United States Securities and Exchange Commission v. FTC Capital Markets, Inc. et al
| United States Securities and Exchange Commission |
| FTC Capital Markets, Inc., FTC Emerging Markets, Inc., Guillermo David Clamens and Lina Lopez |
| 1:2009cv04755 |
| May 20, 2009 |
| US District Court for the Southern District of New York |
| Foley Square Office |
| New York |
| Paul G. Gardephe |
| None |
| 15 U.S.C. ยง 78 m(a) Securities Exchange Act |
| None |
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The following documents for this case are available for you to view or download:
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Filing
144
ORDER FOR PAYMENT OF FEES AND EXPENSES OF THE TAX ADMINISTRATOR granting 143 Motion for Disbursement of Funds. The Court, having reviewed Plaintiffs Notice of Motion and Motion to Disburse Funds to Pay Fees and Expenses of the Tax Administrator and the supporting Declarations, and it appearing that such Motion should be granted, it is hereby ORDERED, that Plaintiffs motion is GRANTED. AND IT IS FURTHER ORDERED, that the United States Securities and Exchange Commission shall disburse funds from the SEC-designated account associated with this matter in the amount of $10,229.42 payable to Miller Kaplan Arase LLP. SO ORDERED.. (Signed by Judge Paul G. Gardephe on 11/3/2023) (ks)
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Filing
45
MEMORANDUM OPINION & ORDER #99121 granting re: 31 MOTION for Preliminary Injunction Modification to Preliminary Injunction, filed by Lina Lopez. This Court reserves decision as to the amount to be released. The Clerk of the Court is directed to terminate the following motion: Docket No. 31. (Signed by Judge Paul G. Gardephe on 6/29/10) (cd) Modified on 7/1/2010 (ajc).
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Filing
38
ORDER: It is hereby ORDERED that this Court will hold oral argument on Lopez's motion on Monday, January 11 at 3:00 p.m. in Courtroom 18B at the United States Courthouse, 500 Pearl Street, New York, New York. (Signed by Judge Paul G. Gardephe on 12/30/2009) (jpo)
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Filing
4
ORDER DIRECTING DEFENDANTS GUILLERMO DAVID CLAMENS, FTC CAPITAL MARKETS, INC., AND FTC EMERGING MARKETS, INC., ALSO D/B/A FTC GROUP, TO SHOW CAUSE W HY AN ORDER FREEZING THEIR ASSETS SHOULD NOT BE ENTERED, TEMPORARY RESTRAINING ORDER AND ORDER PERMIT TING EXPEDITED DISCOVERY. Defendants shall show cause, if there be any, to this Court at 9:30 a.m. on the 30th day of June, 2009, in Room 18B of the United States Courthouse, 500 Pearl Street, NY, NY why this Court should not enter an Order pursuant to Rule 65 of the FRCP, Section 20 of the Securities Act and Section 21 of the Exchange Act directing that, pending a final disposition of this action, Defendants, and their agents, servants, employees and attorneys, and those persons in active conc ert or participation with them who receive actual notice of such Order by personal service or otherwise, and each of them, h old and retain within their control, and otherwise..; Defendants shall deliver any opposing papers in response to the Order t o Show Cause above no later than June 25, 2009 at 5:00 p.m. The Commission shall have until June 29, 2009, at 12:00 p.m., to serve, by the most expeditious means available, any reply papers upon the defendants. (Signed by Judge Colleen McMahon on 6/17/09) (djc)
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