) Report and Recommendations. On November 27, 2011, Special Master Daniel J. Capra issued a Report and Recommendation in the above captioned case recommending that the THL Defendants,l motion to dismiss plaintiffs' claims be granted in its entirety. After the parties timely submitted their objections and responded thereto, the Court heard oral argument on January 24, 2012 and considered the entire matter de novo. Having done so, the Court finds itself in agreement with Special Master Capra's Report and Recommendation in all material respects and hereby adopts it in full as if incorporated herein. (Signed by Judge Jed S. Rakoff on 2/14/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(jfe)

February 16, 2012

CASHIERS OFFICE REMARK on #569 Order Admitting Attorney Pro Hac Vice,, in the amount of $400.00, paid on 02/09/2012, Receipt Number 1029284,1029288. (jd)

February 16, 2012

Transmission to Judgments and Orders Clerk. Transmitted re: (690 in 1:08-cv-03086-JSR, 572 in 1:08-cv-03065-JSR, 1389 in 1:07-md-01902-JSR) Order Adopting Report and Recommendations,,,, to the Judgments and Orders Clerk. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(jfe)

February 10, 2012

Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 2/10/2012. Associated Cases: 1:07-md-01902-JSR et al.(mro)

February 10, 2012

Filing 570 REPORT AND RECOMMENDATION OF THE SPECIAL MASTER ON MOTIONS TO DISMISS BROUGHT BY THE INGRAM DEFENDANTS AND THE LIBERTY CORNER DEFENDANTS: The claims against the Ingram Defendants and the Liberty Corner Defendants in Counts XXIII and XXIV should be dismissed with prejudice. (Signed by Special Master Daniel J. Capra on 2/10/2012) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(ft)

February 7, 2012

Filing 569 ORDER FOR ADMISSION PRO HAC VICE OF SCOT C. STIRLING BRITTON M. WORTHEN: Britton M. Worthen and Scot C. Stirling are admitted to practice pro hac vice as counsel for the Plaintiff in these cases in the United States District Court for the Southern District of New York. Attorney Scot Christopher Stirling for Kenneth M. Krys,Scot Christopher Stirling for Kenneth M. Krys,Scot Christopher Stirling for Kenneth M. Krys,Scot Christopher Stirling for Kenneth M. Krys admitted Pro Hac Vice. (Signed by Special Master Judge Ronald J. Hedges on 2/3/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al. (ft)

February 7, 2012

Filing 568 ORDER: Notwithstanding any provisions to the contrary in the Protective Order of December 15, 2009, the Gibson Dunn Parties and the Krys Plaintiffs shall be permitted to access and use any documents produced by any party in the Krys Actions, including documents constituting or containing Confidential Discovery Material, in the Arbitration, except for documents produced by the PwC Defendants and the THL Defendants. Counsel for the Gibson Dunn Parties at Gregory P. Joseph Law Offices LLC may have access to, and use, any documents, including documents constituting or containing Confidential Discovery Material, that are presented to witnesses in the course of the depositions they are defending in the Krys Actions, specifically including the depositions of Scott A. Kislin, Mitchell A. Karlan, Bruce Bolander and M. Natasha Labovitz. Any other counsel representing those witnesses or any other Gibson Dunn witnesses in connection with their depositions also may have access to, and use, any documents that are presented to the witnesses in the course of the depositions. The use of such Confidential Discovery Material by counsel identified in Paragraphs 1 and 2 shall only be in connection with the Krys Actions and the Arbitration and for no other purpose. The Protective Order of December 15, 2009 shall remain fully applicable to all Confidential Discovery Material unless expressly provided otherwise herein. (Signed by Special Master Judge Ronald J. Hedges on 2/3/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(ft)

February 7, 2012

Filing 567 ORDER AMENDING SPECIAL MASTER ORDER RELATED TO NOVEMBER 9, 2011 CONFERENCE: The deadline for Plaintiffs to serve their list of potential trial exhibits as required by paragraph 9 of the Special Master Order Related to November 9, 2011 Conference (the "Exhibits List") shall be and is extended for 30 days from the current deadline of January 30, 2012; provided, however, Plaintiffs shall serve by January 30, 2012 a preliminary list of all such exhibits they have identified to date, which preliminary list shall constitute at least a "substantial portion" of the final version of the Exhibits List; provided, further, if any witness noticed by the Defendants is deposed before Plaintiffs provide their final version of the Exhibits List, Defendants reserve all rights to seek to reopen that witness's deposition based on (among other possible grounds) the Plaintiffs' failure to provide the final version of the Exhibits List prior to the deposition and Plaintiffs reserve all rights to oppose such an effort. Except as provided herein, the Special Master Order Related to November 9, 2011 Conference shall remain in full force and effect. (Signed by Special Master Judge Ronald J. Hedges on 2/3/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al. (ft)

February 7, 2012

Filing 566 ORDER OF ADMISSION PRO HACE VICE: David L. Moses is admitted to practice pro hac vice as counsel for Defendant Robert Aaron in the above captioned case in the United States District Court for the Southern District of New York. (Signed by Special Master Judge Ronald J. Hedges on 2/3/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al. (ft)

February 6, 2012

Filing 565 CASE MANAGEMENT ORDER #66: The Court has received the bills from the Special Masters fothe month of January, which will be docketed for the parties review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, on February 10 1 2012. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 2/3/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(cd)

February 6, 2012

Filing 564 DECLARATION of Mason C. Simpson in Support re: (678 in 1:08-cv-03086-JSR, 563 in 1:08-cv-03065-JSR, 1377 in 1:07-md-01902-JSR) Response,,,,,,,,. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

February 6, 2012

Filing 563 RESPONSE re: (1375 in 1:07-md-01902-JSR, 676 in 1:08-cv-03086-JSR) Objection to Report and Recommendations, /Plaintiffs' Response to the Mayer Brown Defendants' Limited Objection to the Report and Recommendation of the Special Master on the Motions to Dismiss Brought by the Mayer Brown Defendants. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

January 27, 2012

Filing 562 Objection re: (1361 in 1:07-md-01902-JSR) Report and Recommendations,,,, SPhinX Plaintiffs' Limited Objection to the Report and Recommendation of the Special Master on Motions to Dismiss Brought by the Mayer Brown Defendants. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Andelin, Lee)

January 27, 2012

Filing 561 ANSWER to #115 Amended Complaint,,,,,,,. Document filed by Pricewaterhousecoopers L.L.P..(Capra, James)

January 27, 2012

Filing 560 RESPONSE re: (1356 in 1:07-md-01902-JSR, 656 in 1:08-cv-03086-JSR, 543 in 1:08-cv-03065-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion) Response to Plaintiffs' Limited Objection to the Report & Recommendation Concerning Grant Thornton LLP and Mark Ramler. Document filed by Grant Thornton LLP, Mark Ramler. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Koo, Calvin)

January 27, 2012

Filing 559 RESPONSE re: (1357 in 1:07-md-01902-JSR, 544 in 1:08-cv-03065-JSR, 657 in 1:08-cv-03086-JSR) Objection to Report and Recommendations, /Plaintiffs' Response to Statement by Grant Thornton LLP and Mark Ramler Concerning the Report & Recommendation of their Motion to Dismiss. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

January 23, 2012

Filing 558 ANSWER to #115 Amended Complaint,,,,,,,. Document filed by Mark Kavanagh.(Karlan, Mitchell)

January 23, 2012

Filing 557 ANSWER to #115 Amended Complaint,,,,,,,. Document filed by Brian Owens.(Karlan, Mitchell)

January 23, 2012

Filing 556 CASE MANAGEMENT ORDER #65: Pursuant to Case Management Order #64, the time for objections to the bills of the Special Masters for services rendered in December 2011 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 1/23/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(pl)

January 19, 2012

Filing 555 NOTICE OF APPEARANCE by Lauren Elizabeth Cuneo on behalf of Grant Thornton LLP, Mark Ramler Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Cuneo, Lauren)

January 19, 2012

Filing 554 NOTICE OF APPEARANCE by Brian T. Fitzpatrick on behalf of Grant Thornton LLP, Mark Ramler Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Fitzpatrick, Brian)

January 19, 2012

Filing 553 NOTICE OF APPEARANCE by Calvin Kai-Xin Koo on behalf of Grant Thornton LLP, Mark Ramler Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Koo, Calvin)

January 19, 2012

Filing 552 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a Conference proceeding held on 12/14/11 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:07-md-01902-JSR et al.(McGuirk, Kelly)

January 19, 2012

Filing 551 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a Conference proceeding held on 12/14/11 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:07-md-01902-JSR et al.(McGuirk, Kelly)

January 19, 2012

Filing 550 TRANSCRIPT of Proceedings re: Conference held on 12/14/2011 before Judge Jed S. Rakoff. Court Reporter/Transcriber: Thomas Murray, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 2/14/2012. Redacted Transcript Deadline set for 2/24/2012. Release of Transcript Restriction set for 4/23/2012.Filed In Associated Cases: 1:07-md-01902-JSR et al.(McGuirk, Kelly)

January 19, 2012

Filing 549 NOTICE OF APPEARANCE by Caroline Jane Maxwell on behalf of Grant Thornton LLP, Mark Ramler Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Maxwell, Caroline)

January 17, 2012

Filing 548 REPORT AND RECOMMENDATION OF THE SPECIAL MASTER ON MOTION TO DISMISS BROUGHT BY THE MAYER BROWN DEFENDANTS: re: (68 in 1:07-md-01902-JSR) MOTION to Dismiss. filed by Mayer Brown LLP, (210 in 1:07-md-01902-JSR) MOTION to Dismiss. filed by Edward S. Best, Mayer Brown LLP. For these reasons and incorporating the analysis in the Owens and Kavanagh R and R, the Plaintiffs claim against the Mayer Brown Defendants for aiding and abetting tortious interference should be dismissed with prejudice. The claims against the Mayer Brown Defendants in Count XVII should be dismissed with prejudice to the extent they seek recovery of assets placed with Refco before the date of Mayer Browns wrongful conduct. In all other respects, the Defendants motion to dismiss should be denied. The claims against the Mayer Brown Defendants in Count XVIII should be dismissed with prejudice because the Plaintiffs have not adequately alleged scienter. The claims against the Mayer Brown Defendants in Count XIX should be dismissed with prejudice because the Plaintiffs have not adequately alleged scienter. The claims against the Mayer Brown Defendants in Count XXVI should be dismissed with prejudice. (Signed by Special Master Daniel J. Capra on 1/17/2012) (jfe)

January 11, 2012

Filing 547 SPECIAL MASTER ORDER DIRECTING PAYMENT: Having received no objections, the Special Master hereby orders that the Case Accountant shall pay itself a total of $1,369.47 from the escrow account in this MDL, with half of that amount ($684.74) attributed to the Plaintiffs' Coordinating Committee and the other half to the Defendants' Coordinating Committee. (Signed by Hon. Ronald Hedges, Special Master on 1/10/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al. (ab)

January 11, 2012

Filing 546 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a Conference proceeding held on 12/14/11 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:07-md-01902-JSR et al.(McGuirk, Kelly)

January 11, 2012

Filing 545 TRANSCRIPT of Proceedings re: Conference held on 12/14/2011 before Judge Jed S. Rakoff. Court Reporter/Transcriber: Thomas Murray, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 2/6/2012. Redacted Transcript Deadline set for 2/17/2012. Release of Transcript Restriction set for 4/13/2012.Filed In Associated Cases: 1:07-md-01902-JSR et al.(McGuirk, Kelly)

January 10, 2012

Filing 544 OBJECTION to (538 in 1:08-cv-03065-JSR, 644 in 1:08-cv-03086-JSR, 1343 in 1:07-md-01902-JSR) Report and Recommendations : Statement by Grant Thornton LLP and Mark Ramler Document filed by Grant Thornton LLP, Mark Ramler. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Koo, Calvin)

January 10, 2012

Filing 543 Objection re: (538 in 1:08-cv-03065-JSR, 644 in 1:08-cv-03086-JSR, 1343 in 1:07-md-01902-JSR) Report and Recommendations,,, /SPhinX Plaintiffs' Limited Objection to the December 16, 2011 Report and Recommendation of the Special Master on Motions to Dismiss Brought by Grant Thornton LLP and Mark Ramler. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

January 5, 2012

Filing 542 DECLARATION of Mason C. Simpson in Support re: (541 in 1:08-cv-03065-JSR, 654 in 1:08-cv-03086-JSR, 1353 in 1:07-md-01902-JSR) Response,,,,,,,,. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G, #8 Exhibit H (Part 1 of 4), #9 Exhibit H (Part 2 of 4), #10 Exhibit H (Part 3 of 4), #11 Exhibit H (Part 4 of 4), #12 Exhibit I, #13 Exhibit J, #14 Exhibit K)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

January 5, 2012

Filing 541 RESPONSE re: (1341 in 1:07-md-01902-JSR, 642 in 1:08-cv-03086-JSR) Objection (non-motion), Objection (non-motion) /Plaintiffs' Response to the Limited Objection of Credit Suisse Securities (USA) LLC and Banc of America Securities LLC to the Report and Recommendation of the Special Master on the Bank Defendants' Motions to Dismiss. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

January 4, 2012

Filing 540 CASE MANAGEMENT ORDER # 64: The Court has received the bills from the Special Masters for the month of December, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, on January 10, 2012. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 1/3/2012) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rdz)

December 22, 2011

Filing 539 STIPULATION AND ORDER: IT IS HEREBY STIPULATED AND AGREED by and between Defendants Mark Kavanagh and Brian Owens and Plaintiffs in the above-captioned action, Krys, et al., v. Sugrue, et al., Nos. 08-cv-3065 (JSR), 08-cv-3086 (JSR), by their undersigned counsel, that the time within which Defendants may answer Plaintiffs' Amended Complaint is extended to and including January 23, 2012. (Signed by Special Master Ronald J. Hedges on 12/22/2011) (pl) Modified on 12/23/2011 (ae).

December 20, 2011

Filing 537 Objection re: (531 in 1:08-cv-03065-JSR, 632 in 1:08-cv-03086-JSR, 1322 in 1:07-md-01902-JSR) Report and Recommendations,,,, /SPhinX Plaintiffs' Limited Objection to the Report and Recommendation of the Special Master on Motions to Dismiss Brought by the Bank Defendants. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

December 19, 2011

Filing 536 DECLARATION of Walter Rieman in Support re: (638 in 1:08-cv-03086-JSR, 535 in 1:08-cv-03065-JSR, 1337 in 1:07-md-01902-JSR) Response,,,,. Document filed by 1997 Thomas H. Lee Nominee Trust, David V. Harkins, Thomas H. Lee, Scott A. Schoen, THL Equity Advisors V.L.P, THL Managers V. LLC, Thomas H. Lee Advisors, LLC, Thomas H. Lee Equity (Cayman) Fund V. L.P, Thomas H. Lee Equity Fund V, L.P., Thomas H. Lee Investors Limited Partnership, Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P., Scott L. Jaeckel, Thomas H. Lee, David V. Harkings, Thomas H. Lee Partners L.P.. (Attachments: #1 Exhibit Exhibit A, #2 Exhibit Exhibit B)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Rieman, Walter)

December 19, 2011

Filing 535 RESPONSE re: (1323 in 1:07-md-01902-JSR, 532 in 1:08-cv-03065-JSR, 633 in 1:08-cv-03086-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion) / Response to Plaintiffs' Objection to the Report and Recommendation of the Special Master on Motion to Dismiss Brought by the THL Defendants Dated November 27, 2011. Document filed by 1997 Thomas H. Lee Nominee Trust, David V. Harkins, Thomas H. Lee, Scott A. Schoen, THL Equity Advisors V.L.P, THL Managers V. LLC, Thomas H. Lee Advisors, LLC, Thomas H. Lee Equity (Cayman) Fund V. L.P, Thomas H. Lee Equity Fund V, L.P., Thomas H. Lee Investors Limited Partnership, Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P., Scott L. Jaeckel, Thomas H. Lee, David V. Harkings, Thomas H. Lee Partners L.P.. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Rieman, Walter)

December 19, 2011

Filing 534 SPECIAL MASTER ORDER ON DISCOVERY DISPUTES, ETC.: that, subject to further modification, any discovery disputes that exist as of August 31, 2011 but have not been brought to the attention of the Special Master shall be brought to the Special Master's attention by that date or shall be deemed waived. IT IS FURTHER ORDERED that, by the same date, coordinating counsel shall submit to both special masters and the Court a joint summary of the status of all actions. So Ordered, nunc pro tunc 8/31/2011. (Signed by Judge Jed S. Rakoff on 12/16/2011) Filed In Associated Cases: 1:07-md-01902-JSR et al.(pl)

December 19, 2011

Filing 533 CASE MANAGEMENT ORDER #63: that pursuant to Case Management Order #62, the time for objections to the bills of the Special Masters for services rendered in November 2011 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 12/19/2011) Filed In Associated Cases: 1:07-md-01902-JSR et al.(pl)

December 16, 2011

Filing 538 REPORT AND RECOMMENDATION OF SPECIAL MASTER ON MOTIONS TO DISMISS BROUGHT BY GRANT THORNTON LLP AND MARK RAMLER: 1. The claims against GT and Ramler in Count XVII should be dismissed with prejudice to the extent they seek recovery of assets placed at RCM before the date of GTs first clean audit opinion. In all other respects, the Defendants motion to dismiss should be denied. 2. The claims against GT and Ramler in Count XVIII should be dismissed with prejudice because the Plaintiffs have not adequately alleged scienter. 3. The claims against GT and Ramler in Count XIX should be dismissed with prejudice because the Plaintiffs have not adequately alleged scienter. (Signed by Special Master Daniel J. Capra on 12/16/2011) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(jfe)

December 16, 2011

Motion No Longer Referred: re: (53 in 1:07-md-01902-JSR) MOTION to Dismiss. filed by Grant Thornton LLP, (469 in 1:07-md-01902-JSR) MOTION to Dismiss. filed by Grant Thornton LLP, Mayer Brown International LLP, Mayer Brown LLP, (1235 in 1:07-md-01902-JSR) MOTION to Dismiss Grant Thornton LLP's Third-Party Complaint For Contribution. filed by THL Equity Advisors V, LLC, Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P., David V. Harkins, THL Managers V, LLC, Scott L. Jaeckel, Thomas H. Lee, Thomas H. Lee Equity (Cayman) Fund V, L.P., Thomas H. Lee Equity Fund V, L.P., Scott A. Schoen, (1081 in 1:07-md-01902-JSR) MOTION to Dismiss Grant Thornton LLP's Third-Party Complaint For Contribution. filed by THL Equity Advisors V, LLC, Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P., David V. Harkins, THL Managers V, LLC, Scott L. Jaeckel, Thomas H. Lee, Thomas H. Lee Equity (Cayman) Fund V, L.P., Thomas H. Lee Equity Fund V, L.P., Scott A. Schoen, (199 in 1:08-cv-03086-JSR) MOTION to Dismiss. filed by Grant Thornton LLP, Mark Ramler. Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(jfe)

December 13, 2011

CASHIERS OFFICE REMARK on #525 Motion to Appear Pro Hac Vice in the amount of $200.00, paid on 11/22/2011, Receipt Number 1022609. (jd)

December 8, 2011

Filing 532 Objection re: (1311 in 1:07-md-01902-JSR, 627 in 1:08-cv-03086-JSR, 526 in 1:08-cv-03065-JSR) Report and Recommendations,,,, /Plaintiffs' Objection to the Report and Recommendation of the Special Master on Motion to Dismiss Brought by the THL Defendants Dated November 27, 2011. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

December 8, 2011

Filing 531 REPORT AND RECOMMENDATION OF THE SPECIAL MASTER ON MOTIONS TO DISMISS BROUGHT BY THE BANK DEFENDANTS: For all these reasons, the Plaintiffs claim against Chase for aiding and abetting tortious interference should be dismissed with prejudice. Conclusion on Count XXVI. Count XXVI should be dismissed as to Chase in its entirety with prejudice. 1. The claims against Chase in Count XVI should be dismissed with prejudice. 2. The claims against Chase in Count XIX should be dismissed with prejudice. 3. Count XXI should be dismissed in its entirety with prejudice. 4. The claims in Count XXII should be dismissed with prejudice, with the exception that the Defendants motion to dismiss should be denied as to the claims for damages due to loss of assets placed with Refco after the date of the release of the LBO-related public statements on which Credit Suisse and BAS allegedly assisted. 5. The claims against Chase in Count XXVI should be dismissed with prejudice. (Signed by Special Master on 12/8/2011) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(jfe)

December 7, 2011

Filing 530 MEMORANDUM ORDER for (244 in 1:08-cv-03086-JSR, 240 in 1:07-md-01902-JSR, 197 in 1:08-cv-03065-JSR) Motion to Dismiss filed by Brian Owens and Mark Kavanagh: The Court hereby adopts the Report and Recommendation of the Special Master in full as if incorporated herein and likewise adopts its recommendations. The Clerk of the Court is directed to close document number 197 on the docket of 08 Civ. 3065, document number 244 on the docket of 08 Civ. 3086, and document number 240 on the docket of 07 MDL 1902. (Signed by Judge Jed S. Rakoff on 12/6/2011) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR (ab)

December 6, 2011

Filing 529 ORDER FOR ADMISSION OF KENNETH Y. TURNBULL PRO HAC VICE on behalf of Defendant Pricewaterhouse Coopers LLP: Counsel shall forward the pro hac vice fee to the Clerk of Court. (Signed by Judge Jed S. Rakoff on 12/5/2011) (djc)

December 5, 2011

Filing 528 CASE MANAGEMENT ORDER #62: The Court has received the bills from the Special Masters for the month of November, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, on 12/9/2011. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 12/2/2011) Filed In Associated Cases: 1:07-md-01902-JSR et al.(ft)

November 29, 2011

Filing 527 ORDER FOR ADMISSION OF KENNETH Y. TURNBULL PRO HAC VICE: granting #525 Motion for Kenneth Y. Turnbull to Appear Pro Hac Vice. (Signed by Special Master Ronald Hedges on 11/28/2011) (js)

November 27, 2011

Filing 526 REPORT AND RECOMMENDATION OF THE SPECIAL MASTER ON MOTION TO DISMISS BROUGHT BY THE THL DEFENDANTS: The arguments recycled by the Plaintiffs and rejected by the Standing R and R and the "With Prejudice" R and R continue to be unavailing. And the new arguments raised in the Plaintiffs brief do not support any divergence from the basic principle established in those R and Rs and Orders of Judge Rakoff. Kirschner has settled claims for the same wrong alleged by the Plaintiffs. Allowing the Plaintiffs to proceed with their claims against THL raises the specter of double recovery that the prudential standing doctrine is designed to avoid. Because the Plaintiffs claims are for a secondary injury, and the Trustee has fairly settled the primary claims of the Refco Estate for the same harm, the Plaintiffs claims against THL should be dismissed with prejudice. The Plaintiffs claims against the THL Defendants the entirety of Count XXV of the Amended Complaint should be dismissed with prejudice. (Signed by Special Master Daniel J. Capra on 11/27/2011) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(jfe) Modified on 11/30/2011 (jfe).

November 22, 2011

Filing 525 MOTION for Kenneth Y. Turnbell to Appear Pro Hac Vice. Document filed by PricewaterhouseCoopers LLP.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR(bwa) (pgu).

November 22, 2011

Filing 524 MEMORANDUM ORDER re: (91 in 1:10-cv-03594-JSR, 608 in 1:08-cv-03086-JSR, 1275 in 1:07-md-01902-JSR) MOTION for Certification of the Court's Order Denying Defendants' Motion to Dismiss Plaintiffs' Refco Fraud Claims on Grounds of In Pari Delicto (Defendants' Notice of Motion). MOTION for Certification of the Court's Order Denying Defendants' Motion to Dismiss Plaintiffs' Refco Fraud Claims on Grounds of In Pari Delicto (Defendants' Notice of Motion). filed by Credit Suisse Securities (USA) LLC, JP Morgan Chase & Co., Bank of America Securities LLC. Accordingly, defendants' motion for certification for interlocutory appeal is hereby denied. The Clerk of the Court directed to close document number 91 on the docket sheet for 10 Civ. 3594, document number 608 on the docket sheet for 08 Civ. 3086, and document number 1275 on the docket sheet for 07 MDL 1902.SO ORDERED. (Signed by Judge Jed S. Rakoff on 11/21/2011) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(djc)

November 22, 2011

Filing 523 CASE MANAGEMENT ORDER #61: Pursuant to Case Management Order #60, the time for objections to the bills of the Special Masters for services rendered in October 2011 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 11/21/2011) Filed In Associated Cases: 1:07-md-01902-JSR et al.(djc)

November 22, 2011

Filing 522 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a Motion proceeding held on 10/12/11 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly)

November 22, 2011

Filing 521 TRANSCRIPT of Proceedings re: MOTION held on 10/12/2011 before Judge Jed S. Rakoff. Court Reporter/Transcriber: William Richards, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 12/16/2011. Redacted Transcript Deadline set for 12/26/2011. Release of Transcript Restriction set for 2/23/2012.(McGuirk, Kelly)

November 17, 2011

Set/Reset Deadlines: Pricewaterhousecoopers L.L.P. answer due 1/27/2012. (ft)

November 17, 2011

Filing 520 STIPULATION AND ORDER GRANTING EXTENSION OF TIME WITHIN WHICH DEFENDANT PRICEWATERHOUSECOOPERS LLP MAY ANSWER AMENDED COMPLAINT: The time within which PricewaterhouseCoopers LLP may answer the Amended Complaint is hereby extended through and including 1/27/2012. (Signed by Special Master Judge Ronald J. Hedges on 11/17/2011) (ft)

November 15, 2011

Filing 519 RESPONSE in Opposition re: (517 in 1:08-cv-03065-JSR, 1293 in 1:07-md-01902-JSR, 618 in 1:08-cv-03086-JSR) MOTION for Reconsideration re; (514 in 1:08-cv-03065-JSR, 615 in 1:08-cv-03086-JSR, 1287 in 1:07-md-01902-JSR) Order,, /Notice of Motion for Reconsideration of the Court's October 25, 2011 Order adopting the August 10, 2011 Report and Recomme MOTION for Reconsideration re; (514 in 1:08-cv-03065-JSR, 615 in 1:08-cv-03086-JSR, 1287 in 1:07-md-01902-JSR) Order,, /Notice of Motion for Reconsideration of the Court's October 25, 2011 Order adopting the August 10, 2011 Report and Recomme MOTION for Reconsideration re; (514 in 1:08-cv-03065-JSR, 615 in 1:08-cv-03086-JSR, 1287 in 1:07-md-01902-JSR) Order,, /Notice of Motion for Reconsideration of the Court's October 25, 2011 Order adopting the August 10, 2011 Report and Recomme MOTION for Reconsideration re; (514 in 1:08-cv-03065-JSR, 615 in 1:08-cv-03086-JSR, 1287 in 1:07-md-01902-JSR) Order,, /Notice of Motion for Reconsideration of the Court's October 25, 2011 Order adopting the August 10, 2011 Report and Recomme MOTION for Reconsideration re; (514 in 1:08-cv-03065-JSR, 615 in 1:08-cv-03086-JSR, 1287 in 1:07-md-01902-JSR) Order,, /Notice of Motion for Reconsideration of the Court's October 25, 2011 Order adopting the August 10, 2011 Report and Recomme MOTION for Reconsideration re; (514 in 1:08-cv-03065-JSR, 615 in 1:08-cv-03086-JSR, 1287 in 1:07-md-01902-JSR) Order,, /Notice of Motion for Reconsideration of the Court's October 25, 2011 Order adopting the August 10, 2011 Report and Recomme MOTION for Reconsideration re; (514 in 1:08-cv-03065-JSR, 615 in 1:08-cv-03086-JSR, 1287 in 1:07-md-01902-JSR) Order,, /Notice of Motion for Reconsideration of the Court's October 25, 2011 Order adopting the August 10, 2011 Report and Recomme MOTION for Reconsideration re; (514 in 1:08-cv-03065-JSR, 615 in 1:08-cv-03086-JSR, 1287 in 1:07-md-01902-JSR) Order,, /Notice of Motion for Reconsideration of the Court's October 25, 2011 Order adopting the August 10, 2011 Report and Recomme MOTION for Reconsideration re; (514 in 1:08-cv-03065-JSR, 615 in 1:08-cv-03086-JSR, 1287 in 1:07-md-01902-JSR) Order,, /Notice of Motion for Reconsideration of the Court's October 25, 2011 Order adopting the August 10, 2011 Report and Recomme. Document filed by Mari Ferris, Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Capra, James)

November 8, 2011

Filing 518 MEMORANDUM OF LAW in Support re: (517 in 1:08-cv-03065-JSR, 1293 in 1:07-md-01902-JSR, 618 in 1:08-cv-03086-JSR) MOTION for Reconsideration re; (514 in 1:08-cv-03065-JSR, 615 in 1:08-cv-03086-JSR, 1287 in 1:07-md-01902-JSR) Order,, /Notice of Motion for Reconsideration of the Court's October 25, 2011 Order adopting the August 10, 2011 Report and Recomme MOTION for Reconsideration re; (514 in 1:08-cv-03065-JSR, 615 in 1:08-cv-03086-JSR, 1287 in 1:07-md-01902-JSR) Order,, /Notice of Motion for Reconsideration of the Court's October 25, 2011 Order adopting the August 10, 2011 Report and Recomme MOTION for Reconsideration re; (514 in 1:08-cv-03065-JSR, 615 in 1:08-cv-03086-JSR, 1287 in 1:07-md-01902-JSR) Order,, /Notice of Motion for Reconsideration of the Court's October 25, 2011 Order adopting the August 10, 2011 Report and Recomme MOTION for Reconsideration re; (514 in 1:08-cv-03065-JSR, 615 in 1:08-cv-03086-JSR, 1287 in 1:07-md-01902-JSR) Order,, /Notice of Motion for Reconsideration of the Court's October 25, 2011 Order adopting the August 10, 2011 Report and Recomme MOTION for Reconsideration re; (514 in 1:08-cv-03065-JSR, 615 in 1:08-cv-03086-JSR, 1287 in 1:07-md-01902-JSR) Order,, /Notice of Motion for Reconsideration of the Court's October 25, 2011 Order adopting the August 10, 2011 Report and Recomme MOTION for Reconsideration re; (514 in 1:08-cv-03065-JSR, 615 in 1:08-cv-03086-JSR, 1287 in 1:07-md-01902-JSR) Order,, /Notice of Motion for Reconsideration of the Court's October 25, 2011 Order adopting the August 10, 2011 Report and Recomme MOTION for Reconsideration re; (514 in 1:08-cv-03065-JSR, 615 in 1:08-cv-03086-JSR, 1287 in 1:07-md-01902-JSR) Order,, /Notice of Motion for Reconsideration of the Court's October 25, 2011 Order adopting the August 10, 2011 Report and Recomme MOTION for Reconsideration re; (514 in 1:08-cv-03065-JSR, 615 in 1:08-cv-03086-JSR, 1287 in 1:07-md-01902-JSR) Order,, /Notice of Motion for Reconsideration of the Court's October 25, 2011 Order adopting the August 10, 2011 Report and Recomme MOTION for Reconsideration re; (514 in 1:08-cv-03065-JSR, 615 in 1:08-cv-03086-JSR, 1287 in 1:07-md-01902-JSR) Order,, /Notice of Motion for Reconsideration of the Court's October 25, 2011 Order adopting the August 10, 2011 Report and Recomme. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

November 8, 2011

Filing 517 MOTION for Reconsideration re; (514 in 1:08-cv-03065-JSR, 615 in 1:08-cv-03086-JSR, 1287 in 1:07-md-01902-JSR) Order,, /Notice of Motion for Reconsideration of the Court's October 25, 2011 Order adopting the August 10, 2011 Report and Recommendation of the Special Master on Motions to Dismiss Brought by Defendants PricewaterhouseCoopers and Mari Ferris. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

November 3, 2011

Filing 516 CASE MANAGEMENT ORDER #60: The Court has received the bills from the Special asters for the month of October, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, on November 9, 2011. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 11/2/2011) Filed In Associated Cases: 1:07-md-01902-JSR et al.(ft)

November 1, 2011

Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 11/1/2011. (ae)

October 31, 2011

Filing 515 CASE MANAGEMENT ORDER #59: Pursuant to Case Management Order #58, the time for objections to the bill of Special Master Daniel Capra for services rendered in September 2011 and to the bill of Special Master Hedges for services rendered in September 2011 and to the bill of Special Master Hedges for services rendered in August and September 2011 has passed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith, as directed in Case Management Order #58. (Signed by Judge Jed S. Rakoff on 10/30/2011) Filed In Associated Cases: 1:07-md-01902-JSR et al.(lmb)

October 25, 2011

Filing 514 ORDER: On August 10, 2011, Special Master Daniel J. Capra issued a Report and Recommendation in the above-captioned case recommending that defendants PriceWaterhouseCoopers' and Mari Ferris's motion to dismiss plaintiffs' claims against them be granted in part and denied in part with respect to defendant PWC and granted in full with respect to defendant Ferris. Having done so, the Court finds itself in agreement in all material respects with Special Master Capra's superb Report and Recommendation and hereby adopts it in full as if incorporated herein. (Signed by Judge Jed S. Rakoff on 10/24/2011) (rdz)

October 19, 2011

Filing 513 DECLARATION of Mason Simpson in Opposition re: (91 in 1:10-cv-03594-JSR, 608 in 1:08-cv-03086-JSR, 1275 in 1:07-md-01902-JSR) MOTION for Certification of the Court's Order Denying Defendants' Motion to Dismiss Plaintiffs' Refco Fraud Claims on Grounds of In Pari Delicto (Defendants' Notice of Motion). MOTION for Certification of the Court's Order Denying Defendants' Motion to Dismiss Plaintiffs' Refco Fraud Claims on Grounds of In Pari Delicto (Defendants' Notice of Motion).. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit A)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Molton, David)

October 19, 2011

Filing 512 DECLARATION of Margot MacInnis in Opposition re: (91 in 1:10-cv-03594-JSR, 608 in 1:08-cv-03086-JSR, 1275 in 1:07-md-01902-JSR) MOTION for Certification of the Court's Order Denying Defendants' Motion to Dismiss Plaintiffs' Refco Fraud Claims on Grounds of In Pari Delicto (Defendants' Notice of Motion). MOTION for Certification of the Court's Order Denying Defendants' Motion to Dismiss Plaintiffs' Refco Fraud Claims on Grounds of In Pari Delicto (Defendants' Notice of Motion).. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Molton, David)

October 19, 2011

Filing 511 MEMORANDUM OF LAW in Opposition re: (91 in 1:10-cv-03594-JSR, 608 in 1:08-cv-03086-JSR, 1275 in 1:07-md-01902-JSR) MOTION for Certification of the Court's Order Denying Defendants' Motion to Dismiss Plaintiffs' Refco Fraud Claims on Grounds of In Pari Delicto (Defendants' Notice of Motion). MOTION for Certification of the Court's Order Denying Defendants' Motion to Dismiss Plaintiffs' Refco Fraud Claims on Grounds of In Pari Delicto (Defendants' Notice of Motion). /Plaintiffs' Memorandum of Law in Opposition to Defendants' Motion for Certification of the Court's Order Denying Defendants' Motion to Dismiss Plaintiffs' Refco Fraud Claims on Grounds of In Pari Delicto. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Molton, David)

October 6, 2011

Filing 510 DECLARATION of WALTER RIEMAN in Support re: (207 in 1:08-cv-03086-JSR, 175 in 1:08-cv-03065-JSR, 214 in 1:07-md-01902-JSR) MOTION to Dismiss.. Document filed by 1997 Thomas H. Lee Nominee Trust, David V. Harkins, Scott L. Jaeckel, Thomas H. Lee, Scott A. Schoen, THL Equity Advisors V.L.P, THL Managers V. LLC, Thomas H. Lee Advisors, LLC, Thomas H. Lee Equity (Cayman) Fund V. L.P, Thomas H. Lee Equity Fund V, L.P., Thomas H. Lee Investors Limited Partnership, Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P., Thomas H. Lee, David V. Harkings, Thomas H. Lee Partners L.P.. (Attachments: #1 Exhibit 1, #2 Exhibit 2)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Rieman, Walter)

October 6, 2011

Filing 509 SUPPLEMENTAL REPLY MEMORANDUM OF LAW in Support re: (207 in 1:08-cv-03086-JSR, 175 in 1:08-cv-03065-JSR, 214 in 1:07-md-01902-JSR) MOTION to Dismiss.. Document filed by 1997 Thomas H. Lee Nominee Trust, David V. Harkins, Scott L. Jaeckel, Thomas H. Lee, Scott A. Schoen, THL Equity Advisors V.L.P, THL Managers V. LLC, Thomas H. Lee Advisors, LLC, Thomas H. Lee Equity (Cayman) Fund V. L.P, Thomas H. Lee Equity Fund V, L.P., Thomas H. Lee Investors Limited Partnership, Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P., Thomas H. Lee, David V. Harkings, Thomas H. Lee Partners L.P.. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Rieman, Walter)

October 5, 2011

Filing 508 CASE MANAGEMENT ORDER #58: The Court has received the bill from Special Master Daniel Capra for the month of September and the bill from Special Master Hedges for the months of August and September, which will be docketed for the parties' review. $100 will be subtracted from Special Master Hedges's bill as he was unable to file the order reference listed for September 30 on that date. Any party who wishes to object to the bills must submit such objection to the Court in writing no later than one week from today, on October 11, 2011. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 10/4/2011) Filed In Associated Cases: 1:07-md-01902-JSR et al. (ab)

October 3, 2011

Filing 507 MEMORANDUM ORDER: Defendants Mark Kavanagh and Brian Owens move to compel the production of documents subpoenaed from Peter Ginsberg, Esq., attorney for non parties Patrina Farquharson and Andrew Feighery. After careful consideration of the parties! written submissions, oral arguments, and the in camera review of the disputed documents (consisting largely of emails), the Court partly affirms and partly reverses the Special Master's Order. Accordingly, this Court directs the Special Master to hold an evidentiary adversary hearing to determine whether Knight genuinely acted as Ginsberg's "consultant" in this case, and, if so, in what respects. Accordingly, if defendants still seek production of those 205 documents, they are directed to apply to the Special Master no later than October 14, 2011 to compel production of these documents. This matter is therefore remanded to the Special Master for further proceedings consistent with this Memorandum Order. The Clerk of the Court is hereby directed to close docket number 1020 on the docket sheet for No. 07 MDL 1902, docket number 419 on the docket sheet for No. 08 Civ. 3065, and docket number 490 on the docket sheet for No. 08 Civ. 3086. terminating (1020) Motion to Compel in case 1:07-md-01902-JSR; terminating (419) Motion to Compel in case 1:08-cv-03065-JSR; terminating (490) Motion to Compel in case 1:08-cv-03086-JSR. (Signed by Judge Jed S. Rakoff on 9/30/2011) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(pl) Modified on 10/3/2011 (pl).

September 30, 2011

Filing 506 CASE MANAGEMENT ORDER #57: Pursuant to Case Management Order #56, the time for objections to the bill of Special Master Daniel Capra for services rendered in August 2011 has elapsed. Since the Court did not receive any objection to that bill, the Court hereby directs the Case Accountant to pay the bill forthwith. (Signed by Judge Jed S. Rakoff on 9/29/2011) Filed In Associated Cases: 1:07-md-01902-JSR et al. (ft)

September 27, 2011

Filing 505 RESPONSE re: (570 in 1:08-cv-03086-JSR, 1223 in 1:07-md-01902-JSR, 479 in 1:08-cv-03065-JSR) Report and Recommendations - Special Master,,,,,, (1246 in 1:07-md-01902-JSR, 583 in 1:08-cv-03086-JSR, 492 in 1:08-cv-03065-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion) -RESPONSE OF PRICEWATERHOUSECOOPERS LLP AND MARI FERRIS TO THE KRYS PLAINTIFFS LIMITED OBJECTION TO THE REPORT AND RECOMMENDATION AS TO PWC AND MS. FERRIS. Document filed by Mari Ferris, Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibits D to K)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Murphy, John)

September 27, 2011

Filing 504 DECLARATION of Mason C. Simpson in Support re: (602 in 1:08-cv-03086-JSR, 1265 in 1:07-md-01902-JSR, 503 in 1:08-cv-03065-JSR) Response,,,,,,,,. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

September 27, 2011

Filing 503 RESPONSE re: (582 in 1:08-cv-03086-JSR, 491 in 1:08-cv-03065-JSR, 1245 in 1:07-md-01902-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion) /Krys Plaintiffs' Response to PricewaterhouseCoopers LLP's Limited Objection to the Report and Recommendation of the Special Master on Its Motion to Dismiss the First Amended Complaint. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

September 26, 2011

Filing 502 DECLARATION of Mason Simpson in Support re: (1263 in 1:07-md-01902-JSR, 501 in 1:08-cv-03065-JSR, 600 in 1:08-cv-03086-JSR) Response,,,,,,,,,. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

September 26, 2011

Filing 501 RESPONSE re: (596 in 1:08-cv-03086-JSR, 1258 in 1:07-md-01902-JSR, 498 in 1:08-cv-03065-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), (1257 in 1:07-md-01902-JSR, 595 in 1:08-cv-03086-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion) /) SPhinX Plaintiffs' Response to Defendants' Joint Objection and to the THL Defendants' Separate Objection to the September 5, 2011 Report and Recommendation of the Special Master on the Omnibus Issue of the Applicability of SLUSA. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

September 21, 2011

Filing 500 DECLARATION of Mason Simpson in Opposition re: (207 in 1:08-cv-03086-JSR, 175 in 1:08-cv-03065-JSR, 214 in 1:07-md-01902-JSR) MOTION to Dismiss.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F (Part 1 of 2), #7 Exhibit F (Part 2 of 2), #8 Exhibit G, #9 Exhibit H, #10 Exhibit I, #11 Exhibit J)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

September 21, 2011

Filing 499 RESPONSE in Opposition re: (207 in 1:08-cv-03086-JSR, 175 in 1:08-cv-03065-JSR, 214 in 1:07-md-01902-JSR) MOTION to Dismiss. /Plaintiffs' Response to the Supplemental Memorandum of Law in Further Support of the THL Defendants' Motion to Dismiss. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

September 16, 2011

Filing 498 Objection re: (1249 in 1:07-md-01902-JSR, 587 in 1:08-cv-03086-JSR, 494 in 1:08-cv-03065-JSR) Report and Recommendations - Special Master,,,,,, Defendants' Separate Objection to the Report and Recommendation of the Special Master on the Omnibus Issue of the Applicability of SLUSA. Document filed by 1997 Thomas H. Lee Nominee Trust, David V. Harkins, Scott L. Jaeckel, Thomas H. Lee, Scott A. Schoen, THL Equity Advisors V.L.P, THL Managers V. LLC, Thomas H. Lee Advisors, LLC, Thomas H. Lee Equity (Cayman) Fund V. L.P, Thomas H. Lee Equity Fund V, L.P., Thomas H. Lee Investors Limited Partnership, Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P., Thomas H. Lee, David V. Harkings, Thomas H. Lee Partners L.P.. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Rieman, Walter)

September 16, 2011

Filing 497 DECLARATION of Mason Simpson re: (1255 in 1:07-md-01902-JSR, 593 in 1:08-cv-03086-JSR, 496 in 1:08-cv-03065-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), (1249 in 1:07-md-01902-JSR, 587 in 1:08-cv-03086-JSR, 494 in 1:08-cv-03065-JSR) Report and Recommendations - Special Master,,,,,,. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit A)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

September 16, 2011

Filing 496 Objection re: (1249 in 1:07-md-01902-JSR, 587 in 1:08-cv-03086-JSR, 494 in 1:08-cv-03065-JSR) Report and Recommendations - Special Master,,,,,, /Plaintiffs' Limited Objection to the Report and Recommendation of the Special Master on the Omnibus Issue of the Applicability of SLUSA. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

September 12, 2011

Filing 495 ORDER: re: 551 in 1:08-cv-03086-JSR, 1199 in 1:07-md-01902-JSR, 467 in 1:08-cv-03065-JSR, 81 in 1:10-cv-03594-JSR, Report and Recommendations. On July 5, 2011, Special Master Daniel J. Capra issued a Report and Recommendation recommending that defendants' motion to dismiss certain of plaintiffs' claims based on the doctrine of in pari delicto be denied. The Court finds itself in agreement with Special Master Capra's Report and Recommendation in all material respects and hereby adopts it in full as if incorporated herein. (Signed by Judge Jed S. Rakoff on 9/9/2011) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(jar)

September 6, 2011

Filing 494 REPORT AND RECOMMENDATION OF THE SPECIAL MASTER ON THE OMNIBUS ISSUE OF THE APPLICABILITY: The Special Master makes the following recommendations, 1. The motions to dismiss under SLUSA should be denied because the Plaintiffs action is not a covered class action within the meaning of the statute. 2. If the Court nonetheless finds that the Plantiffs' action is a covered class action, then the following claims should be dismissed with prejudice under SLUSA because they allege damages in connection with a purchase or sale of a security, and sound in fraud: Count VI, insofar as the claim is based on PwCs Refco engagement. Count XIII, insofar as the claim is based on false statements made during the LBO and IPO. Count XVII, the claims against Grant Thornton/Ramler, PwC, and the Mayer Brown defendants. Count XVIII, the claims against Grant Thornton/Ramler, PwC, and the Mayer Brown defendants. Count XIX, the claims against Grant Thornton/Ramler, PwC, and the Mayer Brown defendants. Count XXI in its entirety. Count XXII in its entirety. Count XXV, insofar as the claim is based on THLs preparations for and engineering of the IPO. 3. None of the other claims brought by the Plaintiffs should be dismissed under SLUSA, even if this is a covered class action either because they do not involve damages in connection with a sale or purchase of a security, or do not sound in fraud, or both. Objections to R&R due by 9/23/2011 (Signed by judge on 9/5/2011) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(ae)

September 6, 2011

Filing 493 AFFIDAVIT of R. DAVID WALLACE, CPA, CFF in Opposition re: (570 in 1:08-cv-03086-JSR, 1223 in 1:07-md-01902-JSR, 479 in 1:08-cv-03065-JSR) Report and Recommendations - Special Master,,,,,,. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11, #12 Exhibit 12, #13 Exhibit 13, #14 Exhibit 14, #15 Exhibit 15, #16 Exhibit 16, #17 Exhibit 17, #18 Exhibit 18, #19 Exhibit 19, #20 Exhibit 20, #21 Exhibit 21)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

September 6, 2011

Filing 492 Objection re: (479 in 1:08-cv-03065-JSR, 570 in 1:08-cv-03086-JSR, 1223 in 1:07-md-01902-JSR) Report and Recommendations - Special Master,,,,,, /Krys Plaintiffs' Limited Objection to the Report and Recommendation of the Special Master on Motions to Dismiss Brought by Defendants PricewaterhouseCoopers and Mari Ferris. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

September 6, 2011

Filing 491 Objection re: (570 in 1:08-cv-03086-JSR, 1223 in 1:07-md-01902-JSR, 479 in 1:08-cv-03065-JSR) Report and Recommendations - Special Master,,,,,, - PRICEWATERHOUSECOOPER LLPS LIMITED OBJECTION TO THE REPORT AND RECOMMENDATION OF THE SPECIAL MASTER ON ITS MOTION TO DISMISS THE FIRST AMENDED COMPLAINT. Document filed by Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP. (Attachments: #1 Appendix List, #2 Exhibit A, #3 Exhibit B, #4 Exhibit C, #5 Exhibit D, #6 Exhibit E, #7 Exhibit F, #8 Exhibit G)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Capra, James)

September 6, 2011

Filing 490 REVISED REPORT AND RECOMMENDATION OF THE SPECIAL MASTER ON MOTION FOR DEFAULT JUDGMENT AGAINST DEFENDANTS CHRISTOPHER SUGRUE, PHILIP BENNETT AND REFCO GROUP HOLDINGS, INC. re: (546 in 1:08-cv-03086-JSR, 462 in 1:08-cv-03065-JSR, 1190 in 1:07-md-01902-JSR) MOTION for Default Judgment filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd. and Margot Macinnis: It is recommended that default judgment be entered against Philip Bennett, Refco Group Holdings, Inc. and Christopher Sugrue as set forth on this report. Objections to R&R due by 9/23/2011 (Signed by Ronald J, Hedges, Special Master on 9/6/2011) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR (ab)

September 6, 2011

Filing 489 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a Conference proceeding held on 8/29/11 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly)

September 6, 2011

Filing 488 TRANSCRIPT of Proceedings re: Conference held on 8/29/2011 before Judge Jed S. Rakoff. Court Reporter/Transcriber: Patricia Nilsen, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 9/30/2011. Redacted Transcript Deadline set for 10/10/2011. Release of Transcript Restriction set for 12/8/2011.(McGuirk, Kelly)

September 2, 2011

Filing 487 CASE MANAGEMENT ORDER #56: that the Court has received the bill from Special Master Daniel Capra for the month of August, which will be docketed for the parties' review. Any party who wishes to object to the bill must submit such objection to the Court in writing no later than one week from today, on September 8, 2011. If no objections are received, the Case Accountant will be authorized to pay the bill out of the established account. (Signed by Judge Jed S. Rakoff on 9/1/2011) Filed In Associated Cases: 1:07-md-01902-JSR et al.(pl)

August 29, 2011

Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 8/29/2011. Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(ft)

August 29, 2011

Minute Entry for proceedings held before Judge Jed S. Rakoff: Oral Argument held on 8/29/2011 on a discovery dispute brought by the defendants. (mro)

August 25, 2011

Filing 486 DECLARATION of Walter Rieman in Support re: (207 in 1:08-cv-03086-JSR, 175 in 1:08-cv-03065-JSR, 214 in 1:07-md-01902-JSR) MOTION to Dismiss.. Document filed by 1997 Thomas H. Lee Nominee Trust, David V. Harkins, Scott L. Jaeckel, Thomas H. Lee, Scott A. Schoen, THL Equity Advisors V.L.P, THL Managers V. LLC, Thomas H. Lee Advisors, LLC, Thomas H. Lee Equity (Cayman) Fund V. L.P, Thomas H. Lee Equity Fund V, L.P., Thomas H. Lee Investors Limited Partnership, Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P., Thomas H. Lee, David V. Harkings, Thomas H. Lee Partners L.P.. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Rieman, Walter)

August 25, 2011

Filing 485 SUPPLEMENTAL MEMORANDUM OF LAW in Support re: (207 in 1:08-cv-03086-JSR, 175 in 1:08-cv-03065-JSR, 214 in 1:07-md-01902-JSR) MOTION to Dismiss.. Document filed by 1997 Thomas H. Lee Nominee Trust, David V. Harkins, Scott L. Jaeckel, Thomas H. Lee, Scott A. Schoen, THL Equity Advisors V.L.P, THL Managers V. LLC, Thomas H. Lee Advisors, LLC, Thomas H. Lee Equity (Cayman) Fund V. L.P, Thomas H. Lee Equity Fund V, L.P., Thomas H. Lee Investors Limited Partnership, Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P., Thomas H. Lee, David V. Harkings, Thomas H. Lee Partners L.P.. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Rieman, Walter)

August 24, 2011

Filing 484 REPORT AND RECOMMENDATIONS OF THE SPECIAL MASTER ON MOTION FOR DEFAULT JUDGMENT AGAINST DEFENDANTS CHRISTOPHER SUGRUE, PHILIP BENNETT AND REFCO GROUP HOLDINGS, INC: re (546 in 1:08-cv-03086-JSR, 462 in 1:08-cv-03065-JSR, 1190 in 1:07-md-01902-JSR) MOTION for Default Judgment as to Macinnis. IT IS RESPECTFULLY RECOMMENDED that default judgment be entered as set forth herein. IT IS FURTHER RECOMMENDED that the default against defendant Christopher Sugrue be vacated and that Plaintiffs be given leave to effect service on that defendant consistent with Rule 4(f), noting that the time limit for service under Rule 4(m) "does not apply to service in a foreign country under Rule 4(f) or 4(j)(1)." Objections to R&R due by 9/12/2011. (Signed by Robert J. Hedges, Special Master on 8/1/2011). Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR (djc)(djc)

August 17, 2011

Filing 483 CASE MANAGEMENT ORDER #55: Pursuant to Case Management Order #54, the time for objections to the bills of the Special Masters for services rendered in July 2011 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 8/1/2011) Filed In Associated Cases: 1:07-md-01902-JSR et al. (ab)

August 10, 2011

Filing 482 DECLARATION of Christina N. Burgos re: (1215 in 1:07-md-01902-JSR) Order, Declaration of Christina N. Burgos in Support of Opposition to Appeal. Document filed by Peter R Ginsberg. (Attachments: #1 Exhibit Exhibit 1)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR(Ginsberg, Peter)

August 10, 2011

Filing 481 MEMORANDUM OF LAW in Opposition re: (1215 in 1:07-md-01902-JSR) Order, BRIEF OF NON-PARTIES PETER R. GINSBERG, PATRINA FARQUHARSON AND ANDREW FEIGHERY IN OPPOSITION TO APPEAL OF SPECIAL MASTER HEDGES ORDER ON DISCOVERY DISPUTES DATED JULY 21, 2011. Document filed by Peter R Ginsberg. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR(Ginsberg, Peter)

August 10, 2011

Filing 480 RESPONSE re: (1219 in 1:07-md-01902-JSR, 565 in 1:08-cv-03086-JSR, 229 in 1:08-cv-07416-JSR, 476 in 1:08-cv-03065-JSR) Memorandum of Law, /THE KRYS PLAINTIFFS' RESPONSE TO THE BRIEF OF DEFENDANTS MARK KAVANAGH AND BRIAN OWENS ON APPEAL OF DEFENDANTS' MOTION TO COMPEL PRODUCTION OF DOCUMENTS. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys, Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR(Molton, David)

August 10, 2011

Filing 479 REPORT AND RECOMMENDATION OF THE SPECIAL MASTER ON MOTIONS TO DISMISS BY DEFENDANTS PRICEWATERSHOUSECOOPERS AND MARI FERRIS: The Special Master makes the following recommendations: With respect to Count VI: This Count should be dismissed in its entirety with prejudice. With respect to Count VII: This Count should be dismissed in its entirety with prejudice. With respect to Count VIII: This Count should be dismissed in its entirety with prejudice. With respect to Count XVII: 1. The Plaintiffs claim against Ferris should be dismissed with prejudice because the Plaintiffs have not adequately alleged scienter. 2. The Plaintiffs claim against PwC for its conduct in auditing SPhinX and PlusFunds should be dismissed with prejudice because as to that claim the Plaintiffs have not adequately alleged scienter. 3. The Plaintiffs claim against PWC for its Refco advisory work should be dismissed with prejudice for lack of proximate cause insofar as it seeks damages for the loss of assets retained at Refco after PwCs acts of aiding and abetting. 4. PwCs motion to dismiss should be denied as to the claim against PwC for conduct in its Refco advisory work that caused SPhinX/PlusFunds to place assets at Refco. With respect to Count XVIII: The claims against PwC should be dismissed with prejudice. With respect to Count XIX: The claims against PwC and Ferris should be dismissed with prejudice. (Signed by Special Master Daniel J. Capra on 8/10/2011) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(jfe)

August 3, 2011

Filing 478 DECLARATION of Abraham W. Shaw re: (1215 in 1:07-md-01902-JSR) Order, IN SUPPORT OF BRIEF OF DEFENDANTS MARK KAVANAGH AND BRIAN OWENS ON APPEAL OF SPECIAL MASTER HEDGES DISPOSITION OF DEFENDANTS MOTION TO COMPEL PRODUCTION OF DOCUMENTS. Document filed by Mark Kavanagh, Brian Owens. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, Part 1, #6 Exhibit 5, Part 2, #7 Exhibit 5, Part 3, #8 Exhibit 5, Part 4, #9 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR(Karlan, Mitchell)

August 3, 2011

Filing 477 MEMORANDUM OF LAW in Support re: (1219 in 1:07-md-01902-JSR, 565 in 1:08-cv-03086-JSR, 229 in 1:08-cv-07416-JSR, 476 in 1:08-cv-03065-JSR) Memorandum of Law, re: (1215 in 1:07-md-01902-JSR). Document filed by Guy Castranova, DPM-Mellon, LLC, DPM-Mellon, Ltd., Derivative Portfolio Management LLC, Derivative Portfolio Management, Ltd.. (Attachments: #1 Certificate)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR(Pendleton, Brian)

August 3, 2011

Filing 476 MEMORANDUM OF LAW re: (1215 in 1:07-md-01902-JSR) Order, BRIEF OF DEFENDANTS MARK KAVANAGH AND BRIAN OWENS ON APPEAL OF SPECIAL MASTER HEDGES DISPOSITION OF DEFENDANTS MOTION TO COMPEL PRODUCTION OF DOCUMENTS. Document filed by Mark Kavanagh, Brian Owens. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR(Karlan, Mitchell)

August 3, 2011

Filing 475 CASE MANAGEMENT ORDER #54: The Court has received the bills from the Special Masters for the month of July, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, on August 10, 2011. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 8/2/2011) Filed In Associated Cases: 1:07-md-01902-JSR et al.(jfe)

July 28, 2011

Filing 474 MEMORANDUM OF LAW in Support re: (546 in 1:08-cv-03086-JSR, 462 in 1:08-cv-03065-JSR, 1190 in 1:07-md-01902-JSR) MOTION for Default Judgment as to Christopher Sugrue, Phillip Bennett and Refco Group Holdings, Inc.. /Corrected Version of Plaintiffs' Memorandum of Law Regarding Service of Motions for Default Judgments on Defendants Phillip Bennett and Refco Group Holdings Inc... Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Simpson, Mason)

July 27, 2011

Filing 473 DECLARATION of Mason C. Simpson in Support re: (546 in 1:08-cv-03086-JSR, 462 in 1:08-cv-03065-JSR, 1190 in 1:07-md-01902-JSR) MOTION for Default Judgment as to Christopher Sugrue, Phillip Bennett and Refco Group Holdings, Inc... Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G, #8 Exhibit H, #9 Exhibit I, #10 Exhibit J, #11 Exhibit K, #12 Exhibit L, #13 Exhibit M, #14 Exhibit N)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Simpson, Mason)

July 27, 2011

Filing 472 MEMORANDUM OF LAW in Support re: (546 in 1:08-cv-03086-JSR, 462 in 1:08-cv-03065-JSR, 1190 in 1:07-md-01902-JSR) MOTION for Default Judgment as to Christopher Sugrue, Phillip Bennett and Refco Group Holdings, Inc.. /Plaintiffs' Memorandum of Law Regarding Service of Motions for Default Judgments on Defendants Phillip Bennett and Refco Group Holdings Inc.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Simpson, Mason)

July 25, 2011

Filing 471 RESPONSE re: (1203 in 1:07-md-01902-JSR, 553 in 1:08-cv-03086-JSR) Objection to Report and Recommendations, /Plaintiffs' Response to Defendants' Objection to the Report and Recommendation of the Special Master on the Omnibus Issue of In Pari Delicto and Refco Fraud Claims. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Molton, David)

July 22, 2011

Filing 470 CASE MANAGEMENT ORDER #53: Pursuant to Case Management Order #52, the time for objections to the bills of the Special Masters for services rendered in June 2011 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 7/15/2011) Filed In Associated Cases: 1:07-md-01902-JSR et al.(tro)

July 19, 2011

Filing 469 REPORT AND RECOMMENDATION OF THE SPECIAL MASTER ON MOTION FOR DEFAULT JUDGMENT AGAINST DEFENDANT THOMAS HACKL re: (1188 in 1:07-md-01902-JSR, 460 in 1:08-cv-03065-JSR, 544 in 1:08-cv-03086-JSR) MOTION for Default Judgment as to Thomas Hackl filed by Kenneth M Krys, Kenneth M. Krys, The Harbour Trust Co. Ltd., Margot Macinnis. Default judgment shall be entered against defendant Thomas Hackl for Fraud, Breach of Fiduciary Duty, Conversion, Aiding and Abetting Conversion, and Interference with a Contract/Prospective Contract. The assessment of damages, costs, and interest shall await the outcome of the plaintiffs' claims against non-defaulting defendants. (Signed by judge on 7/19/2011) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR. [Deadlines not set pursuant to instructions from Chambers.](tro)

July 15, 2011

Filing 468 Objection re: (551 in 1:08-cv-03086-JSR, 1199 in 1:07-md-01902-JSR, 467 in 1:08-cv-03065-JSR, 81 in 1:10-cv-03594-JSR) Report and Recommendations, /Plaintiffs' Limited Objection to the Report and Recommendation of the Special Master on the Omnibus Issue of In Pari Delicto and Refco Fraud Claims. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Molton, David)

July 6, 2011

Filing 466 CASE MANAGEMENT ORDER #52: The Court has received the bills from the Special Masters for the month of June, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, on July 13, 2011. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 7/6/2011) Filed In Associated Cases: 1:07-md-01902-JSR et al.(jfe)

July 5, 2011

Filing 467 REPORT AND RECOMMENDATIONS OF THE SPECIAL MASTER ON THE OMNIBUS ISSUE OF in pari delicto AND REFCO FRAUD CLAIMS, the Plaintiffs have standing to bring their Refco fraud claims, and there is no justification for barring the Plaintiffs Refco fraud claims on grounds of in pari delicto. Defendants motion to dismiss the Plaintiffs Refco fraud claims on grounds of in pari delicto should be denied. (Signed by Daniel J. Capra, Special Master on 7/5/11) (pl) Modified on 7/7/2011 (ad).

June 22, 2011

Filing 465 CASE MANAGEMENT ORDER #51: Pursuant to Case Management Order #50, the time for objections to the bills of the Special Masters for services rendered in May 2011 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 6/22/2011) Filed In Associated Cases: 1:07-md-01902-JSR et al.(jfe)

June 20, 2011

Filing 464 OBJECTION to (900 in 1:07-md-01902-JSR, 400 in 1:08-cv-03065-JSR, 470 in 1:08-cv-03086-JSR) Report and Recommendations SUPPLEMENTAL SUBMISSION OF DEFENDANTS KAVANAGH AND OWENS IN SUPPORT OF THEIR LIMITED OBJECTION TO THE SPECIAL MASTERS REPORT AND RECOMMENDATION ON MOTIONS TO DISMISS BROUGHT BY KAVANAGH AND OWENS. Document filed by Mark Kavanagh, Brian Owens. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Karlan, Mitchell)

June 17, 2011

Filing 463 DECLARATION of Andrew Dash in Support re: (546 in 1:08-cv-03086-JSR) MOTION for Default Judgment as to Christopher Sugrue, Phillip Bennett and Refco Group Holdings, Inc... Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit A, #2 Exhibit B (Part 1 of 3), #3 Exhibit B (Part 2 of 3), #4 Exhibit B (Part 3 of 3), #5 Exhibit C, #6 Exhibit D, #7 Exhibit E)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Dash, Andrew)

June 17, 2011

Filing 462 MOTION for Default Judgment as to Christopher Sugrue, Phillip Bennett and Refco Group Holdings, Inc.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Proposed Report and Recommendation of the Special Master, #2 Affidavit of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Dash, Andrew)

June 17, 2011

Filing 461 DECLARATION of Andrew Dash in Support re: (544 in 1:08-cv-03086-JSR) MOTION for Default Judgment as to Thomas Hackl.. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Exhibit A, #2 Exhibit B (Part 1 of 3), #3 Exhibit B (Part 2 of 3), #4 Exhibit B (Part 3 of 3), #5 Exhibit C, #6 Exhibit D, #7 Exhibit E, #8 Exhibit F)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Dash, Andrew)

June 17, 2011

Filing 460 MOTION for Default Judgment as to Thomas Hackl. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Proposed Report and Recommendation of the Special Master, #2 Affidavit of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Dash, Andrew)

June 15, 2011

Filing 459 RESPONSE re: (449 in 1:08-cv-03065-JSR, 532 in 1:08-cv-03086-JSR, 1151 in 1:07-md-01902-JSR) Objection to Report and Recommendations,, /Plaintiffs' Response to the Limited Objection of Defendants Mark Kavanagh and Brian Owens to the Special Masters Report and Recommendation on Motions to Dismiss Brought by Defendants Owens and Kavanagh. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

June 15, 2011

Filing 458 RESPONSE re: (531 in 1:08-cv-03086-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion) Response of Defendants Mark Kavanagh and Brian Owens to Plaintiffs' Limited Objection to the Report and Recommendation of the Special Master on Motions to Dismiss Brought by Defendants Owens and Kavanagh. Document filed by Mark Kavanagh, Brian Owens. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Karlan, Mitchell)

June 13, 2011

Filing 457 CASE MANAGEMENT PLAN ORDER #50 The Court has received the bills from the Special Masters for the month of May, which will be docketed for the parties' review. any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, on 6/20/11. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 6/13/11) Filed In Associated Cases: 1:07-md-01902-JSR et al.(cd)

June 3, 2011

Filing 456 NOTICE OF APPEARANCE by Mason Chandler Simpson on behalf of Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Simpson, Mason)

May 31, 2011

Filing 455 DECLARATION of Sascha N. Rand in Support re: (25 in 1:11-cv-01486-JSR) MOTION for Disbursement of Funds NOTICE OF MOTION FOR AN ORDER MODIFYING THE REFCO SECURITIES CLASS ACTION NET SETTLEMENT FUND DISTRIBUTION PLAN TO PROVIDEFOR THE DISTRIBUTION TO THE PRIVATE ACTIONS TRUST OF CERTAIN SETTLEMENT PROCEEDS ASSIGNED TO. Document filed by Marc S. Kirschner. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C)Filed In Associated Cases: 1:07-md-01902-JSR et al.(Rand, Sascha)

May 31, 2011

Filing 454 FILING ERROR - DUPLICATED DOCKET ENTRY - DECLARATION of Sascha N. Rand in Support re: (25 in 1:11-cv-01486-JSR) MOTION for Disbursement of Funds NOTICE OF MOTION FOR AN ORDER MODIFYING THE REFCO SECURITIES CLASS ACTION NET SETTLEMENT FUND DISTRIBUTION PLAN TO PROVIDEFOR THE DISTRIBUTION TO THE PRIVATE ACTIONS TRUST OF CERTAIN SETTLEMENT PROCEEDS ASSIGNED TO. Document filed by Marc S. Kirschner. Filed In Associated Cases: 1:07-md-01902-JSR et al.(Rand, Sascha) Modified on 5/31/2011 (db).

May 31, 2011

Filing 453 MEMORANDUM OF LAW in Support re: (25 in 1:11-cv-01486-JSR) MOTION for Disbursement of Funds NOTICE OF MOTION FOR AN ORDER MODIFYING THE REFCO SECURITIES CLASS ACTION NET SETTLEMENT FUND DISTRIBUTION PLAN TO PROVIDEFOR THE DISTRIBUTION TO THE PRIVATE ACTIONS TRUST OF CERTAIN SETTLEMENT PROCEEDS ASSIGNED TO. Document filed by Marc S. Kirschner. Filed In Associated Cases: 1:07-md-01902-JSR et al.(Rand, Sascha)

May 31, 2011

Filing 452 MOTION for Disbursement of Funds NOTICE OF MOTION FOR AN ORDER MODIFYING THE REFCO SECURITIES CLASS ACTION NET SETTLEMENT FUND DISTRIBUTION PLAN TO PROVIDEFOR THE DISTRIBUTION TO THE PRIVATE ACTIONS TRUST OF CERTAIN SETTLEMENT PROCEEDS ASSIGNED TO THE PRIVATE ACTIONS TRUST BY SECURITIES CLASS MEMBERS. Document filed by Marc S. Kirschner.Filed In Associated Cases: 1:07-md-01902-JSR et al.(Rand, Sascha)

May 27, 2011

Filing 451 MEMORANDUM OF LAW in Opposition re: (169 in 1:08-cv-03086-JSR) MOTION to Dismiss : The Bank Defendants' Notice of Motion to Dismiss Claims 16, 19, 21-22 and 26 of the Amended Complaint., (167 in 1:08-cv-03065-JSR, 203 in 1:07-md-01902-JSR, 196 in 1:08-cv-03086-JSR) MOTION to Dismiss., (164 in 1:08-cv-03086-JSR) MOTION to Dismiss Counts Twenty-Three and Twenty-Four of the Complaint as against Ingram Micro Inc. and CIM Ventures, Inc., (171 in 1:08-cv-03065-JSR, 210 in 1:07-md-01902-JSR, 203 in 1:08-cv-03086-JSR) MOTION to Dismiss., (845 in 1:07-md-01902-JSR) MOTION to Dismiss Plaintiffs' Complaint., (183 in 1:08-cv-03086-JSR) MOTION to Dismiss Counts XXIII and XXIV of the Amended Complaint., (193 in 1:07-md-01902-JSR) MOTION to Dismiss :The Bank Defendants' Notice of Motion to Dismiss Claims 16, 19, 21-22 and 26 of the Amended Complaint., (28 in 1:10-cv-03594-JSR) MOTION to Dismiss Plaintiffs' Complaint., (199 in 1:08-cv-03086-JSR) MOTION to Dismiss. /Plaintiffs' Opposition to Defendants' Supplemental Brief Seeking Dismissal of the "Refco Fraud" Claims. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:10-cv-03594-JSR(Molton, David)

May 26, 2011

Filing 450 DECLARATION of Diana M.Feinstein in Support re: (1151 in 1:07-md-01902-JSR) Objection to Report and Recommendations,,. Document filed by Mark Kavanagh, Brian Owens. (Attachments: #1 Exhibit A)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Karlan, Mitchell)

May 26, 2011

Filing 449 OBJECTION to (900 in 1:07-md-01902-JSR, 400 in 1:08-cv-03065-JSR, 470 in 1:08-cv-03086-JSR) Report and Recommendations - LIMITED OBJECTION OF DEFENDANTS MARK KAVANAGH AND BRIAN OWENS TO THE SPECIAL MASTERS REPORT AND RECOMMENDATION ON MOTIONS TO DISMISS BROUGHT BY DEFENDANTS OWENS AND KAVANAGH. Document filed by Mark Kavanagh, Brian Owens. (Attachments: #1 Appendix 1 through 7, #2 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Karlan, Mitchell)

May 26, 2011

Filing 448 Objection re: (900 in 1:07-md-01902-JSR, 400 in 1:08-cv-03065-JSR, 470 in 1:08-cv-03086-JSR) Report and Recommendations,, /Plaintiffs' Limited Objection to the Report and Recommendation of the Special Master on Motions to Dismiss Brought by Defendants Owens and Kavanagh. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al). Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

May 16, 2011

Filing 447 ORDER On May 10, 2011, the Court held a status conference to address pending issues in the above captioned In re Refco multi-dist litigation. During the conference, counsel for defendant Dennis A. Klejna moved to dismiss, with prejudice, the Counts against Klejna pled in the Krys v. Sugrue Amended Complaint. The Court determined that, because Klejna is similarly situated to the defendants dismissed with prejudice in the Court's May 4, 2011 Order, which adopted Special Master Capra's April 20, 2010 Report and Recommendation, the claims against Klejna should similarly be dismissed with prejudice. This written Order therefore confirms that the Krys v. Sugrue Amended Complaint is hereby dismissed with prejudice with respect to defendant Dennis A. Klejna.SO ORDERED. (Signed by Judge Jed S. Rakoff on 5/12/11) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(jmi) (jmi).

May 13, 2011

Filing 446 CASE MANAGEMENT ORDER #49: Pursuant to Case Management Order #49, the time for objections to the bills of the Special Masters for services rendered in April 2011 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 5/12/2011) Filed In Associated Cases: 1:07-md-01902-JSR et al.(jpo)

May 9, 2011

Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 5/9/2011. (jfe)

May 4, 2011

Filing 445 ORDER: On April 20, 2010, Special Master Daniel J. Capra issued a concise Report and Recommendation concluding that the claims against certain defendants who had reached a settlement with Refco Trustee should be dismissed with prejudice. For the reasons set forth by the Special Master, the Court agrees. Accordingly, the Court hereby adopts the April 20, 2010 Report and Recommendation in full as if incorporated herein and dismisses the so-called "settling defendants" from this action with prejudice. SO ORDERED. (Signed by Judge Jed S. Rakoff on 5/3/2011) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR (lnl)

May 4, 2011

Filing 444 ORDER: On March 2, 2010 Special Master Daniel J. Capra issued a Report and Recommendation in the above captioned cases addressing the omnibus issue of "primary violations." After the parties in these actions timely submitted objections to the Report and Recommendation and responses to those objections, the Court heard oral argument on April 13, 2010 and considered the entire matter de novo. The Court deferred, however, issuing a decision because of the pendency of other Reports and Recommendations that dealt with issues that might either impact the recommendations of the March 2 Report and Recommendation or render them moot. Having concluded that the matter is now ripe for decision, the Court finds itself in complete agreement with the Special Master's typically well-written and well reasoned Report and Recommendation. Accordingly the Court hereby adopts the Report and Recommendation in its entirety. SO ORDERED. (Signed by Judge Jed S. Rakoff on 5/3/2011) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:08-cv-08267-JSR (lnl)

May 4, 2011

Filing 443 MEMORANDUM ORDER, plaintiffs may now reassert the Refco Fraud claims dismissed without prejudice in the Court's Order of March 30, 2010. The effected parties are instructed to confer with Special Masters and set a schedule for further proceedings on any claims so revived. (See MEMORANDUM ORDER as set forth) (Signed by Judge Jed S. Rakoff on 5/3/2011) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:08-cv-08267-JSR (lnl)

May 2, 2011

Filing 442 CASE MANAGEMENT ORDER #48: The Court has received the bills from the Special Masters for the month of April, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, on May 9, 2011. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 5/2/2011) Filed In Associated Cases: 1:07-md-01902-JSR et al.(jpo)

April 25, 2011

Filing 441 OPINION AND ORDER: In short, while the Court concludes that, contrary to the Special Master's interpretation, plaintiffs have adequately pleaded the adverse interest exception, the Court in all other respects adopts the findings and conclusions of the December 6, 2010 Report and Recommendation to the extent they are not inconsistent with the Court's determination regarding the adverse interest exception. The matter is remanded to the Special Masters for further proceedings consistent with this Opinion and Order and with the prior orders of the Court. (Signed by Judge Jed S. Rakoff on 4/25/2011) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:08-cv-08267-JSR(jpo)

April 25, 2011

Filing 440 CASE MANAGEMENT PLAN #47: Pursuant to Case Management Order #46, the time for objections to the bills of the Special Masters for services rendered in March 2011 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 4/22/2011) Filed In Associated Cases: 1:07-md-01902-JSR et al.(jpo)

April 4, 2011

Filing 439 CASE MANAGEMENT ORDER #46: The Court has received the bills from the Special Masters for the month of March, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, on April 11, 2011. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. SO ORDERED. (Signed by Judge Jed S. Rakoff on 4/4/2011) Filed In Associated Cases: 1:07-md-01902-JSR et al.(lnl)

March 21, 2011

Filing 438 CASE MANAGEMENT ORDER NO. 45. Pursuant to Case Management Order #44, the time for objections to the bills of the Special Masters for services rendered in February 2011 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 3/18/2011) Filed In Associated Cases: 1:07-md-01902-JSR et al. (rjm)

March 7, 2011

Filing 437 CASE MANAGEMENT ORDER NO. 44. The Court has received the bills from the Special Masters for the month of February, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, on March 14, 2011. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 3/7/2011) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm)

February 24, 2011

Filing 436 Objection re: (1058 in 1:07-md-01902-JSR, 197 in 1:07-cv-08165-JSR) Report and Recommendations - Special Master, /SPHINX PLAINTIFFS' OBJECTION TO THE REPORT AND RECOMMENDATION OF THE SPECIAL MASTER ON GRANT THORNTON'S MOTION TO DISMISS FOR LACK OF STANDING DATED FEBRUARY 14, 2011. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys, Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys(as assignee of claims assigned by Miami Children's Hospital Foundation, OFI Palmares, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Mangement LP, Longacre Fund Management LLC), Kenneth M. Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR et al.(Molton, David)

February 15, 2011

Filing 435 ORDER: Accordingly, the Court reaffirms its February 4, 2011 Order in all respects. (Signed by Judge Jed S. Rakoff on 2/14/2011) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(jfe)

February 15, 2011

Filing 434 CASE MANAGEMENT ORDER #43: Pursuant to Case Management Order #42, the time for objections to the bills of the Special Masters for services rendered in January 2011 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 2/14/2011) Filed In Associated Cases: 1:07-md-01902-JSR et al.(jfe)

February 7, 2011

Filing 433 ORDER: On May 24, 2010, Mark Kavanagh and Brian Owens filed a motion to appear as amici curiae in Miller v. PF Saleco LLC, No. 09 Civ. 2866. Special Master Capra granted the request by order dated May 26, 2011. However, it appears that the motion was also mistakenly filed in Krys v. Sugrue, No. 08 Civ. 3065 and 08 Civ. 3086, and the motion is still marked as pending on those dockets. Accordingly, the Clerk of the Court is directed to correct the error and close item number 380 in docket No. 08 Civ. 3065 and item number 447 in No. 08 Civ. 3086. SO ORDERED. (Signed by Judge Jed S. Rakoff on 2/4/2011) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:09-cv-02866-JSR(lnl)

February 7, 2011

Filing 432 ORDER: On December 21, 2010 Special Master Hedges heard oral argument on a discovery dispute between the so-called "Krys Plaintiffs" and non-parties Gibson Dunn & Crutcher LLP ("Gibson Dunn"), Scott Kislin, and Mitchell Karlan (collectively, the "Gibson Dunn Objectors") regarding whether or not the Gibson Dunn Objectors had to produce a particular Gibson Dunn email exhibit. The Special Master subsequently issued an Order, filed January 13, 2011 in docket number 07 MD 1902, directing the Gibson Dunn Objectors to produce the disputed email to the Krys Plaintiffs. On January 20, 2011 the Gibson Dunn Objectors appealed to this Court. After review of the disputed email and the parties' letter briefs, the Court reluctantly concludes that the Special Master's Order must be, and hereby is, overruled. The reasons for this ruling will be set forth in a Memorandum that will be filed in due course. Meanwhile, if the Krys Plaintiffs still have copies of the disputed email, they should destroy them forthwith. SO ORDERED. (Signed by Judge Jed S. Rakoff on 2/4/2011) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR (lnl)

February 3, 2011

Filing 431 CASE MANAGEMENT ORDER #42: The Court has received the bills from the Special Masters for the month of January, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, on February 10, 2011. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 2/2/11) Filed In Associated Cases: 1:07-md-01902-JSR et al.(db)

January 24, 2011

Filing 430 PROTECTIVE ORDER...regarding procedures to be followed that shall govern the handling of confidential material... (Signed by Judge Jed S. Rakoff on 1/21/2011) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR (lnl)

January 11, 2011

Filing 429 CASE MANAGEMENT ORDER #41: Pursuant to Case Management Order #40, the time for objections to the bills of the Special Masters for services rendered in October 2010 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. So Ordered (Signed by Judge Jed S. Rakoff on 1/11/2011) Filed In Associated Cases: 1:07-md-01902-JSR et al.(js)

January 11, 2011

Filing 428 RESPONSE re: (416 in 1:08-cv-03065-JSR, 1013 in 1:07-md-01902-JSR, 487 in 1:08-cv-03086-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion) RESPONSE OF DEFENDANTS MARK KAVANAGH AND BRIAN OWENS TO THE KRYS PLAINTIFFS' OBJECTION TO THE REPORT AND RECOMMENDATION OF THE SPECIAL MASTER ON THE OMNIBUS ISSUE OF IN PARI DELICTO AND WAGONER. Document filed by Mark Kavanagh, Brian Owens. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Karlan, Mitchell)

January 11, 2011

Filing 427 CERTIFICATE OF SERVICE of Response of Certain Defendants to Plaintiffs' Objections to the Report & Recommendation of the Special Master on the Omnibus Issue of In Pari Delicto and Wagoner served on counsel of record via the Court's CM/ECF system on January 11, 2011. Document filed by Mayer Brown LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-08267-JSR(Ward, Thomas)

January 11, 2011

Filing 426 RESPONSE re: (117 in 1:08-cv-08267-JSR, 416 in 1:08-cv-03065-JSR, 1013 in 1:07-md-01902-JSR, 487 in 1:08-cv-03086-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion) Response of Certain Defendants to Plaintiffs' Objections to the Report & Recommendation of the Special Master on the Omnibus Issue of In Pari Delicto and Wagoner. Document filed by Mayer Brown LLP. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-08267-JSR(Ward, Thomas)

January 11, 2011

Filing 425 RESPONSE re: (486 in 1:08-cv-03086-JSR, 1010 in 1:07-md-01902-JSR, 415 in 1:08-cv-03065-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion) /Krys Plaintiffs' Response to the Limited Objection of Defendants Mark Kavanagh and Brian Owens to the Special Masters Report and Recommendation on the Omnibus Issue of In Pari Delicto and Wagoner. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

January 11, 2011

Filing 424 RESPONSE re: (484 in 1:08-cv-03086-JSR, 413 in 1:08-cv-03065-JSR, 1007 in 1:07-md-01902-JSR, 115 in 1:08-cv-08267-JSR) Objection (non-motion), Objection (non-motion) /The Krys Plaintiffs' Response to Defendants' Limited Objection to the Report and Recommendation of the Special Master on the Omnibus Issue of In Pari Delicto and Wagoner. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys(as assignee of claims assigned by Miami Children's Hospital Foundation, OFI Palmares, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Mangement LP, Longacre Fund Management LLC), Kenneth M. Krys, Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-08267-JSR(Molton, David)

January 4, 2011

Filing 423 CASE MANAGEMENT ORDER #40: The Court has received the bills from the Special Masters for the month of December, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, on January 10, 2010. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 1/3/2011) Filed In Associated Cases: 1:07-md-01902-JSR et al.(jfe)

January 4, 2011

Filing 422 CERTIFICATE OF SERVICE of Motion to Compel the Production of Documents by Peter Ginsberg, Memorandum of Law and Declaration of Mitchell A. Karlan in Support served on Special Master Hedges, Peter Ginsberg and All Counsel of Record on 12/08/2010. Service was made by via electronic mail. Document filed by Mark Kavanagh, Brian Owens. (Karlan, Mitchell)

January 4, 2011

Filing 421 DECLARATION of Mitchell A. Karlan in Support re: (1020 in 1:07-md-01902-JSR, 419 in 1:08-cv-03065-JSR, 490 in 1:08-cv-03086-JSR) MOTION to Compel Peter Ginsburg to produce documents.. Document filed by Mark Kavanagh, Brian Owens. (Attachments: #1 Exhibit 1 through 9, #2 Exhibit 10 through 20, #3 Exhibit 21 through 30, #4 Exhibit 31 through 39, #5 Exhibit 40 through 49)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Karlan, Mitchell)

January 4, 2011

Filing 420 MEMORANDUM OF LAW in Support re: (1020 in 1:07-md-01902-JSR, 490 in 1:08-cv-03086-JSR, 419 in 1:08-cv-03065-JSR) MOTION to Compel Peter Ginsburg to produce documents.. Document filed by Mark Kavanagh, Brian Owens. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Karlan, Mitchell)

January 4, 2011

Filing 419 MOTION to Compel Peter Ginsburg to produce documents. Document filed by Mark Kavanagh, Brian Owens.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Karlan, Mitchell)

December 23, 2010

Filing 418 CERTIFICATE OF SERVICE of Krys Plaintiffs Objection to the Report and Recommendation of the Special Master Capra on the Omnibus Issue of In Pari Delicto and Wagoner and the Declaration of Kenneth W. McGraw served on All counsel of record in Krys, et al. v. Sugrue, et al., 08-cv-3065 and 08-cv-3086, Krys, et al. v. Aaron, et al., 08-cv-7416 and Krys, et al. v. Butt, 08-cv-8267 on 12/23/2010. Service was made by via the Electronic Case Filing system and/or via electronic mail. Document filed by Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), The Harbour Trust Co. Ltd.. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:08-cv-08267-JSR(Molton, David)

December 23, 2010

Filing 417 DECLARATION of Kenneth W. McGraw in Opposition re: (478 in 1:08-cv-03086-JSR, 112 in 1:08-cv-08267-JSR, 180 in 1:08-cv-07416-JSR, 950 in 1:07-md-01902-JSR, 408 in 1:08-cv-03065-JSR) Report and Recommendations - Special Master,. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys, Kenneth M. Krys(as assignee of claims assigned by Miami Children's Hospital Foundation, OFI Palmares, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Mangement LP, Longacre Fund Management LLC), Kenneth M. Krys, Kenneth M Krys. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:08-cv-08267-JSR(Molton, David)

December 23, 2010

Filing 416 Objection re: (478 in 1:08-cv-03086-JSR, 112 in 1:08-cv-08267-JSR, 180 in 1:08-cv-07416-JSR, 950 in 1:07-md-01902-JSR, 408 in 1:08-cv-03065-JSR) Report and Recommendations - Special Master, /The Krys Plaintiffs' Objection to the Report and Recommendation of the Special Master on the Omnibus Issue of In Pari Delicto and Wagoner. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys, Kenneth M. Krys(as assignee of claims assigned by Miami Children's Hospital Foundation, OFI Palmares, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Mangement LP, Longacre Fund Management LLC), Kenneth M. Krys. (Attachments: #1 Exhibit A)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:08-cv-08267-JSR(Molton, David)

December 23, 2010

Filing 415 Objection re: (478 in 1:08-cv-03086-JSR, 950 in 1:07-md-01902-JSR, 408 in 1:08-cv-03065-JSR) Report and Recommendations - Special Master, LIMITED OBJECTION OF DEFENDANTS MARK KAVANAGH AND BRIAN OWENS TO THE SPECIAL MASTER'S REPORT AND RECOMMENDATION ON THE OMNIBUS ISSUE OF IN PARI DELICTO AND WAGONER. Document filed by Mark Kavanagh, Brian Owens. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Karlan, Mitchell)

December 23, 2010

Filing 414 CERTIFICATE OF SERVICE. Document filed by Banc of America Securities LLC, Credit Suisse Securities (USA) LLC, JPMorgan Chase & Co.. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-08267-JSR(Anker, Philip)

December 23, 2010

Filing 413 Objection re: (478 in 1:08-cv-03086-JSR, 112 in 1:08-cv-08267-JSR, 950 in 1:07-md-01902-JSR, 408 in 1:08-cv-03065-JSR) Report and Recommendations - Special Master, (Limited). Document filed by Bank of America Securities LLC, Credit Suisse Securities (USA) LLC, JP Morgan Chase & Co.. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-08267-JSR(Anker, Philip)

December 21, 2010

Filing 412 PROTECTIVE ORDER...regarding procedures to be followed that shall govern the handling of confidential material... Gibson shall produce the Common Interest Privileged Documents to Plaintiffs within 10 business days of the entry of this Protective Order. (Signed by Special Master Ronald Hedges on 12/10/10) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(cd)

December 14, 2010

Filing 411 CASE MANAGEMENT ORDER #38: Pursuant to Case management Order #36, the time for objections to the bills of the Special Masters for services rendered in November 2010 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. So Ordered (Signed by Judge Jed S. Rakoff on 12/13/2010) Filed In Associated Cases: 1:07-md-01902-JSR et al.(js)

December 13, 2010

Filing 410 CASE MANAGEMENT ORDER #37: Accordingly, while the Court will still render, by January 14, 2011, final decision in the pending "Kirschner" and "Miller" appeals from Reports and Recommendations until the Court has determined that it would be prudent to defer ruling on the prior "Krys" appeals from Reports and Recommendations until the Court has heard and determined the appeals from the December 6 Report and Recommendation. To that end, the Court hereby sets the following briefing schedule for appeals from the December 6 Report and Recommendation: (1) Objections to the Report and Recommendation must be filed by December 23, 2010; (2) Responses to the objections must be filed by January 11, 2011; (3) Oral argument on the objections will be held on January 18, 2011 at 3:00 p.m. The Court will issue a decision shortly thereafter. So Ordered (Signed by Judge Jed S. Rakoff on 12/10/2010) Filed In Associated Cases: 1:07-md-01902-JSR et al.(js)

December 8, 2010

Filing 409 ORDER: Special Master Ronald J. Hedges held a telephonic status conference in this matter on December 1, 2010 at 9am concerning production of materials in response to subpoenas served by Defendants Mark Kavanagh and Brian Owens on Crowell & Moring LLP and Peter R. Ginsberg, Esq., on or about September 30, 2009. During the status conference, Crowell & Moring represented that it has conducted a diligent search for materials responsive to the subpoenas, and that production of responsive materials found during the search has been made in full. Defendants Mark Kavanagh and Brian Owens' counsel indicated during the telephonic status conference that Crowell & Moring's production appeared complete. Counsel for Defendants Mark Kavanagh and Brian Owens further indicated that they believed Crowell & Moring hasd no further obligations pursuant to the subpoena. Crowell & Moring's obligations with respect to the subpoena are deemed satisfied and it is no longer required to participate in discovery-related issues in connection with this subpoena. (Signed by Special Master Ronald J. Hedges on 12/8/10) (db)

December 6, 2010

Filing 408 REPORT AND RECOMMENDATION OF THE SPECIAL MASTER ON THE OMNIBUS ISSUE OF IN PART DELICTO AND WAGONER: The Special Master recommends that the following claims set forth within be dismissed with prejudice on in pari delicto/Wagoner grounds. Objections to R&R due by 12/23/2010 (Signed by judge on 12/6/2010) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:08-cv-08267-JSR(jfe)

December 3, 2010

Filing 407 CASE MANAGEMENT PLAN #36 the Court has received the bills from the Special Masters for the month of November, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objections to the Court in writing no later than one week from today, on 12/8/10. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 12/1/10) Filed In Associated Cases: 1:07-md-01902-JSR et al.(cd)

November 19, 2010

Filing 406 CASE MANAGEMENT ORDER #35: Pursuant to Case Management Order #34, the time for objections to the bills of the Special Masters for services rendered in October 2010 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 11/19/2010) Filed In Associated Cases: 1:07-md-01902-JSR et al.(jpo)

November 8, 2010

Filing 405 CASE MANAGEMENT PLAN #34: The Court has received the bills from the Special Masters for the month of October, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, on November 12, 2010. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 11/5/2010) Filed In Associated Cases: 1:07-md-01902-JSR et al.(jfe)

November 8, 2010

Filing 404 NOTICE of NOTICE OF SUBMISSION OF THE KRYS PLAINTIFFS SUPPLEMENTAL LETTER BRIEF TO SPECIAL MASTER CAPRA ON THE WAGONER RULE AND THE DOCTRINE OF IN PARI DELICTO. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys, Kenneth M. Krys(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M. Krys(as assignee of claims assigned by Miami Children's Hospital Foundation, OFI Palmares, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Mangement LP, Longacre Fund Management LLC), Kenneth M. Krys. (Attachments: #1 Exhibit A)Filed In Associated Cases: 1:07-md-01902-JSR et al.(Molton, David)

November 5, 2010

Filing 403 NOTICE of of Transmittal of Letter Brief Regarding In Pari Delicto to Special Master Capra. Document filed by Mark Kavanagh, Brian Owens. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Karlan, Mitchell)

November 5, 2010

Filing 402 NOTICE of Transmittal of Letter Brief Regarding In Pari Delicto to Special Master Capra. Document filed by Mayer Brown LLP. (Attachments: #1 Letter to Special Master Capra)Filed In Associated Cases: 1:07-md-01902-JSR et al.(Ward, Thomas)

November 2, 2010

Filing 401 CASE MANAGEMENT ORDER #33: Pursuant to Case Management Order #32, the time for objections to the bills of the Special Masters for services rendered in September 2010 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 11/1/2010) Filed In Associated Cases: 1:07-md-01902-JSR et al.(jfe)

October 22, 2010

Filing 400 REPORT AND RECOMMENDATIONS OF THE SPECIAL MASTER ON MOTIONS TO DISMISS ON MOTIONS TO DISMISS BROUGHT BY DEFENDANTS OWENS AND KAVANAGH, the Special Master makes the listed recommendations with respect to Counts 1 through 6, see document. re: (244 in 1:08-cv-03086-JSR, 240 in 1:07-md-01902-JSR, 197 in 1:08-cv-03065-JSR) MOTION to Dismiss, filed by Brian Owens, Mark Kavanagh. Objections to R&R due by 11/8/2010 (Signed by Special Master Daniel J. Capra on 10/21/10) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(cd)

October 15, 2010

Filing 399 CASE MANAGEMENT ORDER #32: The Court has received the bills from the Special Masters for the month of September, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, on October 12, 2010. If no objections are received, the case Accountant will be authorized to pay the bills out of the established account. So Ordered (Signed by Judge Jed S. Rakoff on 10/14/2010) Filed In Associated Cases: 1:07-md-01902-JSR et al.(js)

September 20, 2010

Filing 398 CASE MANAGEMENT ORDER #31: Pursuant to Case Management Order #30, the time for objections to the bills of the Special Masters for services rendered in August 2010 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. So Ordered (Signed by Judge Jed S. Rakoff on 9/17/2010) Filed In Associated Cases: 1:07-md-01902-JSR et al.(js)

September 17, 2010

Filing 397 DECLARATION of Mitchell A. Karlan re: (168 in 1:09-cv-02866-JSR) Objection (non-motion) DECLARATION OF MITCHELL A. KARLAN IN SUPPORT OF MARK KAVANAGH AND BRIAN OWENS' RESPONSE TO THE MILLER PLAINTIFF'S OBJECTION TO THE SPECIAL MASTER'S REPORT AND RECOMMENDATION AS TO BANK DEFENDANTS' MOTIONS TO DISMISS THE AMENDED COMPLAINT. Document filed by Mark Kavanagh, Brian Owens. (Attachments: #1 Exhibit 1, #2 Exhibit 2)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:09-cv-02866-JSR(Karlan, Mitchell)

September 17, 2010

Filing 396 RESPONSE re: (168 in 1:09-cv-02866-JSR) Objection (non-motion) RESPONSE OF AMICI CURIAE MARK KAVANAGH AND BRIAN OWENS TO THE MILLER PLAINTIFF'S OBJECTION TO THE SPECIAL MASTERS REPORT AND RECOMMENDATION AS TO BANK DEFENDANTS MOTIONS TO DISMISS THE AMENDED COMPLAINT. Document filed by Mark Kavanagh, Brian Owens. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:09-cv-02866-JSR(Karlan, Mitchell)

September 3, 2010

Filing 395 CASE MANAGEMENT ORDER #30: The Court has received the bills from the Special Master for the month of August, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, on September 9, 2010. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. So Ordered (Signed by Judge Jed S. Rakoff on 9/2/2010) Filed In Associated Cases: 1:07-md-01902-JSR et al.(js)

August 13, 2010

Filing 394 CASE MANAGEMENT ORDER #29: Pursuant to Case Management Order #28, the time for objections to the bills of the Special Masters for services rendered in July 2010 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 8/12/10) Filed In Associated Cases: 1:07-md-01902-JSR et al.(db)

August 9, 2010

Filing 393 RESPONSE re: (823 in 1:07-md-01902-JSR) Objection (non-motion), Objection (non-motion) /KRYS PLAINTIFFS' RESPONSE TO THE LIMITED OBJECTION OF DEFENDANTS MARK KAVANAGH AND BRIAN OWENS TO THE SPECIAL MASTER'S REPORT AND RECOMMENDATION ON KRYS V. AARON MOTIONS TO DISMISS. Document filed by Kenneth M. Krys, Kenneth M. Krys(as joint official Liquidators of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus Spc Ltd., Sphinx distressed Ltd., Sphinx Merger Arbitrage Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., Sphinx Long/Short Equity Ltd., et al), Margot Macinnis(as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al.), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al.), The Harbour Trust Co. Ltd., Kenneth M. Krys, Kenneth M. Krys(as Trustee of the Sphinx Trust), Kenneth M. Krys( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis( as assignee of claims assigned by Miami Childrens Hospital Foundation, OFI Asset Management, Green & Smith Investment Management LLC, Thales Fund Management LLC, Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, et al), Margot Macinnis(as joint official liquidator of Sphinx Ltd., Sphinx Strategy Fund Ltd., Sphinx Plus SPC LTD, Sphinx Distressed Ltd., Sphinx Merger Arbitrage, Ltd., Sphinx Special Situations Ltd., Sphinx Macro Ltd., et al), Kenneth M Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

August 4, 2010

Filing 392 CASE MANAGEMENT ORDER NO. 28. The Court has received the bills from the Special Masters for the month of July, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, on August 10, 2010. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 8/3/10) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm)

July 29, 2010

Filing 391 Objection re: (813 in 1:07-md-01902-JSR) Report and Recommendations - Special Master,,,,,,,, Limited Objection of Defendants Mark Kavanagh and Brian Owens to the Special Masters Report and Recommendation on the Krys v. Aaron Motions to Dismiss. Document filed by Mark Kavanagh, Brian Owens. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Karlan, Mitchell)

July 27, 2010

Filing 390 SPECIAL MASTER ORDER ON POSSIBLE DISCOVERY DISPUTES. Subject to further modification, on or before 7/22/10, the Krys Plaintiffs will provide to PwC information regarding their privilege assertions concerning the Krys affidavits, which shall include copies of any relevant Cayman orders, a description of which parties other than the Cayman Court have received drafts or final copies of the Krys affidavits, and a written explanation of the basis for the Krys Plaintiffs' assertion of privilege and why any such privilege has not been waived. The parties will thereafter make a good faith effort to resolve any remaining dispute with respect to this issue. Any such disputes if unresolved by the Parties, must be brought to the attention of Special Master Hedges by 8/5/10. This Order does not replace or supersede the 5/6/10 Order in any regard not expressly provided for herein. (Signed by Hon. Ronald J. Hedges, Special Master on 7/27/10) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(rjm)

July 19, 2010

Filing 389 CASE MANAGEMENT ORDER NO. 27. Pursuant to Case Management Order #26, the time for objections to the bills of the Special Masters for services rendered in June 2010 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 7/16/10) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm)

July 7, 2010

Filing 388 CASE MANAGEMENT ORDER NO. 26. The Court has received the bills from the Special Masters for the month of June, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, on July 13, 2010. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 7/6/10) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm)

June 23, 2010

Filing 387 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying The R&H Holdings Ltd. as Corporate Parent. Document filed by The Harbour Trust Co. Ltd.. (Attachments: #1 Certificate of Service)Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

June 21, 2010

Filing 385 MANDATE of USCA (Certified Copy) as to (80 in 1:08-cv-08267-JSR, 367 in 1:08-cv-03065-JSR, 435 in 1:08-cv-03086-JSR, 704 in 1:07-md-01902-JSR, 129 in 1:08-cv-07416-JSR) Notice of Appeal,, filed by Kenneth M. Krys, Christopher Stride USCA Case Number 10-1700. IT IS HEREBY ORDERED that the motion for voluntary dismissal of the appeal as premature without prejudice to the filing of a new appeal from a final judgment or order is GRANTED. Catherine O'Hagan Wolfe, Clerk USCA. Issued As Mandate: 6/21/2010. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:08-cv-08267-JSR(nd)

June 18, 2010

Filing 386 ORDER. The Clerk of the Court shall file and serve upon all parties in the Multidistrict Litigation, In re Refco Securities Litigation, No. 07 MD 1902 (JSR) (the "MDL") and each and everyone of the Member / Related / Consolidated cases listed above and any other Member / Related / Consolidated cases affiliated with 07 MD 1902(JSR), a copy of this Order and the attached Notice of Settlement of Order (the "Notice of Settlement of Order"), along with its attachment, which, in accordance with the direction of the United States Bankruptcy Court, has been submitted, by way of the Notice of Settlement of Order, to Judge Drain of the United States Bankruptcy Court for the Southern District of New York for signature. Such service by the Clerk shall be deemed good, due and proper service of the attached Notice of Settlement of Order on all parties, counsel and other persons receiving such service, sufficient to require such parties, counsel and other persons to take note of the attached Notice of Settlement of Order and to require them to respond thereto as and if appropriate. Any failure by any party receiving such Notice of Settlement of Order to timely object in accordance with the Notice of Settlement of Order shall be a waiver of any such objection. (Signed by Ronald Hedges, Special Master on 6/18/10) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm)

June 18, 2010

Transmission to Docket Assistant Clerk. Transmitted re: (754 in 1:07-md-01902-JSR, 40 in 1:09-cv-02880-JSR, 60 in 1:09-cv-02909-JSR, 37 in 1:09-cv-02937-JSR, 150 in 1:05-cv-08988-JSR, 17 in 1:10-cv-03594-JSR, 264 in 1:06-cv-00643-GEL, 37 in 1:09-cv-02877-JSR, 39 in 1:09-cv-02952-JSR, 50 in 1:09-cv-02896-JSR, 37 in 1:09-cv-02893-JSR, 48 in 1:09-cv-02914-JSR, 49 in 1:09-cv-02917-JSR, 65 in 1:05-cv-09327-GEL, 84 in 1:07-cv-07074-JSR, 39 in 1:09-cv-02902-JSR, 57 in 1:09-cv-02948-JSR, 45 in 1:09-cv-02928-JSR, 50 in 1:09-cv-02934-JSR, 58 in 1:09-cv-02890-JSR, 44 in 1:09-cv-02929-JSR, 453 in 1:08-cv-03086-JSR, 40 in 1:09-cv-02950-JSR, 37 in 1:09-cv-02881-JSR, 50 in 1:09-cv-02901-JSR, 37 in 1:09-cv-02938-JSR, 37 in 1:09-cv-02932-JSR, 72 in 1:09-cv-02922-JSR, 40 in 1:09-cv-08495-JSR, 42 in 1:09-cv-02892-JSR, 47 in 1:09-cv-02883-JSR, 50 in 1:09-cv-02869-GEL, 39 in 1:09-cv-02886-JSR, 37 in 1:09-cv-02873-JSR, 40 in 1:09-cv-02871-JSR, 39 in 1:09-cv-02958-JSR, 39 in 1:09-cv-02867-JSR, 40 in 1:09-cv-02911-JSR, 76 in 1:07-cv-08663-JSR, 187 in 1:08-cv-03821-JSR, 55 in 1:08-cv-03242-JSR, 46 in 1:09-cv-02872-JSR, 75 in 1:08-cv-04252-JSR, 44 in 1:09-cv-02899-JSR, 37 in 1:09-cv-02908-JSR, 50 in 1:09-cv-02879-JSR, 55 in 1:09-cv-02946-JSR, 39 in 1:09-cv-02924-JSR, 45 in 1:09-cv-02930-JSR, 37 in 1:09-cv-02910-JSR, 151 in 1:07-cv-07924-JSR, 50 in 1:09-cv-02876-JSR, 71 in 1:09-cv-02920-JSR, 39 in 1:09-cv-02955-JSR, 42 in 1:09-cv-02891-JSR, 54 in 1:08-cv-10494-JSR, 47 in 1:09-cv-02919-JSR, 107 in 1:09-cv-02866-JSR, 50 in 1:09-cv-02904-JSR, 37 in 1:09-cv-02931-JSR, 56 in 1:09-cv-02926-JSR, 39 in 1:09-cv-02957-JSR, 39 in 1:09-cv-02868-JSR, 44 in 1:09-cv-02936-JSR, 37 in 1:09-cv-02918-JSR, 37 in 1:09-cv-02941-JSR, 50 in 1:09-cv-02895-JSR, 37 in 1:09-cv-02944-JSR, 147 in 1:07-cv-06767-JSR, 37 in 1:09-cv-02875-JSR, 57 in 1:09-cv-02894-JSR, 49 in 1:08-cv-10495-GEL, 46 in 1:09-cv-02870-JSR, 41 in 1:09-cv-02906-JSR, 386 in 1:08-cv-03065-JSR, 166 in 1:07-cv-08165-JSR, 43 in 1:09-cv-02947-JSR, 39 in 1:09-cv-02903-JSR, 41 in 1:08-cv-09810-JSR, 37 in 1:09-cv-02912-JSR, 39 in 1:09-cv-02921-JSR, 50 in 1:09-cv-02889-JSR, 235 in 1:07-cv-11604-JSR, 46 in 1:09-cv-02874-JSR, 40 in 1:09-cv-02925-JSR, 39 in 1:09-cv-02956-JSR, 51 in 1:09-cv-02916-JSR, 115 in 1:08-cv-04196-JSR, 37 in 1:09-cv-02935-JSR, 39 in 1:09-cv-02884-JSR, 41 in 1:09-cv-02951-JSR, 45 in 1:09-cv-02882-JSR, 72 in 1:09-cv-02885-JSR, 46 in 1:09-cv-02888-JSR, 48 in 1:09-cv-02939-JSR, 155 in 1:07-cv-08686-JSR, 37 in 1:09-cv-02905-JSR, 48 in 1:09-cv-02878-JSR, 39 in 1:09-cv-02913-JSR, 102 in 1:08-cv-05252-JSR, 58 in 1:07-cv-09238-JSR, 46 in 1:09-cv-02933-JSR, 37 in 1:09-cv-02907-JSR, 45 in 1:09-cv-02915-JSR, 90 in 1:08-cv-08267-JSR, 41 in 1:09-cv-02942-JSR, 37 in 1:09-cv-02943-GEL, 39 in 1:09-cv-02953-JSR, 59 in 1:08-cv-08784-GEL, 39 in 1:09-cv-02940-JSR, 48 in 1:09-cv-02897-JSR, 41 in 1:09-cv-02949-JSR, 57 in 1:09-cv-02898-JSR, 126 in 1:05-cv-09608-JSR, 712 in 1:05-cv-08626-JSR, 50 in 1:09-cv-02945-JSR, 42 in 1:07-cv-11343-JSR, 39 in 1:09-cv-02927-JSR, 139 in 1:08-cv-07416-JSR, 46 in 1:09-cv-02887-JSR, 44 in 1:09-cv-02900-JSR, 41 in 1:09-cv-02923-JSR, 44 in 1:09-cv-02954-JSR) Order, to the Docket Assistant Clerk for case processing. Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm)

June 17, 2010

Filing 384 SPECIAL MASTER ORDER FOR SUBSTITUTION. NOW, THEREFORE, SPECIAL MASTER RONALD J. HEDGES, for good cause shown, hereby orders under judicial compulsion as follows: 1. Margot MacInnis is hereby substituted as plaintiff in place of Christopher Stride as JOL and as assignee. 2. The Harbour Trust Co. Ltd. is hereby substituted as plaintiff in place of James P. Sinclair as SPhinX Trustee in Krys, et al. v. Sugrue, et al., 08-cv-3065 and 08-cv-3086, Krys, et al. v. Aaron, et al., 08-cv-7416 and Krys, et al. v. Butt, 08-cv-8267 and in place of Kenneth M. Krys as SphinX Trustee in Krys, et al. v. Deutsche Bank Securities, Inc., et al. For avoidance of doubt, Kenneth M. Krys remains as a plaintiff in all actions in his capacity as JOL and assignee. 3. The captions for actions 08-cv-3065, 08-cv-3086, 08-cv-7416, 08-cv-8267 and 10-3594, shall be amended to reflect the appearance of Margot MacInnis as a Joint Official Liquidator and as assignee of claims assigned by certain SPhinX investors, in place of Christopher Stride. 4. The captions for actions 08-cv-3065, 08-cv-3086, 08-cv-7416, 08-cv-8267 shall be amended to reflect the appearance of The Harbour Trust Co. Ltd. as SPhinX Trustee, in place of James P. Sinclair. 5. The caption for action 10-3594 shall be amended to reflect the appearance of The Harbour Trust Co. Ltd. as SPhinX Trustee, in place of Kenneth M. Krys. 6. Within 20 days of entry of this Order, The Harbour Trust Co. Ltd. shall file a disclosure statement as required by Fed. R. Civ. P. 7.1. (Signed by Ronald Hedges, Special Master on 6/17/10) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm)

June 15, 2010

Filing 383 CASE MANAGEMENT ORDER NO. 25. Pursuant to Case Management Order #24, the time for objections to the bills of the Special Masters for services rendered in May 2010 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 6/11/10) Filed In Associated Cases: 1:07-md-01902-JSR et al. (rjm)

June 4, 2010

Filing 382 CASE MANAGEMENT ORDER NO. 24. The Court has received the bills from the Special Masters for the month of May, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, on June 10, 2010. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 6/3/10) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm)

May 24, 2010

Filing 381 DECLARATION of Mitchell A. Karlan in Support re: (94 in 1:09-cv-02866-JSR, 380 in 1:08-cv-03065-JSR, 447 in 1:08-cv-03086-JSR, 731 in 1:07-md-01902-JSR) MOTION for Leave to Appear As Amici Curiae.. Document filed by Mark Kavanagh, Brian Owens. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:09-cv-02866-JSR(Karlan, Mitchell)

May 24, 2010

Filing 380 MOTION for Leave to Appear As Amici Curiae. Document filed by Mark Kavanagh, Brian Owens.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:09-cv-02866-JSR(Karlan, Mitchell)

May 24, 2010

Filing 379 CASE MANAGEMENT ORDER #23. Pursuant to Case Management Order #22, the time for objections to the bills of the Special Masters for services rendered in April 2010 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 5/21/10) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm)

May 20, 2010

Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 5/20/2010. (mro)

May 18, 2010

Filing 378 ORDER. In any civil action filed in, removed to, or transferred to this District as a related case, "initiating" counsel (whether of an original complaint or of a petition for removal) shall, within thirty (30) days of filing or transfer, engage in a 26(f) meet and confer and report to Special Master Hedges. Reports shall be sent to Special Master Hedges via electronic mail at r_hedges@live.com. (Signed by Hon. Ronald J. Hedges, Special Master on 5/16/10) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm)

May 13, 2010

Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 5/13/2010. (mro)

May 10, 2010

Filing 377 RESPONSE re: (368 in 1:08-cv-03065-JSR, 436 in 1:08-cv-03086-JSR, 705 in 1:07-md-01902-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion) TO THE DPM DEFENDANTS LIMITED OBJECTION TO THE APRIL 19, 2010 REPORT AND RECOMMENDATION OF THE SPECIAL MASTER ON THE MOTIONS TO DISMISS BAWAG AND THE EMF DEFENDANTS. Document filed by EMF Financial Produccts, Delta Flyer Fund, LLC, EMF Financial Products LLC, Delta Flyer Fund LLC, Eric M. Flanagan. (Attachments: #1 CERTIFICATE OF SERVICE)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Rendon, Veronica)

May 10, 2010

Filing 376 DECLARATION of VERONICA E. RENDON in Support re: (375 in 1:08-cv-03065-JSR, 715 in 1:07-md-01902-JSR, 442 in 1:08-cv-03086-JSR) Response,. Document filed by EMF Financial Produccts, Delta Flyer Fund, LLC, EMF Financial Products LLC, Delta Flyer Fund LLC, Eric M. Flanagan. (Attachments: #1 Exhibit A, #2 CERTIFICATE OF SERVICE)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Rendon, Veronica)

May 10, 2010

Filing 375 RESPONSE re: (368 in 1:08-cv-03065-JSR, 436 in 1:08-cv-03086-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion), (703 in 1:07-md-01902-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion). Document filed by EMF Financial Produccts, Delta Flyer Fund, LLC, EMF Financial Products LLC, Delta Flyer Fund LLC, Eric M. Flanagan. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Rendon, Veronica)

May 10, 2010

Filing 374 RESPONSE re: (368 in 1:08-cv-03065-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion), (703 in 1:07-md-01902-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion). Document filed by Bawag P.S.K. Bank Fur Arbeit Und Wirtschaft Und Osterreichische Postsparkasse Aktiengesellschaft, Bawag P.S.K.. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR(Brick, Brian)

May 10, 2010

Filing 373 CERTIFICATE OF SERVICE. Document filed by Banc of America Securities LLC, JPMorgan Chase & Co., Credit Suisse Securities (USA) LLC. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:08-cv-08267-JSR(Anker, Philip)

May 10, 2010

Filing 372 RESPONSE re: (703 in 1:07-md-01902-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion). Document filed by Banc of America Securities LLC, JPMorgan Chase & Co., Credit Suisse Securities (USA) LLC. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:08-cv-08267-JSR(Anker, Philip)

May 6, 2010

Filing 371 SPECIAL MASTER ORDER ON DISCOVERY. NOW, THEREFORE, subject to further modification, the Parties will complete their production of documents in response to existing document requests by June 1, 2010. Each Party will thereafter promptly make a good faith effort to assess the completeness of the other Party's document production and to resolve any disputes with respect to known deficiencies. Any such discovery disputes, if unresolved by the Parties, must be brought to the attention of Special Master Hedges by June 30, 2010. Given the substantial volume of each Party's prior and expected document productions in response to the Parties' initial document requests, this Order does not foreclose either Party from raising with the Special Master at a later date an issue with respect to the other Party's production that was not known as of June 30, 2010, so long as the issue is raised reasonably promptly after it is discovered and efforts to resolve it have failed. Also, this Order does not apply to any additional written discovery, including supplemental document requests and responses, that the Parties may serve. (Signed by Ronald J. Hedges, Special Master on 5/6/10) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(rjm)

May 4, 2010

Filing 370 CASE MANAGEMENT ORDER #22. The Court has received the bills from the Special Masters for the month of April, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, on May 11, 2010. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 5/4/10) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm)

May 3, 2010

Filing 369 SUPPLEMENTAL MEMORANDUM OF LAW - Defendants Kavanagh and Owens Supplemental Memorandum of Law re Plaintiffs Claims of Aiding and Abetting. Document filed by Mark Kavanagh, Brian Owens. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Karlan, Mitchell)

April 30, 2010

Filing 368 Objection re: (688 in 1:07-md-01902-JSR, 365 in 1:08-cv-03065-JSR, 433 in 1:08-cv-03086-JSR) Report and Recommendations,,. Document filed by James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, James P. Sinclair, Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride. (Attachments: #1 Certificate of Service, #2 Exhibit 1, #3 Exhibit 2, #4 Exhibit 3, #5 Exhibit 4, #6 Exhibit 5, #7 Exhibit 6)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

April 30, 2010

Transmission of Notice of Appeal to the District Judge re: (435 in 1:08-cv-03086-JSR, 704 in 1:07-md-01902-JSR, 80 in 1:08-cv-08267-JSR, 367 in 1:08-cv-03065-JSR, 129 in 1:08-cv-07416-JSR) Notice of Appeal. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:08-cv-08267-JSR(tp)

April 30, 2010

Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: (435 in 1:08-cv-03086-JSR, 704 in 1:07-md-01902-JSR, 80 in 1:08-cv-08267-JSR, 367 in 1:08-cv-03065-JSR, 129 in 1:08-cv-07416-JSR) Notice of Appeal.Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:08-cv-08267-JSR(tp)

April 30, 2010

Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for (55 in 1:08-cv-07416-JSR, 297 in 1:07-md-01902-JSR) Memorandum of Law in Opposition to Motion, filed by Kenneth M. Krys, James P. Sinclair, Christopher Stride, (109 in 1:08-cv-03086-JSR) Certificate of Service Other, filed by Kenneth M. Krys, James P. Sinclair, Christopher Stride, (204 in 1:08-cv-03065-JSR, 255 in 1:08-cv-03086-JSR, 269 in 1:07-md-01902-JSR) MOTION for Extension of Time. filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, (181 in 1:07-md-01902-JSR) Stipulation and Order, (129 in 1:08-cv-03065-JSR) MOTION to Compel Arbitration Notice of Motion to Compel Arbitration of All Claims or, in the Alternative, to Stay Remaining Claims. filed by Scott Kislin, Gibson, Dunn & Crutcher LLP, Mitchell Karlan, (458 in 1:07-md-01902-JSR, 458 in 1:07-md-01902-JSR, 278 in 1:08-cv-03065-JSR, 278 in 1:08-cv-03065-JSR, 72 in 1:08-cv-07416-JSR, 72 in 1:08-cv-07416-JSR, 343 in 1:08-cv-03086-JSR, 343 in 1:08-cv-03086-JSR, 29 in 1:08-cv-08267-JSR, 29 in 1:08-cv-08267-JSR) Case Management Plan, Set Deadlines/Hearings, (415 in 1:07-md-01902-JSR, 415 in 1:07-md-01902-JSR, 324 in 1:08-cv-03086-JSR, 324 in 1:08-cv-03086-JSR, 261 in 1:08-cv-03065-JSR, 261 in 1:08-cv-03065-JSR) Stipulation and Order, Set Deadlines/Hearings, (208 in 1:08-cv-03065-JSR, 208 in 1:08-cv-03065-JSR, 273 in 1:07-md-01902-JSR, 273 in 1:07-md-01902-JSR, 259 in 1:08-cv-03086-JSR, 259 in 1:08-cv-03086-JSR) Stipulation and Order, Set Deadlines, (385 in 1:08-cv-03086-JSR, 316 in 1:08-cv-03065-JSR, 536 in 1:07-md-01902-JSR) Order, (139 in 1:07-md-01902-JSR) Reply Memorandum of Law in Support of Motion, filed by Ernst & Young LLP, (35 in 1:08-cv-08267-JSR) Notice (Other), Notice (Other) filed by Richard Butts, (41 in 1:08-cv-03065-JSR) MOTION for Linda Coberly, Bradley Lerman, Catherine W. Joyce to Appear Pro Hac Vice. filed by Grant Thornton LLP, Mark Ramler, (86 in 1:08-cv-07416-JSR, 376 in 1:08-cv-03086-JSR, 519 in 1:07-md-01902-JSR, 307 in 1:08-cv-03065-JSR, 44 in 1:08-cv-08267-JSR) Notice (Other), Notice (Other), Notice (Other) filed by Kenneth M. Krys, James P. Sinclair, Christopher Stride, (688 in 1:07-md-01902-JSR, 365 in 1:08-cv-03065-JSR, 433 in 1:08-cv-03086-JSR) Report and Recommendations, (124 in 1:08-cv-03065-JSR, 124 in 1:08-cv-03065-JSR) Stipulation and Order, Set Deadlines,, (250 in 1:08-cv-03065-JSR, 310 in 1:08-cv-03086-JSR, 345 in 1:07-md-01902-JSR) Reply Memorandum of Law in Support of Motion, filed by 1997 Thomas H. Lee Nominee Trust, Thomas H. Lee Parallel Fund V, L.P., David V. Harkins, THL Managers V. LLC, Thomas H. Lee, Scott A. Schoen, Thomas H. Lee, Thomas H. Lee Investors Limited Partnership, Thomas H. Lee Partners, L.P., Thomas H. Lee Partners L.P., THL Equity Advisors V.L.P, Thomas H. Lee Equity (Cayman) Fund V. L.P, David V. Harkings, Thomas H. Lee Advisors, LLC, Scott L. Jaeckel, Thomas H. Lee Equity Fund V, L.P., (68 in 1:08-cv-08267-JSR, 347 in 1:08-cv-03065-JSR, 415 in 1:08-cv-03086-JSR, 115 in 1:08-cv-07416-JSR, 593 in 1:07-md-01902-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion) filed by Credit Suisse Securities (USA) LLC, Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft, Banc of America Securities LLC, JPMorgan Chase & Co., (207 in 1:08-cv-03086-JSR, 175 in 1:08-cv-03065-JSR, 214 in 1:07-md-01902-JSR) MOTION to Dismiss. filed by 1997 Thomas H. Lee Nominee Trust, Thomas H. Lee Parallel Fund V, L.P., David V. Harkins, THL Managers V. LLC, Scott A. Schoen, Thomas H. Lee, Thomas H. Lee Investors Limited Partnership, Thomas H. Lee Partners L.P., Thomas H. Lee Partners, L.P., THL Equity Advisors V.L.P, Thomas H. Lee Equity (Cayman) Fund V. L.P, Thomas H. Lee Advisors, LLC, Scott L. Jaeckel, (466 in 1:07-md-01902-JSR) Order, (89 in 1:08-cv-03065-JSR) Reply Memorandum of Law in Support of Motion, filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, (598 in 1:07-md-01902-JSR) Order on Motion to Substitute Attorney, (325 in 1:07-md-01902-JSR, 325 in 1:07-md-01902-JSR, 325 in 1:07-md-01902-JSR, 241 in 1:08-cv-03065-JSR, 241 in 1:08-cv-03065-JSR, 241 in 1:08-cv-03065-JSR, 291 in 1:08-cv-03086-JSR, 291 in 1:08-cv-03086-JSR, 291 in 1:08-cv-03086-JSR) Acknowledgment of Service Other, filed by Kenneth M. Krys, James P. Sinclair, Christopher Stride, (110 in 1:08-cv-03065-JSR) Notice (Other), Notice (Other), Notice (Other) filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, (691 in 1:07-md-01902-JSR) MOTION to Unseal the Second Amended Complaint. filed by Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Equity (Cayman) Fund V, L.P., Thomas H. Lee Equity Fund V, L.P., (203 in 1:08-cv-03065-JSR) Affidavit of Service Other, filed by Scott Kislin, Mitchell Karlan, Gibson, Dunn & Crutcher LLP, (251 in 1:07-md-01902-JSR) Notice of Appearance filed by Index Recovery Co., L.P., (40 in 1:07-md-01902-JSR) Order Admitting Attorney Pro Hac Vice, (511 in 1:07-md-01902-JSR, 83 in 1:08-cv-07416-JSR, 301 in 1:08-cv-03065-JSR, 370 in 1:08-cv-03086-JSR, 41 in 1:08-cv-08267-JSR) Protective Order, (495 in 1:07-md-01902-JSR, 495 in 1:07-md-01902-JSR, 495 in 1:07-md-01902-JSR, 495 in 1:07-md-01902-JSR) Certificate of Service Other, filed by LAB Morgan Corporation, ML IBK Positions, Inc., Credit Suisse First Boston Next Fund, Inc., (336 in 1:07-md-01902-JSR, 62 in 1:08-cv-07416-JSR) Reply Memorandum of Law in Support of Motion, filed by Robert Aaron, (59 in 1:08-cv-08267-JSR, 404 in 1:08-cv-03086-JSR, 572 in 1:07-md-01902-JSR, 336 in 1:08-cv-03065-JSR, 104 in 1:08-cv-07416-JSR) Case Management Plan, (299 in 1:08-cv-03086-JSR, 334 in 1:07-md-01902-JSR) Declaration in Support of Motion, filed by JP Morgan Chase & Co., Credit Suisse Securities (USA) LLC, Banc of America Securities LLC, (160 in 1:08-cv-03065-JSR) MOTION to Dismiss. filed by Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft, (571 in 1:07-md-01902-JSR, 335 in 1:08-cv-03065-JSR) Memorandum of Law in Opposition, filed by Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft, (461 in 1:07-md-01902-JSR, 345 in 1:08-cv-03086-JSR, 74 in 1:08-cv-07416-JSR, 280 in 1:08-cv-03065-JSR, 31 in 1:08-cv-08267-JSR) Declaration, (88 in 1:08-cv-03065-JSR) Order on Motion to Appear Pro Hac Vice, (513 in 1:07-md-01902-JSR, 303 in 1:08-cv-03065-JSR, 372 in 1:08-cv-03086-JSR) Notice of Voluntary Dismissal - Signed, (8 in 1:08-cv-03065-JSR) Notice of Appearance, filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, (6 in 1:08-cv-03065-JSR) Memorandum of Law in Support of Motion, filed by Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft, Bawag P.S.K., (47 in 1:08-cv-07416-JSR, 276 in 1:07-md-01902-JSR, 260 in 1:08-cv-03086-JSR, 209 in 1:08-cv-03065-JSR) Stipulation and Order, (399 in 1:08-cv-03086-JSR, 100 in 1:08-cv-07416-JSR, 566 in 1:07-md-01902-JSR, 330 in 1:08-cv-03065-JSR, 55 in 1:08-cv-08267-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion) filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, (283 in 1:08-cv-03086-JSR, 283 in 1:08-cv-03086-JSR, 231 in 1:08-cv-03065-JSR, 231 in 1:08-cv-03065-JSR, 57 in 1:08-cv-07416-JSR, 57 in 1:08-cv-07416-JSR) Endorsed Letter, Set Deadlines/Hearings, (9 in 1:07-md-01902-JSR) Notice of Appearance filed by Credit Suisse Securities (USA) LLC, Banc of America Securities LLC, Deutsche Bank Securities, Inc., (637 in 1:07-md-01902-JSR, 431 in 1:08-cv-03086-JSR, 78 in 1:08-cv-08267-JSR, 363 in 1:08-cv-03065-JSR, 125 in 1:08-cv-07416-JSR) Case Management Plan, (105 in 1:08-cv-03065-JSR) Order on Motion for Miscellaneous Relief, (65 in 1:08-cv-03065-JSR) MOTION for Thomas A. Connelly to Appear Pro Hac Vice. filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, (580 in 1:07-md-01902-JSR, 65 in 1:08-cv-08267-JSR, 343 in 1:08-cv-03065-JSR, 411 in 1:08-cv-03086-JSR, 112 in 1:08-cv-07416-JSR) Case Management Plan, (102 in 1:08-cv-03086-JSR) Affidavit of Service Other, filed by Kenneth M. Krys, James P. Sinclair, Christopher Stride, (343 in 1:07-md-01902-JSR, 249 in 1:08-cv-03065-JSR, 308 in 1:08-cv-03086-JSR) Declaration in Support of Motion, filed by Pricewaterhousecoopers L.L.P., PricewaterhouseCoopers LLP, (255 in 1:07-md-01902-JSR, 255 in 1:07-md-01902-JSR, 255 in 1:07-md-01902-JSR) Order Admitting Attorney Pro Hac Vice, Add and Terminate Attorneys, Terminate Motions, (74 in 1:07-md-01902-JSR) Order, (386 in 1:07-md-01902-JSR) MOTION to Dismiss. filed by David A. Donnuni, (299 in 1:07-md-01902-JSR, 225 in 1:08-cv-03065-JSR, 276 in 1:08-cv-03086-JSR) Memorandum of Law in Opposition to Motion, filed by Kenneth M. Krys, James P. Sinclair, Christopher Stride, (542 in 1:07-md-01902-JSR, 542 in 1:07-md-01902-JSR) Order, Set Deadlines/Hearings, (308 in 1:08-cv-03065-JSR, 87 in 1:08-cv-07416-JSR, 45 in 1:08-cv-08267-JSR, 520 in 1:07-md-01902-JSR, 377 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other) filed by Credit Suisse Securities (USA) LLC, Banc of America Securities LLC, JPMorgan Chase & Co., (21 in 1:07-md-01902-JSR) Certificate of Service Other filed by Ernst & Young LLP, (80 in 1:08-cv-07416-JSR, 38 in 1:08-cv-08267-JSR, 294 in 1:08-cv-03065-JSR, 362 in 1:08-cv-03086-JSR, 492 in 1:07-md-01902-JSR) Case Management Plan, (163 in 1:08-cv-03065-JSR) Declaration in Support of Motion, filed by Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft, (499 in 1:07-md-01902-JSR) Scheduling Order, (547 in 1:07-md-01902-JSR, 319 in 1:08-cv-03065-JSR, 388 in 1:08-cv-03086-JSR) Notice (Other), Notice (Other) filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, (215 in 1:07-md-01902-JSR, 176 in 1:08-cv-03065-JSR, 208 in 1:08-cv-03086-JSR) Memorandum of Law in Support of Motion, filed by 1997 Thomas H. Lee Nominee Trust, Thomas H. Lee Parallel Fund V, L.P., David V. Harkins, THL Managers V. LLC, Thomas H. Lee, Scott A. Schoen, Thomas H. Lee, Thomas H. Lee Investors Limited Partnership, Thomas H. Lee Partners L.P., Thomas H. Lee Partn

April 29, 2010

Filing 367 NOTICE OF APPEAL from (74 in 1:08-cv-08267-JSR, 622 in 1:07-md-01902-JSR, 359 in 1:08-cv-03065-JSR, 427 in 1:08-cv-03086-JSR, 121 in 1:08-cv-07416-JSR) Order Adopting Report and Recommendations. Document filed by Kenneth M. Krys, Christopher Stride, Kenneth M. Krys, Christopher Stride, Kenneth M. Krys, Kenneth M. Krys, Christopher Stride. Filing fee $ 455.00, receipt number E 902266. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:08-cv-08267-JSR (ORIGINAL DOCUMENT FILED IN 07-md-1902) (tp) Modified on 4/30/2010 (tp).

April 29, 2010

Filing 366 NOTICE OF CHANGE OF ADDRESS by Kenneth Yeatts Turnbull on behalf of PricewaterhouseCoopers LLP, Mari Ferris, Pricewaterhousecoopers L.L.P.. New Address: King & Spalding LLP, 1700 Pennsylvania Ave NW, Washington, DC, USA 20006-4707, (202) 626-2644. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Turnbull, Kenneth)

April 20, 2010

Filing 365 REPORT AND RECOMMENDATION REGARDING MOTIONS TO DISMISS BY BAWAG AND THE EMF DEFENDANTS. Accordingly, the Special Master recommends that Counts XXIII and XXIV of the complaint against BAWAG and the EMF defendants be dismissed with prejudice... and as further set forth. re: (134 in 1:08-cv-03086-JSR) Amended Complaint, filed by Kenneth M. Krys, James P. Sinclair, Christopher Stride, (115 in 1:08-cv-03065-JSR) Amended Complaint, filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride. (Signed by Daniel J. Capra, Special Master on 4/19/10) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(rjm) Modified on 4/22/2010 (rjm).

April 16, 2010

Filing 364 ORDER: By Order dated March 31, 2010, the Clerk of the Court was instructed to close documents numbered 155, 160, 171, 175, 182, and 185 on the docket of 08cv3065 and documents numbered 164, 183, 185, 199, 203, 207, and 220 on the docket of 08cv3086, in part because the Court had determined that one of the grounds raised in these motions for dismissal warranted, with respect to certain parties, dismissal without prejudice. However, the Court did not enter final judgment with respect to the defendants dismissed without prejudice, because the Court was still awaiting further Reports and Recommendations from Special Master Capra with respect to the other aspects of the motions for dismissal that, conceivably, might result in dismissals with prejudice of some of the parties dismissed without prejudice. According, these aspects of the motions to dismiss remain pending and thus any previously closed motions that raise such an issue are hereby deemed reopened. (Signed by Judge Jed S. Rakoff on 4/16/10) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:08-cv-08267-JSR(db)

April 16, 2010

Filing 363 CASE MANAGEMENT ORDER #21: Pursuant to Case Management Order #20, the time for objections to the bills of the Special Masters for services rendered in March2010 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 4/16/10) Filed In Associated Cases: 1:07-md-01902-JSR et al.(db)

April 12, 2010

Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 4/12/2010. (tro)

April 12, 2010

Filing 362 CERTIFICATE OF SERVICE of Declaration of David J. Molton in Support of Request for Correction of Exhibit E to the Krys Plaintiffs' Response to Defendants' Objection to the Report and Recommendation of the Special Master on Primary Violations by Refco served on All Counsel of Record on 4/12/2010. Service was made by Electronic Case Filing system and via electronic mail. Document filed by James P. Sinclair, Kenneth M. Krys, Christopher Stride. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:08-cv-08267-JSR(Molton, David)

April 12, 2010

Filing 361 DECLARATION of David J. Molton in Support re: (357 in 1:08-cv-03065-JSR, 73 in 1:08-cv-08267-JSR, 616 in 1:07-md-01902-JSR, 120 in 1:08-cv-07416-JSR, 425 in 1:08-cv-03086-JSR) Response,,,. Document filed by James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, James P. Sinclair, Kenneth M. Krys, James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, Kenneth M. Krys, Kenneth M. Krys, Christopher Stride, Kenneth M. Krys, Christopher Stride. (Attachments: #1 Exhibit E - Corrected to the Krys Plaintiffs' Response to Defendants' Objection to Report and Recommendation of the Special Master on Primary Violations by REFCO)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:08-cv-08267-JSR(Molton, David)

April 5, 2010

Filing 360 CASE MANAGEMENT ORDER #20, the Court has received the bills from the Special Masters for the month of March, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, on 4/9/10. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 4/2/10) Filed In Associated Cases: 1:07-md-01902-JSR et al.(cd)

April 1, 2010

Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 4/1/2010. (mro)

March 31, 2010

Filing 359 ORDER ADOPTING REPORT AND RECOMMENDATIONS for (342 in 1:08-cv-03065-JSR, 410 in 1:08-cv-03086-JSR) Report and Recommendations - Special Master (207 in 1:08-cv-03086-JSR, 175 in 1:08-cv-03065-JSR) Motion to Dismiss, filed by 1997 Thomas H. Lee Nominee Trust, Thomas H. Lee Partners L.P., Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P., David V. Harkins, THL Equity Advisors V.L.P, Thomas H. Lee Equity (Cayman) Fund V. L.P, THL Managers V. LLC, Scott A. Schoen, Thomas H. Lee Advisors, LLC, Scott L. Jaeckel, Thomas H. Lee, Thomas H. Lee Investors Limited Partnership, (164 in 1:08-cv-03086-JSR) Motion to Dismiss filed by CIM Ventures, Inc, Ingram Micro, Inc., (321 in 1:08-cv-03065-JSR, 389 in 1:08-cv-03086-JSR) Report and Recommendations - Special Master (160 in 1:08-cv-03065-JSR) Motion to Dismiss filed by Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft, (183 in 1:08-cv-03086-JSR) Motion to Dismiss filed by William T. Pigott, Liberty Corner Capital Strategies, LLC, (185 in 1:08-cv-03065-JSR) Motion to Dismiss, filed by Eric M. Flanagan, EMF Financial Products LLC, EMF Financial Produccts, Delta Flyer Fund LLC, Eric M. Flanagan, Delta Flyer Fund, LLC, (203 in 1:08-cv-03086-JSR) Motion to Dismiss filed by Edward S. Best, Mayer Brown LLP, (155 in 1:08-cv-03065-JSR, 185 in 1:08-cv-03086-JSR) Motion to Dismiss, filed by Christopher Pettit, (220 in 1:08-cv-03086-JSR) Motion to Dismiss filed by Dennis Klejna, (199 in 1:08-cv-03086-JSR) Motion to Dismiss filed by Grant Thornton LLP, Mark Ramler, (182 in 1:08-cv-03065-JSR) Motion to Dismiss filed by Dennis Klejna (Signed by Judge Jed S. Rakoff on 3/31/2010) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:08-cv-08267-JSR(ad)

March 31, 2010

Filing 358 STIPULATION AND JUDGMENT OF DISMISSAL as against defendant PricewaterhouseCoopers (Cayman Islands) ("PwC Cayman). (Signed by Judge Jed S. Rakoff on 3/30/10) (Attachments: #1 notice of right to appeal)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(ml)

March 24, 2010

Filing 357 RESPONSE re: (593 in 1:07-md-01902-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion) Corrected, Redacted version of the Krys Plaintiffs' Response to Defendants' Objection to Report and Recommendation of the Special Master on Primary Violations by Refco. Document filed by James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, James P. Sinclair, Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, Kenneth M. Krys, Kenneth M. Krys, Christopher Stride, Kenneth M. Krys, Christopher Stride. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:08-cv-08267-JSR(Molton, David)

March 22, 2010

Filing 356 RESPONSE re: (68 in 1:08-cv-08267-JSR, 347 in 1:08-cv-03065-JSR, 115 in 1:08-cv-07416-JSR, 415 in 1:08-cv-03086-JSR, 593 in 1:07-md-01902-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion). Document filed by James P. Sinclair, Christopher Stride, Christopher Stride, James P. Sinclair, James P. Sinclair, Christopher Stride, Christopher Stride, Christopher Stride, Christopher Stride. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:08-cv-08267-JSR(Molton, David)

March 22, 2010

Filing 355 RESPONSE re: (346 in 1:08-cv-03065-JSR, 66 in 1:08-cv-08267-JSR, 414 in 1:08-cv-03086-JSR, 591 in 1:07-md-01902-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion) /RESPONSE OF THE BANK DEFENDANTS, THL DEFENDANTS, GRANT THORNTON DEFENDANTS, PWC DEFENDANTS, MAYER BROWN DEFENDANTS, LOAN PARTICIPANT DEFENDANTS, BAWAG, DENNIS KLEJNA, AND RICHARD BUTT TO THE KRYS PLAINTIFFS LIMITED OBJECTION TO THE REPORT AND RECOMMENDATION OF THE SPECIAL MASTER ON PRIMARY VIOLATIONS BY REFCO. Document filed by Banc of America Securities LLC, Credit Suisse Securities (USA) LLC, JP Morgan Chase & Co.. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-08267-JSR(Anker, Philip)

March 22, 2010

Filing 354 RESPONSE re: (415 in 1:08-cv-03086-JSR, 347 in 1:08-cv-03065-JSR, 593 in 1:07-md-01902-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion) - RESPONSE OF DEFENDANTS MARK KAVANAGH AND BRIAN OWENS TO THE OBJECTION OF THE BANK DEFENDANTS, THL DEFENDANTS, MAYER BROWN DEFENDANTS, LOAN PARTICIPANT DEFENDANTS, BAWAG, DENNIS KLENJA AND RICHARD BUTT TO THE REPORT AND RECOMMENDATION OF THE SPECIAL MASTER ON PRIMARY VIOLATIONS BY REFCO. Document filed by Mark Kavanagh, Brian Owens. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Karlan, Mitchell)

March 22, 2010

Filing 353 RESPONSE re: (589 in 1:07-md-01902-JSR, 413 in 1:08-cv-03086-JSR, 345 in 1:08-cv-03065-JSR) Objection (non-motion), Objection (non-motion) /The Krys Plaintiffs' Response to the Limited Objection of Defendants Mark Kavanagh and Brian Owens to the Special Master's Report and Recommendation on Primary Violation. Document filed by James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, James P. Sinclair, Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

March 22, 2010

Filing 352 RESPONSE re: (596 in 1:07-md-01902-JSR, 349 in 1:08-cv-03065-JSR, 417 in 1:08-cv-03086-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion), Objection (non-motion) /The Krys Plantiffs' Response to the Defendants' Objection to Report and Recommendation of the Special Master on Primary Violations. Document filed by James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, James P. Sinclair, Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

March 19, 2010

Filing 351 CASE MANAGEMENT ORDER NO. 19. Pursuant to Case Management Order #3, the next in-court status conference would normally be scheduled for May 12, 2010 at 4:00 p.m. However, the Court is unavailable on that date, and therefore the next conference will be held on Thursday, May 13, 2010 at 4:00 p.m. Status Conference set for 5/13/2010 at 04:00 PM before Judge Jed S. Rakoff. (Signed by Judge Jed S. Rakoff on 3/18/10) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm)

March 18, 2010

Filing 350 CASE MANAGEMENT ORDER #18. Pursuant to Case Management Order #17, the time for objections to the bills of the Special Masters for services rendered in February 2010 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 3/16/10) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm)

March 16, 2010

Filing 349 Objection re: (342 in 1:08-cv-03065-JSR, 579 in 1:07-md-01902-JSR, 410 in 1:08-cv-03086-JSR) Report and Recommendations - Special Master,,,,,,,,,,,,,,,,,,,,,,,,,,, Corrected Version of THL Defendants' Objection to Report and Recommendation of the Special Master on Primary Violations. Document filed by Scott L. Jaeckel, Thomas H. Lee, Thomas H. Lee Equity Fund V, L.P., David V. Harkins, Thomas H. Lee Partners L.P., Thomas H. Lee Advisors, LLC, THL Managers V. LLC, THL Equity Advisors V.L.P, Thomas H. Lee Equity (Cayman) Fund V. L.P, Thomas H. Lee Investors Limited Partnership, 1997 Thomas H. Lee Nominee Trust, Thomas H. Lee, David V. Harkings, Scott A. Schoen, Thomas H. Lee Partners, L.P., Thomas H. Lee Parallel Fund V, L.P.. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Rieman, Walter)

March 12, 2010

Filing 348 FILING ERROR - DEFICIENT DOCKET ENTRY - (SEE DOCUMENT # 349) - Objection re: (342 in 1:08-cv-03065-JSR, 579 in 1:07-md-01902-JSR, 410 in 1:08-cv-03086-JSR) Report and Recommendations - Special Master,,,,,,,,,,,,,,,,,,,,,,,,,,, / THL Defendants' Objection to Report and Recommendations of the Special Master on Primary Violations. Document filed by Scott L. Jaeckel, Thomas H. Lee, Thomas H. Lee Equity Fund V, L.P., David V. Harkins, Thomas H. Lee Partners L.P., Thomas H. Lee Advisors, LLC, THL Managers V. LLC, THL Equity Advisors V.L.P, Thomas H. Lee Equity (Cayman) Fund V. L.P, Thomas H. Lee Investors Limited Partnership, 1997 Thomas H. Lee Nominee Trust, David V. Harkings, Scott A. Schoen, Thomas H. Lee Partners, L.P., Thomas H. Lee Parallel Fund V, L.P.. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Rieman, Walter) Modified on 3/19/2010 (gp).

March 12, 2010

Filing 347 Objection re: (111 in 1:08-cv-07416-JSR, 342 in 1:08-cv-03065-JSR, 579 in 1:07-md-01902-JSR, 64 in 1:08-cv-08267-JSR, 410 in 1:08-cv-03086-JSR) Report and Recommendations - Special Master,,,,,,,,,,,,,,,,,,,,,,,,,,, of The Bank Defendants, Grant Thornton Defendants, PwC Defendants, THL Defendants, Mayer Brown Defendants, Loan Participant Defendants, BAWAG, Dennis Klejna and Richard Butt. Document filed by Banc of America Securities LLC, JPMorgan Chase & Co., Credit Suisse Securities (USA) LLC, Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:08-cv-08267-JSR(Anker, Philip)

March 12, 2010

Filing 346 Objection re: (111 in 1:08-cv-07416-JSR, 342 in 1:08-cv-03065-JSR, 579 in 1:07-md-01902-JSR, 64 in 1:08-cv-08267-JSR, 410 in 1:08-cv-03086-JSR) Report and Recommendations - Special Master,,,,,,,,,,,,,,,,,,,,,,,,,,, /Redacted Version of the Krys Plaintiffs' Limited Objection to the Report and Recommendation of Special Master Capra on the Omnibus of Primary Violations by Refco. Document filed by James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, James P. Sinclair, Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, Kenneth M. Krys, Kenneth M. Krys, Christopher Stride, Kenneth M. Krys, Christopher Stride. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:08-cv-08267-JSR(Molton, David)

March 12, 2010

Filing 345 Objection re: (342 in 1:08-cv-03065-JSR, 579 in 1:07-md-01902-JSR, 410 in 1:08-cv-03086-JSR) Report and Recommendations - Special Master,,,,,,,,,,,,,,,,,,,,,,,,,,, Limited Objection of Defendants Mark Kavanagh and Brian Owens to the Special Master's Report and Recommendation on Primary Violation. Document filed by Mark Kavanagh, Brian Owens. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Karlan, Mitchell)

March 9, 2010

Filing 344 NOTICE OF APPEARANCE by Ruth Anne Braun on behalf of Mark Ramler, Grant Thornton LLP Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Braun, Ruth)

March 3, 2010

Filing 343 CASE MANAGEMENT ORDER NO. 17. The Court has received the bills from the Special Masters for the month of February, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, on March 9, 2010. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 3/2/10) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm)

March 3, 2010

ORDER terminating #149 Motion to Dismiss (Landers, Rigoberto)

March 2, 2010

Filing 342 REPORT AND RECOMMENDATION OF THE SPECIAL MASTER ON THE OMNIBUS ISSUE OF PRIMARY VIOLATIONS BY REFCO. In accordance with the Report above, the Special Master recommends the following rulings with respect to the Plaintiffs' allegations of primary violations by Refco: 1. The Plaintiffs have sufficiently alleged that SMFF had a right to have its excess cash segregated in accounts at Refco LLC. 2. The Plaintiffs have sufficiently alleged that the transfer of SMFF excess cash from Refco LLC to RCM was unauthorized and wrongful. 3. The Plaintiffs have sufficiently alleged that Refco committed the primary wrong of fraud with regard to the SphinX fraud. 4. The Plaintiffs have sufficiently alleged that Refco committed the primary wrong of fraud with regard to the Refco fraud. 5. The Plaintiffs have sufficiently alleged that Refco breached a fiduciary duty owed to SPhinX and PlusFunds through its actions related to the transfer of SMFF excess cash from Refco LLC to RCM. The fiduciary duty is established by the right to segregation and by a relationship of trust and confidence. 6. The Plaintiffs have sufficiently alleged that Refco breached a fiduciary duty owed to Sphinx and PlusFunds by diverting SMFF excess cash from RCM. This fiduciary duty is established by a relationship of trust and confidence. 7. The Plaintiffs have failed to sufficiently allege that Refco owed a fiduciary duty on the basis of a joint venture or operation within the zone of insolvency. 8. The Plaintiffs have sufficiently alleged that Refco converted the SMFF excess cash. If these rulings are accepted, they will of course have an effect on the motions to dismiss many of the counts in the Complaints. At this point, however, it does not seem efficient to engage in a count-by-count analysis. Most of the counts affected are aiding and abetting counts, and the effect of these rulings on those counts should await a determination of the validity of the claims for aiding and abetting. re: (68 in 1:07-md-01902-JSR) MOTION to Dismiss. filed by Mayer Brown LLP, (169 in 1:08-cv-03086-JSR) MOTION to Dismiss : The Bank Defendants' Notice of Motion to Dismiss Claims 16, 19, 21-22 and 26 of the Amended Complaint. filed by Credit Suisse Securities (USA) LLC, JP Morgan Chase & Co., Bank of America Securities LLC, (167 in 1:08-cv-03065-JSR, 203 in 1:07-md-01902-JSR, 196 in 1:08-cv-03086-JSR) MOTION to Dismiss. filed by Mari Ferris, Pricewaterhousecoopers L.L.P., (149 in 1:08-cv-03065-JSR) MOTION to Dismiss Counts XXIII and XXIV of the Complaint. filed by Coast Asset Management, LLC, CS Land Management LLC, (244 in 1:08-cv-03086-JSR, 240 in 1:07-md-01902-JSR, 197 in 1:08-cv-03065-JSR) MOTION to Dismiss. filed by Brian Owens, Mark Kavanagh, (207 in 1:08-cv-03086-JSR, 175 in 1:08-cv-03065-JSR, 214 in 1:07-md-01902-JSR) MOTION to Dismiss. filed by 1997 Thomas H. Lee Nominee Trust, Thomas H. Lee Partners L.P., Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P., David V. Harkins, THL Equity Advisors V.L.P, Thomas H. Lee Equity (Cayman) Fund V. L.P, THL Managers V. LLC, Scott A. Schoen, Thomas H. Lee Advisors, LLC, Scott L. Jaeckel, Thomas H. Lee, Thomas H. Lee Investors Limited Partnership, (187 in 1:07-md-01902-JSR) MOTION to Dismiss Counts XXIII and XXIV of the Complaint. filed by Coast Asset Management, LLC, CS Land Management LLC, (164 in 1:08-cv-03086-JSR) MOTION to Dismiss Counts Twenty-Three and Twenty-Four of the Complaint as against Ingram Micro Inc. and CIM Ventures, Inc. filed by CIM Ventures, Inc, Ingram Micro, Inc., (134 in 1:08-cv-03086-JSR) Amended Complaint,,,,,,,, filed by Kenneth M. Krys, James P. Sinclair, Christopher Stride, (160 in 1:08-cv-03065-JSR) MOTION to Dismiss. filed by Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft, (34 in 1:08-cv-07416-JSR, 206 in 1:07-md-01902-JSR) MOTION to Dismiss. filed by Robert Aaron, (171 in 1:08-cv-03065-JSR, 210 in 1:07-md-01902-JSR, 203 in 1:08-cv-03086-JSR) MOTION to Dismiss. filed by Edward S. Best, Mayer Brown LLP, (192 in 1:08-cv-03086-JSR) MOTION to Dismiss. filed by Tone Grant, (173 in 1:08-cv-03086-JSR) MOTION to Dismiss Counts XXIII and XXIV of the Complaint. filed by Coast Asset Management, LLC, CS Land Management LLC, (228 in 1:07-md-01902-JSR, 185 in 1:08-cv-03065-JSR, 224 in 1:08-cv-03086-JSR) MOTION to Dismiss. filed by Eric M. Flanagan, EMF Financial Products LLC, EMF Financial Produccts, Delta Flyer Fund LLC, Eric M. Flanagan, Delta Flyer Fund, LLC, (183 in 1:08-cv-03086-JSR) MOTION to Dismiss Counts XXIII and XXIV of the Amended Complaint. filed by William T. Pigott, Liberty Corner Capital Strategies, LLC, (386 in 1:07-md-01902-JSR) MOTION to Dismiss. filed by David A. Donnuni, (161 in 1:08-cv-03065-JSR, 199 in 1:07-md-01902-JSR) MOTION to Dismiss. filed by Tone Grant, (20 in 1:08-cv-08267-JSR) MOTION to Dismiss / Defendant Richard Butt's Notice of Motion To Dismiss Plaintiffs' Amended Complaint. filed by Richard Butts, (469 in 1:07-md-01902-JSR) MOTION to Dismiss. filed by Grant Thornton LLP, Mayer Brown International LLP, Mayer Brown LLP, (48 in 1:08-cv-07416-JSR) MOTION to Dismiss (correction of Document #33). MOTION to Dismiss (correction of Document #33). filed by Bank of New York Mellon Corporation, Derivative Portfolio Management, Ltd., DPM-Mellon, Ltd., DPM-Mellon, LLC, Derivative Portfolio Management LLC, Guy Castranova, (18 in 1:08-cv-08267-JSR) Amended Complaint,, filed by Kenneth M. Krys, Christopher Stride, (115 in 1:08-cv-03065-JSR) Amended Complaint,,,,,,, filed by Kenneth M. Krys, Kenneth M Krys, James P. Sinclair, Christopher Stride, (155 in 1:08-cv-03065-JSR, 192 in 1:07-md-01902-JSR, 185 in 1:08-cv-03086-JSR) MOTION to Dismiss. filed by Christopher Pettit, (193 in 1:07-md-01902-JSR) MOTION to Dismiss :The Bank Defendants' Notice of Motion to Dismiss Claims 16, 19, 21-22 and 26 of the Amended Complaint. filed by J.P. Morgan Securities, Inc., Banc of America Securities LLC, Credit Suisse Securities (USA) LLC, (220 in 1:08-cv-03086-JSR) MOTION to Dismiss Counts XIV and XVI of The Amended Complaint. filed by Dennis Klejna, (199 in 1:08-cv-03086-JSR) MOTION to Dismiss. filed by Grant Thornton LLP, Mark Ramler, (380 in 1:07-md-01902-JSR) MOTION to Dismiss :The Bank Defendants' Notice of Motion to Dismiss the Complaint. filed by LAB Morgan Corporation, ML IBK Positions, Inc., Credit Suisse First Boston Next Fund, Inc., (182 in 1:08-cv-03065-JSR) MOTION to Dismiss Counts XIV and XVI Of The Amended Complaint. filed by Dennis Klejna Objections to R&R due by 3/19/2010 (Signed by Daniel J. Capra, Special Master on 3/1/10) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:08-cv-08267-JSR(rjm)

March 2, 2010

Filing 341 ORDER OF WITHDRAWAL OF ATTORNEY. IT IS ORDERED that David E. Mollon is withdrawn as counsel for Defendants Grant Thornton LLP and Mark Ramler in the above-captioned actions. The Clerk of the Court is directed to terminate Mr. Mollon as counsel of record in each of the above-captioned actions, and no further notices, documents or pleadings shall be served upon him. Catherine Joyce and Beth Tagliamonti will replace Mr. Mollon on any and all committees on which he served in connection with the above-captioned actions. Attorney Catherine W. Joyce for Grant Thornton LLP, Mark Ramler and Beth Ann Tagliamonti for Grant Thornton LLP, Mark Ramler, added. Attorney David Emilio Mollon terminated. (Signed by Ronald Hedges, Special Master on 2/26/10) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm)

February 26, 2010

Filing 340 DECLARATION of Jeremy S. Winer in Support re: (62 in 1:08-cv-08267-JSR, 108 in 1:08-cv-07416-JSR, 407 in 1:08-cv-03086-JSR, 339 in 1:08-cv-03065-JSR, 576 in 1:07-md-01902-JSR) Response,,. Document filed by Banc of America Securities LLC, JP Morgan Chase & Co., Credit Suisse Securities (USA) LLC. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C (Part 1 of 3), #4 Exhibit C (Part 2 of 3), #5 Exhibit C (Part 3 of 3), #6 Exhibit D)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:08-cv-08267-JSR(Anker, Philip)

February 26, 2010

Filing 339 RESPONSE re: (330 in 1:08-cv-03065-JSR, 399 in 1:08-cv-03086-JSR, 100 in 1:08-cv-07416-JSR, 55 in 1:08-cv-08267-JSR, 566 in 1:07-md-01902-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion) (Defendants' Response to Plaintiffs' Objection to Report and Recommendation of Special Master Capra on the Omnibus Issue of Standing). Document filed by JP Morgan Chase & Co., Bank Of America Securities LLC, Credit Suisse Securities (USA) LLC. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:08-cv-08267-JSR(Anker, Philip)

February 26, 2010

Filing 338 RESPONSE re: (400 in 1:08-cv-03086-JSR, 567 in 1:07-md-01902-JSR, 101 in 1:08-cv-07416-JSR, 56 in 1:08-cv-08267-JSR, 331 in 1:08-cv-03065-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion), (53 in 1:08-cv-08267-JSR) Objection (non-motion), Objection (non-motion), (564 in 1:07-md-01902-JSR, 328 in 1:08-cv-03065-JSR, 397 in 1:08-cv-03086-JSR) Objection (non-motion), Objection (non-motion), (565 in 1:07-md-01902-JSR, 99 in 1:08-cv-07416-JSR, 329 in 1:08-cv-03065-JSR, 398 in 1:08-cv-03086-JSR, 54 in 1:08-cv-08267-JSR) Objection (non-motion), Objection (non-motion), (98 in 1:08-cv-07416-JSR) Objection (non-motion), (97 in 1:08-cv-07416-JSR) Objection (non-motion), Objection (non-motion) /Plaintiffs' Response to Objections to Report and Recommendation of Special Master Capra on the Omnibus Issue of Standing. Document filed by James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, James P. Sinclair, Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, Kenneth M. Krys, Kenneth M. Krys, Christopher Stride, Kenneth M. Krys, Christopher Stride. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:08-cv-08267-JSR(Molton, David)

February 26, 2010

Filing 337 Objection Limited Supplemental Response of PwC and Mari Ferris to Plaintiffs' Objection to Report and Recommendation of Special Master Capra on the Omnibus Issue of Standing. Document filed by PricewaterhouseCoopers LLP, Mari Ferris. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:08-cv-08267-JSR(Craner, Matthew)

February 23, 2010

Filing 336 CASE MANAGEMENT ORDER #16. Pursuant to Case Management Order #15, the time for objections to the bills of the Special Masters for services rendered in January 2010 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 2/22/10) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm)

February 19, 2010

Filing 335 MEMORANDUM OF LAW in Opposition to the Krys Plaintiffs' Supplemental Submission Concerning the Deposition Testimony of Santo Maggio. Document filed by Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR(Rosenberg, Benjamin)

February 19, 2010

Filing 334 NOTICE OF APPEARANCE by Benjamin E. Rosenberg on behalf of Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft (Rosenberg, Benjamin)

February 16, 2010

Filing 333 CERTIFICATE OF SERVICE. Document filed by Banc of America Securities LLC, Credit Suisse Securities (USA) LLC, J.P. Morgan Securities, Inc.. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:08-cv-08267-JSR(Anker, Philip)

February 16, 2010

Filing 332 DECLARATION of Jeremy S. Winer, Esq. re: (567 in 1:07-md-01902-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion)., DECLARATION of Jeremy S. Winer, Esq. in Support re: (567 in 1:07-md-01902-JSR) Objection (non-motion), Objection (non-motion), Objection (non-motion). Document filed by Banc of America Securities LLC, Credit Suisse Securities (USA) LLC, J.P. Morgan Securities, Inc.. (Attachments: #1 Exhibit A)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:08-cv-08267-JSR(Anker, Philip)

February 16, 2010

Filing 331 Objection re: (94 in 1:08-cv-07416-JSR, 50 in 1:08-cv-08267-JSR, 321 in 1:08-cv-03065-JSR, 389 in 1:08-cv-03086-JSR, 550 in 1:07-md-01902-JSR) Report and Recommendations - Special Master,,,,,,,,,, :Defendants' Lilmted Objection to the Report and Recommendation of the Special Master on The Omnibus Issue of Standing. Document filed by Banc of America Securities LLC, Credit Suisse Securities (USA) LLC, J.P. Morgan Securities, Inc.. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:08-cv-08267-JSR(Anker, Philip)

February 16, 2010

Filing 330 Objection re: (94 in 1:08-cv-07416-JSR, 50 in 1:08-cv-08267-JSR, 321 in 1:08-cv-03065-JSR, 389 in 1:08-cv-03086-JSR, 550 in 1:07-md-01902-JSR) Report and Recommendations - Special Master,,,,,,,,,,. Document filed by James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, James P. Sinclair, Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, Kenneth M. Krys, Kenneth M. Krys, Christopher Stride, Kenneth M. Krys, Christopher Stride. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:08-cv-08267-JSR(Molton, David)

February 16, 2010

Filing 329 Objection /Supplemental Limited Objection Of PwC And Mari Ferris To The Report And Recommendation Of The Special Master On The Omnibus Issue Of Standing. Document filed by PricewaterhouseCoopers LLP, Mari Ferris. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:08-cv-08267-JSR(Craner, Matthew)

February 16, 2010

Filing 328 Objection re: (321 in 1:08-cv-03065-JSR, 389 in 1:08-cv-03086-JSR, 550 in 1:07-md-01902-JSR) Report and Recommendations - Special Master,,,,,,,,,, LIMITED OBJECTION OF DEFENDANTS MARK KAVANAGH AND BRIAN OWENS TO THE SPECIAL MASTER'S REPORT AND RECOMMENDATION ON STANDING. Document filed by Mark Kavanagh, Brian Owens. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Karlan, Mitchell)

February 16, 2010

Filing 327 RESPONSE - Letter to Prof. Daniel Capra, Special Master, from Mitchell A. Karlan re the issue of causation. Document filed by Mark Kavanagh, Brian Owens. (Attachments: #1 Email from the Special Master Granting Permission to File Letter)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Karlan, Mitchell)

February 12, 2010

Filing 326 NOTICE OF CHANGE OF ADDRESS by James P. Cusick on behalf of PricewaterhouseCoopers LLP, Mari Ferris, Pricewaterhousecoopers L.L.P.. New Address: King & Spalding LLP, 1185 Avenue of the Americas, New York, New York, USA 10036, 212-556-2179. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Cusick, James)

February 12, 2010

Filing 325 NOTICE OF CHANGE OF ADDRESS by James J. Capra, Jr on behalf of Mari Ferris. New Address: King & Spalding LLP, 1185 Avenue of the Americas, New York, New York, USA 10036, 212-556-2178. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Capra, James)

February 12, 2010

Filing 324 NOTICE OF CHANGE OF ADDRESS by James J. Capra, Jr on behalf of PricewaterhouseCoopers LLP, Pricewaterhousecoopers L.L.P.. New Address: King & Spalding LLP, 1185 Avenue of the Americas, New York, New York, USA 10036, 212-556-2178. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Capra, James)

February 9, 2010

Filing 323 NOTICE of of Submission of Response by the Krys Plaintiffs to the DPM Defendants' Supplemental Submission to Special Master Capra. Document filed by James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, James P. Sinclair, Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, Kenneth M. Krys, Kenneth M. Krys, Christopher Stride, Kenneth M. Krys, Christopher Stride. (Attachments: #1 Exhibit A (Part 1 of 3), #2 Exhibit A (Part 2 of 3), #3 Exhibit A (Part 3 of 3))Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:08-cv-08267-JSR(Molton, David)

February 9, 2010

Filing 322 CASE MANAGEMENT ORDER #15. The Court has received the bills from the Special Masters for the month of January, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, on February 11, 2010. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 2/4/10) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm)

February 3, 2010

Filing 321 REPORT AND RECOMMENDATION OF THE SPECIAL MASTER ON THE OMNIBUS ISSUE OF STANDING. In accordance with the Report above, the Special Master recommends the following with respect to the motions to dismiss by the Defendants with regard to standing: 1. All claims of the Investors should be dismissed with prejudice, because the claims are derivative of those brought by SMFF, and no set of facts can be alleged that would change that determination. 2. The motions to dismiss the claims of PlusFunds that arise from the SPhinX fraud, as defined herein, should be denied, because with respect to that fraud PlusFunds is alleging direct injury and damages independent from those of SMFF. 3. All claims of SPhinX funds other than SMFF should be dismissed with prejudice, because the claims are derivative of those brought by SMFF, and no set of facts can be alleged that would change that determination. 4. All claims of SMFF and PlusFunds that arise from the Refco fraud, as defined herein, should be dismissed without prejudice. Should it finally be determined that the Refco Trustee is barred by the Wagoner doctrine from bringing the claims of RCM - and should the claims of SMFF and PlusFunds not be dismissed on other grounds - it is recommended that the Court at that point revisit the question of standing to bring claims derived from the Refco fraud. re: (207 in 1:08-cv-03086-JSR, 175 in 1:08-cv-03065-JSR, 214 in 1:07-md-01902-JSR) MOTION to Dismiss. filed by 1997 Thomas H. Lee Nominee Trust, Thomas H. Lee Partners L.P., Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P., David V. Harkins, THL Equity Advisors V.L.P, Thomas H. Lee Equity (Cayman) Fund V. L.P, THL Managers V. LLC, Scott A. Schoen, Thomas H. Lee Advisors, LLC, Scott L. Jaeckel, Thomas H. Lee, Thomas H. Lee Investors Limited Partnership, (187 in 1:07-md-01902-JSR) MOTION to Dismiss Counts XXIII and XXIV of the Complaint. filed by Coast Asset Management, LLC, CS Land Management LLC, (171 in 1:08-cv-03065-JSR, 210 in 1:07-md-01902-JSR, 203 in 1:08-cv-03086-JSR) MOTION to Dismiss. filed by Edward S. Best, Mayer Brown LLP, (228 in 1:07-md-01902-JSR, 185 in 1:08-cv-03065-JSR, 224 in 1:08-cv-03086-JSR) MOTION to Dismiss. filed by Eric M. Flanagan, EMF Financial Products LLC, EMF Financial Produccts, Delta Flyer Fund LLC, Eric M. Flanagan, Delta Flyer Fund, LLC, (155 in 1:08-cv-03065-JSR, 192 in 1:07-md-01902-JSR, 185 in 1:08-cv-03086-JSR) MOTION to Dismiss. filed by Christopher Pettit Objections to R&R due by 2/22/2010 (Signed by Daniel J. Capra, Special Master on 2/3/10) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:08-cv-08267-JSR(rjm)

February 1, 2010

Filing 320 TRANSCRIPT of proceedings held on January 13, 2010 4:11 p.m. before Judge Jed S. Rakoff. (ajc)

February 1, 2010

Filing 319 NOTICE of of Supplemental Submission of the Krys Plaintiffs to Special Master Capra. Document filed by James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, James P. Sinclair, Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride. (Attachments: #1 Exhibit A)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

January 25, 2010

Filing 318 CASE MANAGEMENT ORDER NO. 14. Pursuant to Case Management Order #3, the next in-court status conference will be held on 3/10/10 at 4:00pm. Items to be added to the agenda for that meeting should be submitted to the Special Masters in accordance with Case Management Order #3. Status Conference set for 3/10/2010 at 04:00 PM before Judge Jed S. Rakoff. (Signed by Judge Jed S. Rakoff on 1/25/10) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm)

January 25, 2010

Filing 317 SPECIAL MASTER ORDER ON POSSIBLE DISCOVERY DISPUTES. NOW, THEREFORE, if unresolved by the parties, the Possible Discovery Disputes between the Krys Plaintiffs and PricewaterhouseCoopers LLP or Gibson, Dunn & Crutcher LLP, as placed on the agenda for the January 13, 2010 status conference, must be brought to the attention of Special Master Hedges by March 1, 2010. Special Master Hedges will not hear and determine any Possible Discovery Disputes between these parties that are not brought to the attention of the Special Master by March 1, 2010. (Signed by Ronald Hedges, Special Master on 1/20/10) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(rjm)

January 21, 2010

Filing 316 MEMORANDUM ORDER. The court adopts the recommendations of the Special Master and orders that the amended complaint be dismissed in its entirety as against the Gibson Dunn defendants and that the claims against these defendants be sent to arbitration. (Signed by Judge Jed S. Rakoff on 1/21/10) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(rjm)

January 21, 2010

Filing 315 CASE MANAGEMENT ORDER #13. Pursuant to Case Management Order #11, the time for objections to the bills of the Special Masters for services rendered in December 2009 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed by Judge Jed S. Rakoff on 1/21/10) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm)

January 21, 2010

Filing 314 CASE MANAGEMENT ORDER NO. 12. The Court hereby orders that the allocation between the two committees remain equally divided. The parties agree that in monetary terms the amount in dispute is modest. Since the Court will, if appropriate, reallocate the division of contributions at the close of the case, no reason has been suggested to the Court that the amount here in dispute is sufficiently material to warrant changing the arrangements already in place. Likewise, the Court finds unpersuasive the arguments of counsel for the EMF Parties to tamper with the allocations presently in place within the defendants group, which were brought about only after extensive negotiations and have been accepted by almost all defendants. Again, however, the Court emphasizes that the current allocations are subject to subsequent reallocation at the close of the case if warranted. (Signed by Judge Jed S. Rakoff on 1/20/10) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm)

January 21, 2010

Filing 313 MEMORANDUM ORDER... The Court adopts the recommendation of the Special Master and orders that the amended Krys complaint be dismissed in its entirety as against defendant PwC Cayman. (Signed by Judge Jed S. Rakoff on 1/20/10) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(rjm)

January 19, 2010

Filing 312 NOTICE OF DISMISSAL WITH PREJUDICE. Plaintiffs, by and through their undersigned counsel, hereby dismiss this action pursuant to Fed. R. Civ. P. 41(a)(1)(A)(i) against defendant Christopher Petit with prejudice, with each party to bear its own fees and costs. (Signed by Judge Jed S. Rakoff on 1/18/10) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(rjm)

January 8, 2010

Filing 311 REVISED AGENDA CONFERENCE OF JANUARY 13, 2010 In re REFCO SECURITIES LITIGATION. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-03821-JSR(db)

January 8, 2010

Filing 310 NOTICE OF APPEARANCE by Gates Salyers Hurand on behalf of Robert C. Trosten, Robert Trosten, Robert C. Trosten (Attachments: #1 Certificate of service)Filed In Associated Cases: 1:07-md-01902-JSR et al.(Hurand, Gates)

January 7, 2010

Filing 309 CASE MANAGEMENT ORDER #11. The Court has received the bills from the Special Masters for the month of December, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, on January 12, 2010. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. (Signed by Judge Jed S. Rakoff on 1/5/10) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm)

December 29, 2009

Filing 308 NOTICE of the Bank Defendants' Notice of Submission of Supplemental Authority to Special Master Capra. Document filed by Banc of America Securities LLC, JPMorgan Chase & Co., Credit Suisse Securities (USA) LLC. (Attachments: #1 Exhibit A)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:08-cv-08267-JSR(Anker, Philip)

December 28, 2009

Filing 307 NOTICE of Notice of Supplemental Submission of the Krys Plaintiffs to Special Master Capra. Document filed by James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, James P. Sinclair, Kenneth M. Krys, James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, Kenneth M. Krys, Kenneth M. Krys, Christopher Stride, Kenneth M. Krys, Christopher Stride. (Attachments: #1 Exhibit A - Krys Plaintiffs' Supplemental Submission on the Issues of Res Judicata and Collateral Estoppel)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:08-cv-08267-JSR(Molton, David)

December 17, 2009

Filing 306 ORDER GRANTING LEAVE TO WITHDRAW AS COUNSEL FOR DEFENDANTS BECKENHAM TRADING COMPANY, INC. AND ANDREW KRIEGER. THIS MATTER having been brought before the Special Master upon motion of Fischer Porter Thomas & Reinfeld, P.C., attorneys for Defendants Beckenham Trading Company, Inc. and Andrew Krieger in these matters, and no timely objections having been received, and the Special Master having considered the submissions of counsel, and for good and just cause shown, NOW, THEREFORE, the Motion for Leave to Withdraw as Counsel for Defendants Beckenham Trading Company, Inc. and Andrew Krieger is granted, and Fischer Porter Thomas & Reinfeld, P.C. and its attorneys are hereby granted leave to withdraw as counsel for Defendants Beckenham Trading Company, Inc. and Andrew Krieger in these matters. granting (197) Motion to Withdraw as Attorney. Attorney Aaron Eliot Albert and Alan C. Thomas terminated in case 1:07-cv-11604-JSR; granting (476) Motion to Withdraw as Attorney. Attorney Aaron Eliot Albert and Alan C. Thomas terminated in case 1:07-md-01902-JSR; granting (283) Motion to Withdraw as Attorney. Attorney Aaron Eliot Albert and Alan C. Thomas terminated in case 1:08-cv-03065-JSR; granting (348) Motion to Withdraw as Attorney. Attorney Aaron Eliot Albert and Alan C. Thomas terminated in case 1:08-cv-03086-JSR. (Signed by Ronald Hedges, Special Master on 12/15/09) Filed In Associated Cases: 1:07-md-01902-JSR, 1:07-cv-11604-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(rjm) Modified on 12/18/2009 (rjm).

December 17, 2009

Filing 305 CASE MANAGEMENT ORDER #10. Pursuant to Case Management Order #6, the Case Accountant established an interest-bearing account in which to hold funds contributed by the Plaintiffs' and Defendants' Coordinating Committees. However, the Court has been advised by the Case Accountant that the cost of preparing the required tax return on an interest-bearing account will exceed the income earned by that account at its current interest rate of 0.4%. Therefore, the Court directs that, prior to January 1, 2010, the Case Account transfer the case-related funds to a non-interest-bearing account. Should interest rates rise sufficiently to change this calculus, the Court will revisit the issue. (Signed by Judge Jed S. Rakoff on 12/16/09) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm)

December 15, 2009

Filing 304 NOTICE OF WlTHDRAWAL OF ATTORNEY AND PROPOSED ORDER. PLEASE TAKE NOTICE that Robert B. McCaw is hereby withdrawn as counsel of record in the above-captioned matters for defendants Credit Suisse Securities (USA) LLC, Banc of America Securities LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities Inc., HSBC Securities (USA) Inc., William Blair & Company, L.L.C., BMO Capital Markets Corp., CMG Institutional Trading LLC, Samuel A. Ramirez & Company, Inc., Muriel Siebert & Co., Inc., The Williams Capital Group, L.P., Utendahl Capital Partners, L.P., JPMorgan Chase & Co., Credit Suisse Next Fund, Inc., Lab Morgan Corporation, and ML IBK Positions, Inc., because as of December 31, 2009, Mr. McCaw will no longer be a member of the law firm Wilmer Cutler Pickering Hale and Dorr LLP, and will no longer have any association with the above-captioned matters. Wilmer Cutler Pickering Hale and Dorr LLP will continue as counsel for the above-referenced defendants. Relates to 07md1902, 05-8626, 07-11604, 08-3086, 08-3065, 09-2885, 09-2920, 09-2922. Attorney Robert Bruce McCaw terminated. (Signed by Judge Jed S. Rakoff on 12/14/09) Filed In Associated Cases: 1:07-md-01902-JSR, 1:05-cv-08626-JSR, 1:07-cv-11604-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(rjm) Modified on 12/16/2009 (rjm).

December 15, 2009

Filing 303 NOTICE OF DISMISSAL WITH PREJUDICE. Plaintiffs, by and through their undersigned counsel, hereby dismiss this action pursuant to Fed. R. Civ. P. 41(a)(1)(A)(i) against defendants Coast Asset Management LLC, f/k/a Coast Asset Management LP, and CS Land Management, LLC, with prejudice, with each party to bear its own fees and costs. (Signed by Judge Jed S. Rakoff on 12/14/09) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(rjm)

December 15, 2009

Filing 302 CASE MANAGEMENT ORDER # 9 Pursuant to Case Management Order # 7, the time for objections to the bills of the Special Masters and Mr. Parker for services rendered in November 2009 has elapsed. Since the Court did not receive any objection to those bills, the Court hereby directs the Case Accountant to pay the bills forthwith. The Court further directs the Case Accountant to arrange for the parties to send her further contributions to the established account, divided for now equally between the Plaintiffs' Coordinating Committee and the Defendants' Coordinating Committee, in order to bring the account balance back to $120,000.00 by early January 2010. This process should also ensue automatically each month thereafter. Pursuant to Case Management Order #8, liaison counsel are responsible for coordinating the contributions for their respective committees. SO ORDERED. (Signed by Judge Jed S. Rakoff on 12/15/2009) Filed In Associated Cases: 1:07-md-01902-JSR et al.(jmi)

December 15, 2009

Filing 301 PROTECTIVE ORDER...regarding procedures to be followed that shall govern the handling of confidential material....(Signed by Special Master Judge Ronald Hedges on 11/23/2009) (Signed by Judge Jed S. Rakoff on 12/15/2009) Filed In Associated Cases: 1:07-md-01902-JSR et al.(jmi)

December 14, 2009

Filing 300 RESPONSE re: (295 in 1:08-cv-03065-JSR, 496 in 1:07-md-01902-JSR, 363 in 1:08-cv-03086-JSR) Objection to Report and Recommendations,,,. Document filed by Pricewaterhousecoopers Cayman Islands. Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Foukas, Savvas)

December 8, 2009

Filing 299 NOTICE of Supplemental Submission of the Krys Plaintiffs to Special Master Capra. Document filed by James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, James P. Sinclair, Kenneth M. Krys, James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, Kenneth M. Krys, Kenneth M. Krys, Christopher Stride, Kenneth M. Krys, Christopher Stride. (Attachments: #1 Exhibit A to the Notice of Supplemental Submission (part 1 of 2), #2 Exhibit A to the Notice of Supplemental Submission (part 2 of 2), #3 Exhibit B to the Notice of Supplemental Submission)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR, 1:08-cv-07416-JSR, 1:08-cv-08267-JSR(Molton, David)

December 8, 2009

Filing 298 NOTICE of The Bank Defandants' Notice of Submission of Supplemental Authority to Special Master Capra. Document filed by Banc of America Securities LLC, JPMorgan Chase & Co., Credit Suisse Securities (USA) LLC. (Attachments: #1 Exhibit A)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Anker, Philip)

December 7, 2009

Filing 297 CASE MANAGEMENT ORDER #8. The Court hereby directs liaison counsel for, respectively, the Plaintiffs' Coordinating Committee and the Defendants' Coordinating Committee to hereinafter be responsible for collecting the individual contribution checks from the parties for each month's required payment to the reimbursement account being maintained by the Case Accountant and for then timely sending to the Case Accountant each month one check for that respective committee's entire monthly payment. (Signed by Judge Jed S. Rakoff on 12/4/09) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm)

December 3, 2009

Filing 296 OBJECTION to (288 in 1:08-cv-03065-JSR, 354 in 1:08-cv-03086-JSR, 484 in 1:07-md-01902-JSR) Report and Recommendations Document filed by James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, James P. Sinclair, Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

December 3, 2009

Filing 295 OBJECTION to (355 in 1:08-cv-03086-JSR, 289 in 1:08-cv-03065-JSR, 485 in 1:07-md-01902-JSR) Report and Recommendations /OBJECTION TO REPORT AND RECOMMENDATION OF SPECIAL MASTER ON PRICEWATERHOUSECOOPERS (CAYMAN ISLANDS) MOTION TO ENFORCE FORUM SELECTION CLAUSE Document filed by James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, James P. Sinclair, Kenneth M. Krys, James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride. (Attachments: #1 Exhibit A to Plaintiffs' Objection, #2 Exhibit B (part 1 of 2) to Plaintiffs' Objection, #3 Exhibit B (part 2 of 2) to Plaintiffs' Objection, #4 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Molton, David)

December 2, 2009

Filing 294 CASE MANAGEMENT ORDER #7. The Court has received the bills from the Special Masters and Special Master Capra's associate, Mr. Douglas Parker, which will be docketed for the parties' review. Any party who wishes to object to any bill must submit such objection to the Court in writing no later than one week from today, on December 9, 2009. If no objections are received, the Case Accountant will be authorized to pay the bills out of the established account. The Court has provided a standard format that will be used for all subsequent bills. In future, the bills will be docketed no later than the fifth business day of the month. The parties will have one week from the date on which the bills are docketed to submit objections to the Court in writing. (Signed by Judge Jed S. Rakoff on 12/2/09) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm)

November 24, 2009

Filing 293 CASE MANAGEMENT ORDER #6: Pursuant to Case Management Order #3, the Court hereby appoints the firm of Ball Baker Leake LLP, and more particularly Janice Page, CPA, to serve as the Case Accountant and handle such accounting and tax matters pertaining to this case as the Court and/or Special Masters direct. In the interim, the Court orders that the Plaintiffs' Coordinating Committee and the Defendants' Coordinating Committee each contribute $60,000 to the Case Accountant by no later than December 4, 2009 for deposit in the aforementioned bank accounts and that the $60,000 from the Defendants' Coordinating Committee be assessed in accordance with the "bucket approach" set forth in the letter from Philip D. Anker, Esq., dated November 13, 2009, subject to reconsideration at the January 13 conference. Finally, whenever the aforementioned bank accounts used to pay the Special Masters et al. have a balanced below $120,000, the Case Accountant will arrange for the parties to replenish the accounts to bring them to a $120,000 balance. (Signed by Judge Jed S. Rakoff on 11/22/2009) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rw)

November 24, 2009

Filing 292 NOTICE OF APPEARANCE by Judith Leonore Mogul on behalf of Robert C. Trosten, Robert Trosten, Robert C. Trosten (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR et al.(Mogul, Judith)

November 24, 2009

Filing 291 PROTECTIVE ORDER... regarding procedures to be followed that shall govern the handling of confidential material... (Signed by Ronald J. Hedges, Special Master on 11/23/09) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm)

November 24, 2009

Filing 290 ORDER. SPECIAL MASTER RONALD J. HEDGES, for good cause shown, hereby orders under judicial compulsion that the Mayer Brown Defendants' Corrected Separate Reply Memorandum of Law in Support of Their Motion to Dismiss (the "Mayer Brown Corrected Reply"), previously filed in redacted form on November 16, 2009 pursuant to the Amended Stipulation and Agreed Confidentiality Order entered by the Court on February 8, 2008, shall be filed in unredacted form on the dockets in the above-captioned action via the Electronic Case Filing system on or after November 26, 2009, unless an objection is received by the Special Master from any interested party no later than 5:00 p.m. on November 25, 2009. In the event that an interested party objects to the filing of the Mayer Brown Corrected Reply in unredacted form, the unredacted version of the Mayer Brown Corrected Reply shall not be filed pending further order of the Special Master, and the Special Master shall schedule a hearing to consider the arguments raised by the objectors. (Signed by Ronald J. Hedges, Special Master on 11/23/09) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(rjm)

November 20, 2009

Filing 289 REPORT AND RECOMMENDATION OF PRICEWATERHOUSE COOPERS (CAYMAN ISLANDS) TO ENFORCE FORUM SELECTION CLAUSE. I have considered the papers submitted in support of and in opposition to this motion. I heard oral argument on November 4, 2008. I have also considered the post-argument submissions of the parties. Attached hereto are the moving party's Proposed Findings of Fact and Conclusions of Law, which I adopt. For the reasons set forth therein, I recommend that the motion be GRANTED, the Amended Complaint be dismissed, and the plaintiffs be left to their remedies in the Cayman Islands. I appreciate plaintiffs' concerns that judicial action taken in the Cayman Islands may affect the pending litigation in the Southern District of New York. I recommend that, should an action be filed in the Cayman Islands, the parties there respectfully ask the presiding judge to confer with Judge Rakoff and/or the undersigned to determine if any coordination might be helpful and appropriate. Objections to R&R due by 12/11/2009 (Signed by Ronald J. Hedges, Special Master on 11/20/09) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(rjm)

November 20, 2009

Filing 288 REPORT AND RECOMMENDATION ON MOTION OF DEFENDANTS GIBON, DUNN & CRUTCHER LLP, et al., TO COMPEL ARBITRATION. I have considered the papers submitted in support of and in opposition to this motion. I heard oral argument on November 4, 2009. I have also considered the post-argument submissions of the parties. Attached hereto are the Proposed Findings of Fact and Conclusions of Law of the moving parties, which I adopt. I recommend that the motion be GRANTED, that the Amended Complaint be DISMISSED, and the parties be directed to arbitrate their disputes. Objections to R&R due by 12/11/2009 (Signed by Ronald J. Hedges, Special Master on 11/20/09) Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(rjm)

November 17, 2009

Filing 287 NOTICE of EMF DEFENDANT'S NOTICE OF SUBMISSION OF SUPPLEMENTAL AUTHORITY TO SPECIAL MASTER CAPRA. Document filed by EMF Financial Produccts, Delta Flyer Fund, LLC, Eric M. Flanagan, EMF Financial Products LLC, Delta Flyer Fund LLC, Eric M. Flanagan. (Attachments: #1 Exhibit A, #2 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Rendon, Veronica)

November 17, 2009

Filing 286 NOTICE of of Supplemental Submission to Special Master Capra in Support of Motion to Dismiss re: (183 in 1:08-cv-03086-JSR) MOTION to Dismiss Counts XXIII and XXIV of the Amended Complaint.. Document filed by William T. Pigott, Liberty Corner Capital Strategies, LLC, William T. Pigott. (Attachments: #1 Exhibit Letter to Professor Capra, #2 Certification of Service)(Marino, Kevin)

November 17, 2009

Filing 285 NOTICE of Submission of the Krys Plaintiffs' Response to Submissions of Supplemental Authority to Special Master Capra re: #222 Memorandum of Law in Opposition to Motion,, #167 MOTION to Dismiss., #149 MOTION to Dismiss Counts XXIII and XXIV of the Complaint., #224 Memorandum of Law in Opposition to Motion,, #215 Memorandum of Law in Opposition to Motion,,,,, #160 MOTION to Dismiss., #171 MOTION to Dismiss., #185 MOTION to Dismiss., #225 Memorandum of Law in Opposition to Motion,, #284 Notice (Other), Notice (Other), #223 Memorandum of Law in Opposition to Motion,, #219 Memorandum of Law in Opposition to Motion,, #150 Memorandum of Law in Support of Motion, #217 Memorandum of Law in Opposition to Motion,, #175 MOTION to Dismiss., #218 Memorandum of Law in Opposition to Motion,,,,. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Attachments: #1 Exh A to the Notice of Submission (part 1 of 6), #2 Exh A to the Notice of Submission (part 2 of 6), #3 Exh A to the Notice of Submission (part 3 of 6), #4 Exh A to the Notice of Submission (part 4 of 6), #5 Exh A to the Notice of Submission (part 5 of 6), #6 Exh A to the Notice of Submission (part 6 of 6), #7 Certificate of Service)(Molton, David)

November 16, 2009

Filing 284 NOTICE of Submission of Supplemental Authority to Special Master Capra. Document filed by Credit Suisse Securities (USA) LLC, JP Morgan Chase & Co., Bank of America Securities LLC. (Attachments: #1 Exhibit A, #2 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Anker, Philip)

November 16, 2009

Filing 283 MOTION for Fischer Porter Thomas & Reinfeld, P.C., Arthur L. Porter, Jr., Alan C. Thomas and Aaron E. Albert to Withdraw as Attorney. Document filed by Beckenham Trading Company, Inc., Andrew Krieger, Beckenham Trading Co. Inc, Andrew Krieger. (Attachments: #1 Supplement Motion for Leave to Withdraw as Counsel for Defendants Beckenham Trading Company, Inc. and Andrew Krieger, #2 Affidavit Certificate of Service)Filed In Associated Cases: 1:07-md-01902-JSR, 1:07-cv-11604-JSR, 1:08-cv-03065-JSR, 1:08-cv-03086-JSR(Albert, Aaron)

November 9, 2009

Filing 282 CASE MANAGEMENT PLAN ORDER Pursuant to Case Management Order #3, the plaintiffs have submitted a list (here attached) of the members of the Plaintiffs' Coordinating Committee. The Court confirms its prior approval of this committee and hereby designates David J. Molton, Esq. as liaison to the Court and Special Masters on behalf of the Plaintiffs' Coordinating Committee. SO ORDERED (Signed by Judge Jed S. Rakoff on 11/9/2009) Filed In Associated Cases: 1:07-md-01902-JSR et al.(jmi)

November 9, 2009

Filing 281 CASE MANAGEMENT ORDER #4 Pursuant to Case Management Order #3, the defendants have created a Defendants' Coordinating Committee as set forth in the letter dated November 6, 2009 attached hereto. (As stated in the letter, the insurers have decided not to create a separate committee but rather to join the Defendants' Coordinating Committee.) The Court approves all of this and hereby designates Philip D. Anker, Esq. as liaison to the Court and Special Masters on behalf of the Defendants' Coordinating Committee. SO ORDERED. (Signed by Judge Jed S. Rakoff on 11/9/2009) Filed In Associated Cases: 1:07-md-01902-JSR et al.(jmi)

November 4, 2009

Filing 280 DECLARATION OF RONALD J. HEDGES. RONALD J. HEDGES, of full age, declares and states under penalty of perjury: 1. I have reviewed 28 U.S.C. Section 455. 2. I have been engaged in the representation of Credit Suisse in a matter unrelated to this proceeding, and I have recused myself from any matter related to Credit Suisse in this proceeding. 3. I have no personal bias or prejudice concerning a party or personal knowledge of disputed evidentiary facts concerning this proceeding. 4. I did not serve as a lawyer in any matter in controversy nor am I aware of any lawyer with who I had been associated having served as such a lawyer. 5. I have no personal or fiduciary interest as defined in Section 455(d) in this proceeding. Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm)

November 2, 2009

Filing 279 CASE MANAGEMENT ORDER NO. 3 regarding the procedures to be followed that shall govern the handling of this Case Management Order No. 3, and as further set forth. Conference set for 1/13/2010 at 04:00 PM before Judge Jed S. Rakoff. (Signed by Judge Jed S. Rakoff on 11/2/09) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm)

October 29, 2009

Filing 278 CASE MANAGEMENT ORDER No. 2. After considering the submissions of the parties, the Court is tentatively of the view that, given the considerable complexity of the group of cases here joined under the umbrella of In re Refco Securities Litigation, the Court should appoint two Special Masters: Professor Daniel Capra (the candidate proposed by several of the parties) to handle and issue Reports and Recommendations on all substantive motions, and the Honorable Ronald Hedges, former Magistrate Judge of the District of New Jersey, to handle all case management matters, resolve discovery disputes, decide non-substantive motions, and handle all miscellaneous matters not handled by the Court. If any party has any objection to this proposal, such party should raise the objection at the in-court conference being held tomorrow at 9:30AM. Professor Capra's time will be billed at $500/hour and Judge Hedges' time will be billed at the reduced rate of $400/hour. They will also be authorized to each hire an associate attorney to assist them at a rate not to exceed $300.00 per hour. Since these charges will be borne by the parties and must be paid promptly on a monthly basis, the Court's tentative plan is to create a fund for this purpose, to which contributions would initially be made equally by plaintiffs and defendants, subject to reallocation at the conclusion of the case. If any party has any objection to this proposal or has an alternative payment proposal, such party, again, should raise such matter at tomorrow's in-court conference. In-Court Conference set for 10/30/2009 at 09:30 AM before Judge Jed S. Rakoff. (Signed by Judge Jed S. Rakoff on 10/29/09) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm)

October 9, 2009

Filing 277 CASE MANAGEMENT ORDER NO. 1. This complicated group of related cases has now been reassigned to the undersigned from the Honorable Gerard E. Lynch following his elevation to the Second Circuit Court of Appeals. Accordingly, the Court will convene a status conference on Friday, October 30, 2009 at 9:30AM in courtroom 14-B of the United States Courthouse, 500 Pearl Street, New York, NY 10007. Counsel for each and every party to each and every lawsuit in this MDL (the full list of which is here attached) must appear in person at the conference unless they have previously advised the Court, by letter mailed no later than October 21, 2009, that they have delegated all authority to another counsel for all matters likely to arise at the conference (which will include apprising the Court of the status of each case, including any outstanding motions, discovery, and the like, and will also include setting case management schedules for each case, which mayor may not accord with schedules previously set). In this connection, counsel for similarly situated parties are strongly urged to arrange among themselves for liaison counsel authorized to be their representatives with the Court for most purposes, as well as a coordinating group of counsel who can have authority over common issues, failing which the Court will appoint liaisons and coordinators. It appears to the Court in this regard that the cases appear to be grouped in the following general categories: shareholder actions, customer actions, insurer actions, Krys actions, and Miller actions. Proposals for nomination of such liaisons and coordinators, as well as suggestions as to how they shall be organized and paid, should be forwarded to the Court by letters mailed no later than October 21, 2009. Given the number, breadth, and complexity of these cases, the Court is convinced that a Special Master, having substantial authority over the coordination of these cases, needs to be appointed to address the kinds of matters specified in Federal Rule of Civil Procedure 53(a) (1). At the same time, the Court is convinced that the duties of such a Special Master can be accomplished by a single individual assisted by no more than one associate so that the fees and expenses of such a Special Master, which will be borne by the parties, are carefully contained. The Court is already considering several candidates for the role of Special Master, but would also welcome suggestions from the parties pursuant to Federal Rule of Civil Procedure 53 (b) (1). Such suggestions, including appropriate background materials and confirmation that no conflicts are present, should be submitted by either the proposers or the candidates to the Court by letters mailed no later than October 21, 2009. After hearing argument, the Court expects to appoint such a Special Master at the conference scheduled for October 30, 2009. Status Conference set for 10/30/2009 at 09:30 AM in Courtroom 14B, 500 Pearl Street, New York, NY 10007 before Judge Jed S. Rakoff. (Signed by Judge Jed S. Rakoff on 10/9/09) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm)

October 1, 2009

Filing 276 NOTICE OF CASE REASSIGNMENT to Judge Jed S. Rakoff. Judge Gerard E. Lynch is no longer assigned to the case. (ldi) (ldi).

September 29, 2009

Filing 275 ORDER granting #270 Motion for Leave to File Document. Petitioner Fischer Porter Thomas & Reinfeld, P.C. attorneys for defendants Beckenham Trading Company, Inc., and Andrew Kreiger in the above captioned actions, have moved the Court for leave to file its Motion for Leave to Withdraw as Counsel under seal. That motion is GRANTED. (Signed by Judge Gerard E. Lynch on 9/29/09) (tro)

September 25, 2009

Filing 274 NOTICE of Letter to Judge Lynch enclosing courtesy copies of Motion for Leave to File Motion to Withdraw Under Seal re: #270 MOTION for Leave to File Under Seal a Motion for Leave to Withdraw as Counsel.. Document filed by Beckenham Trading Co. Inc, Andrew Krieger. (Albert, Aaron)

September 24, 2009

Filing 273 NOTICE OF DISMISSAL WITH PREJUDICE. Plaintiffs Kenneth M. Krys and Christopher Stride, as Joint Official Liquidators of SPhinX Ltd., et at. and as assignees of claims assigned by Miami Children's Hospital Foundation, et at., and James P. Sinclair as Trustee of the SPhinX Trust, by and through their undersigned counsel, hereby dismiss this action pursuant to Fed. R. Civ. P. 41(a)(1)(A)(i) against defendants Refco Alternative Investments and Refco Associates, Inc., with prejudice, with each party to bear its own fees and costs. (Signed by Judge Gerard E. Lynch on 9/23/09) Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(rjm)

September 18, 2009

***REJECTION OF VOLUNTARY DISMISSAL DUE TO FILING OF RESPONSIVE PLEADING. Note to Attorney: Andrew Dash, the #271 Notice of Voluntary Dismissal, was rejected by the Clerk's Office due to the filing of responsive pleading(s). (dt)

September 17, 2009

Filing 272 CERTIFICATE OF SERVICE of Notice of Dismissal with Prejudice served on Jeffrey T. Golenbock, Esq., Peter R. Ginsberg, Esq. and EMF Core Fund Ltd. on 09/17/2009. Service was made by MAIL. Document filed by James P. Sinclair, Kenneth M. Krys, Christopher Stride. Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Dash, Andrew)

September 17, 2009

Filing 271 FILING ERROR - RESPONSICE PLEADING FILED - NOTICE OF VOLUNTARY DISMISSAL Pursuant to Rule 41(a)(1)(A)(i) of the Federal Rules of Civil Procedure, the plaintiff(s) and or their counsel(s), hereby give notice that the above-captioned action is voluntarily dismissed, WITH prejudice against the defendant(s) Refco Alternative Investments LLC, Refco Associates, Inc, Refco Associates, Inc.. Document filed by James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, James P. Sinclair, Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride. Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Dash, Andrew) Modified on 9/18/2009 (dt).

September 10, 2009

Filing 270 MOTION for Leave to File Under Seal a Motion for Leave to Withdraw as Counsel. Document filed by Beckenham Trading Co. Inc, Andrew Krieger. (Attachments: #1 Supplement Motion for Leave to File Under Seal)(Albert, Aaron)

August 14, 2009

Filing 269 STIPULATION AND ORDER: IT IS HEREBY STIPULATED AND AGREED that, at the request of defendants Refco Alternative Investments and Refco Associates, Inc. (collectively, "Defendants") and with the consent of plaintiffs Kenneth M. Krys, et al. ("Plaintiffs"), Defendants' time to answer, move against, or otherwise respond to Plaintiffs' Amended Complaint in this action shall be extended, subject to reasonable requests for further extension, to and including September 10, 2009; and IT IS FURTHER STIPULATED AND AGREED that Defendants confirm their respective obligations to provide reasonable discovery as requested by Plaintiffs. (Signed by Judge Gerard E. Lynch on 8/14/2009) Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(rw)

August 14, 2009

Set/Reset Deadlines: Refco Alternative Investments LLC answer due 9/10/2009; Refco Associates, Inc answer due 9/10/2009. (rw)

July 20, 2009

Filing 268 STIPULATION AND ORDER. IT IS HEREBY STIPULATED AND AGREED that, at the request of defendants Refco Alternative Investments and Refco Associates, Inc. (collectively, "Defendants") and with the consent of plaintiffs Kenneth M. Krys, el al. ("Plaintiffs"), Defendants' time to answer, move against, or otherwise respond to Plaintiffs' Amended Complaint in this action shall be extended, subject to reasonable requests for further extension, to and including August 12, 2009; and IT IS FURTHER STIPULATED AND AGREED that Defendants confirm their respective obligations to provide reasonable discovery as requested by Plaintiffs. (Signed by Judge Gerard E. Lynch on 7/20/09) Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(rjm)

July 20, 2009

Set Deadlines/Hearings:Refco Alternative Investments LLC answer due 8/12/2009; Refco Associates, Inc answer due 8/12/2009. (rjm)

July 17, 2009

Filing 267 DECLARATION of Jessica C. Calagione in Support re: #266 Request to Enter Default,,. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Attachments: #1 Exhibit A (Part 1 of 3), #2 Exhibit A (Part 2 of 3), #3 Exhibit A (Part 3 of 3), #4 Exhibit B, #5 Exhibit C)(Dash, Andrew)

July 17, 2009

Filing 266 REQUEST TO ENTER DEFAULT against Thomas Hackl. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Attachments: #1 Text of Proposed Order /Proposed Clerk's Certificate)(Dash, Andrew)

July 2, 2009

Filing 265 RESPONSE in Opposition re: (169 in 1:08-cv-03086-GEL) MOTION to Dismiss : The Bank Defendants' Notice of Motion to Dismiss Claims 16, 19, 21-22 and 26 of the Amended Complaint., (167 in 1:08-cv-03065-GEL, 203 in 1:07-md-01902-GEL, 196 in 1:08-cv-03086-GEL) MOTION to Dismiss., (149 in 1:08-cv-03065-GEL) MOTION to Dismiss Counts XXIII and XXIV of the Complaint., (244 in 1:08-cv-03086-GEL, 240 in 1:07-md-01902-GEL, 197 in 1:08-cv-03065-GEL) MOTION to Dismiss., (207 in 1:08-cv-03086-GEL, 175 in 1:08-cv-03065-GEL, 214 in 1:07-md-01902-GEL) MOTION to Dismiss., (187 in 1:07-md-01902-GEL) MOTION to Dismiss Counts XXIII and XXIV of the Complaint., (164 in 1:08-cv-03086-GEL) MOTION to Dismiss Counts Twenty-Three and Twenty-Four of the Complaint as against Ingram Micro Inc. and CIM Ventures, Inc., (160 in 1:08-cv-03065-GEL) MOTION to Dismiss., (34 in 1:08-cv-07416-GEL, 206 in 1:07-md-01902-GEL) MOTION to Dismiss., (171 in 1:08-cv-03065-GEL, 210 in 1:07-md-01902-GEL, 203 in 1:08-cv-03086-GEL) MOTION to Dismiss., (192 in 1:08-cv-03086-GEL) MOTION to Dismiss., (173 in 1:08-cv-03086-GEL) MOTION to Dismiss Counts XXIII and XXIV of the Complaint., (228 in 1:07-md-01902-GEL, 185 in 1:08-cv-03065-GEL, 224 in 1:08-cv-03086-GEL) MOTION to Dismiss., (183 in 1:08-cv-03086-GEL) MOTION to Dismiss Counts XXIII and XXIV of the Amended Complaint., (161 in 1:08-cv-03065-GEL, 199 in 1:07-md-01902-GEL) MOTION to Dismiss., (48 in 1:08-cv-07416-GEL) MOTION to Dismiss (correction of Document #33). MOTION to Dismiss (correction of Document #33)., (155 in 1:08-cv-03065-GEL, 192 in 1:07-md-01902-GEL, 185 in 1:08-cv-03086-GEL) MOTION to Dismiss., (193 in 1:07-md-01902-GEL) MOTION to Dismiss :The Bank Defendants' Notice of Motion to Dismiss Claims 16, 19, 21-22 and 26 of the Amended Complaint., (220 in 1:08-cv-03086-GEL) MOTION to Dismiss Counts XIV and XVI of The Amended Complaint., (199 in 1:08-cv-03086-GEL) MOTION to Dismiss., (182 in 1:08-cv-03065-GEL) MOTION to Dismiss Counts XIV and XVI Of The Amended Complaint. /Plaintiffs' Omnibus Surreply Memorandum of Law in Further Opposition to Motions to Dismiss. Document filed by James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, James P. Sinclair, Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, Kenneth M. Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL, 1:08-cv-07416-GEL(Molton, David)

June 23, 2009

Set Deadlines/Hearings:Refco Alternative Investments LLC answer due 7/8/2009; Refco Associates, Inc answer due 7/8/2009. (djc)

June 23, 2009

Filing 264 STIPULATION AND ORDER. Defendants Refco Alternative Investments and Refco Associates' time to answer, move against or otherwise respond to Plaintiffs' Amended Complaint in this action is extended, subject to reasonable requests for further extension, to and including July 8, 2009. Defendants confirm their respective obligations to provide reasonable discovery as requested by Plaintiffs. (Signed by Judge Gerard E. Lynch on 6/23/09) Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(djc)

June 19, 2009

Filing 263 ENDORSED LETTER addressed to Judge Gerard E. Lynch from Andrew Dash dated 6/18/2009 re: Counsel writes requesting leave for Plaintiffs to submit a surreply memorandum of law, not to exceed 15 pages, to respond to arguments raised for the first time by (i) various defendants in their reply memoranda and (ii) defendants Grant Thornton LLP and Mark Ramler in a letter to this Court dated 6/3/2009. ENDORSEMENT: Briefing has to end somewhere. Originally, that ending comes with the reply brief. In this case, however, certain defendants had, and understandably took, the opportunity to address this Court's opinion in Kirschner, while plaintiffs have not had the opportunity to address that decision. Accordingly, plaintiffs may submit a sur-reply of no more than ten pages, to be filed by 7/3/2009, addressed exclusively to defendants' arguments based on that case. No extensions will be granted, no further briefing will be permitted, no issues are to be addressed, and no further letters, will be received. SO ORDERED. (Signed by Judge Gerard E. Lynch on 6/19/2009) (tve)

June 19, 2009

Filing 262 STIPULATION AND ORDER. IT IS HEREBY STIPULATED AND AGREED that, at the request of defendants Refco Alternative Investments and Refco Associates, Inc. (collectively, "Defendants") and with the consent of plaintiffs Kenneth M. Krys, et al. ("Plaintiffs"), Defendants' time to answer, move against, or otherwise respond to Plaintiffs' Amended Complaint in this action shall be extended, subject to reasonable requests for further extension, to and including June 19, 2009; and IT IS FURTHER STIPULATED AND AGREED that Defendants confirm their respective obligations to provide reasonable discovery as requested by Plaintiffs. (Signed by Judge Gerard E. Lynch on 6/19/09) Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(rjm)

June 19, 2009

Set Deadlines/Hearings:Refco Alternative Investments LLC answer due 6/19/2009; Refco Associates, Inc answer due 6/19/2009. (rjm)

June 18, 2009

Filing 261 STIPULATION AND ORDER; Defendants' time to answer, move against, or otherwise respond to Plaintiffs' Amended Complaint in this action shall be extended, subject to reasonable requests for further extension, to and including 6/19/09; Defendants confirm their respective obligations to provide reasonable discovery as requested by Plaintiffs. (Signed by Judge Gerard E. Lynch on 6/18/09) Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(ae)

June 16, 2009

Filing 260 STIPULATION AND ORDER by and between counsel for the undersigned parties to this proceeding, that the time for Defendant Thomas Hackl to answer, or otherwise move, with respect to Plaintiffs' Amended Complaint is and hereby shall be adjourned through and including July 6, 2009, with Defendant reserving all defenses. SO ORDERED (Signed by Judge Gerard E. Lynch on 6/16/2009) Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(jmi)

June 16, 2009

Set/Reset Deadlines: Thomas Hackl answer due 7/6/2009. (jmi)

June 2, 2009

Filing 259 STIPULATION AND ORDER that, at the request of defendants Refco Alternative Investments and Refco Associates, Inc. (collectively, "Defendants) and with the consent of plaintiffs Kenneth M. Krys, et a1. ("Plaintiffs"), Defendants' time to answer, move against, or otherwise respond to Plaintiffs' Amended Complaint in this action shall be extended, subject to reasonable requests for further extension, from June 1, 2009 to and including June 15, 2009; and IT IS FURTHER STIPULATED AND AGREED that Defendants confirm their respective obligations to provide reasonable discovery as requested by Plaintiffs. SO ORDERED (Signed by Judge Gerard E. Lynch on 6/2/2009) Filed In Associated Cases: 1:07-md-01902-GEL, 1:05-cv-08988-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(jmi)

May 22, 2009

Filing 258 CERTIFICATE OF SERVICE of Reply Memorandum of Law in Support of the Motion to Dismiss the Plaintiffs' Amended Complaint and the Declaration of Kenneth Juan Figueroa in Further Support of the Motion to Dismiss the Plaintiffs' Amended Complaint served on Counsel of Record on 05/22/2009. Service was made by electronic mail and first class mail. Document filed by Mark Kavanagh, Brian Owens. (Kerstein, David)

May 22, 2009

Filing 257 DECLARATION of Kenneth Juan Figueroa in Support re: (244 in 1:08-cv-03086-GEL, 240 in 1:07-md-01902-GEL, 197 in 1:08-cv-03065-GEL) MOTION to Dismiss.. Document filed by Mark Kavanagh, Brian Owens. (Attachments: #1 Exhibit 1, #2 Exhibit 2)Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Kerstein, David)

May 22, 2009

Filing 256 REPLY MEMORANDUM OF LAW in Support re: (244 in 1:08-cv-03086-GEL, 240 in 1:07-md-01902-GEL, 197 in 1:08-cv-03065-GEL) MOTION to Dismiss.. Document filed by Mark Kavanagh, Brian Owens. Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Kerstein, David)

May 14, 2009

Filing 255 STIPULATION AND ORDER. IT IS HEREBY STIPULATED AND AGREED that, at the request of defendants Mark Kavanagh and Brian Owens, and with the consent of plaintiffs Kenneth M. Krys, etal. (Plaintiffs) by their undersigned counsel, the deadline for Kavanagh and Owens to file and serve a joint reply memorandum of law in further support of their motion to dismiss the Amended Complaint shall be extended to and including May 22, 2009. IT IS FURTHER STIPULATED AND AGREED that, Kavanagh and Owens shall be permitted to file a joint reply memorandum of law of up to twenty-five (25) pages. Set Deadlines/Hearing as to (240 in 1:07-md-01902-GEL, 197 in 1:08-cv-03065-GEL, 244 in 1:08-cv-03086-GEL) MOTION to Dismiss Plaintiffs' Amended Complaint. (Replies due by 5/22/2009.) (Signed by Judge Gerard E. Lynch on 5/14/09) Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(rjm)

May 8, 2009

Filing 254 REPLY MEMORANDUM OF LAW in Support re: (192 in 1:08-cv-03086-GEL) MOTION to Dismiss., (161 in 1:08-cv-03065-GEL, 199 in 1:07-md-01902-GEL) MOTION to Dismiss.. Document filed by Tone Grant, Tone N. Grant. Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Neish, Laura)

May 5, 2009

Filing 253 NOTICE OF WITHDRAWAL: Timothy M. Kerr hereby withdraws as counsel of record on behalf of Defendant Joseph P. Collins in this action. Attorney Timothy Marden Kerr terminated. (Signed by Judge Gerard E. Lynch on 5/4/09) (tro)

May 4, 2009

Filing 252 REPLY MEMORANDUM OF LAW in Support re: #182 MOTION to Dismiss Counts XIV and XVI Of The Amended Complaint.. Document filed by Dennis Klejna. (Kim, Helen)

May 4, 2009

Filing 251 STIPULATION AND ORDER. IT IS HEREBY STIPULATED AND AGREED that, at the request of defendant Dennis A. Klejna ("Defendant"), and with the consent of Plaintiffs, by their undersigned counsel, Defendant's time to file and serve his Reply Memorandum in Further Support of his Motion to Dismiss Counts XIV and XVI of the Amended Complaint in this action shall be extended to and including May 4, 2009. Set Deadlines/Hearing as to (182 in 1:08-cv-03065-GEL) MOTION to Dismiss Counts XIV and XVI Of The Amended Complaint., (220 in 1:08-cv-03086-GEL) MOTION to Dismiss Counts XIV and XVI of The Amended Complaint.( Replies due by 5/4/2009.) (Signed by Judge Gerard E. Lynch on 5/4/09) Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(rjm)

May 1, 2009

Filing 250 REPLY MEMORANDUM OF LAW in Support re: (207 in 1:08-cv-03086-GEL, 175 in 1:08-cv-03065-GEL, 214 in 1:07-md-01902-GEL) MOTION to Dismiss.. Document filed by Thomas H. Lee Equity Fund V, L.P., Scott L. Jaeckel, Thomas H. Lee, David V. Harkins, Thomas H. Lee Partners L.P., Thomas H. Lee Advisors, LLC, THL Managers V. LLC, THL Equity Advisors V.L.P, Thomas H. Lee Equity (Cayman) Fund V. L.P, Thomas H. Lee Investors Limited Partnership, 1997 Thomas H. Lee Nominee Trust, Thomas H. Lee, David V. Harkings, Scott A. Schoen, Thomas H. Lee Partners, L.P., Thomas H. Lee Parallel Fund V, L.P.. (Attachments: #1 Affidavit of Service)Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Rosen, Richard)

May 1, 2009

Filing 249 DECLARATION of James J. Capra, Jr. in Support re: (167 in 1:08-cv-03065-GEL, 203 in 1:07-md-01902-GEL, 196 in 1:08-cv-03086-GEL) MOTION to Dismiss.. Document filed by PricewaterhouseCoopers LLP, Pricewaterhousecoopers L.L.P.. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6)Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Capra, James)

May 1, 2009

Filing 248 REPLY MEMORANDUM OF LAW in Support re: (228 in 1:07-md-01902-GEL, 185 in 1:08-cv-03065-GEL, 224 in 1:08-cv-03086-GEL) MOTION to Dismiss.. Document filed by EMF Financial Produccts, Delta Flyer Fund, LLC, Eric M. Flanagan, EMF Financial Products LLC, Delta Flyer Fund LLC, Eric M. Flanagan. Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Rendon, Veronica)

May 1, 2009

Filing 247 REPLY MEMORANDUM OF LAW in Support re: #149 MOTION to Dismiss Counts XXIII and XXIV of the Complaint.. Document filed by Coast Asset Management, LLC, CS Land Management LLC. (Song, Brian)

April 30, 2009

Filing 246 STIPULATION AND ORDER. IT IS HEREBY STIPULATED AND AGREED that Grant's time to reply to Plaintiffs' opposition to his motion to dismiss shall be extended to and including May 8, 2009. This is Grant's second request for an extension of time to reply to Plaintiffs' opposition to his motion to dismiss. The first request was granted on April 13, 2009. Set Deadlines/Hearing as to (199 in 1:07-md-01902-GEL, 161 in 1:08-cv-03065-GEL) MOTION to Dismiss., (192 in 1:08-cv-03086-GEL) MOTION to Dismiss. :( Replies due by 5/8/2009.) (Signed by Judge Gerard E. Lynch on 4/30/09) Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(rjm)

April 30, 2009

Filing 245 STIPULATION AND ORDER. IT IS HEREBY STIPULATED AND AGREED, by and between counsel for the undersigned parties to this proceeding, that the time for Defendant Thomas Hackl to answer, or otherwise move, with respect to Plaintiffs' Amended Complaint is and hereby shall be adjourned through and including June 15, 2009, with Defendant reserving all defenses. This Stipulation may be executed by facsimile and a copy bearing original and/or facsimile signatures of all counsel shall be treated and deemed for all purposes as an original hereof. (Signed by Judge Gerard E. Lynch on 4/30/09) Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(rjm)

April 30, 2009

Set Deadlines/Hearings:Thomas Hackl answer due 6/15/2009. (rjm)

April 30, 2009

Filing 244 STIPULATION AND ORDER. IT IS HEREBY STIPULATED AND AGREED by and between counsel for the undersigned parties that: 1. Defendants shall be permitted to file an Omnibus Reply Brief up to and including thirty (30) pages in length in support of their motions to dismiss. 2. In addition to the Omnibus Reply Brief, each of the following groups of defendants shall be permitted to file a separate reply briefing to and including twenty-five (25) pages in length: a. The Bank Defendants (JPMorgan Chase & Co., Credit Suisse Securities (USA) LLC, and Banc of America Securities LLC). b. The Grant Thornton Defendants (Grant Thornton LLP and Mark Ramler). c. The Ingram Micro/CIM Ventures Defendants (Ingram Micro, Inc. and CIM Ventures, Inc.). d. The Mayer Brown Defendants (Mayer Brown LLP, Edward S. Best, Joseph P. Collins, and Paul Koury). e. The PwC Defendants (PricewaterhouseCoopers LLP and Mari Ferris). f. The THL Defendants (Thomas H. Lee Partners LP, Thomas H. Lee Advisors LLC, THL Managers V LLC, Thomas H. Lee Equity Fund V LP, THL Equity Advisors V LP, Thomas H. Lee Parallel Fund V LP, Thomas H. Lee Equity (Cayman) Fund V LP, Thomas H. Lee Investors Limited Partnership, 1997 Thomas H. Lee Nominee Trust, Thomas H. Lee, David V. Harkins, Scott L. Jaeckel, and Scott A. Schoen). g. Defendant Dennis J. Klejna. (Signed by Judge Gerard E. Lynch on 4/28/09) Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(rjm)

April 23, 2009

Filing 243 NOTICE OF VOLUNTARY DISMISSAL Pursuant to Rule 41(a)(1)(A)(i) of the Federal Rules of Civil Procedure, the plaintiff(s) and or their counsel(s), hereby give notice that the above-captioned action is voluntarily dismissed without prejudice against the defendant(s) Ernst & Young LLP, Ernst & Young U.S. LLP. (Signed by Judge Gerard E. Lynch on 4/22/2009) Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(jmi)

April 22, 2009

***NOTE TO ATTORNEY - DOCUMENT REFERRED TO JUDGE FOR APPROVAL. Note to Attorney David Molton Document #242 Notice of Voluntary Dismissal, was referred to Judge Gerard E. Lynch for approval. (dt)

April 21, 2009

Filing 242 REFERRED TO JUDGE FOR APPROVAL - NOTICE OF VOLUNTARY DISMISSAL Pursuant to Rule 41(a)(1)(A)(i) of the Federal Rules of Civil Procedure, the plaintiff(s) and or their counsel(s), hereby give notice that the above-captioned action is voluntarily dismissed, WITH prejudice against the defendant(s) Ernst & Young LLP, Ernst & Young U.S. LLP. Document filed by James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, James P. Sinclair, Kenneth M. Krys, James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride. Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Molton, David) Modified on 4/22/2009 (dt).

April 17, 2009

Filing 241 ACKNOWLEDGMENT OF SERVICE of SUMMONS & AMENDED COMPLAINT served on CHRISTOPHER PETIT on APRIL 8, 2009. Document filed by James P. Sinclair, Kenneth M. Krys, Christopher Stride. Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Molton, David)

April 16, 2009

Filing 240 STIPULATION AND ORDER With the consent of Plaintiffs and at the request of Defendants William T. Pigott and Liberty Corner Capital Strategies, LLC, (collectively, the "Liberty Corner Defendants"), by their undersigned counsel, the deadline for the Liberty Corner Defendants to file and serve reply papers in support of their Motion to Dismiss shall be extended from April 15, 2009 up to and including May 1, 2009. There have no previous requests for an extension of the Liberty Comer Defendants' time to submit their reply papers. SO ORDERED( Replies due by 5/1/2009.) (Signed by Judge Gerard E. Lynch on 4/16/2009) Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(jmi)

April 16, 2009

Filing 239 STIPULATION AND ORDER With the consent of Plaintiffs and at the request of Defendants EMF Financial Products, LLC, Delta Flyer Fund, LLC, and Eric M. Flanagan, (collectively, the "EMF Parties"), by their undersigned counsel, the deadline for the EMF Parties to file and serve reply papers in support of their Motion to Dismiss shall be extended from April 15, 2009 up to and including May 1, 2009. There have no previous requests for an extension of the EMV Parties' time to submit their reply papers. SO ORDERED ( Replies due by 5/1/2009.) (Signed by Judge Gerard E. Lynch on 4/16/2009) Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(jmi)

April 16, 2009

Filing 238 STIPULATION AND ORDER that, at the request of defendants Coast Asset Management, LLC And CS Land Management LLC ("Defendants"), and with the consent of Plaintiffs, by their undersigned counsel, Defendants' time to reply to the Plaintiffs' Opposition to Defendants' Motion to Dismiss in this action shall be extended to and including May 1,2009. SO ORDERED( Replies due by 5/1/2009.) (Signed by Judge Gerard E. Lynch on 4/15/2009) Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(jmi)

April 15, 2009

Filing 237 REPLY to Response to Motion re: (185 in 1:08-cv-03086-GEL) MOTION to Dismiss. - Defendant Christopher Petitt's Reply In Support Of His Motion To Dismiss -. Document filed by Christopher Pettit. Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Thompson, Tomas)

April 15, 2009

Filing 236 DECLARATION of Brian H. Brick in Support re: #160 MOTION to Dismiss.. Document filed by Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft. (Attachments: #1 Exhibit A, #2 Exhibit B Pt 1 of 2, #3 Exhibit B Pt 2 of 2)(Rosenberg, Benjamin)

April 15, 2009

Filing 235 REPLY MEMORANDUM OF LAW in Support re: #160 MOTION to Dismiss.. Document filed by Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft. (Rosenberg, Benjamin)

April 14, 2009

Filing 234 STIPULATION AND ORDER, With the consent of Plaintiffs and at the request of Defendants Mayer Brown LLP, Edward S. Best, Joseph P. Collins, Paul Kowy, Grant Thornton LLP, Mark Ramler, JPMorgan Chase & Co., Credit Suisse Securities (USA) LLC, Bane of America Securities LLC, PricewaterhouseCoopers LLP, Mari Ferris, Thomas H. Lee Partners, Thomas H. Lee Advisors LLC, THL Managers V LLC, Thomas H. Lee Equity Fund V LP, THL Equity Advisors V LP, Thomas H. Lee Parallel Fund V LP, Thomas H. Lee Equity (Cayman) Fund LP, Thomas H. Lee Investors Limited Partnership, 1997 Thomas H. Lee Nominee Trust, Thomas H. Lee, David V.Harkins, Scott L. Jaeckel, Scott A. Schoen, Dennis A. Klejna, Ingram Micro, Inc., and CIM Ventures, Inc. (collectively, the "Requesting Defendants"), by their undersigned counsel, the deadline for the Requesting Defendants to file and serve reply papers in support of their Motions to Dismiss shall be extended from April 15, 2009 up to and including May 1,2009. There have been no previous requests for an extension of the Requesting Defendants' time to submit their reply papers. SO ORDERED. ( Replies due by 5/1/2009.) (Signed by Judge Gerard E. Lynch on 4/13/2009) Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(jmi)

April 14, 2009

Filing 233 STIPULATION AND ORDER, that Grant's acknowledges proper service of the Summons, Amended Complaint and all other pleadings filed by Plaintiffs in the above-captioned actions as of this date, without waiving any defense available to Grant except as to the sufficiency of service of process; and IT IS FURTHER STIPULATED AND AGREED that Grant's time to reply to Plaintiffs' opposition to his motion to dismiss shall be extended to and inc1uding May 1,2009. SO ORDERED. ( Responses due by 5/1/2009) (Signed by Judge Gerard E. Lynch on 4/13/2009) Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(jmi)

April 9, 2009

Filing 232 STIPULATION AND ORDER. IT IS HEREBY STIPULATED AND AGREED that, at the request of plaintiffs Kenneth M. Krys., et al. ("plaintiffs"), and with the consent of defendants Brian Owens and Mark Kavanagh by their undersigned counsel, the deadline for Plaintiffs to file and serve an opposition to the Motion to Dismiss filed by Owens and Kavanagh in this action shall be extended to and including April 1, 2009. In accordance With the previous stipulation executed by the parties on March 23, 2009, the deadline for Owens and Kavanagh to file and serve reply papers to Plaintiffs' opposition shall be May 15, 2009. Relates to 07md1902, 08-3065, 08-3086. Set Deadlines/Hearing as to #197 MOTION to Dismiss. (Replies due by 5/15/2009.) (Signed by Judge Gerard E. Lynch on 4/8/09) (rjm)

April 2, 2009

Filing 231 ENDORSED LETTER addressed to Judge Gerard E. Lynch from David J. Molton dated 3/11/09 re: Plaintiff propose to submit an omnibus memorandum of law, not to exceed 60 pages, responding to arguments common to multiple defendants and the defendant-specific memoranda further set forth in this letter. Plaintiffs, respectfully request that Your Honor grant them permission to submit an omnibus memorandum of law of 60 pages or less and eleven individual memoranda with the page limits specified herein in response to the defendants' motion to dismiss. ENDORSEMENT: SO ORDERED. (Signed by Judge Gerard E. Lynch on 4/2/09) (tro)

April 2, 2009

Filing 230 ENDORSED LETTER addressed to Judge Gerard E. Lynch from Andrew Dash dated 3/31/09 re: Plaintiffs write to inquire as to the status of the request made in their 3/11/09 letter. Plaintiffs also request the Court's permission to submit a memorandum of law not to exceed 30 pages in opposition to a 46-page memorandum of law. ENDORSEMENT: SO ORDERED. (Signed by Judge Gerard E. Lynch on 4/2/09) (tro)

April 1, 2009

Filing 229 MEMORANDUM OF LAW in Opposition re: (244 in 1:08-cv-03086-GEL, 240 in 1:07-md-01902-GEL, 197 in 1:08-cv-03065-GEL) MOTION to Dismiss.. Document filed by James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, James P. Sinclair, Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Molton, David)

March 30, 2009

Filing 228 ORDER For the reasons set forth in this order, the Court grants plaintiffs request for an extension to effect service on the defendants. Plaintiffs; time to serve defendants Tone Grant and Christopher Petitt is extended to May 1, 2009. No further extensions of service will be granted. (Signed by Judge Gerard E. Lynch on 3/30/09) (mme)

March 30, 2009

Set/Reset Deadlines: Service due by 5/1/2009. (mme)

March 25, 2009

Filing 227 STIPULATION AND ORDER. IT IS HEREBY STIPULATED AND AGREED, by and between counsel for the undersigned parties to this proceeding, that the time for Defendant Thomas Hackl to answer, or otherwise move, with respect to Plaintiffs' Amended Complaint is and hereby shall be adjourned through and including May 8, 2009, with Defendant reserving all defenses. This Stipulation may be executed by facsimile and a copy bearing original and/or facsimile signatures of all counsel shall be treated and deemed for all purposes as an original hereof. (Signed by Judge Gerard E. Lynch on 3/25/09) Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(rjm)

March 25, 2009

Set Deadlines/Hearings:Thomas Hackl answer due 5/8/2009. (rjm)

March 19, 2009

Filing 226 AFFIDAVIT OF SERVICE of SUMMONS AND AMENDED COMPLAINT IN CIVIL ACTIONS 08-CV-3065 AND 08-CV-3086 served on THOMAS HACKL, ACIES ASSET MANAGEMENT, SA on FEBRUARY 23, 2009. Service was accepted by THOMAS HACKL, REPRESENTATIVE OF ACIES ASSET MANAGEMENT, SA. Document filed by James P. Sinclair, Kenneth M. Krys, Christopher Stride. Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Molton, David)

March 16, 2009

Filing 225 MEMORANDUM OF LAW in Opposition re: (199 in 1:08-cv-03086-GEL) MOTION to Dismiss. /PLAINTIFFS' MEMORANDUM OF LAW IN OPPOSITION TO GRANT THORNTON LLPS AND MARK RAMLERS MOTION TO DISMISS THE AMENDED COMPLAINT. Document filed by James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, James P. Sinclair, Kenneth M. Krys, James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Molton, David)

March 16, 2009

Filing 224 MEMORANDUM OF LAW in Opposition re: (167 in 1:08-cv-03065-GEL, 203 in 1:07-md-01902-GEL, 196 in 1:08-cv-03086-GEL) MOTION to Dismiss. /PLAINTIFFS' MEMORANDUM OF LAW IN OPPOSITION TO THE MOTION TO DISMISS BY PRICEWATERHOUSE COOPERS LLP. Document filed by James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, James P. Sinclair, Kenneth M. Krys, James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Molton, David)

March 16, 2009

Filing 223 MEMORANDUM OF LAW in Opposition re: (207 in 1:08-cv-03086-GEL, 175 in 1:08-cv-03065-GEL, 214 in 1:07-md-01902-GEL) MOTION to Dismiss. /PLAINTIFFS' MEMORANDUM OF LAW IN OPPOSITION TO THE THL DEFENDANTS' MOTION TO DISMISS COUNT XXV OF THE AMENDED COMPLAINT. Document filed by James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, James P. Sinclair, Kenneth M. Krys, James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Molton, David)

March 16, 2009

Filing 222 MEMORANDUM OF LAW in Opposition re: (160 in 1:08-cv-03065-GEL) MOTION to Dismiss. /PLAINTIFFS; MEMORANDUM OF LAW IN OPPOSITION TO BAWAG'S MOTION TO DISMISS THE AMENDED COMPLAINT. Document filed by James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, James P. Sinclair, Kenneth M. Krys, James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Molton, David)

March 16, 2009

Filing 221 MEMORANDUM OF LAW in Opposition re: (161 in 1:08-cv-03065-GEL, 199 in 1:07-md-01902-GEL) MOTION to Dismiss. /PLAINTIFFS' MEMORANDUM OF LAW IN OPPOSITION TO TONE GRANT'S MOTION TO DISMISS THE AMENDED COMPLAINT. Document filed by James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, James P. Sinclair, Kenneth M. Krys, James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Molton, David)

March 16, 2009

Filing 220 MEMORANDUM OF LAW in Opposition re: (220 in 1:08-cv-03086-GEL) MOTION to Dismiss Counts XIV and XVI of The Amended Complaint., (182 in 1:08-cv-03065-GEL) MOTION to Dismiss Counts XIV and XVI Of The Amended Complaint. /PLAINTIFFS' MEMORANDUM OF LAW IN OPPOSITION TO DENNIS KLEJNA'S MOTION TO DISMISS COUNTS XIV AND XVI OF THE AMENDED COMPLAINT. Document filed by James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, James P. Sinclair, Kenneth M. Krys, James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Molton, David)

March 16, 2009

Filing 219 MEMORANDUM OF LAW in Opposition re: (171 in 1:08-cv-03065-GEL, 203 in 1:08-cv-03086-GEL) MOTION to Dismiss. /PLAINTIFFS' MEMORANDUM OF LAW IN OPPOSITION TO THE MAYER DEFENDANTS' MOTION TO DISMISS. Document filed by James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, James P. Sinclair, Kenneth M. Krys, James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Molton, David)

March 16, 2009

Filing 218 MEMORANDUM OF LAW in Opposition re: (149 in 1:08-cv-03065-GEL) MOTION to Dismiss Counts XXIII and XXIV of the Complaint., (187 in 1:07-md-01902-GEL) MOTION to Dismiss Counts XXIII and XXIV of the Complaint., (164 in 1:08-cv-03086-GEL) MOTION to Dismiss Counts Twenty-Three and Twenty-Four of the Complaint as against Ingram Micro Inc. and CIM Ventures, Inc., (173 in 1:08-cv-03086-GEL) MOTION to Dismiss Counts XXIII and XXIV of the Complaint., (228 in 1:07-md-01902-GEL, 185 in 1:08-cv-03065-GEL, 224 in 1:08-cv-03086-GEL) MOTION to Dismiss., (155 in 1:08-cv-03065-GEL, 192 in 1:07-md-01902-GEL, 185 in 1:08-cv-03086-GEL) MOTION to Dismiss. /PLAINTIFFS' MEMORANDUM OF LAW IN OPPOSITION TO RTL PARTICIPANT DEFENDANTS' MOTION TO DISMISS. Document filed by James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, James P. Sinclair, Kenneth M. Krys, James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Molton, David)

March 16, 2009

Filing 217 MEMORANDUM OF LAW in Opposition re: (193 in 1:07-md-01902-GEL) MOTION to Dismiss :The Bank Defendants' Notice of Motion to Dismiss Claims 16, 19, 21-22 and 26 of the Amended Complaint. /PLAINTIFFS' MEMORANDUM OF LAW IN OPPOSITION TO THE BANK DEFENDANTS' MOTION TO DISMISS THE AMENDED COMPLAINT. Document filed by James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, James P. Sinclair, Kenneth M. Krys, James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Molton, David)

March 16, 2009

Filing 216 DECLARATION of DAVID J. MOLTON in Opposition re: (266 in 1:08-cv-03086-GEL, 215 in 1:08-cv-03065-GEL, 286 in 1:07-md-01902-GEL, 51 in 1:08-cv-07416-GEL) Memorandum of Law in Opposition to Motion,,,,,. Document filed by James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, James P. Sinclair, Kenneth M. Krys, James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, Kenneth M. Krys. (Attachments: #1 Exhibit A to the Molton Declaration, #2 Exhibit B to the Molton Declaration, #3 Exhibit C to the Molton Declaration, #4 Exhibit D to the Molton Declaration)Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL, 1:08-cv-07416-GEL(Molton, David)

March 16, 2009

Filing 215 MEMORANDUM OF LAW in Opposition re: (167 in 1:08-cv-03065-GEL, 203 in 1:07-md-01902-GEL, 196 in 1:08-cv-03086-GEL) MOTION to Dismiss., (207 in 1:08-cv-03086-GEL, 175 in 1:08-cv-03065-GEL, 214 in 1:07-md-01902-GEL) MOTION to Dismiss., (187 in 1:07-md-01902-GEL) MOTION to Dismiss Counts XXIII and XXIV of the Complaint., (34 in 1:08-cv-07416-GEL, 206 in 1:07-md-01902-GEL) MOTION to Dismiss., (171 in 1:08-cv-03065-GEL, 210 in 1:07-md-01902-GEL, 203 in 1:08-cv-03086-GEL) MOTION to Dismiss., (228 in 1:07-md-01902-GEL, 185 in 1:08-cv-03065-GEL, 224 in 1:08-cv-03086-GEL) MOTION to Dismiss., (161 in 1:08-cv-03065-GEL, 199 in 1:07-md-01902-GEL) MOTION to Dismiss., (155 in 1:08-cv-03065-GEL, 192 in 1:07-md-01902-GEL, 185 in 1:08-cv-03086-GEL) MOTION to Dismiss., (193 in 1:07-md-01902-GEL) MOTION to Dismiss :The Bank Defendants' Notice of Motion to Dismiss Claims 16, 19, 21-22 and 26 of the Amended Complaint. /OMNIBUS MEMORANDUM OF LAW IN OPPOSITION TO MOTIONS TO DISMISS. Document filed by James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, James P. Sinclair, Kenneth M. Krys, James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, Kenneth M. Krys. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL, 1:08-cv-07416-GEL(Molton, David)

March 9, 2009

Filing 214 CERTIFICATE OF SERVICE. Document filed by James P. Sinclair, Kenneth M. Krys, Christopher Stride. Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Dash, Andrew)

March 9, 2009

Filing 213 DECLARATION of JESSICA CALAGIONE IN FURTHER SUPPORT OF PLAINTIFFS' MOTION FOR AN EXTENSION OF THEIR TIME TO COMPLETE SERVICE ON DEFENDANTS TONE GRANT AND CHRISTOPHER PETITT in Support re: (283 in 1:07-md-01902-GEL, 263 in 1:08-cv-03086-GEL, 212 in 1:08-cv-03065-GEL) Reply Memorandum of Law in Support of Motion,,. Document filed by James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, James P. Sinclair, Kenneth M. Krys, James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride. (Attachments: #1 Exhibits A - C to Calagione Declaration (1 OF 2), #2 Exhibits D - E to Calagione Declaration (2 OF 2))Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Dash, Andrew)

March 9, 2009

Filing 212 REPLY MEMORANDUM OF LAW in Support re: (255 in 1:08-cv-03086-GEL) MOTION for Extension of Time. /PLAINTIFFS' REPLY MEMORANDUM OF LAW IN FURTHER SUPPORT OF THEIR MOTION FOR AN EXTENSION OF TIME TO COMPLETE SERVICE OF PROCESS ON DEFENDANTS TONE GRANT AND CHRISTOPHER PETIT. Document filed by James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, James P. Sinclair, Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride. Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Dash, Andrew)

March 2, 2009

Filing 211 MEMORANDUM OF LAW in Opposition re: (204 in 1:08-cv-03065-GEL) MOTION for Extension of Time.. Document filed by Tone Grant. Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL(Neish, Laura)

March 2, 2009

Filing 210 MEMORANDUM OF LAW in Opposition re: (255 in 1:08-cv-03086-GEL) MOTION for Extension of Time. - Defendant Christopher Petitt's Memorandum Of Law In Opposition To Plaintiff's Motion For An Extension Of Time To Complete Service Of Process On Defendants Tone Grant And Christopher Petitt. Document filed by Christopher Pettit. Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Thompson, Tomas)

February 20, 2009

Filing 209 STIPULATION AND ORDER BY THE UNDERSIGNED PARTIES AND ORDERED BY THE COURT THAT: The March 31 Deadline shall be extended for purposes of the SPhinXIPlusFunds Actions to the following, and only to the following, extent: Any of the plaintiffs or defendants in the SPhinXIPlusFunds Actions as of the date of this Stipulation and Order (but not any other party, including such other parties to any action that is part of the MDL proceedings other than the SPhinXIPlusFunds Actions) may, within 120 days after the earlier of (i) the date this Court decides the last of the Motions to Dismiss or (ii) December 7, 2009 (the "Limited Extension of the March 31 Deadline"), depose and question any witness who has not already been deposed by the March 31 Deadline by any party in the MDL, subject to the right of any party or deponent to seek a protective order in accordance with the applicable Federal and Local Rules. In light of the Limited Extension of the March 31 Deadline: (a) Subject to sub-section (d) hereof, Plaintiffs shall not notice the deposition of any of the Defendants or any current or former employee, agent or representative of any of the Defendants (or, to the extent Plaintiffs have already noticed such deposition as of the date of this Stipulation and Order, shall not schedule the deposition) for any date prior to the earlier of (i) the date on which the Court decides the last of the Motions to Dismiss or (ii) December 7, 2009 (provided, however, that Plaintiffs may question any such witness who is noticed for deposition prior to the March 31 Deadline by a party to the MDL other than Plaintiffs, and the Limited Extension of the March 31 Deadline shall not apply to any such witness who is noticed for deposition prior to the March 31 Deadline); (b) Subject to sub-section (d) hereof, Defendants shall not notice the deposition of any of the Plaintiffs or any current or former employee, agent or representative of any of the Plaintiffs (or, to the extent any Defendants have already noticed such deposition as of the date of this Stipulation and Order, shall not schedule the deposition) for any date prior to the earlier of (i) the date on which the Court decides the last of the Motions to Dismiss or (ii) December 7, 2009 (provided, however, that Defendants may question any such witness who is noticed for deposition prior to March 31 Deadline by a party to the MDL other than Defendants, and the Limited Extension of the March 31 Deadline shall not apply to any such witness who is noticed for deposition prior to the March 31 Deadline, and provided, further, the foregoing shall not preclude the Defendants from noticing the deposition, prior to the March 31 Deadline, of any such current or former employee, agent or representative of any of the Plaintiffs who one or more of the Defendants determine, in good faith, may have evidence relevant to one or more cases in the MDL in addition to the SPhinX/PlusFunds Actions); (c) Subject to sub-section (d) hereof, Plaintiffs and Defendants shall not notice the deposition of any other witness in the SPhinX/PlusFunds Actions for any date prior to the earlier of (i) the date on which the Court decides the last of the Motions to Dismiss or (ii) December 7, 2009 (provided, however, that Plaintiffs and Defendants may question any such witness who is noticed for deposition prior to the March 31 Deadline by a party to the MDL other than Plaintiffs and Defendants, and the Limited Extension of the March 31 Deadline shall not apply to any such witness who is noticed for deposition prior to the March 31 Deadline, and provided, further, the foregoing shall not preclude Defendants from noticing the deposition, prior to the March 31 Deadline, of any such witness who one or more of the Defendants determine, in good faith, may have evidence relevant to one or more cases in the MDL in addition to the SPhinX/PlusFunds Actions); and(d) The foregoing subsections (a) - (c) shall not preclude any of Plaintiffs or Defendants from deposing and questioning, prior to the March 31 Deadline or at any time prior to the expiration of the Limited Extension of the March 31 Deadline, any witness (i) who is currently within the subpoena power of one or more state or federal courts in the United States, but who the noticing party believes, in good faith, will be outside the subpoena power of all of the state and federal courts in the United States after the March 31 Deadline, or (ii) who the noticing party believes, in good faith, will be unable to testify at any time after the March 31 Deadline and before the expiration of the Limited Extension of the March 31 Deadline because of illness, infirmity or death, provided, however, that the notice of deposition of any such witness shall set forth the facts and circumstances of the noticing party's good-faith belief that the witness will be unavailable after the March 31 Deadline for one or more of the reasons set forth in subsections (i) and (ii). 3. Except as expressly provided in paragraph 1 with respect to the Limited Extension of the March 31 Deadline, this Stipulation and Order shall not extend the March 31 Deadline with respect to the depositions of any fact witnesses in any action that is part of the MDL. All parties reserve their rights to seek or oppose any such extension. For the avoidance of doubt, nothing herein shall be construed as an agreement by any of the parties to modify in any way Section IX.E of the Deposition Protocol Order, which provides that the deposition of any witness shall be taken only once (except under certain conditions set forth in Section IX.E). 4. Except as expressly provided in paragraph 1, the Deposition Protocol Order shall remain in full force and effect, subject to further order of the Court. 5. Nothing herein shall preclude any party from seeking modification of, or relief from, the provisions of this Stipulation and Order upon appropriate application to the Court. (Signed by Judge Gerard E. Lynch on 2/18/2009) Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL, 1:08-cv-07416-GEL(jmi)

February 19, 2009

Filing 208 STIPULATION AND ORDER that, at the request of Plaintiffs and with the consent of defendants Grant Thornton LLP, Mark Ramler, Ernst & Young U.S. LLP, Mayer Brown LLP, Joseph Collins, Edward S. Best, Paul Koury, JPMorgan Chase & Co., Credit Suisse Securities (USA) LLC, Bane of America Securities LLC, Thomas H. Lee Partners, Thomas H. Lee Advisors LLC, THL Managers V LLC, Thomas H. Lee Equity Fund V LP, THL Equity Advisors V LP, Thomas H. Lee Parallel Fund V LP, Thomas H. Lee Equity (Cayman) Fund LP, Thomas H. Lee Investors Limited Partnership, 1997 Thomas H. Lee Nominee Trust, Thomas H. Lee, David V. Harkins, Scott L. Jaeckel, Scott A. Schoen (collectively, the "THL Defendants"), PricewaterhouseCoopers LLP, Mari Ferris, Christopher Petitt, Bank fur Arbeit und Wirtschaft und Osterreichische Postparkasse Aktiengesellschaft, Ingram Micro, Inc., CIM Ventures, Inc., Dennis Klejna, Tone Grant, Coast Asset Management LLC, CS Land Management LLC, William Pigott, Liberty Comer Capital Strategies, LLC, Eric Flanagan, EMF Financial Products LLC and Delta Flyer Fund LLC (collectively, the "Consenting Defendants"), by their undersigned counsel, the deadline for Plaintiffs to file and serve oppositions to the Motions to Dismiss filed by the Consenting Defendants in this action shall be extended to and including March 16, 2009. Pursuant to the previous Order of the Court, dated April 9, 2008, the Consenting Defendants shall serve reply papers, if any, thirty (30) days after Plaintiffs have filed and served their opposition papers.( Responses due by 3/16/2009) (Signed by Judge Gerard E. Lynch on 2/19/2009) Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(jmi)

February 13, 2009

Filing 207 CERTIFICATE OF SERVICE of (1) Notice of Motion For An Extension of Time To Complete Service On Defendants Tone Grant and Christopher Petitt, (2) Plaintiffs Memorandum of Law in Support of the Motion For An Extension of Time To Complete Service On Defendants Tone Grant and Christopher Petitt, (3) the Declaration of Jessica C. Calagione in support thereof and Exhibits A through L thereto, and (4) the [Proposed] Order Extending Plaintiffs Time to Complete Service on Defendants Tone Grant and Christopher Petitt served on All Defendants in Actions 08cv3065 and 08cv3086 on 2/13/2009. Service was made by MAIL. Document filed by James P. Sinclair, Kenneth M. Krys, Christopher Stride. Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Dash, Andrew)

February 13, 2009

Filing 206 DECLARATION of Jessica C. Calagione in Support re: (204 in 1:08-cv-03065-GEL, 255 in 1:08-cv-03086-GEL, 269 in 1:07-md-01902-GEL) MOTION for Extension of Time.. Document filed by James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, James P. Sinclair, Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G, #8 Exhibit H, #9 Exhibit I, #10 Exhibit J, #11 Exhibit K, #12 Exhibit L)Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Dash, Andrew)

February 13, 2009

Filing 205 MEMORANDUM OF LAW in Support re: (204 in 1:08-cv-03065-GEL, 255 in 1:08-cv-03086-GEL, 269 in 1:07-md-01902-GEL) MOTION for Extension of Time.. Document filed by James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, James P. Sinclair, Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride. Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Dash, Andrew)

February 13, 2009

Filing 204 MOTION for Extension of Time to Complete Service on Defendants Tone Grant and Christopher Petitt. Document filed by James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride, James P. Sinclair, Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Kenneth M. Krys, Christopher Stride, Christopher Stride. (Attachments: #1 Text of Proposed Order)Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Dash, Andrew)

January 22, 2009

Filing 203 AFFIDAVIT OF SERVICE of Reply Memorandum of Law in Support of Motion of Defendants Gibson Dunn & Crutcher LLP, Mitchell A. Karlan and Scott A. Kislin to Compel Arbitration of All Claims or, in the Alternative, Stay All Remaining Claims served on ALL PARTIES on January 20, 2009. Service was made by ECF/MAIL. Document filed by Gibson, Dunn & Crutcher LLP, Mitchell Karlan, Scott Kislin. (Cherington, Rachel)

January 20, 2009

Filing 202 REPLY MEMORANDUM OF LAW in Support re: #129 MOTION to Compel Arbitration Notice of Motion to Compel Arbitration of All Claims or, in the Alternative, to Stay Remaining Claims.. Document filed by Gibson, Dunn & Crutcher LLP, Mitchell Karlan, Scott Kislin. (Joseph, Gregory)

January 14, 2009

Filing 201 NOTICE OF WITHDRAWAL OF ATTORNEY. PLEASE TAKE NOTICE that Bradley E. Lerman is hereby withdrawn as counsel of record for Defendant Grant Thornton LLP in the above-captioned matters, because as of January 19, 2009, Mr. Lerman will no longer be a member of the firm Winston & Strawn LLP.Winston & Strawn LLP will continue as counsel for Defendant Grant Thornton LLP. Relates to 07md1902, 05-8626, 07-11604, 07-8165, 08-3086, 08-3065. Attorney Bradley E. Lerman terminated. (Signed by Judge Gerard E. Lynch on 1/14/09) Filed In Associated Cases: 1:07-md-01902-GEL, 1:05-cv-08626-GEL, 1:07-cv-11604-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(rjm)

January 14, 2009

Filing 200 NOTICE OF WITHDRAWAL OF ATTORNEY. PLEASE TAKE NOTICE that Bradley E. Lerman is hereby withdrawn as counsel of record for Defendant Mark Ramler in the above-captioned matters, because as of January 19, 2009. Mr. Lerman will no longer be a member of the firm Winston & Strawn LLP. Winston & Strawn LLP will continue as counsel for Defendant Mark Ramler. Attorney Bradley E. Lerman terminated. (Signed by Judge Gerard E. Lynch on 1/14/09) Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(rjm)

January 6, 2009

CASHIERS OFFICE REMARK in the amount of $25.00, paid on 11/24/2008, Receipt Number 670691. PAYMENT PRO HAC VICE FOR NORMAN L. EISEN (jd)

December 24, 2008

Filing 199 DECLARATION of David J. Kerstein in Support re: (244 in 1:08-cv-03086-GEL, 240 in 1:07-md-01902-GEL, 197 in 1:08-cv-03065-GEL) MOTION to Dismiss.. Document filed by Mark Kavanagh, Brian Owens. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11, #12 Exhibit 12, #13 Exhibit 13, #14 Exhibit 14, #15 Exhibit 15, #16 Exhibit 16, #17 Exhibit 17, #18 Exhibit 18, #19 Exhibit 19, #20 Exhibit 20, #21 Exhibit 21, #22 Exhibit 22, #23 Exhibit 23, #24 Exhibit 24, #25 Exhibit 25, #26 Exhibit 26, #27 Exhibit 27, #28 Exhibit 28 A, #29 Exhibit 28 B, #30 Exhibit 29, #31 Exhibit 30, #32 Exhibit 31, #33 Exhibit 32, #34 Exhibit 33, #35 Exhibit 34, #36 Exhibit 35, #37 Exhibit 36, #38 Exhibit 37 A, #39 Exhibit 37 B, #40 Exhibit 38, #41 Exhibit 39, #42 Exhibit 40, #43 Exhibit 41, #44 Exhibit 42, #45 Exhibit 43, #46 Exhibit 44, #47 Exhibit 45, #48 Exhibit 46, #49 Exhibit 47, #50 Exhibit 48, #51 Exhibit 49, #52 Exhibit 50, #53 Exhibit 51, #54 Exhibit 52)Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Kerstein, David)

December 24, 2008

Filing 198 MEMORANDUM OF LAW in Support re: (244 in 1:08-cv-03086-GEL, 240 in 1:07-md-01902-GEL, 197 in 1:08-cv-03065-GEL) MOTION to Dismiss.. Document filed by Mark Kavanagh, Brian Owens. Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Kerstein, David)

December 24, 2008

Filing 197 MOTION to Dismiss Plaintiffs' Amended Complaint. Document filed by Mark Kavanagh, Brian Owens. (Attachments: #1 Certificate of Service)Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Kerstein, David)

December 24, 2008

Filing 196 NOTICE OF APPEARANCE by David J. Kerstein on behalf of Mark Kavanagh, Brian Owens Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Kerstein, David)

December 19, 2008

Filing 195 MEMORANDUM OF LAW in Support re: (207 in 1:08-cv-03086-GEL, 175 in 1:08-cv-03065-GEL, 214 in 1:07-md-01902-GEL) MOTION to Dismiss. [Corrected]. Document filed by Scott L. Jaeckel, Thomas H. Lee, David V. Harkins, Thomas H. Lee Partners L.P., Thomas H. Lee Advisors, LLC, THL Managers V. LLC, THL Equity Advisors V.L.P, Thomas H. Lee Equity (Cayman) Fund V. L.P, Thomas H. Lee Investors Limited Partnership, 1997 Thomas H. Lee Nominee Trust, Scott A. Schoen, Thomas H. Lee Partners, L.P., Thomas H. Lee Parallel Fund V, L.P.. (Attachments: #1 Affidavit of Service)Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Rosen, Richard)

December 19, 2008

Filing 194 CERTIFICATE OF SERVICE of PLAINTIFFS' MEMORANDUM OF LAW IN OPPOSITION TO MOTION OF DEFENDANTS GIBSON, DUNN & CRUTCHER LLP, MITCHELL A. KARLAN AND SCOTT A. KISLIN TO COMPEL ARBITRATION OF ALL CLAIMS OR, IN THE ALTERNATIVE, TO STAY REMAINING CLAIMS served on All DEFENDANTS on 12/19/2008. Service was made by MAIL. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Dash, Andrew)

December 19, 2008

Filing 193 MEMORANDUM OF LAW in Opposition re: #129 MOTION to Compel Arbitration Notice of Motion to Compel Arbitration of All Claims or, in the Alternative, to Stay Remaining Claims.. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Dash, Andrew)

December 10, 2008

Filing 192 AFFIDAVIT OF SERVICE of NOTICE OF THE THL DEFENDANTS' MOTION TO DISMISS CLAIM XXV OF THE AMENDED COMPLAINT; FED. R. CIV. P. 7.1 DISCLOSURE STATEMENT; THE THL DEFENDANTS' MEMORANDUM OF LAW IN SUPPORT OF THEIR MOTION TO DISMISS CLAIM XXV OF THE AMENDED COMPLAINT; DECLARATION OF JAN WLADYSLAW WOLONIECKI; DECLARATION OF WALTER RIEMAN IN SUPPORT OF THE THL DEFENDANTS' MOTION TO DISMISS; and APPENDIX OF FOREIGN AUTHORITIES CITED IN THE DECLARATION OF JAN WLADYSLAW WOLONIECKI FILED IN SUPPORT OF THE THL DEFENDANTS' MOTION TO DISMISS CLAIM XXV OF THE AMENDED COMPLAINT served on Thomas Hackl on December 10, 2008. Service was made by Mail. Document filed by Thomas H. Lee Partners L.P., Thomas H. Lee Advisors, LLC, THL Managers V. LLC, THL Equity Advisors V.L.P, Thomas H. Lee Equity (Cayman) Fund V. L.P, Thomas H. Lee Investors Limited Partnership, 1997 Thomas H. Lee Nominee Trust, Thomas H. Lee, David V. Harkings, Scott L. Jaeckel, Scott A. Schoen. (Rosen, Richard)

December 10, 2008

Filing 191 DECLARATION of Andrew Dash in Support re: #190 Request to Enter Default,,. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Attachments: #1 Exhibit A, #2 Exhibit B (Part 1 of 3), #3 Exhibit B (Part 2 of 3), #4 Exhibit Ex. B (Part 3 of 3), #5 Exhibit C)(Dash, Andrew)

December 10, 2008

Filing 190 REQUEST TO ENTER DEFAULT against Christopher Sugrue, Phillip Bennett and Refco Group Holdings, Inc.. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Attachments: #1 Clerk's Certificate)(Dash, Andrew)

December 5, 2008

Filing 189 STIPULATION AND ORDER. IT IS HEREBY STIPULATED AND AGREED that, at the request of defendants Refco Alternative Investments and Refco Associates, Inc. (collectively, "Defendants and with the consent of plaintiffs Kenneth M Krys, et al. ("Plaintiffs"), Defendants' time to answer, move against, or otherwise respond to Plaintiffs' Amended Complaint in this action shall be extended, subject to reasonable requests for further extension, to and including June 1, 2009; and IT IS FURTHER STIPULATED AND AGREED that Defendants confirm their respective obligations to provide reasonable discovery as requested by Plaintiffs. (Signed by Judge Gerard E. Lynch on 12/4/08) Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(rjm)

December 5, 2008

Set Deadlines/Hearings:Refco Alternative Investments LLC answer due 6/1/2009; Refco Associates, Inc answer due 6/1/2009. (rjm)

December 2, 2008

Filing 188 CERTIFICATE OF SERVICE. Document filed by EMF Financial Produccts, Delta Flyer Fund, LLC, Eric M. Flanagan. Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Brophy, Joseph)

December 2, 2008

Filing 187 DECLARATION of Veronica E. Rendon in Support re: (228 in 1:07-md-01902-GEL, 185 in 1:08-cv-03065-GEL, 224 in 1:08-cv-03086-GEL) MOTION to Dismiss.. Document filed by EMF Financial Produccts, Delta Flyer Fund, LLC, Eric M. Flanagan, EMF Financial Products LLC, Delta Flyer Fund LLC, Eric M. Flanagan. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F)Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Rendon, Veronica)

December 2, 2008

Filing 186 MEMORANDUM OF LAW in Support re: (228 in 1:07-md-01902-GEL, 185 in 1:08-cv-03065-GEL, 224 in 1:08-cv-03086-GEL) MOTION to Dismiss. Redacted pursuant to the Amended Stipulation and Agreed Confidentiality Order, filed February 11, 2008. Document filed by EMF Financial Produccts, Delta Flyer Fund, LLC, Eric M. Flanagan, EMF Financial Products LLC, Delta Flyer Fund LLC, Eric M. Flanagan. Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Rendon, Veronica)

December 2, 2008

Filing 185 MOTION to Dismiss. Document filed by EMF Financial Produccts, Delta Flyer Fund, LLC, Eric M. Flanagan, EMF Financial Products LLC, Delta Flyer Fund LLC, Eric M. Flanagan.Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Rendon, Veronica)

November 26, 2008

Filing 184 NOTICE of REQUEST FOR JUDICIAL NOTICE re: #182 MOTION to Dismiss Counts XIV and XVI Of The Amended Complaint.. Document filed by Dennis Klejna. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3)(Kim, Helen)

November 26, 2008

Filing 183 MEMORANDUM OF LAW in Support re: #182 MOTION to Dismiss Counts XIV and XVI Of The Amended Complaint.. Document filed by Dennis Klejna. (Kim, Helen)

November 26, 2008

Filing 182 MOTION to Dismiss Counts XIV and XVI Of The Amended Complaint. Document filed by Dennis Klejna. (Attachments: #1 Text of Proposed Order)(Kim, Helen)

November 26, 2008

Filing 180 AFFIDAVIT OF SERVICE of Fed.R.Civ.P.7.1 Disclosure Statement, Notice of the THL Defendants' Motion to Dismiss Claim XXV of the Amended Complaint, The THL Defendants' Memorandum of Law in Support of Their Motion to Dismiss Claim XXV of the Amended Complaint, Declaration of Walter Rieman in Support of the THL Defendants' Motion to Dismiss, Declaration of Jan Wladyslaw Woloniecki, Appendix of Foreign Authorities Cited in the Declaration of Jan Wladyslaw Woloniecki Filed in Support of the THL Defendants' Motion to Dismiss Claim XXV of the Amended Complaint on November 25, 2008. Service was made by MAIL. Document filed by Thomas H. Lee Partners L.P., Thomas H. Lee Advisors, LLC, THL Managers V. LLC, THL Equity Advisors V.L.P, Thomas H. Lee Equity (Cayman) Fund V. L.P, Thomas H. Lee Investors Limited Partnership, 1997 Thomas H. Lee Nominee Trust, Thomas H. Lee, David V. Harkings, Scott L. Jaeckel, Scott A. Schoen. (Rosen, Richard)

November 25, 2008

Filing 179 NOTICE of Appendix of Foreign Authorities Cited In The Declaration of Jan Wladyslaw Woloniecki Filed In Support Of The THL Defendants' Motion To Dismiss Claim XXV Of The Amended Complaint re: (178 in 1:08-cv-03065-GEL, 210 in 1:08-cv-03086-GEL, 217 in 1:07-md-01902-GEL) Declaration in Support of Motion,,. Document filed by Scott L. Jaeckel, Thomas H. Lee, David V. Harkins, Thomas H. Lee Partners L.P., Thomas H. Lee Advisors, LLC, THL Managers V. LLC, THL Equity Advisors V.L.P, Thomas H. Lee Equity (Cayman) Fund V. L.P, Thomas H. Lee Investors Limited Partnership, 1997 Thomas H. Lee Nominee Trust, Thomas H. Lee, David V. Harkings, Scott A. Schoen, Thomas H. Lee Partners, L.P., Thomas H. Lee Parallel Fund V, L.P.. (Attachments: #1 Appendix, #2 Tab 1, #3 Tab 2, #4 Tab 3, #5 Tab 4, #6 Tab 5, #7 Tab 6, #8 Tab 7, #9 Tab 8, #10 Tab 9, #11 Tab 10, #12 Tab 11, #13 Tab 12, #14 Tab 13, #15 Tab 14, #16 Tab 15, #17 Tab 16, #18 Tab 17, #19 Tab 18, #20 Tab 19, #21 Tab 20, #22 Tab 21, #23 Tab 22, #24 Tab 23)Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Rosen, Richard)

November 25, 2008

Filing 178 DECLARATION of Jan Wladyslaw Woloniecki in Support re: (207 in 1:08-cv-03086-GEL, 175 in 1:08-cv-03065-GEL, 214 in 1:07-md-01902-GEL) MOTION to Dismiss.. Document filed by Scott L. Jaeckel, David V. Harkins, Thomas H. Lee Partners L.P., Thomas H. Lee Advisors, LLC, THL Managers V. LLC, THL Equity Advisors V.L.P, Thomas H. Lee Equity (Cayman) Fund V. L.P, Thomas H. Lee Investors Limited Partnership, 1997 Thomas H. Lee Nominee Trust, Thomas H. Lee, David V. Harkings, Scott A. Schoen, Thomas H. Lee Partners, L.P., Thomas H. Lee Parallel Fund V, L.P.. (Attachments: #1 Exhibit A)Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Rosen, Richard)

November 25, 2008

Filing 177 DECLARATION of Walter Rieman in Support re: (207 in 1:08-cv-03086-GEL, 175 in 1:08-cv-03065-GEL, 214 in 1:07-md-01902-GEL) MOTION to Dismiss.. Document filed by Scott L. Jaeckel, Thomas H. Lee, David V. Harkins, Thomas H. Lee Partners L.P., Thomas H. Lee Advisors, LLC, THL Managers V. LLC, THL Equity Advisors V.L.P, Thomas H. Lee Equity (Cayman) Fund V. L.P, Thomas H. Lee Investors Limited Partnership, 1997 Thomas H. Lee Nominee Trust, Thomas H. Lee, David V. Harkings, Scott A. Schoen, Thomas H. Lee Partners, L.P., Thomas H. Lee Parallel Fund V, L.P.. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D)Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Rieman, Walter)

November 25, 2008

Filing 176 FILING ERROR - DEFICIENT DOCKET ENTRY - (SEE DOCUMENT # 195) - MEMORANDUM OF LAW in Support re: (207 in 1:08-cv-03086-GEL, 175 in 1:08-cv-03065-GEL, 214 in 1:07-md-01902-GEL) MOTION to Dismiss.. Document filed by Scott L. Jaeckel, Thomas H. Lee, David V. Harkins, Thomas H. Lee Partners L.P., Thomas H. Lee Advisors, LLC, THL Managers V. LLC, THL Equity Advisors V.L.P, Thomas H. Lee Equity (Cayman) Fund V. L.P, Thomas H. Lee Investors Limited Partnership, 1997 Thomas H. Lee Nominee Trust, Thomas H. Lee, Scott A. Schoen, Thomas H. Lee Partners, L.P., Thomas H. Lee Parallel Fund V, L.P.. (Attachments: #1 Appendix to Memorandum of Law)Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Rosen, Richard) Modified on 12/24/2008 (gp).

November 25, 2008

Filing 175 MOTION to Dismiss Claim XXV of the Amended Complaint. Document filed by Scott L. Jaeckel, Thomas H. Lee, David V. Harkins, Thomas H. Lee Partners L.P., Thomas H. Lee Advisors, LLC, THL Managers V. LLC, THL Equity Advisors V.L.P, Thomas H. Lee Equity (Cayman) Fund V. L.P, Thomas H. Lee Investors Limited Partnership, 1997 Thomas H. Lee Nominee Trust, Scott A. Schoen, Thomas H. Lee Partners, L.P., Thomas H. Lee Parallel Fund V, L.P..Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Rosen, Richard)

November 25, 2008

Filing 174 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying [See Document] as Corporate Parent. Document filed by Thomas H. Lee Partners L.P., Thomas H. Lee Advisors, LLC, THL Managers V. LLC, THL Equity Advisors V.L.P, Thomas H. Lee Equity (Cayman) Fund V. L.P, Thomas H. Lee Investors Limited Partnership, 1997 Thomas H. Lee Nominee Trust, Thomas H. Lee Partners, L.P., Thomas H. Lee Parallel Fund V, L.P..Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Rosen, Richard)

November 25, 2008

Filing 173 DECLARATION of Thomas G. Ward in Support re: (171 in 1:08-cv-03065-GEL, 210 in 1:07-md-01902-GEL, 203 in 1:08-cv-03086-GEL) MOTION to Dismiss.. Document filed by Mayer Brown LLP, Edward S. Best. (Attachments: #1 Exhibits 1-5, #2 Exhibits 6-17, #3 Exhibit 18 (part 1), #4 Exhibit 18 (part 2), #5 Exhibit 18 (part 3))Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Ward, Thomas)

November 25, 2008

Filing 172 MEMORANDUM OF LAW in Support re: (171 in 1:08-cv-03065-GEL, 210 in 1:07-md-01902-GEL, 203 in 1:08-cv-03086-GEL) MOTION to Dismiss.. Document filed by Mayer Brown LLP, Edward S. Best. Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Ward, Thomas)

November 25, 2008

Filing 171 MOTION to Dismiss. Document filed by Mayer Brown LLP, Edward S. Best.Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Ward, Thomas)

November 25, 2008

Filing 170 CERTIFICATE OF SERVICE. Document filed by PricewaterhouseCoopers LLP. Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Capra, James)

November 25, 2008

Filing 169 NOTICE of /Request For Judicial Notice In Support Of Motion To Dismiss Of PricewaterhouseCoopers LLP And Mari Ferris re: (167 in 1:08-cv-03065-GEL, 203 in 1:07-md-01902-GEL, 196 in 1:08-cv-03086-GEL) MOTION to Dismiss.. Document filed by Pricewaterhousecoopers L.L.P., Mari Ferris. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D)Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Capra, James)

November 25, 2008

Filing 168 DECLARATION of James J. Capra, Jr. in Support re: (167 in 1:08-cv-03065-GEL, 203 in 1:07-md-01902-GEL, 196 in 1:08-cv-03086-GEL) MOTION to Dismiss.. Document filed by Pricewaterhousecoopers L.L.P., Mari Ferris. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11, #12 Exhibit 12, #13 Exhibit 13, #14 Exhibit 14, #15 Exhibit 15, #16 Exhibit 16, #17 Exhibit 17, #18 Exhibit 18, #19 Exhibit 19, #20 Exhibit 20, #21 Exhibit 21, #22 Exhibit 22, #23 Exhibit 23, #24 Exhibit 24, #25 Exhibit 25, #26 Exhibit 26, #27 Exhibit 27, #28 Exhibit 28, #29 Exhibit 29, #30 Exhibit 30, #31 Exhibit 31, #32 Exhibit 32, #33 Exhibit 33, #34 Exhibit 34, #35 Exhibit 35, #36 Exhibit 36, #37 Exhibit 37, #38 Exhibit 38, #39 Exhibit 39, #40 Exhibit 40, #41 Exhibit 41)Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Capra, James)

November 25, 2008

Filing 167 MOTION to Dismiss. Document filed by Pricewaterhousecoopers L.L.P., Mari Ferris.Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Capra, James)

November 25, 2008

Filing 166 ANSWER to Amended Complaint. Document filed by Santo Maggio. Related document: #115 Amended Complaint,,,,,,, filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride. (Attachments: #1 Part 2 of 2 to Answer of Defendant Santo C. Maggio)(Soto, Richard)

November 25, 2008

Filing 165 MEMORANDUM OF LAW in Support re: #160 MOTION to Dismiss.. Document filed by Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft. (Jacoby, Nicolle)

November 25, 2008

Filing 164 DECLARATION of Laura E. Neish in Support re: (161 in 1:08-cv-03065-GEL) MOTION to Dismiss.. Document filed by Tone Grant. (Attachments: #1 Exhibit 1)Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL(Neish, Laura)

November 25, 2008

Filing 163 DECLARATION of Brian H. Brick in Support re: #160 MOTION to Dismiss.. Document filed by Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft. (Attachments: #1 Exhibit A PT 1 OF 3, #2 Exhibit A PT 2 OF 3, #3 Exhibit A PT 3 OF 3, #4 Exhibit B, #5 Exhibit C, #6 Exhibit D, #7 Exhibit E, #8 Exhibit F)(Jacoby, Nicolle)

November 25, 2008

Filing 162 MEMORANDUM OF LAW in Support re: (161 in 1:08-cv-03065-GEL) MOTION to Dismiss.. Document filed by Tone Grant. Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL(Neish, Laura)

November 25, 2008

Filing 161 MOTION to Dismiss. Document filed by Tone Grant. Responses due by 2/23/2009Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL(Neish, Laura)

November 25, 2008

Filing 160 MOTION to Dismiss. Document filed by Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft.(Jacoby, Nicolle)

November 25, 2008

Filing 159 NOTICE OF APPEARANCE by Shawn Patrick Naunton on behalf of Tone Grant (Naunton, Shawn)

November 25, 2008

Filing 158 STIPULATION AND ORDER: Defendant Dennis A. Klejna's time to answer, move or otherwise respond to the amended complaint is extended to 11/26/08. (Dennis A. Klejna is a plaintiff in 07-md-1902). (Signed by Judge Gerard E. Lynch on 11/25/08) Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(db)

November 25, 2008

Filing 157 NOTICE OF APPEARANCE by Laura Elizabeth Neish on behalf of Tone Grant (Neish, Laura)

November 25, 2008

Filing 156 MEMORANDUM OF LAW in Support re: (155 in 1:08-cv-03065-GEL, 192 in 1:07-md-01902-GEL, 185 in 1:08-cv-03086-GEL) MOTION to Dismiss.. Document filed by Christopher Pettit. (Attachments: #1 Exhibit A (Declaration of Tomas M. Thompson), #2 Exhibit B (Declaration of Christopher Petitt))Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Samowitz, Cary)

November 25, 2008

Filing 155 MOTION to Dismiss Counts Twenty-Three And Twenty-Four Of The Amended Complaint As Against Christopher Petitt (with Certificate of Service). Document filed by Christopher Pettit.Filed In Associated Cases: 1:07-md-01902-GEL, 1:08-cv-03065-GEL, 1:08-cv-03086-GEL(Samowitz, Cary)

November 25, 2008

Filing 154 AFFIDAVIT OF SERVICE. Document filed by Ernst & Young U.S. LLP. (Harris, Christopher)

November 25, 2008

Filing 153 DECLARATION of Brian W. Song in Support re: #149 MOTION to Dismiss Counts XXIII and XXIV of the Complaint.. Document filed by Coast Asset Management, LLC, CS Land Management LLC. (Attachments: #1 Exhibit A)(Marcus, Micah)

November 25, 2008

Filing 152 DECLARATION of Christopher R. Harris in Support re: #151 MOTION to Dismiss by Defendant Ernst & Young LLP Pursuant to Federal Rules of Civil Procedure 9(b) and 12(b)(6).. Document filed by Ernst & Young U.S. LLP. (Attachments: #1 Exhibit 1, #2 Exhibit 2, Part 1, #3 Exhibit 2, Part 2, #4 Exhibit 3)(Harris, Christopher)

November 25, 2008

Filing 151 MOTION to Dismiss by Defendant Ernst & Young LLP Pursuant to Federal Rules of Civil Procedure 9(b) and 12(b)(6). Document filed by Ernst & Young U.S. LLP.(Harris, Christopher)

November 25, 2008

Filing 150 MEMORANDUM OF LAW in Support re: #149 MOTION to Dismiss Counts XXIII and XXIV of the Complaint.. Document filed by Coast Asset Management, LLC, CS Land Management LLC. (Marcus, Micah)

November 25, 2008

Filing 149 MOTION to Dismiss Counts XXIII and XXIV of the Complaint. Document filed by Coast Asset Management, LLC, CS Land Management LLC.(Marcus, Micah)

November 25, 2008

Filing 148 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying DES Capital, LLC and Coast Asset Management LLC as Corporate Parent. Document filed by CS Land Management LLC.(Marcus, Micah)

November 25, 2008

Filing 147 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. None Corporate Parent. Document filed by Coast Asset Management, LLC.(Marcus, Micah)

November 25, 2008

Filing 146 ENDORSED LETTER addressed to Judge Gerard E. Lynch from Walter Rieman dated 11/21/2008 re: Counsel request permission to file a memorandum of law not to exceed 44 pages, plus two pages that contain charts relating ti the corporate structure of relevant Refco entitles, in support of the THL Defendant's motion. ENDORSEMENT: So Ordered. (Signed by Judge Gerard E. Lynch on 11/24/2008) (jfe)

November 25, 2008

Set/Reset Deadlines: Dennis Klejna answer due 11/26/2008. (db)

November 24, 2008

Filing 145 STIPULATION AND ORDER. IT IS HEREBY STIPULATED AND AGREED, by and between counsel for the undersigned parties, that defendant PricewaterhouseCoopers LLP shall be permitted to file a memorandum of law of up to forty (40) pages in support of its motion to dismiss plaintiffs Amended Complaint. Relates to 07md1902, 08-3065, 08-3086. (Signed by Judge Gerard E. Lynch on 11/24/08) (rjm)

November 21, 2008

Filing 144 ACKNOWLEDGMENT OF SERVICE. Mark Kavanagh served on 11/10/2008, answer due 12/10/2008; Brian Owens served on 11/10/2008, answer due 12/10/2008. Service was accepted by David J. Kerstein, Counsel for Defendants Brian Owens and Mark Kavanagh. Document filed by Kenneth M. Krys; Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al); James P. Sinclair; Kenneth M Krys; Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Molton, David)

November 21, 2008

Filing 143 STIPULATION AND ORDER, Mark Kavanagh answer due 12/10/2008; Brian Owens answer due 12/10/2008. IT IS HEREBY STIPULATED AND AGREED that, at the request of Defendants Brian Owens and Mark Kavanagh, and with the consent of Plaintiffs Kenneth M. Krys, etal., Defendant's time to answer, move against, or otherwise respond to Plaintiffs' Amended Complaint in this action shall be extended to and including December 10, 2008. Pursuant to the Order of this Court, dated April 9, 2008, Plaintiffs shall serve opposition papers, if any, within ninety (90) days of the filing and service of a motion to dismiss filed by Defendant and reserve their right to file opposition papers earlier than ninety (90) days. Defendant shall serve reply papers, if any, thirty (30) days after Plaintiffs have filed and served their opposition papers, if any... and as further set forth. Relates to 07md1902, 08-3065, 08-3086. (Signed by Judge Gerard E. Lynch on 11/20/08) (rjm)

November 18, 2008

Filing 141 AFFIDAVIT OF SERVICE of Notice of Motion, Memorandum of Law in Support of Motion of Defendants Gibson, Dunn & Crutcher LLP, Mitchell A. Karlan and Scott A Kislin to Compel Arbitration of All Claims or, in the Alternative, to Stay Remaining Claims, Declaration of Peter R. Jerdee, and Declaration of Scott A. Kislin served on ALL PARTIES on November 13, 2008. Service was made by ECF/MAIL. Document filed by Gibson, Dunn & Crutcher LLP, Mitchell Karlan, Scott Kislin. (Jerdee, Peter)

November 18, 2008

Filing 140 CERTIFICATE OF SERVICE of Answer of Defendants Beckenham Trading Company, Inc. and Andrew Krieger served on Thomas A. Connelly, Beus Gilbert, P.L.L.C., Scottsdale, AZ on November 14, 2008. Service was made by Mail. Document filed by Beckenham Trading Co. Inc, Andrew Krieger. (Albert, Aaron)

November 18, 2008

Filing 139 CERTIFICATE OF SERVICE of Answer of Defendants Beckenham Trading Company, Inc. and Andrew Krieger served on Malcolm Loeb, Beus Gilbert, P.L.L.C., Scottsdale, AZ on November 14, 2008. Service was made by Mail. Document filed by Beckenham Trading Co. Inc, Andrew Krieger. (Albert, Aaron)

November 18, 2008

Filing 138 CERTIFICATE OF SERVICE of Answer of Defendants Beckenham Trading Company, Inc. and Andrew Krieger served on L. Richard Williams, Beus Gilbert, P.L.L.C. on November 14, 2008. Service was made by Mail. Document filed by Beckenham Trading Co. Inc, Andrew Krieger. (Albert, Aaron)

November 18, 2008

Filing 137 CERTIFICATE OF SERVICE of Answer of Defendants Beckenham Trading Company, Inc. and Andrew Krieger served on Catherine W. Joyce, Winston & Strawn LLP (IL) on November 14, 2008. Service was made by Mail. Document filed by Beckenham Trading Co. Inc, Andrew Krieger. (Albert, Aaron)

November 18, 2008

Filing 136 CERTIFICATE OF SERVICE of Answer of Defendants Beckenham Trading Company, Inc. and Andrew Krieger served on Juliet M. Sarkessian, Dechert, LLP on November 14, 2008. Service was made by Mail. Document filed by Beckenham Trading Co. Inc, Andrew Krieger. (Albert, Aaron)

November 17, 2008

Filing 142 STIPULATION AND ORDER, Santo Maggio answer due 11/25/2008. IT IS HEREBY STIPULATED AND AGREED that, at the request of defendant Santo C.Maggio ("Defendant"), and with the consent of Plaintiffs. by their undersigned counsel, Defendant's time to answer, move against, or otherwise respond to Plaintiffs' Amended Complaint in this Action shall be extended to and including November 25, 2008. Pursuant to the previous Order of the Court. dated April 9, 2008, Plaintiffs shall serve opposition papers, if any within ninety (90) days of the filing and service of a motion to dismiss filed by Defendant and reserve their right to file opposition papers earlier than ninety (90) days. Defendant shall serve reply papers, if any, thirty (30) days after Plaintiffs have filed and served their opposition papers, if any. Relates to 07md1902, 08-3065, 08-3086. (Signed by Judge Gerard E. Lynch on 11/17/08) (rjm)

November 17, 2008

Filing 135 STIPULATION AND ORDER that... 1. The above-captioned action shall be and hereby is stayed as against defendant Robert Trosten. The stay shall terminate upon the earlier of (a) the sentencing of Robert Trosten in United States v. Philip R. Bennett, Robert C. Trosten & Tone N Grant, No. 05 Cr. 1192 (NRB), or {b) the expiration of thirty (30) days after written notice by any party to this Stipulation of such party's intent to terminate the stipulated stay provided herein. Such notice, which may be transmitted by mail, courier, fax or email, shall be effective upon receipt by all other parties to this Stipulation through their counsel of record. 2. This Stipulation is without prejudice to any party's right to seek a continued or new stay, by motion or otherwise, after receipt of the notice described in paragraph 1 herein. 3. This Stipulation shall not modify the Deposition Protocol Order "so ordered" by the Court on December 12, 2007. Relates to 07md1902, 08-3065, 08-3086. (Signed by Judge Gerard E. Lynch on 11/17/08) (rjm)

November 14, 2008

Filing 134 NOTICE of Withdrawal of Attorney. Document filed by Joseph Collins. (Kerr, Timothy)

November 14, 2008

Filing 133 NOTICE of Withdrawal of Attorney. Document filed by Joseph Collins. (Kerr, Timothy)

November 13, 2008

Filing 132 DECLARATION of Scott A. Kislin in Support re: #129 MOTION to Compel Arbitration Notice of Motion to Compel Arbitration of All Claims or, in the Alternative, to Stay Remaining Claims.. Document filed by Gibson, Dunn & Crutcher LLP, Mitchell Karlan, Scott Kislin. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F)(Joseph, Gregory)

November 13, 2008

Filing 131 DECLARATION of Peter R. Jerdee in Support re: #129 MOTION to Compel Arbitration Notice of Motion to Compel Arbitration of All Claims or, in the Alternative, to Stay Remaining Claims.. Document filed by Gibson, Dunn & Crutcher LLP, Mitchell Karlan, Scott Kislin. (Attachments: #1 Exhibit A, #2 Exhibit B)(Joseph, Gregory)

November 13, 2008

Filing 130 MEMORANDUM OF LAW in Support re: #129 MOTION to Compel Arbitration Notice of Motion to Compel Arbitration of All Claims or, in the Alternative, to Stay Remaining Claims.. Document filed by Gibson, Dunn & Crutcher LLP, Paul Koury, Mitchell Karlan, Scott Kislin. (Joseph, Gregory)

November 13, 2008

Filing 129 MOTION to Compel Arbitration Notice of Motion to Compel Arbitration of All Claims or, in the Alternative, to Stay Remaining Claims. Document filed by Gibson, Dunn & Crutcher LLP, Mitchell Karlan, Scott Kislin.(Joseph, Gregory)

November 13, 2008

Filing 128 STIPULATION AND ORDER. IT IS HEREBY STIPULATED AND AGREED that, at the request of defendants Coast Asset Management, LLC And CS Land Management LLC ("Defendants"). and with the consent of Plaintiffs, by their undersigned counsel, Defendants' time to answer, move against, or otherwise respond to Plaintiffs' Amended Complaint in this action shall be extended to and including November 25, 2008. Pursuant to the previous Order of the Court, dated April 9, 2008, Plaintiffs shall serve opposition papers, if any, within ninety (90) days of the filing and service of a motion to dismiss filed by Defendants and reserve their right to file opposition papers earlier than ninety (90) days. Defendants shall serve reply papers. if any, thirty (30) days after Plaintiffs have filed and served their opposition papers, if any. This Document relates to 07md1902, 08-3065, 08-3086. Coast Asset Management LP answer due 11/25/2008; CS Land Management LLC answer due 11/25/2008. (Signed by Judge Gerard E. Lynch on 11/12/08) (rjm)

November 11, 2008

Filing 127 ANSWER to Amended Complaint with JURY DEMAND. Document filed by Beckenham Trading Co. Inc, Andrew Krieger. Related document: #115 Amended Complaint,,,,,,, filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride.(Albert, Aaron)

November 11, 2008

Filing 126 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Beckenham Trading Co. Inc, Andrew Krieger.(Albert, Aaron)

November 7, 2008

Filing 125 STIPULATION AND ORDER. IT IS HEREBY STIPULATED AND AGREED that, at the request of defendant Tone Grant ("Defendant'), and with the consent of Plaintiffs, by their undersigned counsel, Defendant's time to answer, move against, or otherwise respond to Plaintiffs' Amended Complaint in this action shall be extended to and including November 25, 2008. Pursuant to the previous Order of the Court, dated April 9, 2008, Plaintiffs shall serve opposition papers, if any, within ninety (90) days of the filing and service of a motion to dismiss filed by Defendant and reserve their right to file opposition papers earlier than ninety (90) days. Defendant shall serve reply papers, if any, thirty (30) days after Plaintiffs have filed and served their opposition papers, if any. This Document relates to 07md1902, 08-3065, 08-3086. Tone Grant answer due 11/25/2008. (Signed by Judge Gerard E. Lynch on 11/7/08) (rjm) Modified on 11/10/2008 (rjm).

November 7, 2008

Filing 124 STIPULATION AND ORDER: at the request of defendant Dennis A. Klejna ("Defendant"), and with the consent of Plaintiffs, by their undersigned counsel,Defendant's time to answer, move against, or otherwise respond to Plaintiffs' Amended Complaint in this action shall be extended to and including 11/25/08. Dennis Klejna answer due 11/25/2008. (Signed by Judge Gerard E. Lynch on 11/6/08) (db)

November 7, 2008

Filing 123 STIPULATION AND ORDER: BAWAG's time to answer, move against, or otherwise respond to plaintiffs' amended complaint in this action shall be extended to and including November 25, 2008. Bawag P.S.K. answer due 11/25/2008. (Signed by Judge Gerard E. Lynch on 11/6/08) (db)

November 6, 2008

Set Deadlines/Hearings: Answer to Amended Complaint due 11/25/08 for Christopher Pettit. (rjm)

November 6, 2008

Filing 122 STIPULATION AND ORDER, IT IS HEREBY STIPULATED AND AGREED that, at the request of defendant Christopher Petitt (''Defendant''), and with the consent of Plaintiffs, by their undersigned counsel, Defendant's time to answer, move against, or otherwise respond to Plaintiffs' Amended Complaint in this action shall be extended to and including November 25, 2008. Pursuant to the previous Order of the Court, dated April 9, 2008, Plaintiffs shall serve opposition papers, if any. within ninety (90) days of the filing and service of a motion to dismiss filed by Defendant and reserve their right to file opposition papers earlier than ninety (90) days. Defendant shall serve reply papers, if any, thirty (30) days after Plaintiffs have filed and served their opposition papers, if any. This Relates to 07md1902, 08-3065, 08-3086. Christopher Pettit answer due 11/25/2008. (Signed by Judge Gerard E. Lynch on 11/5/08) (rjm)

October 30, 2008

Filing 121 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Ernst & Young U.S. LLP.(Harris, Christopher)

October 30, 2008

Filing 120 NOTICE OF APPEARANCE by Miles Norman Ruthberg on behalf of Ernst & Young U.S. LLP (Ruthberg, Miles)

October 30, 2008

Filing 119 NOTICE OF APPEARANCE by Elizabeth Heering Hickey on behalf of Ernst & Young U.S. LLP (Hickey, Elizabeth)

October 30, 2008

Filing 118 NOTICE OF APPEARANCE by Christopher R. Harris on behalf of Ernst & Young U.S. LLP (Harris, Christopher)

October 23, 2008

Filing 117 OPINION AND ORDER # 96702: denying re: #25 MOTION to Remand/NOTICE OF MOTION FOR REMAND AND/OR ABSTENTION, filed by Kenneth M Krys, Kenneth M. Krys, James P. Sinclair, Christopher Stride, denying #4 MOTION to refer Counts XXIV, XXV and XXVII to the United States Bankruptcy Court for the Southern District of New York, filed by Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft, Bawag P.S.K. (Signed by Judge Gerard E. Lynch on 10/23/08) (cd) Modified on 10/30/2008 (mro).

October 22, 2008

Filing 116 ACKNOWLEDGMENT OF SERVICE. Mitchell Karlan served on 10/20/2008; Scott Kislin served on 10/20/2008. Service was accepted by Peter R. Jerdee, Esq., Counsel for Defendants Mitchell Karlan and Scott Kislin. Document filed by Kenneth M. Krys; Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al); James P. Sinclair; Kenneth M Krys; Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Dash, Andrew)

October 21, 2008

Filing 115 REDACTED AMENDED COMPLAINT against Mari Ferris, Pricewaterhousecoopers Cayman Islands, Mitchell Karlan, Scott Kislin, Christopher Sugrue, Mark Kavanagh, Brian Owens, Pricewaterhousecoopers L.L.P., Gibson, Dunn & Crutcher LLP, Refco Alternative Investments LLC, Grant Thornton LLP, Mark Ramler, Ernst & Young U.S. LLP, Mayer Brown LLP, Joseph Collins, Edward S. Best, Paul Koury, Phillip R. Bennett, Robert C. Trosten, Tone Grant, Santo Maggio, Thomas Hackl, Dennis Klejna, Bawag P.S.K., Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft, JP Morgan Chase & Co., Credit Suisse Securities (USA) LLC, Bank Of America Securities LLC, Thomas H. Lee Advisors, LLC, THL Managers V. LLC, THL Equity Advisors V.L.P, Thomas H. Lee Equity (Cayman) Fund V. L.P, Thomas H. Lee Investors Limited Partnership, 1997 Thomas H. Lee Nominee Trust, Thomas H. Lee, David V. Harkings, Scott L. Jaeckel, Scott A. Schoen, William T. Pigott, Liberty Corner Capital Strategies, LLC, EMF Financial Products LLC, EMF Core Fund LTD, Delta Flyer Fund LLC, Eric M. Flanagan, Ingram Micro, Inc., CIM Ventures, Inc, Beckenham Trading Co. Inc, Andrew Krieger, Coast Asset Management LP, CS Land Management LLC, Christopher Pettit, Refco Group Holdings Inc., Refco Associates, Inc.Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al).(dle) Modified on 10/21/2008 (dle). (Additional attachment(s) added on 10/23/2008: #1 A.C. part 2, #2 part 3) (dle).

October 20, 2008

Filing 114 NOTICE of Subpoena to Peter Ginsberg. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Attachments: #1 Subpoena)(Dash, Andrew)

October 14, 2008

Filing 112 AFFIDAVIT OF SERVICE of Federal Summons; Notices of Removal; New York State Supreme Court Summons and Complaint; Plaintiffs' Demand for Jury Trial; Plaintiffs' Statement Pursuant to Bankruptcy Rule 9027, 08-cv-3065; Plaintiffs' Statement Pursuant to Bankruptcy Rule 9027, 08-cv-3086; Notices of Appearance for Andrew Dash and David Molton served on Brian Owens on August 28, 2008. Service was accepted by Maja, Employee of Hardwicke Limited. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Dash, Andrew)

October 14, 2008

Filing 111 AFFIDAVIT OF SERVICE of Federal Summons; Notices of Removal; New York State Supreme Court Summons and Complaint; Plaintiffs' Demand for Jury Trial; Plaintiffs' Statement Pursuant to Bankruptcy Rule 9027, 08-cv-3065; Plaintiffs' Statement Pursuant to Bankruptcy Rule 9027, 08-cv-3086; Notices of Appearance for Andrew Dash and David Molton served on Mark Kavanagh on August 28, 2008. Service was accepted by Maja, Employee of Hardwicke Limited. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Dash, Andrew)

October 10, 2008

***DELETED DOCUMENT. Deleted document number 113 AMENDED COMPLAINT. The document was incorrectly filed in this case. (dle)

October 10, 2008

Filing 110 NOTICE of of filing of Amended Complaint in paper with Court. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Attachments: #1 Exhibit A, #2 Affidavit /Certicate of Service)(Molton, David)

September 23, 2008

Filing 109 NOTICE OF APPEARANCE by Kathleen Elizabeth Cassidy on behalf of Joseph Collins (Cassidy, Kathleen)

September 23, 2008

Filing 108 NOTICE OF APPEARANCE by Reed Allen Smith on behalf of Joseph Collins (Smith, Reed)

September 3, 2008

Filing 107 AFFIDAVIT OF SERVICE of Summons and Complaint commencing this litigation in the Supreme Court of the State of New York, County of New York, on March 5, 2008; Federal Summons issued in Civil Action 08-cv-3065 and 08-cv-3086 following the filing of the Notices of Removal on March 26, 2008; Order entered by the Honorable Gerard E. Lynch on docket number 08-cv-3065 on August 18, 2008, directing service of process on Christopher Sugrue by international courier and by electronic mail; and Order entered by the Honorable Gerard E. Lynch on docket number 08-cv-3086 on August 18, 2008, directing service of process on Christopher Sugrue by international courier and by electronic mail served on Christopher Sugrue on 8/19/08. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Attachments: #1 Exhibit A, #2 Exhibit B)(Dash, Andrew)

August 21, 2008

Filing 106 NOTICE OF APPEARANCE by Aaron Eliot Albert on behalf of Beckenham Trading Co. Inc, Andrew Krieger (Albert, Aaron)

August 18, 2008

Filing 105 ORDER AUTHORIZING SERVICE OF SUMMONS AND COMPLAINT ON DEFENDANT CHRISTOPHER SUGRUE PURSUANT TO FRCP 4(f)(3): That plaintiffs may serve Mr. Christopher Sugrue by international courier service at Av. Amilar Cabral No 110-2, Ed. Sonagol Distribuidora, Luanda, Angola and by electronic mail at chris.sugrue@yahoo.com.sg. Plaintiffs shall serve Mr. Sugrue with a copy of this order along with the summons and complaint. Filed in cases 07md1902, 08cv3065 and 08cv3086. ORDER granting #96 MOTION for Leave to Make Substituted Service on Defendant Christopher Sugrue Pursuant to Fed. R. Civ. P. 4(f)(3). (Signed by Judge Gerard E. Lynch on 8/18/08) (db) Modified on 8/22/2008 (db).

August 5, 2008

Filing 104 NOTICE of Endorsement. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Attachments: #1 Exhibit A, #2 Exhibit B)(Dash, Andrew)

August 5, 2008

Filing 103 ORDER FOR ADMISSION PRO HAC VICE OF RONALD M. LEPINSKAS ON WRITTEN MOTION: granting #101 Motion for Ronald M. Lepinskas to Appear Pro Hac Vice. (Signed by Judge Gerard E. Lynch on 8/4/2008) (jfe)

August 5, 2008

Filing 102 ORDER ADMITTING ATTORNEY PRO HAC VICE. Attorney Tomas M. Thompson for Christopher Pettit admitted Pro Hac Vice. (Signed by Judge Gerard E. Lynch on 8/4/2008) (jfe)

August 5, 2008

Transmission to Attorney Admissions Clerk. Transmitted re: #102 Order Admitting Attorney Pro Hac Vice, #103 Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (jfe)

August 1, 2008

Filing 101 MOTION for Ronald M. Lepinskas and Tomas M. Thompson to Appear Pro Hac Vice. Document filed by Christopher Pettit.(dle)

August 1, 2008

Filing 100 NOTICE OF APPEARANCE by Cary Brian Samowitz on behalf of Christopher Pettit (Samowitz, Cary)

July 24, 2008

Filing 99 CERTIFICATE OF SERVICE of Notice of Motion for Leave to Make Substituted Service on Defendant Christopher Sugrue Pursuant to Fed. R. Civ. P. 4(f)(3); Plaintiffs' Memorandum of Law in Support of Motion for Leave to Make Substituted Service on Defendant Christopher Sugrue Pursuant to Fed. R. Civ. P. 4(f)(3), and Declaration of Jessica C. Calagione in Support of Plaintiffs' Motion for Leave to Make Substituted Service on Defendant Christopher Sugrue Pursuant to Fed. R. Civ. P. 4(f)(3) served on Multiple Parties on 7/24/08. Service was made by Mail. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Dash, Andrew)

July 24, 2008

Filing 98 DECLARATION of Jessica C. Calagione in Support re: #96 MOTION for Leave to Make Substituted Service on Defendant Christopher Sugrue Pursuant to Fed. R. Civ. P. 4(f)(3). MOTION for Leave to Make Substituted Service on Defendant Christopher Sugrue Pursuant to Fed. R. Civ. P. 4(f)(3). MOTION for Leave to Make Substituted Service on Defendant Christopher Sugrue Pursuant to Fed. R. Civ. P. 4(f)(3). MOTION for Leave to Make Substituted Service on Defendant Christopher Sugrue Pursuant to Fed. R. Civ. P. 4(f)(3).. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E)(Dash, Andrew)

July 24, 2008

Filing 97 MEMORANDUM OF LAW in Support re: #96 MOTION for Leave to Make Substituted Service on Defendant Christopher Sugrue Pursuant to Fed. R. Civ. P. 4(f)(3). MOTION for Leave to Make Substituted Service on Defendant Christopher Sugrue Pursuant to Fed. R. Civ. P. 4(f)(3). MOTION for Leave to Make Substituted Service on Defendant Christopher Sugrue Pursuant to Fed. R. Civ. P. 4(f)(3). MOTION for Leave to Make Substituted Service on Defendant Christopher Sugrue Pursuant to Fed. R. Civ. P. 4(f)(3).. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Dash, Andrew)

July 24, 2008

Filing 96 MOTION for Leave to Make Substituted Service on Defendant Christopher Sugrue Pursuant to Fed. R. Civ. P. 4(f)(3). Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Attachments: #1 Text of Proposed Order)(Dash, Andrew)

July 3, 2008

Filing 95 ACKNOWLEDGMENT OF SERVICE. Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft served on 7/1/2008, answer due 7/21/2008. Service was accepted by Brian Brick, Esq., Counsel to Defendant. Document filed by Kenneth M. Krys; Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al); James P. Sinclair; Kenneth M Krys; Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Molton, David)

June 25, 2008

Filing 94 STIPULATION AND ORDER regarding the procedures to be followed that shall govern the handling of this Stipulation and Order. Upon a request for the production of documents, BAWAG shall be permitted: (a) to identify materials that relate to clients that have not waived bank secrecy laws and (b) to withhold such materials pending either a waiver of such laws by the affected client or pursuant to a determination by the Court with regard to the production of such materials... As BAWAG has shown good cause for entry of this order, and has obtained consent of all but one relevant party, and as the objecting party has not proffered a substantive relevant objection to the order, but has simply withheld consent in retaliation for BAWAG's refusal to consent to unrelated relief by the objecting party, the instant stipulation and order is approved... and as further set forth. This Document relates to 07md1902, 08-3065, 08-3086. (Signed by Judge Gerard E. Lynch on 6/25/08) (rjm)

June 18, 2008

Filing 93 AFFIDAVIT OF SERVICE of Federal Summons; Notices of Removal; New York State Supreme Court Summons and Complaint; Plaintiffs' Demand for Jury Trial; Plaintiffs' Statement Pursuant to Bankruptcy Rule 9027, 08-cv-3065; Plaintiffs' Statement Pursuant to Bankruptcy Rule 9027, 08-cv-3086, Notices of Appearance for Andrew Dash and David Molton; Notice of Assignment, 08-cv-3065; Plaintiffs' Motion for Remand and/or Abstention; Opposition to BAWAG Motion to Refer served on Thomas H. Lee Equity (Cayman) Fund V, LP on 5/9/2008. Service was accepted by Henry McField. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Molton, David)

June 18, 2008

Filing 92 AFFIDAVIT OF SERVICE of Federal Summons; Notices of Removal; New York State Supreme Court Summons and Complaint; Plaintiffs' Demand for Jury Trial; Plaintiffs' Statement Pursuant to Bankruptcy Rule 9027, 08-cv-3065; Plaintiffs' Statement Pursuant to Bankruptcy Rule 9027, 08-cv-3086, Notices of Appearance for Andrew Dash and David Molton; Notice of Assignment, 08-cv-3065; Plaintiffs' Motion for Remand and/or Abstention; Opposition to BAWAG Motion to Refer served on CIM Ventures, Inc. on 5/9/2008. Service was accepted by Henry McField. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Molton, David)

June 18, 2008

Filing 91 AFFIDAVIT OF SERVICE of Federal Summons; Notices of Removal; New York State Supreme Court Summons and Complaint; Plaintiffs' Demand for Jury Trial; Plaintiffs' Statement Pursuant to Bankruptcy Rule 9027, 08-cv-3065; Plaintiffs' Statement Pursuant to Bankruptcy Rule 9027, 08-cv-3086, Notices of Appearance for Andrew Dash and David Molton; Notice of Assignment, 08-cv-3065; Plaintiffs' Motion for Remand and/or Abstention; Opposition to BAWAG Motion to Refer served on PricewaterhouseCoopers Cayman Islands on 5/9/2008. Service was accepted by June Walton. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Molton, David)

June 11, 2008

Transmission to Attorney Admissions Clerk. Transmitted re: #69 Order Admitting Attorney Pro Hac Vice, #68 Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (jpo)

June 10, 2008

Filing 89 REPLY MEMORANDUM OF LAW in Support re: #25 MOTION to Remand /NOTICE OF MOTION FOR REMAND AND/OR ABSTENTION. /Plaintiffs' Reply Memorandum of Law in Further Support of Motion for Remand and/or Abstention. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Attachments: #1 Certificate of Service)(Molton, David)

June 6, 2008

Filing 88 ORDER ADMITTING SAMUEL R. RANDALL granting #61 Motion for Samuel R. Randall to Appear Pro Hac Vice. Samuel R. Randall is admitted to practice pro hac vice as counsel for Plaintiffs in the above-captioned case. (Signed by Judge Gerard E. Lynch on 6/3/08) (tro)

June 6, 2008

Filing 87 ORDER ADMITTING TIMOTHY J. PARIS granting #55 Motion for Timothy J. Paris to Appear Pro Hac Vice. Timothy J. Paris is admitted to practice pro hac vice as counsel for Plaintiffs in the above-captioned case. (Signed by Judge Gerard E. Lynch on 6/3/08) (tro)

June 6, 2008

Filing 86 ORDER ADMITTING ROBERT T. MILLS PRO HAC VICE granting #56 Motion for Robert T. Mills to Appear Pro Hac Vice. Robert T. Mills is admitted to practice pro hac vice as counsel for Plaintiffs in the above-captioned case. (Signed by Judge Gerard E. Lynch on 6/3/08) (tro)

June 6, 2008

Filing 85 ORDER ADMITTING L. RICHARD WILLIAMS granting #58 Motion for L. Richard Williams to Appear Pro Hac Vice. L. Richard Williams is admitted to practice pro hac vice as counsel for Plaintiffs in the above-captioned case. (Signed by Judge Gerard E. Lynch on 6/3/08) (tro)

June 6, 2008

Filing 84 ORDER ALLOWING APPEARANCE OF DENNIS BLACKHURST PRO HAC VICE granting #59 Motion for Dennis Blackhurst to Appear Pro Hac Vice. Dennis Blackhurst is admitted to practice pro hac vice as counsel for the Plaintiffs in the above-captioned case. (Signed by Judge Gerard E. Lynch on 6/3/08) (tro)

June 6, 2008

Filing 83 ORDER ADMITTING LEO BEUS PRO HAC VICE granting #63 Motion for Leo Beus to Appear Pro Hac Vice. Leo Beus is admitted to practice pro hac vice as counsel for the Plaintiffs in the above-captioned case. (Signed by Judge Gerard E. Lynch on 6/3/08) (tro)

June 6, 2008

Filing 82 ORDER ADMITTING MALCOLM LOEB PRO HAC VICE granting #64 Motion for Malcolm Loeb to Appear Pro Hac Vice. Malcolm Loeb is admitted to practice pro hac vice as counsel for the Plaintiffs in the above-captioned case. (Signed by Judge Gerard E. Lynch on 6/3/08) (tro)

June 6, 2008

Filing 79 ENDORSED LETTER addressed to Judge Gerard E. Lynch from David J. Molton dated 6/4/08 re: Plaintiffs request that the Court grant permission for Plaintiff to submit a single reply memorandum of law of 20 pages or less. ENDORSEMENT: SO ORDERED. (Signed by Judge Gerard E. Lynch on 6/4/08) (tro)

June 6, 2008

Transmission to Attorney Admissions Clerk. Transmitted re: #82 Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (tro)

June 6, 2008

Transmission to Attorney Admissions Clerk. Transmitted re: #87 Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (tro)

June 6, 2008

Transmission to Attorney Admissions Clerk. Transmitted re: #88 Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (tro)

June 6, 2008

Transmission to Attorney Admissions Clerk. Transmitted re: #83 Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (tro)

June 6, 2008

Transmission to Attorney Admissions Clerk. Transmitted re: #85 Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (tro)

June 6, 2008

Transmission to Attorney Admissions Clerk. Transmitted re: #86 Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (tro)

June 6, 2008

Transmission to Attorney Admissions Clerk. Transmitted re: #84 Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (tro)

June 5, 2008

Filing 78 NOTICE OF APPEARANCE by Andrew J. Levander on behalf of Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft (Levander, Andrew)

June 5, 2008

Filing 77 NOTICE OF CHANGE OF ADDRESS by Nicolle Lipper Jacoby on behalf of Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft. New Address: Dechert LLP, 1095 Avenue of the Americas, New York, NY, USA 10036-6797, 212/698-3500. (Jacoby, Nicolle)

June 5, 2008

Filing 76 NOTICE OF CHANGE OF ADDRESS by Brian Howard Brick on behalf of Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft. New Address: Dechert LLP, 1095 Avenue of the Americas, New York, NY, USA 10036-6797, 212/698-3500. (Brick, Brian)

June 5, 2008

CASHIERS OFFICE REMARK on #54 Motion to Appear Pro Hac Vice in the amount of $25.00, paid on 5/28/08, Receipt Number 652424. (Quintero, Marcos)

June 4, 2008

Filing 90 ORDER ADMITTING ATTORNEY Thomas A. Connelly PRO HAC VICE. Attorney Thomas A. Connelly for Kenneth M. Krys and Christopher Stride admitted Pro Hac Vice. (as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al) (Signed by Judge Gerard E. Lynch on 6/3/08) (djc) Modified on 6/11/2008 (djc).

June 4, 2008

Filing 81 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION. Attorneys Linda T. Coberly Bradley E. Lerman and Catherine W. Joyce are admitted to practice pro hac vice as counsel for Grant Thornton and for Mark Ramler in the above captioned case. (Signed by Judge Gerard E. Lynch on 6/3/08) (tro)

June 4, 2008

Filing 80 ORDER FOR ADMISSION PRO HAC VICE OF ALAN C. THOMAS ON WRITTEN MOTION granting #54 Motion for Alan C. Thomas to Appear Pro Hac Vice. Alan C. Thomas is admitted to practice pro hac vice as counsel for Defendant Beckenham Trading Company, Inc. and Andrew Krieger in the above-captioned case. (Signed by Judge Gerard E. Lynch on 6/3/08) (tro)

June 4, 2008

Transmission to Attorney Admissions Clerk. Transmitted re: #81 Order Admitting Attorney Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (tro)

June 4, 2008

Transmission to Attorney Admissions Clerk. Transmitted re: #80 Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (tro)

June 4, 2008

Filing 75 ORDER granting #62 Motion for Derrick J. Stomberg to Appear Pro Hac Vice. (Signed by Judge Gerard E. Lynch on 6/3/2008) (tve)

June 4, 2008

Filing 74 AFFIDAVIT OF SERVICE of FEDERAL SUMMONS ISSUED AND PLAINTIFF'S DEMAND FOR JURY TRIAL ; NOTICE OF REMOVAL FILED BY DEFENDANT BAWAG; NOTICE OF REMOVAL FILED BY VARIOUS DEFENDANTS; SUMMONS & COMPLAINT FOR THE ACTION COMMENCED IN NEW YORK SUPREME COURT; PLAINTIFFS' STATEMENT PURSUANT TO BANKRUPCTY RULE 9027; NOTICE OF APPEARANCE FOR DAVID MOLTON; NOTICE OF APPEARANCE FOR ANDREW S. DASH served on TONE GRANT on APRIL 18, 2008. Service was made by MAIL. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Molton, David)

June 4, 2008

Filing 73 ORDER ADMITTING ATTORNEY PRO HAC VICE: Attorney Lee M. Andelin for Kenneth M. Krys and Christopher Stride admitted Pro Hac Vice. (Signed by Judge Gerard E. Lynch on 6/3/2008) (tve)

June 4, 2008

Filing 72 AFFIDAVIT OF SERVICE of FEDERAL SUMMONS ISSUED AND PLAINTIFF'S DEMAND FOR JURY TRIAL ; NOTICE OF REMOVAL FILED BY DEFENDANT BAWAG; NOTICE OF REMOVAL FILED BY VARIOUS DEFENDANTS; SUMMONS & COMPLAINT FOR THE ACTION COMMENCED IN NEW YORK SUPREME COURT; PLAINTIFFS' STATEMENT PURSUANT TO BANKRUPCTY RULE 9027; NOTICE OF APPEARANCE FOR DAVID MOLTON; NOTICE OF APPEARANCE FOR ANDREW S. DASH served on TONE GRANT on APRIL 11, 2008. Service was accepted by KATHI GRANT, PERSON OF SUITABLE AGE AND DISCRETION AT THAT ADDRESS. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Molton, David)

June 4, 2008

Filing 71 AFFIDAVIT OF SERVICE of FEDERAL SUMMONS ISSUED AND PLAINTIFF'S DEMAND FOR JURY TRIAL ; NOTICE OF REMOVAL FILED BY DEFENDANT BAWAG; NOTICE OF REMOVAL FILED BY VARIOUS DEFENDANTS; SUMMONS & COMPLAINT FOR THE ACTION COMMENCED IN NEW YORK SUPREME COURT; PLAINTIFFS' STATEMENT PURSUANT TO BANKRUPCTY RULE 9027; NOTICE OF APPEARANCE FOR DAVID MOLTON; NOTICE OF APPEARANCE FOR ANDREW S. DASH served on ANDREW KRIEGER on APRIL 15, 2008. Service was made by MAIL. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Molton, David)

June 4, 2008

Filing 70 AFFIDAVIT OF SERVICE of FEDERAL SUMMONS ISSUED AND PLAINTIFF'S DEMAND FOR JURY TRIAL ; NOTICE OF REMOVAL FILED BY DEFENDANT BAWAG; NOTICE OF REMOVAL FILED BY VARIOUS DEFENDANTS; SUMMONS & COMPLAINT FOR THE ACTION COMMENCED IN NEW YORK SUPREME COURT; PLAINTIFFS' STATEMENT PURSUANT TO BANKRUPCTY RULE 9027; NOTICE OF APPEARANCE FOR DAVID MOLTON; NOTICE OF APPEARANCE FOR ANDREW S. DASH served on SERVICE ATTEMPTED ON ANDREW KRIEGER on APRIL 11, 12 AND 14, 2008. Service was made by PAPERS WERE AFFIXED TO FRONT ENTRANCE GATE. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Molton, David)

June 4, 2008

Filing 69 ORDER ADMITTING ATTORNEY PRO HAC VICE. Attorney Linda T. Coberly for Grant Thornton LLP and Mark Ramler, Bradley E. Lerman for Grant Thornton LLP and Mark Ramler, Catherine W. Joyce for Grant Thornton LLP and Mark Ramler admitted Pro Hac Vice. (Signed by Judge Gerard E. Lynch on 6/3/2008) (jpo)

June 4, 2008

Filing 68 ORDER granting #60 Motion for Lee M. Andelin to Appear Pro Hac Vice. (Signed by Judge Gerard E. Lynch on 6/3/2008) (jpo)

June 4, 2008

Filing 67 CONSENT ORDER GOVERNING EXPERT REPORTS, DISCLOSURES AND DISCOVERY: The following provisions of this order shall govern expert reports, disclosures and discovery in the Refco-Related Litigations, as set forth herein. (Signed by Judge Gerard E. Lynch on 6/3/2008) (jpo)

June 4, 2008

Transmission to Attorney Admissions Clerk. Transmitted re: #73 Order Admitting Attorney Pro Hac Vice, #75 Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (tve)

June 2, 2008

Filing 66 STIPULATION AND ORDER... that Plaintiffs reserve all rights to seek remand and/or abstention in the Action, and to oppose the Motion to Refer filed in the Action by defendant Bank fur Arbeit und Wirtschaft und Osterreichische Postparkasse Aktiengesellschaft ("BAWAG"), and BAWAG retains all rights to seek referral to the Bankruptcy Court through the Motion to Refer, and this Stipulation and Order is without prejudice to such rights; Without prejudice to this reservation of rights and subject to any subsequent order of the Court, Plaintiffs hereby agree to be parties to the Deposition Protocol and are permitted all rights provided thereunder, it being expressly understood that, by entering into this Stipulation, Plaintiffs do not waive, and expressly reserve, the right to seek relief from the terms of the Deposition Protocol, including, without limitation, an application for relief in the event that Plaintiffs believe that the deposition Process under the Deposition Protocol has not provided full and adequate deposition discovery to Plaintiffs relating to the matters raised in Plaintiffs' complaint herein, or in any amended version thereof; Without prejudice to this reservation of rights, and subject to any subsequent order of the Court, Plaintiffs hereby agree to be parties to the Confidentiality Order and are permitted all rights provided thereunder; The Action is deemed a "Related Action" for purposes of the Confidentiality Order; As parties to the Confidentiality Order, Plaintiffs shall be entitled to receive from each producing party all materials produced, or previously produced, by such party in any action subject to the Deposition Protocol; and Plaintiffs reserve the right to seek modification of the restrictions on disclosure included in the Confidentiality Order at paragraph 10, as provided for in paragraph 32 of the Confidentiality Order, to the extent that materials obtained by Plaintiffs are necessary or useful in related matters or litigations, including any proceedings before a court of the Cayman Islands. Nothing contained herein shall waive or act to limit any of Plaintiffs or Defendants' right under the Deposition Protocol and Confidentiality Order, all of which are expressly reserved. Defendants reserve any and all rights to oppose any relief sought by Plaintiffs pursuant to Paragraphs 1, 2, and 6 of this Order. This Document relates to 07md1902, 08-3065, 08-3086. (Signed by Judge Gerard E. Lynch on 6/2/08) (rjm)

May 30, 2008

Filing 60 MOTION for Lee M. Andelin to Appear Pro Hac Vice. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al).(dle)

May 29, 2008

Filing 57 AFFIDAVIT OF SERVICE of FEDERAL SUMMONS ISSUED AND PLAINTIFF'S DEMAND FOR JURY TRIAL; NOTICE OF REMOVAL FILED BY DEFENDANT BAWAG; NOTICE OF REMOVAL FILED BY VARIOUS DEFENDANTS; SUMMONS AND COMPLAINT FOR THE ACTION COMMENCED IN NEW YORK SUPREME COURT; PLAINTIFFS' STATEMENT PURSUANT TO BANKRUPTCY RULE 9027; NOTICE OF APPEARANCE FOR DAVID MOLTON; NOTICE OF APPEARANCE FOR ANDREW DASH served on SANTO MAGGIO on MAY 13, 2008. Service was accepted by SANTO MAGGIO. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Molton, David)

May 28, 2008

Filing 65 MOTION for Thomas A. Connelly to Appear Pro Hac Vice. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al).(dle)

May 28, 2008

Filing 64 MOTION for Malcolm Loeb to Appear Pro Hac Vice. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al).(dle)

May 28, 2008

Filing 63 MOTION for Leo Beus to Appear Pro Hac Vice. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al).(dle)

May 28, 2008

Filing 62 MOTION for Derrick Stomberg to Appear Pro Hac Vice. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al).(dle)

May 28, 2008

Filing 61 MOTION for Samuel R. Randall to Appear Pro Hac Vice. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al).(dle)

May 28, 2008

Filing 59 MOTION for Dennis Blackhurst to Appear Pro Hac Vice. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al).(dle)

May 28, 2008

Filing 58 MOTION for L. Richard Williams to Appear Pro Hac Vice. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al).(dle)

May 28, 2008

Filing 56 MOTION for Robert T. Mills to Appear Pro Hac Vice. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al).(dle)

May 28, 2008

Filing 55 MOTION for Timothy J. Paris to Appear Pro Hac Vice. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al).(dle)

May 27, 2008

Filing 54 MOTION for Alan C. Thomas to Appear Pro Hac Vice. Document filed by Beckenham Trading Co. Inc, Andrew Krieger.(dle) Modified on 6/12/2008 (dle).

May 27, 2008

Filing 53 DECLARATION of Brian H. Brick in Opposition re: #25 MOTION to Remand /NOTICE OF MOTION FOR REMAND AND/OR ABSTENTION.. Document filed by Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D Pt 1 of 2, #5 Exhibit D Pt 2 of 2, #6 Exhibit E, #7 Exhibit F Pt 1 of 6, #8 Exhibit F Pt 2 of 6, #9 Exhibit F Pt 3 of 6, #10 Exhibit F Pt 4 of 6, #11 Exhibit F Pt 5 of 6, #12 Exhibit F Pt 6 of 6)(Jacoby, Nicolle)

May 27, 2008

Filing 52 MEMORANDUM OF LAW in Opposition re: #25 MOTION to Remand /NOTICE OF MOTION FOR REMAND AND/OR ABSTENTION.. Document filed by Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft. (Jacoby, Nicolle)

May 23, 2008

Filing 51 AFFIDAVIT OF SERVICE of FEDERAL SUMMONS ISSUED AND PLAINTIFF'S DEMAND FOR JURY TRIAL; NOTICE OF REMOVAL FILED BY VARIOUS DEFENDANTS; SUMMONS AND COMPLAINT FOR THE ACTION COMMENCED IN NEW YORK SUPREME COURT; PLAINTIFFS' STATEMENT PURSUANT TO BANKRUPTCY RULE 9027; NOTICE OF APPEARANCE FOR DAVID MOLTON; NOTICE OF APPEARANCE FOR ANDREW S. DASH served on EDWARD S. BEST on APRIL 15, 2008. Service was accepted by EDWARD S. BEST. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Molton, David)

May 23, 2008

Filing 50 AFFIDAVIT OF SERVICE of FEDERAL SUMMONS ISSUED AND PLAINTIFF'S DEMAND FOR JURY TRIAL; NOTICE OF REMOVAL FILED BY VARIOUS DEFENDANTS; SUMMONS AND COMPLAINT FOR THE ACTION COMMENCED IN NEW YORK SUPREME COURT; PLAINTIFFS' STATEMENT PURSUANT TO BANKRUPTCY RULE 9027; NOTICE OF APPEARANCE FOR DAVID MOLTON; NOTICE OF APPEARANCE FOR ANDREW S. DASH served on 1997 THOMAS H. LEE NOMINEE TRUST c/o US Bank, N.A. on April 11, 2008. Service was accepted by ELISE BARCHTAL, AGENT FOR LEGAL PROCESS. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Molton, David)

May 23, 2008

Filing 49 AFFIDAVIT OF SERVICE of FEDERAL SUMMONS ISSUED AND PLAINTIFF'S DEMAND FOR JURY TRIAL; NOTICE OF REMOVAL FILED BY VARIOUS DEFENDANTS; SUMMONS AND COMPLAINT FOR THE ACTION COMMENCED IN NEW YORK SUPREME COURT; PLAINTIFFS' STATEMENT PURSUANT TO BANKRUPTCY RULE 9027; NOTICE OF APPEARANCE FOR DAVID MOLTON; NOTICE OF APPEARANCE FOR ANDREW S. DASH served on JOSEPH COLLINS on APRIL 16, 2008. Service was accepted by JOSEPH COLLINS. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Molton, David)

May 22, 2008

Filing 48 ORDER granting #41 Motion for Linda T. Coberly, Bradley E. Lerman, Catherine W. Joyce to Appear Pro Hac Vice for defendants Grant Thornton LLP and Mark Ramler. (Signed by Judge Gerard E. Lynch on 5/21/08) (cd)

May 22, 2008

Transmission to Attorney Admissions Clerk. Transmitted re: #48 Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (cd)

May 20, 2008

Filing 47 NOTICE OF APPEARANCE by Peter R. Jerdee on behalf of Gibson, Dunn & Crutcher LLP (Jerdee, Peter)

May 20, 2008

Filing 46 NOTICE OF APPEARANCE by Gregory P. Joseph on behalf of Gibson, Dunn & Crutcher LLP (Joseph, Gregory)

May 19, 2008

Filing 45 ORDER ADMITTING ATTORNEY PRO HAC VICE. Attorney James C. Joslin for Coast Asset Management LP and CS Land Management LLC admitted Pro Hac Vice. This Document relates to 07md1902 and 08cv3065. (Signed by Judge Gerard E. Lynch on 5/19/08) (rjm)

May 19, 2008

Filing 44 ORDER ADMITTING ATTORNEY PRO HAC VICE. Attorney Micah E. Marcus for Coast Asset Management, LLC and CS Land Management LLC admitted Pro Hac Vice. This Document relates to 07md1902 and 08cv3065. (Signed by Judge Gerard E. Lynch on 5/19/08) (rjm)

May 19, 2008

Filing 43 ORDER ADMITTING ATTORNEY PRO HAC VICE. Attorney Reed S. Oslan for Coast Asset Management LP and CS Land Management LLC admitted Pro Hac Vice. This Document relates to 07md1902 and 08cv3065. (Signed by Judge Gerard E. Lynch on 5/19/08) (rjm)

May 19, 2008

CASHIERS OFFICE REMARK on #41 Motion to Appear Pro Hac Vice in the amount of $75.00, paid on 5/15/08, Receipt Number 650729. (Quintero, Marcos)

May 19, 2008

CASHIERS OFFICE REMARK on #43 Order Admitting Attorney Pro Hac Vice, #45 Order Admitting Attorney Pro Hac Vice, #44 Order Admitting Attorney Pro Hac Vice in the amount of $75.00, paid on 5/15/08, Receipt Number 650814. (Quintero, Marcos)

May 16, 2008

Filing 42 NOTICE OF APPEARANCE by Brian Woo Hyon Song on behalf of Coast Asset Management LP, CS Land Management LLC (Song, Brian)

May 15, 2008

Filing 41 MOTION for Linda Coberly, Bradley Lerman, Catherine W. Joyce to Appear Pro Hac Vice. Document filed by Grant Thornton LLP, Mark Ramler.(dle)

May 9, 2008

Filing 40 REPLY MEMORANDUM OF LAW in Support re: #4 MOTION to refer Counts XXIV, XXV and XXVII to the United States Bankruptcy Court for the Southern District of New York.. Document filed by Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft. (Attachments: #1 Affidavit of Service)(Jacoby, Nicolle)

May 8, 2008

Filing 39 AFFIDAVIT OF SERVICE of FEDERAL SUMMONS ISSUED AND PLAINTIFF'S DEMAND FOR JURY TRIAL; NOTICE OF REMOVAL FILED BY DEFENDANT BAWAG; NOTICE OF REMOVAL FILED VARIOUS DEFENDANTS; SUMMONS AND COMPLAINT FOR THE ACTION COMMENCED IN NEW YORK SUPREME COURT; PLAINTIFFS' STATEMENT PURSUANT TO BANKRUPTCY RULE 9027; NOTICE OF APPEARANCE FOR DAVID MOLTON; NOTICE OF APPEARANCE FOR ANDREW DASH served on THE EQUITY ADVISORS V LP C/O THOMAS H. LEE PARTNERS, LP on APRIL 24, 2008. Service was accepted by TERESA O'CONNOR, LEGAL ASSISTANT AUTHORIZED TO RECEIVE SERVICE. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Molton, David)

May 8, 2008

Filing 38 AFFIDAVIT OF SERVICE of FEDERAL SUMMONS ISSUED AND PLAINTIFF'S DEMAND FOR JURY TRIAL; NOTICE OF REMOVAL FILED BY DEFENDANT BAWAG; NOTICE OF REMOVAL FILED VARIOUS DEFENDANTS; SUMMONS AND COMPLAINT FOR THE ACTION COMMENCED IN NEW YORK SUPREME COURT; PLAINTIFFS' STATEMENT PURSUANT TO BANKRUPTCY RULE 9027; NOTICE OF APPEARANCE FOR DAVID MOLTON; NOTICE OF APPEARANCE FOR ANDREW DASH served on THOMAS H. LEE INVESTORS LIMITED PARTNERSHIP on APRIL 16, 2008. Service was accepted by SHERI WOLKAN, IN-HOUSE COUNSEL AUTHORIZED TO RECEIVE SERVICE. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Molton, David)

May 8, 2008

Filing 37 AFFIDAVIT OF SERVICE of FEDERAL SUMMONS ISSUED AND PLAINTIFF'S DEMAND FOR JURY TRIAL; NOTICE OF REMOVAL FILED BY DEFENDANT BAWAG; NOTICE OF REMOVAL FILED VARIOUS DEFENDANTS; SUMMONS AND COMPLAINT FOR THE ACTION COMMENCED IN NEW YORK SUPREME COURT; PLAINTIFFS' STATEMENT PURSUANT TO BANKRUPTCY RULE 9027; NOTICE OF APPEARANCE FOR DAVID MOLTON; NOTICE OF APPEARANCE FOR ANDREW DASH served on DAVID V. HARKINS on APRIL 16, 2008. Service was accepted by SHERI WOLKAN, IN-HOUSE COUNSEL AUTHORIZED TO RECEIVE SERVICE. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Molton, David)

May 7, 2008

Filing 36 AFFIDAVIT OF SERVICE of FEDERAL SUMMONS ISSUED AND PLAINTIFF'S DEMAND FOR JURY TRIAL; NOTICE OF REMOVAL FILED BY DEFENDANT BAWAG; NOTICE OF REMOVAL FILED BY VARIOUS DEFENDANTS; SUMMONS AND COMPLAINT FOR THE ACTION COMMENCED IN NEW YORK SUPREME COURT; PLAINTIFFS' STATEMENT PURSUANT TO BANKRUPTCY RULE 9027; NOTICE OF APPEARANCE FOR DAVID MOLTON; NOTICE OF APPEARANCE FOR ANDREW DASH served on SCOTT A. SCHOEN on APRIL 16, 2008. Service was accepted by SHERI WOLKAN, IN-HOUSE COUNSEL AUTHORIZED TO ACCEPT SERVICE. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Molton, David)

May 7, 2008

Filing 35 AFFIDAVIT OF SERVICE of FEDERAL SUMMONS ISSUED AND PLAINTIFF'S DEMAND FOR JURY TRIAL; NOTICE OF REMOVAL FILED BY DEFENDANT BAWAG; NOTICE OF REMOVAL FILED BY VARIOUS DEFENDANTS; SUMMONS & COMPLAINT FOR THE ACTION COMMENCED IN NEW YORK SUPREME; PLAINTIFFS' STATEMENT PURSUANT TO BANKRUPTCY RULE 9027; NOTICE OF APPEARANCE FOR DAVID MOLTON; NOTICE OF APPEARANCE FOR ANDREW DASH served on SCOTT L. JAECKEL on APRIL 16, 2008. Service was accepted by SHERI WOLKAN, IN-HOUSE COUNSEL AUTHORIZED TO RECEIVE SERVICE. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Molton, David)

May 7, 2008

Filing 34 AFFIDAVIT OF SERVICE of FEDERAL SUMMONS ISSUED AND PLAINTIFF'S DEMAND FOR JURY TRIAL; NOTICE OF REMOVAL FILED BY DEFENDANT BAWAG; NOTICE OF REMOVAL FILED BY VARIOUS DEFENDANTS; SUMMONS AND COMPLAINT FOR THE ACTION COMMENCED IN NEW YORK SUPREME COURT; PLAINTIFFS' STATEMENT PURSUANT TO BANKRUPTCY RULE 9027; NOTICE OF APPEARANCE FOR DAVID MOLTON; NOTICE OF APPEARANCE FOR ANDREW DASH served on DELTA FLYER FUND LLC C/O BUSINESS FILINGS INTERNATIONAL on APRIL 11, 2008. Service was accepted by SCOTT LASCALA, MANAGING AGENT AUTHORIZED TO RECEIVE SERVICE. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Molton, David)

May 7, 2008

Filing 33 AFFIDAVIT OF SERVICE of FEDERAL SUMMONS ISSUED AND PLAINTIFF'S DEMAND FOR JURY TRIAL; NOTICE OF REMOVAL FILED BY DEFENDANT BAWAG; NOTICE OF REMOVAL FILED BY VARIOUS DEFENDANTS; SUMMONS AND COMPLAINT FOR THE ACTION COMMENCED IN NEW YORK SUPREME COURT; PLAINTIFF'S STATEMENT PURSUANT TO BANKRUPTCY RULE 9027; NOTICE OF APPEARANCE FOR DAVID MOLTON; NOTICE OF APPEARANCE FOR ANDREW S. DASH served on CHRISTOPHER PETTIT on APRIL 15, 2008. Service was accepted by CHRISTOPHER PETTIT. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Molton, David)

April 25, 2008

Filing 32 CERTIFICATE OF SERVICE of NOTICE OF MOTION FOR REMAND AND/OR ABSTENTION; DECLARATION OF DAVID J. MOLTON; DECLARATION OF STEPHEN G. CRANE; MEMORANDUM OF LAW IN SUPPORT OF PLAINTIFFS' MOTION FOR REMAND AND/OR ABSTENTION served on ALL DEFENDANTS on APRIL 25, 2008. Service was made by MAIL. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Molton, David)

April 25, 2008

Filing 31 MEMORANDUM OF LAW in Support re: #25 MOTION to Remand /NOTICE OF MOTION FOR REMAND AND/OR ABSTENTION. /MEMORANDUM OF LAW IN SUPPORT OF PLAINTIFFS' MOTION FOR REMAND AND/OR ABSTENTION. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Molton, David)

April 25, 2008

Filing 30 CERTIFICATE OF SERVICE of (1) Plaintiffs Memorandum of Law in Opposition to Defendant BAWAGs Motion to Refer Counts XXIV, XXV, and XXVII of the Complaint as Alleged Against BAWAG to the Bankruptcy Court and (2) Declaration of David J. Molton in Support of Plaintiffs Opposition to Defendant BAWAGs Motion to Refer Counts XXIV, XXV, and XXVII of the Complaint as Alleged Against BAWAG to the Bankruptcy Court served on All Defendants on 04/25/08. Service was made by MAIL. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Molton, David)

April 25, 2008

Filing 29 DECLARATION of David J. Molton in Opposition re: #4 MOTION to refer Counts XXIV, XXV and XXVII to the United States Bankruptcy Court for the Southern District of New York.. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Attachments: #1 Exhibit A, #2 Exhibit B)(Molton, David)

April 25, 2008

Filing 28 MEMORANDUM OF LAW in Opposition re: #4 MOTION to refer Counts XXIV, XXV and XXVII to the United States Bankruptcy Court for the Southern District of New York.. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Molton, David)

April 25, 2008

Filing 27 DECLARATION of STEPHEN G. CRANE in Support re: #25 MOTION to Remand /NOTICE OF MOTION FOR REMAND AND/OR ABSTENTION.. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D)(Molton, David)

April 25, 2008

Filing 26 DECLARATION of DAVID J. MOLTON in Support re: #25 MOTION to Remand /NOTICE OF MOTION FOR REMAND AND/OR ABSTENTION.. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Attachments: #1 Exhibit A (1 of 2), #2 Exhibit A (2 of 2), #3 Exhibit B, #4 Exhibit C, #5 Exhibit D, #6 Exhibit E, #7 Exhibit F, #8 Exhibit G)(Molton, David)

April 25, 2008

Filing 25 MOTION to Remand /NOTICE OF MOTION FOR REMAND AND/OR ABSTENTION. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al).(Molton, David)

April 23, 2008

Filing 24 AFFIDAVIT OF SERVICE of A FEDERAL SUMMONS ISSUED IN CIVIL ACTIONS 08-CV-3065 & 08-CV-3086; A NOTICE OF REMOVAL FILED BY DEFENDANT BAWAG, 08-CV-3065, A NOTICE OF REMOVAL FILED BY VARIOUS DEFENDANTS; SUMMONS AND COMPLAINT FOR THE ACTION COMMENCED IN NEW YORK SUPREME COURT; PLAINTIFF'S STATEMENT PURSUANT TO BANKRUPTCY RULE 9027; NOTICE OF APPEARANCE FOR DAVID MOLTON; NOTICE OF APPEARANCE FOR ANDREW DASH; PLAINTIFFS' DEMAND FOR JURY TRIAL served on BECKENHAM TRADING CO., INC. C/O ANDREW KRIEGER (NORTHBRIDGE CAPITAL MGMT.) on APRIL 16, 2008. Service was accepted by MARY FIORENZA. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Molton, David)

April 22, 2008

Filing 23 CERTIFICATE OF SERVICE of NOTICE OF ASSIGNMENT IN CASE NO. 08-CV-3065 on APRIL 18, 2008. Service was made by MAIL. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Molton, David)

April 18, 2008

Filing 22 AFFIDAVIT OF SERVICE served on AFFIDAVIT OF ATTEMPTED SERVICE ON PHILLIP R. BENNETT on APRIL 10, 2008 (ATTEMPTED SERVICE) & APRIL 12, 2008 (ATTEMPTED SERVICE). Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Molton, David)

April 18, 2008

Filing 21 AFFIDAVIT OF SERVICE of A Federal Summons issued in Civil Actions 08-cv-3065 and 08-cv-3086; A Notice of Removal Filed by Defendant BAWAG 08-cv-3065, A Notice of Removal Filed by various Defendants 08-cv-3086; The Summons & Complaint for the Action Commenced in New York Supreme Court; Plaintiff's Statement Pursuant to Bankruptcy Rule 9027; Notice of Appearance for David Molton; Notice of Appearance for Andrew Dash; and Plaintiffs' Demand for Jury Trial served on PHILLIP R. BENNETT on APRIL 14, 2008 AND APRIL 16, 2008 (FIRST CLASS MAIL). Service was accepted by Concierge (Jimmy "Doe). Service was made by MAIL. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Molton, David)

April 18, 2008

Filing 20 AFFIDAVIT OF SERVICE of Plaintiff's Statement Pursuant to Bankr. Rule 9027; Notice of Appearance for Andrew Dash; Notice of Appearance for David J. Molton; Plaintiff's Demand for Jury Trial; Federal Summons issued in Civil Actions 08-cv-3065 & 08-cv-3086; Notice of Removal filed by Defedants BAWAG; Notice of Removal filed by various Defendants; The Summons & Complaint for the action commenced in New York Supreme Court served on REFCO ASSOCIATES, INC. on APRIL 10, 2008. Service was accepted by Shanell George, Facility Manager. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Molton, David)

April 17, 2008

Filing 19 NOTICE OF APPEARANCE by Jonathan Paul Bach on behalf of Joseph Collins (Bach, Jonathan)

April 17, 2008

Filing 18 NOTICE OF APPEARANCE by William J. Schwartz on behalf of Joseph Collins (Schwartz, William)

April 17, 2008

Filing 17 NOTICE OF APPEARANCE by Daniel Mark Hibshoosh on behalf of Joseph Collins (Hibshoosh, Daniel)

April 17, 2008

Filing 16 NOTICE OF APPEARANCE by Timothy Marden Kerr on behalf of Joseph Collins (Kerr, Timothy)

April 9, 2008

Filing 14 ORDER. Plaintiffs shall serve their motion for remand no later than April 25, 2008. Any opposition papers shall be filed by defendants no later than 30 days after service of the motion. Plaintiffs' reply papers shall be served no later than 14 days after service of the last opposition papers to be served on plaintiffs. Plaintiffs' opposition papers to BAWAG's motion to refer in 08 Civ. 3065 shall be served no later than April 25, 2008. BAWAG's reply papers shall be served no later than 14 days after service of plaintiffs' opposition papers. (Signed by Judge Gerard E. Lynch on 4/9/08) (djc)

April 9, 2008

Filing 13 ORDER. the time for BAWAG to answer, move, or otherwise respond to the complaint in the action is adjourned to twenty days after the Court enters its decision on BAWAG's motion to refer the Action to the Bankruptcy Court and/or plaintiffs' motion to remand the Action to the Supreme Court, whichever is later. If BAWAG moves to dismiss the Action, plaintiffs shall file and serve papers in opposition to the motion to dismiss, if any, within ninety days after BAWAG files and serves its papers in support of a motion to dismiss. BAWAG shall file and serve reply papers, if any, within thirty days after plaintiffs file and serve their opposition papers. (Signed by Judge Gerard E. Lynch on 4/9/08) (djc)

April 8, 2008

Filing 15 NOTICE OF CASE ASSIGNMENT to Judge Gerard E. Lynch. Judge Unassigned is no longer assigned to the case. (jeh)

April 8, 2008

Magistrate Judge Debra C. Freeman is so designated. (jeh)

April 8, 2008

CASE ACCEPTED AS RELATED. Create association to 1:05-cv-08626-GEL. Notice of Assignment to follow. (jeh)

April 4, 2008

Filing 12 DEMAND for Trial by Jury. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al) (Attachments: #1 Certificate of Service)(Molton, David)

April 4, 2008

Filing 11 NOTICE of STATEMENT OF PLAINTIFFS PURSUANT TO BANKRUPTCY RULE 9027. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Attachments: #1 Certificate of Service)(Molton, David)

April 4, 2008

Filing 10 NOTICE OF APPEARANCE by Andrew S. Dash on behalf of Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al) (Attachments: #1 Certificate of Service)(Dash, Andrew)

April 4, 2008

Filing 9 NOTICE of AMENDED NOTICE OF APPEARANCE. Document filed by Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al). (Attachments: #1 Certificate of Service)(Molton, David)

April 4, 2008

Filing 8 NOTICE OF APPEARANCE by David J. Molton on behalf of Kenneth M. Krys, Christopher Stride(as Assignees of Clams assigned by Miami Childrens Hospital Foundation, OFI, Green & Smith Investment Management LLC Kellner Dileo & Co. LLC, Martingale Asset Management LP, Longacre Fund Management LLC, Arnhold & S. Bleichroeder Advisers LLC et al), James P. Sinclair, Kenneth M Krys, Christopher Stride(as Joint Official Liquidators of Sphinx LTD, Sphinx Strategy Fund, LTD, Sphinx Plus SPC LTD, Sphinx Distressed LTD, Sphinx Merger Arbitrage LTD, Sphinx Macro LTD, Sphinx Long/Short Equity LTD, Sphinx Managed Futures LTD et al) (Molton, David)

April 2, 2008

Filing 7 CERTIFICATE OF SERVICE. Document filed by Bawag P.S.K., Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft. (Jacoby, Nicolle)

April 2, 2008

Filing 6 MEMORANDUM OF LAW in Support re: #4 MOTION to refer Counts XXIV, XXV and XXVII to the United States Bankruptcy Court for the Southern District of New York.. Document filed by Bawag P.S.K., Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft. (Jacoby, Nicolle)

April 2, 2008

Filing 5 AFFIDAVIT of Brian H. Brick in Support re: #4 MOTION to refer Counts XXIV, XXV and XXVII to the United States Bankruptcy Court for the Southern District of New York.. Document filed by Bawag P.S.K., Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C PT 1, #4 Exhibit C PT 2, #5 Exhibit D, #6 Exhibit E PT 1, #7 Exhibit E PT 2, #8 Exhibit E PT3, #9 Exhibit E PT 4, #10 Exhibit E PT 5, #11 Exhibit E PT 6, #12 Exhibit F, #13 Exhibit G)(Jacoby, Nicolle)

April 2, 2008

Filing 4 MOTION to refer Counts XXIV, XXV and XXVII to the United States Bankruptcy Court for the Southern District of New York. Document filed by Bawag P.S.K., Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft.(Jacoby, Nicolle)

March 26, 2008

Filing 3 STATEMENT OF RELATEDNESS re: Plaintiffs' claim against BAWAG in the above-captioned actions are largely based upon a number of the same of substantially similar factual allegations involving Refco and its affiliates (and their subsequent bankruptcy) as alleged in a number of other related actions pending in this court. The action also involves many of the same parties to those other Refco-related actions. That this action be filed as related to 05cv8626. Document filed by Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft.(rdz)

March 26, 2008

Filing 2 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft.(rdz) (Additional attachment(s) added on 3/28/2008: #1 PDF) (rdz).

March 26, 2008

Filing 1 NOTICE OF REMOVAL from Supreme Court, County of New York. Case Number: 600653-08. (Filing Fee $ 350.00, Receipt Number 645910).Document filed by Christopher Stride, Christopher Sugrue, Mark Kavanagh, Brian Owens, Pricewaterhousecoopers L.L.P., Gibson, Dunn & Crutcher LLP, Grant Thornton LLP, Mark Ramler, Ernst & Young U.S. LLP, Mayer Brown LLP, Joseph Collins, Edward S. Best, Paul Koury, Phillip R. Bennett, Robert C. Trosten, Tone Grant, Santo Maggio, Thomas Hackl, Dennis Klejna, Bawag P.S.K., Bunk Fur Albeit Und Wirtschaft Und Osterreichische Posteparkasse Aktiengesellsehaft, JP Morgan Chase & Co., Credit Suisse Securities (USA) LLC, Bank Of America Securities LLC, Thomas H. Lee Advisors, LLC, THL Managers V. LLC, THL Equity Advisors V.L.P, Thomas H. Lee Equity (Cayman) Fund V. L.P, Thomas H. Lee Investors Limited Partnership, 1997 Thomas H. Lee Nominee Trust, Thomas H. Lee, David V. Harkings, Scott L. Jaeckel, Scott A. Schoen, William T. Pigott, Liberty Corner Capital Strategies, LLC, EMF Financial Products LLC, EMF Core Fund LTD, Delta Flyer Fund LLC, Eric M. Flanagan, Ingram Micro, Inc., CIM Ventures, Inc, Beckenham Trading Co. Inc, Andrew Krieger, Coast Asset Management LP, CS Land Management LLC, Christopher Pettit, Refco Group Holdings Inc., Refco Associates, Inc. (Attachments: #1 Supplement, #2 Supplement, #3 Supplement, #4 Supplement, #5 Supplement, #6 Supplement)(rdz)

March 26, 2008

Case Designated ECF. (rdz)

March 26, 2008

CASE REFERRED TO Judge Gerald E. Lynch as possibly Related to 05cv8626. (rdz)

Search for this case: Krys et al v. Sugrue et al
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Defendant: Christopher Pettit
Represented By:	Ronald M. Lepinskas
Represented By:	Juliet M. Sarkessian
Represented By:	Brian Howard Brick
Represented By:	Nicolle Lipper Jacoby
Represented By:	Tomas M. Thompson
Represented By:	Cary Brian Samowitz
Represented By:	Joel H. Levitin
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Defendant: Ingram Micro, Inc.
Represented By:	Juliet M. Sarkessian
Represented By:	Brian Howard Brick
Represented By:	Nicolle Lipper Jacoby
Represented By:	Joel H. Levitin
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Defendant: Gibson, Dunn & Crutcher LLP
Represented By:	Juliet M. Sarkessian
Represented By:	Brian Howard Brick
Represented By:	Nicolle Lipper Jacoby
Represented By:	Peter R. Jerdee
Represented By:	Joel H. Levitin
Represented By:	Gregory P. Joseph
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Defendant: Thomas H. Lee Equity (Cayman) Fund V. L.P
Represented By:	Juliet M. Sarkessian
Represented By:	Brian Howard Brick
Represented By:	Nicolle Lipper Jacoby
Represented By:	Richard A. Rosen
Represented By:	Joel H. Levitin
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