Miller et al v. Wachovia Corporation et al
| Arlette Miller and Southeastern Pennsylvania Transportation Authority |
| Wachovia Corporation, Wachovia Capital Trust IX, G. Kennedy Thompson, Mark C. Treanor, Thomas J. Wurtz, Peter M. Carlson, John D. Baker, II, Robert J. Brown, Peter C. Browning, John T. Casteen, III, Jerome A. Gitt, William H. Goodwin, Jr., Maryellen C. Herringer, Robert A. Ingram, Donald M. James, Mackey J. Mcdonald, Joseph Neubauer, Timothy D. Proctor, Ernest S. Rady, Van L. Richey, Ruth G. Shaw, Lanty L. Smith, John C. Whitaker, Jr., Dona Davis Young, Wachovia Capital Markets, LLC, Citigroup Global Markets Inc., Merrill Lynch, Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated and UBS Securities LLC |
| 1:2009cv06351 |
| July 15, 2009 |
| US District Court for the Southern District of New York |
| Foley Square Office |
| XX Out of State |
| Richard J. Sullivan |
| Plaintiff |
| 15 U.S.C. ยง 78 m(a) Securities Exchange Act |
| Plaintiff |
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Filing
122
OPINION & ORDER re: 108 MOTION to Dismiss Amended Consolidated Class Action Complaint filed by KPMG LLP, 111 MOTION to Dismiss The Amended Consolidated Class Action Complaint filed by Barclays Capital Inc., Goldman, Sachs & Co., Deu tsche Bank Securities Inc., Loop Capital Markets LLC, Banc of America Securites, LLC, Sandler O'Neill & Partners, L.P., The Williams Capital Group, L.P., Credit Suisse Securities (USA) LLC, Samuel A. Ramirez & Company, Inc., Guzman & Company, BB &T Capital Markets, a division of Scott & Stringfellow, Inc., M.R. Beal & Company, Jackson Securities, LLC, Morgan Stanley & Co. Incorporated, Citigroup Global Markets Inc., Muriel Siebert & Co, Inc., UBS Securities LLC, Merrill Lynch, 105 MOTION t o Dismiss the Amended Complaint filed by Peter M. Carlson, John C. Whitaker, Jr., Donald M. James, Robert J. Brown, Ross E. Jeffries, Jr., G. Kennedy Thompson, Donald K. Truslow, Ernest S. Rady, Wells Fargo & Company, as successor-in-interest to Wachovia Corporation, Lanty L. Smith, Dona Davis Young, Timothy D. Proctor, John T. Casteen, III, Wachovia Capital Trust IV, Mark C. Treanor, Wachovia Capital Markets, LLC, Mackey J. Mcdonald, Maryellen C. Herringer, Wells Fargo Securities, LLC, R uth G. Shaw, Robert A. Ingram, David M. Julian, William H. Goodwin, Jr., John D. Baker, II, Wachovia Capital Trust X, Wachovia Capital Trust IX, Jerome A. Gitt, Peter C. Browning, Thomas J. Wurtz, Van L. Richey, Wachovia Corporation, Joseph Neubauer. For the reasons states above, IT IS HEREBY ORDERED THAT: 1) The Wachovia Defendants' Motion to Dismiss the Equity Complaint is HEREBY GRANTED. 2) The Underwriter Defendants' Motion to Dismiss the Equity Complaint is HEREBY GRANTED; 3) The Wachovia Defendants' Motion to Dismiss the Stichting Complaint is HEREBY GRANTED; 4) The Wachovia Defendants' Motion to Dismiss the FC Holdings Complaint is HEREBY GRANTED; 5) The Wachovia Defendants' Motion to Dismiss the Bond/Notes C omplaint is HEREBY GRANTED IN PART and DENIED IN PART; 6) The Underwriter Defendants' Motion to Dismiss the Bond/Notes Complaint is HEREBY GRANTED IN PART AND DENIED IN PART; and 7) Defendant KPMG's Motion to Dismiss the Bond/Notes Complain t is HEREBY DENIED. The Clerk of the Court is respectfully directed to terminate the following motions: 1) Doc. Nos. 75 and 78 in No. 08 Civ. 6171; 2) Doc No. 37 in 09 Civ. 4473; Doc. No 31 in 09 Civ. 5466; and Doc. Nos. 105, 108, and 111 in 09 Civ. 6351. The Clerk of the Court is also respectfully directed to close the following cases: 1) 08 Civ. 6171; 2) 09 Civ. 4473; 3) 09 Civ. 5466. The Bond/Notes parties shall (1) submit a joint proposed discovery schedule no later than 5/2/2011; and (2) appear for a status conference on Friday, 5/13/2011, at 3:30 p.m. (Status Conference set for 5/13/2011 at 03:30 PM before Judge Richard J. Sullivan.) (Signed by Judge Richard J. Sullivan on 3/31/2011) (tro)
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Filing
87
ORDER the Clerk of the Court is respectfully directed to terminate the motion located at Doc. No. 76, as it has been incorrectly docketed as a motion re: 76 MOTION to Dismiss Opposition, filed by Orange County Employees' Retirement System, Louisiana Sheriff's Pension and Relief Fund, Southeastern Pennsylvania Transportation Authority. (Signed by Judge Richard J. Sullivan on 2/11/10) (cd)
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