Securities and Exchange Commission v. WG Trading Investors, L.P. et al
| Securities and Exchange Commission |
| WG Trading Investors, L.P., WG Trading Company, Limited Partnership, Westridge Capital Management, Inc., Paul Greenwood and Stephen Walsh |
| Robin Greenwood and Janet Walsh |
| 1:2009cv01750 |
| February 25, 2009 |
| US District Court for the Southern District of New York |
| Securities/Commodities Office |
| New York |
| Unassigned |
| None |
| U.S. Government Plaintiff |
| 15:78m(a) Securities Exchange Act |
Follow case documents by RSS
Available Case Documents
The following documents for this case are available for you to view or download:
| Document Text |
|---|
Filing
926
FINAL JUDGMENT AS TO RELIEF DEFENDANT ROBIN GREENWOOD: IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Relief Defendant is liable for disgorgement of $90,500, representing ill-gotten funds received as a result of the conduct alleged in the Comp laint and under circumstances where Relief Defendant does not have a legitimate claim to those funds, together with prejudgment interest thereon in the amount of $25,213.01, for a total of $115,713.01, and as further set forth in this judgm ent. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that this Court shall retain jurisdiction of this matter for the purposes of enforcing the terms of this Final Judgment. There being no just reason for delay, pursuant to Rule 54(b) of the Federal Rules of Civil Procedure, the Clerk is ordered to enter this Final Judgment forthwith and without further notice. (Signed by Judge George B. Daniels on 6/9/2020) (jwh)
|
|
Filing
924
CONSENT OF DEFENDANT WG TRADING COMPANY, LIMITED PARTNERSHIP 1. Defendant WO Trading Company, Limited Partnership ("WGTC"), acknowledges having been served with the Complaint in this action, enters a general appearance,and admits to the C ourt's jurisdiction over Defendant and over the subject matter of this action. 7. WGTC waives the right, if any, to a jury trial and to appeal from the entry of the Final Judgment. 8. WGTC enters into this Consent voluntarily and represents t hat no threats, offers, promises, or inducements of any kind have been made by the Commission or any member, officer, employee, agent, or representative of the Commission to induce WGTC to enter into this Consent. 9. WGTC agrees that this Consent shall be incorporated into the Final Judgment with the same force and effect as if fully set forth therein. 11. WGTC waives service of the Final Judgment and agrees that entry of the Final Judgment by the Court and filing with the Clerk of the Court will constitute notice to WGTI of its terms and conditions. WGTC further agrees to provide counsel for the Commission, within thirty days after the Final Judgment is filed with the Clerk of the Court, with an affidavit or declaration stating that WGTC has received and read a copy of the Final Judgment. (And as further set forth herein.) SO ORDERED. (Signed by Judge George B. Daniels on 6/1/2020) (jca)
|
|
Filing
281
MEMORANDUM OPINION AND ORDER, that a hearing will be scheduled for Wednesday, April 21, 2010 at 10:00 am, in Courtroom 14A, at which the Government will have the opportunity to present evidence of probable cause to believe that the funds sought for a ttorneys' fees are tainted and, if contested by the Defendants, probable cause for the criminal charges in the Indictment. Defendants Walsh and Greenwood's motions are granted to the extent that Defendants are entitled to pay for lawyers of their choice with untainted funds. A probable cause hearing will be scheduled for the Government to demonstrate to what extent, if any, Greenwood's antiques and collectibles, and Walsh's home at 7 Half Moon Lane are tainted. The Government shall indicate by April 5, 2010, the nature of the evidence and the extent to which it plans to demonstrate that the assets in question are tainted. Money shall be available to Greenwood up to the requested amount of $1,000,000, and to Walsh up to $900,000 (the 1983 purchase price of the home at 38 Arden Lane) for payment of reasonable attorneys' fees incurred in the criminal case, if the Government cannot meet its burden of demonstrating that there is probable cause to believe t hat those funds are tainted by fraud. Invoices for attorneys' fees should be submitted as incurred, and limited to fees and expenses related solely to representation in the criminal action. The Receiver, with the cooperation of Defendants, attor neys, should immediately begin the liquidation process of Greenwood's antiques and collectibles, and Walsh's home at 7 Half Moon Lane. Additional relief as set forth in this Order. (Signed by Judge George B. Daniels and Judge Miriam Goldman Cedarbaum on 3/9/10) (pl) Modified on 3/9/2010 (pl).
|
|
Filing
1
COMPLAINT against WG Trading Investors, L.P., WG Trading Company, Limited Partnership, Westridge Capital Management, Inc., Paul Greenwood, Stephen Walsh, Robin Greenwood, Janet Walsh. Document filed by Securities and Exchange Commission.(laq) (ama).
|
Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.
Access this case on the New York Southern District Court's Electronic Court Filings (ECF) System
- Search for Party Aliases
- Associated Cases
- Attorneys
- Case File Location
- Case Summary
- Docket Report
- History/Documents
- Parties
- Related Transactions
- Check Status
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
