Grund et al v. Principal Financial Group, Inc. et al
| Robert Grund, Susan Grund, Jeffrey Golden, Victoria Golden, Stephanos Papademetriou, Vaciliki Papademetriou and Eleni Papademetriou |
| Principal Financial Group, Inc. and Delaware Charter Guarantee & Trust Company doing business as Principal Trust Company |
| 1:2009cv08025 |
| September 18, 2009 |
| US District Court for the Southern District of New York |
| Foley Square Office |
| New York |
| Robert W Sweet |
| Personal Property: Other |
| 28 U.S.C. § 1332 bc |
| Plaintiff |
Docket Report
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Minute Entry for proceedings held before Judge Robert W. Sweet: Oral Argument was held on 1/22/2014. re: #66 MOTION for Distribution of Net Settlement Fund was filed by Vaciliki Papademetriou, Victoria Golden, Robert Grund, Eleni Papademetriou, Stephanos Papademetriou, Susan Grund, Jeffrey Golden. (sc)
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Filing 74
AGREED ORDER FOR DISTRIBUTION OF THE SETTLEMENT FUND: IT IS HEREBY ORDERED, ADJUDGED AND DECREED: The Court approves the administrative determinations made by the Parties set forth in the Declaration of Karen Rogan Regarding Calculation of Allowed Claims ("Rogan Declaration") submitted on November 26, 2013. The Court hereby directs the distribution of the Settlement Fund, after deduction of the requested payments set forth in Paragraph 4, to the Class members who have been determined to be eligible to share in the Settlement Fund in such amounts as set forth in the Rogan Declaration.Id. And as set forth herein. IT IS SO ORDERED. (Signed by Judge Robert W. Sweet on 1/22/2014) (ama)
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Filing 73
ORDER re: #66 MOTION Distribution of Net Settlement Fund, filed by Vaciliki Papademetriou, Victoria Golden, Robert Grund, Eleni Papademetriou, Stephanos Papademetriou, Susan Grund, Jeffrey Golden. The Court's previous scheduling order is amended as follow: Plaintiff's motion for distribution of the settlement fund will be heard at noon on Wednesday, January 22, 2014, in courtroom 18C. All papers shall be served in accordance with Local Civil Rule 6.1. It is so ordered. (Motion Hearing set for 1/22/2014 at 12:00 PM in Courtroom 18C, 500 Pearl Street, New York, NY 10007 before Judge Robert W. Sweet.) (Signed by Judge Robert W. Sweet on 12/10/2013) (ja)
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Filing 72
LETTER addressed to Judge Robert W. Sweet from Fred T. Isquith, Jr. dated 12/9/2013 re: Setting date to hear Plaintiffs' motion for the distribution of the settlement fund. Document filed by Jeffrey Golden, Victoria Golden, Robert Grund, Susan Grund, Eleni Papademetriou, Stephanos Papademetriou, Vaciliki Papademetriou.(Lovell, Christopher)
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Filing 71
ORDER: Plaintiff's motion for distribution of the settlement fund will be heard at noon on Wednesday, January 15, 2014, in courtroom 18C. All papers shall be served in accordance with Local Civil Rule 6.1.( Motion Hearing set for 1/15/2014 at 12:00 PM in Courtroom 18C, 500 Pearl Street, New York, NY 10007 before Judge Robert W. Sweet.) (Signed by Judge Robert W. Sweet on 12/3/2013) (js)
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Filing 70
CERTIFICATE OF SERVICE. Document filed by Jeffrey Golden, Victoria Golden, Robert Grund, Susan Grund, Eleni Papademetriou, Stephanos Papademetriou, Vaciliki Papademetriou. (Lovell, Christopher)
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Filing 69
DECLARATION of Karen Rogan in Support re: #66 MOTION Distribution of Net Settlement Fund.. Document filed by Jeffrey Golden, Victoria Golden, Robert Grund, Susan Grund, Eleni Papademetriou, Stephanos Papademetriou, Vaciliki Papademetriou. (Lovell, Christopher)
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Filing 68
DECLARATION of Victor E Stewart in Support re: #66 MOTION Distribution of Net Settlement Fund.. Document filed by Jeffrey Golden, Victoria Golden, Robert Grund, Susan Grund, Eleni Papademetriou, Stephanos Papademetriou, Vaciliki Papademetriou. (Lovell, Christopher)
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Filing 67
MEMORANDUM OF LAW in Support re: #66 MOTION Distribution of Net Settlement Fund.. Document filed by Jeffrey Golden, Victoria Golden, Robert Grund, Susan Grund, Eleni Papademetriou, Stephanos Papademetriou, Vaciliki Papademetriou. (Attachments: #1 Text of Proposed Order)(Lovell, Christopher)
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Filing 66
MOTION Distribution of Net Settlement Fund. Document filed by Jeffrey Golden, Victoria Golden, Robert Grund, Susan Grund, Eleni Papademetriou, Stephanos Papademetriou, Vaciliki Papademetriou.(Lovell, Christopher)
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Filing 65
FINAL ORDER AND JUDGMENT: Settling Action. (Signed by Judge Robert W. Sweet on 9/11/2013) (Attachments: #1 Notice of Right to Appeal)(dt)
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Minute Entry for proceedings held before Judge Robert W. Sweet: Oral Argument held on 9/11/2013 re: #60 FINAL MOTION for Settlement. filed by Vaciliki Papademetriou, Victoria Golden, Robert Grund, Eleni Papademetriou, Stephanos Papademetriou, Susan Grund, Jeffrey Golden.Final settlement approval motion held. (sc)
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Filing 64
CERTIFICATE OF SERVICE. Document filed by Jeffrey Golden, Victoria Golden, Robert Grund, Susan Grund, Eleni Papademetriou, Stephanos Papademetriou, Vaciliki Papademetriou. (Lovell, Christopher)
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Filing 63
DECLARATION in Support re: #60 FINAL MOTION for Settlement.. Document filed by Jeffrey Golden, Victoria Golden, Robert Grund, Susan Grund, Eleni Papademetriou, Stephanos Papademetriou, Vaciliki Papademetriou. (Lovell, Christopher)
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Filing 62
DECLARATION in Support re: #60 FINAL MOTION for Settlement.. Document filed by Jeffrey Golden, Victoria Golden, Robert Grund, Susan Grund, Eleni Papademetriou, Stephanos Papademetriou, Vaciliki Papademetriou. (Lovell, Christopher)
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Filing 61
MEMORANDUM OF LAW in Support re: #60 FINAL MOTION for Settlement.. Document filed by Jeffrey Golden, Victoria Golden, Robert Grund, Susan Grund, Eleni Papademetriou, Stephanos Papademetriou, Vaciliki Papademetriou. (Attachments: #1 Exhibit A, #2 Exhibit B)(Lovell, Christopher)
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Filing 60
FINAL MOTION for Settlement. Document filed by Jeffrey Golden, Victoria Golden, Robert Grund, Susan Grund, Eleni Papademetriou, Stephanos Papademetriou, Vaciliki Papademetriou.(Lovell, Christopher)
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Filing 59
CERTIFICATE OF SERVICE. Document filed by Jeffrey Golden, Victoria Golden, Robert Grund, Susan Grund, Eleni Papademetriou, Stephanos Papademetriou, Vaciliki Papademetriou. (Lovell, Christopher)
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Filing 58
DECLARATION of Jacob H. Zamansky in Support re: #55 MOTION for Attorney Fees.. Document filed by Jeffrey Golden, Victoria Golden, Robert Grund, Susan Grund, Eleni Papademetriou, Stephanos Papademetriou, Vaciliki Papademetriou. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3)(Lovell, Christopher)
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Filing 57
DECLARATION of Victor E. Stewart in Support re: #55 MOTION for Attorney Fees.. Document filed by Jeffrey Golden, Victoria Golden, Robert Grund, Susan Grund, Eleni Papademetriou, Stephanos Papademetriou, Vaciliki Papademetriou. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3)(Lovell, Christopher)
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Filing 56
MEMORANDUM OF LAW in Support re: #55 MOTION for Attorney Fees.. Document filed by Jeffrey Golden, Victoria Golden, Robert Grund, Susan Grund, Eleni Papademetriou, Stephanos Papademetriou, Vaciliki Papademetriou. (Lovell, Christopher)
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Filing 55
MOTION for Attorney Fees. Document filed by Jeffrey Golden, Victoria Golden, Robert Grund, Susan Grund, Eleni Papademetriou, Stephanos Papademetriou, Vaciliki Papademetriou.(Lovell, Christopher)
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Filing 54
MEMO ENDORSEMENT on Notice Of Preliminary Settlement, as further set forth in this document. ENDORSEMENT: SO ORDERED. (Signed by Judge Robert W. Sweet on 4/8/2013) (cd)
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Filing 53
PRELIMINARY APPROVAL ORDER: In addition to the terms defined herein, the Court adopts and incorporates the definitions in the Settlement Agreement for the purposes of this Order. All proceedings in the above-captioned action, other than such proceedings as may be necessary to carry out the terms and conditions of the Settlement Agreement and related proceedings described therein ("Settlement"), are hereby stayed and suspended until further order of this Court, and as further set forth in this document. A hearing will be held on September 11, 2013 at 12:00p.m. in Courtroom 18C of this Courthouse before the undersigned, to consider (i) whether the proposed Settlement is fair, reasonable, and adequate and should be finally approved by the Court, and as further set forth in this document. (Signed by Judge Robert W. Sweet on 4/8/2013) (cd)
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Set/Reset Hearings: Fairness Hearing set for 9/11/2013 at 12:00 PM in Courtroom 18C, 500 Pearl Street, New York, NY 10007 before Judge Robert W. Sweet. (cd)
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Minute Entry for proceedings held before Judge Robert W. Sweet: Motion Hearing held on 4/3/2013 re: #26 MOTION to Dismiss First Amended Complaint filed by Delaware Charter Guarantee & Trust Company, Principal Financial Group, Inc. (ft)
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Filing 52
ORDER: Plaintiffs' motion for preliminary approval of settlement, approval of notice to the settlement class and certification of the settlement class for settlement purposes will be heard at noon on Wednesday, April 3, 2013. All papers shall be served accordance with Local Civil Rule 6.1. (Signed by Judge Robert W. Sweet on 2/27/2013) (ft)
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Set/Reset Deadlines as to Motion Hearing set for 4/3/2013 at 12:00 PM before Judge Robert W. Sweet. (ft)
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Filing 51
SETTLEMENT AGREEMENT. Document filed by Jeffrey Golden, Victoria Golden, Robert Grund, Susan Grund, Eleni Papademetriou, Stephanos Papademetriou, Vaciliki Papademetriou. (Attachments: #1 Exhibit Memorandum of Law in Support of Unopposed Motion for Preliminary Approval of Settlement, Approval of Notice to the Settlement Class and Certification of the Settlement Class for Settlement Purposes, #2 Exhibit [Proposed] Preliminary Approval Order, #3 Exhibit [Proposed] Notice to the Settlement Class, #4 Exhibit [Proposed] Final Order and Judgment, #5 Exhibit Restitution List [Part 1], #6 Exhibit Restitution List [Part 2], #7 Exhibit Restitution List [Part 3])(Galbraith, Kevin)
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Minute Entry for proceedings held before Judge Robert W. Sweet: Pretrial Conference held on 10/19/2011. (ab)
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Filing 50
AMENDED: Please be advised that the conference scheduled for 10/12/11 has been rescheduled to 10/19/11 at 4:30pm in Courtroom 18C. Please notify opposing counsel of the change. ( Pretrial Conference set for 10/19/2011 at 04:30 PM in Courtroom 18C, 500 Pearl Street, New York, NY 10007 before Judge Robert W. Sweet.) (Signed by Judge Robert W. Sweet on 10/7/2011) (lmb)
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Filing 49
PRETRIAL ORDER: Pretrial Conference set for 10/12/2011 at 04:30 PM in Courtroom 18C, 500 Pearl Street, New York, NY 10007 before Judge Robert W. Sweet. (Signed by Judge Robert W. Sweet on 9/13/2011) (ab)
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Filing 48
OPINION: #100738 For the foregoing reasons, Burns Defendants' motion for reconsideration is denied, and the Grund Defendants' motion for reconsideration and clarification is granted in part and denied in part. (Signed by Judge Robert W. Sweet on 8/25/2011) (jfe) Modified on 9/2/2011 (ajc).
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Filing 47
REPLY MEMORANDUM OF LAW in Support re: #41 MOTION for Reconsideration and Clarification.. Document filed by Delaware Charter Guarantee & Trust Company, Principal Financial Group, Inc.. (Spenner, Dorothy)
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Filing 46
ORDER: Defendants' motion for reconsideration and clarification, dated June 9, 2011, will be heard on submission, without oral argument, on Wednesday, July 20, 2011. All motion papers shall be served in accordance with Local Rule 6.1. (Signed by Judge Robert W. Sweet on 6/29/2011) (ab)
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Filing 45
MEMORANDUM OF LAW in Opposition re: #41 MOTION for Reconsideration and Clarification.. Document filed by Jeffrey Golden, Victoria Golden, Robert Grund, Susan Grund, Eleni Papademetriou, Stephanos Papademetriou, Vaciliki Papademetriou. (Attachments: #1 Exhibit Certificate of Service)(Lovell, Christopher)
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Filing 44
STIPULATION AND ORDER: It is hereby Stipulated and agreed that the time for plaintiffs to respond to defendants' motion for reconsideration and clarification is extended up to and including 6/27/11. (Signed by Judge Robert W. Sweet on 6/23/2011) (jfe)
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Filing 43
DECLARATION of Dorothy J. Spenner in Support re: #41 MOTION for Reconsideration and Clarification.. Document filed by Delaware Charter Guarantee & Trust Company, Principal Financial Group, Inc.. (Spenner, Dorothy)
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Filing 42
MEMORANDUM OF LAW in Support re: #41 MOTION for Reconsideration and Clarification.. Document filed by Delaware Charter Guarantee & Trust Company, Principal Financial Group, Inc.. (Spenner, Dorothy)
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Filing 41
MOTION for Reconsideration and Clarification. Document filed by Delaware Charter Guarantee & Trust Company, Principal Financial Group, Inc..(Spenner, Dorothy)
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Filing 40
NOTICE OF APPEARANCE by Dorothy Jane Spenner on behalf of Delaware Charter Guarantee & Trust Company, Principal Financial Group, Inc. (Spenner, Dorothy)
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Filing 39
MEMORANDUM AND OPINION #100374 re: #26 MOTION to Dismiss First Amended Complaint filed by Delaware Charter Guarantee & Trust Company, Principal Financial Group, Inc. Defendants' motion to dismiss is granted in part and denied in part. Plaintiffs are granted leave to file an amended complaint with claims under state law within 60 days. (Signed by Judge Robert W. Sweet on 5/25/2011) (jar) Modified on 5/27/2011 (ajc).
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Filing 38
REPLY to Response to Motion re: #26 MOTION to Dismiss First Amended Complaint.. Document filed by Delaware Charter Guarantee & Trust Company, Principal Financial Group, Inc.. (Attachments: #1 Exhibit 1)(Fee, Kevin)
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Filing 37
NOTICE OF CHANGE OF ADDRESS by Jacob H. Zamansky on behalf of All Plaintiffs. New Address: Zamansky & Associates, LLC, 50 Broadway, 32nd Floor, New York, NY, USA 10004, 212.742.1414. (Zamansky, Jacob)
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Filing 36
REPLY MEMORANDUM OF LAW in Opposition re: #26 MOTION to Dismiss First Amended Complaint.. Document filed by Jeffrey Golden, Victoria Golden, Robert Grund, Susan Grund, Eleni Papademetriou, Stephanos Papademetriou, Vaciliki Papademetriou. (Attachments: #1 Exhibit 1)(Isquith, Fred)
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Filing 35
REPLY MEMORANDUM OF LAW in Support re: #26 MOTION to Dismiss First Amended Complaint.. Document filed by Delaware Charter Guarantee & Trust Company, Principal Financial Group, Inc.. (Fee, Kevin)
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Filing 34
DECLARATION of Fred T. Isquith, Jr. in Opposition re: #26 MOTION to Dismiss First Amended Complaint.. Document filed by Jeffrey Golden, Victoria Golden, Robert Grund, Susan Grund, Eleni Papademetriou, Stephanos Papademetriou, Vaciliki Papademetriou. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C (Part 1), #4 Exhibit C (Part 2), #5 Exhibit D (Part 1), #6 Exhibit D (Part 2))(Isquith, Fred)
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Filing 33
MEMORANDUM OF LAW in Opposition re: #26 MOTION to Dismiss First Amended Complaint.. Document filed by Robert Grund, Susan Grund, Jeffrey Golden, Victoria Golden, Stephanos Papademetriou, Vaciliki Papademetriou, Eleni Papademetriou. (Isquith, Fred)
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Filing 32
ENDORSED LETTER addressed to Judge Robert W. Sweet from Lynn A. Dummett dated 10/12/10 re: counsel for plaintiff writes that the parties have conferred and agreed to a proposed briefing schedule, set forth in the attached (Proposed) Revised Scheduling Order submitted for Your Honor's consideration. Pursuant to the proposed schedule the Grund and Bums plaintiffs' respective oppositions to Defendants' motions to dismiss must be served and filed on or before November 5, 2010, Defendants' replies in further support of their motions to dismiss must be served and filed on or before December 3, 2010, and oral argument on the motions to dismiss is scheduled on Wednesday, December 8, 2010 at 12:00 p.m., or on another date selected by the Court. ENDORSEMENT: So Ordered. (Signed by Judge Robert W. Sweet on 10/12/10) (pl)
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Filing 31
REVISED SCHEDULING ORDER: that Plaintiffs' Amended Complaint in Burns et al. v. Delaware Charter Guarantee & Trust CO., (NO. 10-cv-4534) ("Burns") shall be served and filed on or before July 21, 2010; and it is further, that Defendants' Motion to Dismiss Plaintiffs' Amended Complaint in Burns shall be served and filed on or before August 31, 2010; and it is further, that Plaintiffs' Oppositions to Defendants' Motions to Dismiss the Amended Complaints in Burns and Grund v. Principal Financial Group, Inc. and Delaware Charter Guarantee & Trust Co. (No. 09-cv-8025) ("Grund") shall be served and filed on or before October 15, 2010; Defendants' Replies in further support of their Motions to Dismiss the Amended Complaints in Burns and Grund shall be served and filed on or before November 3, 2010; and oral argument on Defendants' Motions to Dismiss will be held on Wednesday, November 17, 2010 at 12:00 p.m. or such other date selected by the Court; and it is further, Additional relief as set forth in this Order. (Signed by Judge Robert W. Sweet on 7/20/10) (pl)
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Set/Reset Scheduling Order Deadlines: Responses due by 10/15/2010 Replies due by 11/3/2010. Oral Argument set for 11/17/2010 at 12:00 PM before Judge Robert W. Sweet. (pl)
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Filing 30
ENDORSED LETTER addressed to Judge Robert W. Sweet from Lynn A. Dummett dated 6/21/2010 re: Counsel writes making a joint submission on behalf of plaintiffs and defendants to (1) request revision of the briefing scheduled with respect to Defendants' pending Motion to Dismiss Plaintiffs' First Amended Complaint in the above-referenced case, (2) alert the Court to a related action, and (3) seek the Court's guidance regarding the briefing schedule of the pending Motion to Dismiss in light of the related action. Defendants plan to file a Motion to Dismiss the Burns complaint that will raise arguments and defenses substantially similar to those asserted in the Motion to Dismiss the First Amended Complaint in Grund. Counsel for plaintiffs in the Burns action has consented to a thirty day extension - to July 9,2010 - of Defendants' deadline for responding to plaintiffs' complaint, and has also indicated that plaintiffs plan to file an amended pleading. ENDORSEMENT: Assignment of the related case is accepted and the schedule for motions is approved subject to consensual change by the parties. So ordered. (Signed by Judge Robert W. Sweet on 6/23/2010) (tve)
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Filing 29
DECLARATION of Lynn A. Dummett in Support re: #26 MOTION to Dismiss First Amended Complaint.. Document filed by Principal Financial Group, Inc., Delaware Charter Guarantee & Trust Company. (Attachments: #1 Exhibit A & B)(Dummett, Lynn)
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Filing 28
DECLARATION of Christopher N. Taylor in Support re: #26 MOTION to Dismiss First Amended Complaint.. Document filed by Principal Financial Group, Inc., Delaware Charter Guarantee & Trust Company. (Attachments: #1 Exhibit A & B)(Dummett, Lynn)
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Filing 27
MEMORANDUM OF LAW in Support re: #26 MOTION to Dismiss First Amended Complaint.. Document filed by Principal Financial Group, Inc., Delaware Charter Guarantee & Trust Company. (Dummett, Lynn)
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Filing 26
MOTION to Dismiss First Amended Complaint. Document filed by Principal Financial Group, Inc., Delaware Charter Guarantee & Trust Company. Return Date set for 9/15/2010 at 12:00 PM.(Dummett, Lynn)
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Filing 25
NOTICE OF APPEARANCE by Fred Taylor Isquith on behalf of Robert Grund, Susan Grund (Attachments: #1 Certificate of Service)(Isquith, Fred)
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Filing 24
AMENDED COMPLAINT amending #1 Complaint against Principal Financial Group, Inc., Delaware Charter Guarantee & Trust Company.Document filed by Robert Grund, Susan Grund. Related document: #1 Complaint filed by Robert Grund, Susan Grund. (Received in the night deposit box on 4/16/10 at 10:15pm)(mro)
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Filing 23
REVISED SCHEDULING ORDER: Amended Pleadings due by 4/16/2010. Motions due by 5/28/2010. Responses due by 6/25/2010 Replies due by 7/26/2010. Oral Argument set for 9/15/2010 at 12:00 PM before Judge Robert W. Sweet. (Signed by Judge Robert W. Sweet on 4/14/2010) (tve)
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Filing 22
ORDER OF ADMISSION TO PRACTICE PRO HAC VICE: Simone R. Cruickshank is admitted pro hac vice in this case in the USDC for the SDNY subject to payment of the filing fee. (Signed by Judge Robert W. Sweet on 3/22/10) (dle)
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Filing 21
ORDER OF ADMISSION TO PRACTICE PRO HAC VICE: Kevin M. Fee is admitted pro hac vice in this case in the USDC for the SDNY subject to payment of the filing fee. (Signed by Judge Robert W. Sweet on 3/17/10) (dle)
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Filing 20
ORDER OF ADMISSION TO PRACTICE PRO HAC VICE granting #15 Motion for Michael C. Andolina to Appear Pro Hac Vice. (Signed by Judge Robert W. Sweet on 3/11/2010) (jpo)
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CASHIERS OFFICE REMARK on #19 Motion to Appear Pro Hac Vice in the amount of $25.00, paid on 03/10/2010, Receipt Number 896784. (jd)
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Filing 19
MOTION for Kevin M. Fee to Appear Pro Hac Vice. Document filed by Principal Financial Group, Inc., Delaware Charter Guarantee & Trust Company.(mro)
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Filing 18
REVISED SCHEDULING ORDER: Replies due by 5/13/2010. Responses due by 4/13/2010. Oral Argument set for 6/9/2010 at 12:00 PM before Judge Robert W. Sweet. Pretrial Conference set for 9/15/2010 at 04:30 PM before Judge Robert W. Sweet. (Signed by Judge Robert W. Sweet on 3/3/2010) (jpo)
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Filing 17
ORDER OF ADMISSION TO PRACTICE PRO HAC VICE: #14 Motion for Joel S. Feldman to Appear Pro Hac Vice. (Signed by Judge Robert W. Sweet on 3/4/2010) (jfe)
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CASHIERS OFFICE REMARK on #16 Motion to Appear Pro Hac Vice, #14 Motion to Appear Pro Hac Vice, #15 Motion to Appear Pro Hac Vice in the amount of $75.00, paid on 02/23/2010, Receipt Number 895375. (jd)
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Filing 13
NOTICE OF APPEARANCE by Jacob H. Zamansky on behalf of Robert Grund, Susan Grund (Zamansky, Jacob)
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Filing 16
MOTION for Simone R. Cruickshank to Appear Pro Hac Vice. Document filed by Principal Financial Group, Inc., Delaware Charter Guarantee & Trust Company.(mro) (mro).
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Filing 15
MOTION for Michael C. Andolina to Appear Pro Hac Vice. Document filed by Principal Financial Group, Inc., Delaware Charter Guarantee & Trust Company.(mro)
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Filing 14
MOTION for Joel S. Feldman to Appear Pro Hac Vice. Document filed by Principal Financial Group, Inc., Delaware Charter Guarantee & Trust Company.(mro)
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Filing 12
DECLARATION of Christopher N. Taylor in Support re: #9 MOTION to Dismiss Plaintiffs' Claims in their Entirety.. Document filed by Principal Financial Group, Inc., Delaware Charter Guarantee & Trust Company. (Attachments: #1 Exhibit A)(Dummett, Lynn)
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Filing 11
DECLARATION of Lynn A. Dummett in Support re: #9 MOTION to Dismiss Plaintiffs' Claims in their Entirety.. Document filed by Principal Financial Group, Inc., Delaware Charter Guarantee & Trust Company. (Attachments: #1 Exhibit A & B)(Dummett, Lynn)
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Filing 10
MEMORANDUM OF LAW in Support re: #9 MOTION to Dismiss Plaintiffs' Claims in their Entirety.. Document filed by Principal Financial Group, Inc., Delaware Charter Guarantee & Trust Company. (Dummett, Lynn)
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Filing 9
MOTION to Dismiss Plaintiffs' Claims in their Entirety. Document filed by Principal Financial Group, Inc., Delaware Charter Guarantee & Trust Company.(Dummett, Lynn)
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Filing 8
ENDORSED LETTER addressed to Judge Robert W. Sweet from Lynn A. Dummett dated 2/8/2010 re: Counsel for Defendant Principal Financial Group and Delaware Charter Guarantee & Trust Company d/b/a Principal Trust Company request further brief extension, from 2/12/2010 to 2/22/2010, of the time in which Principal must move, answer, or otherwise respond to the complaint. ENDORSEMENT: So ordered. Principal Financial Group, Inc. answer due 2/22/2010; Delaware Charter Guarantee & Trust Company answer due 2/22/2010. (Signed by Judge Robert W. Sweet on 2/8/2010) (tro)
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Filing 7
NOTICE OF APPEARANCE by Kevin Dugald Galbraith on behalf of Robert Grund, Susan Grund (Galbraith, Kevin)
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Filing 6
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Document filed by Principal Financial Group, Inc., Delaware Charter Guarantee & Trust Company.(Dummett, Lynn)
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Filing 5
STIPULATION EXTENDING TIME TO MOVE, ANSWER OR OTHERWISE RESPOND: Defendants time to move, answer, or otherwise respond to the Complaint is extended to 2/12/2010. Principal Financial Group, Inc. answer due 2/12/2010; Delaware Charter Guarantee & Trust Company answer due 2/12/2010. (Signed by Judge Robert W. Sweet on 1/12/2010) (tro)
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Filing 4
PRETRIAL ORDER: If this action has been settled or otherwise terminated, counsel are directed to file or mail a stipulation of discontinuance, voluntary dismissal, or other proof of termination of the action prior to the date of the pretrial conference with Tsz Chan, Courtroom Clerk to Judge Sweet, Room 18C, U.S. Courthouse, 500 Pearl Street, New York, New York 10007; otherwise counsel are directed to appear in courtroom 18C on April 21, 2010 at 4:30 p.m. for a pretrial conference. (Signed by Judge Robert W. Sweet on 12/15/2009) (jpo)
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Filing 3
WAIVER OF SERVICE RETURNED EXECUTED. Document filed by Robert Grund, Susan Grund. (Lovell, Christopher)
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Filing 2
WAIVER OF SERVICE RETURNED EXECUTED. Document filed by Robert Grund, Susan Grund. (Lovell, Christopher)
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Filing 1
COMPLAINT against Principal Financial Group, Inc., Delaware Charter Guarantee & Trust Company. (Filing Fee $ 350.00, Receipt Number 700326)Document filed by Robert Grund, Susan Grund.(ama)
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SUMMONS ISSUED as to Principal Financial Group, Inc., Delaware Charter Guarantee & Trust Company. (ama)
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Case Designated ECF. (ama)
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Magistrate Judge Gabriel W. Gorenstein is so designated. (ama)
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