City of Livonia Employees' Retirement System v. Wachovia Corporation et al

Justia Dockets & Filings Second Circuit New York Southern District City of Livonia Employees' Retirement System v. Wachovia Corporation et al

City of Livonia Employees' Retirement System v. Wachovia Corporation et al

Plaintiff:	City of Livonia Employees' Retirement System
Defendant:	Wachovia Corporation, Wachovia Capital Trust IV, Wachovia Capital Trust IX, Wachovia Capital Trust X, Wells Fargo, G. Kennedy Thompson, Peter M. Carlson, Ross E. Jeffries, Jr., David M. Julian, Mark C. Treanor, Donald K. Truslow, Thomas J. Wurtz, John D. Baker, III, Robert J. Brown, Peter C. Browning, John T. Casteen, III, Jerome A. Gitt, William H. Goodwin, Jr., Mary Ellen C. Herringer, Robert A. Ingram, Donald M. James, Mackey J. Mcdonald, Joseph Neubauer, Timothy D. Proctor, Ernest S. Rady, Van L. Richey, Ruth G. Shaw, Lanty L. Smith, John C. Whitaker, Jr., Dona Davis Young, Wachovia Capital Markets, LLC, ABN AMRO Incorporated, A.G. Edwards & Sons, Inc., Bank of America Corporation, Banc of America Securities LLC, Barclays Capital Inc., BB&T Capital Markets, B.C. Ziegler and Company, Bear, Stearns & Co., Inc., BNP Paribas Securities Corp., Cabrera Capital Markets, LLC, CastleOak Securities L.P, Charles Schwab & Co. Inc, C.L. King & Associates, Inc., Citigroup Global Markets, Inc., Comerica Securities, Inc., Countrywide Securities Corporation, Credit Suisse Securities, D.A. Davidson & Co., Davenport & Company LLC, Deutsche Bank Securities Inc., E*Trade Securities LLC, Ferris, Baker Watts, Incorporated, Fidelty Capital Markets Service, Fifth Third Securities, Inc., Fixed Income Securities, LP, FTN Financial Securities Corp., Goldman, Sachs & Co., Greenwich Capital Markets, Inc., Guzman & Company, Howe Barnes Hoeffer & Arnett, Inc., H&R Block Financial Advisors, Inc., HSBC Securities (USA) Inc., Jackson Securities LLC, Janney Montgomery Scott, LLC, J.B. Hanauer & Co., Jefferies & Company, Inc., J.J.B. Hilliard, W.L. Lyons, Inc., JPMorgan Chase, J.P. Morgan Securities Inc., JVB Financial Group, LLC, Keefe, Bruyette & Woods, Inc., Keybanc Capital Markets Inc., Loop Capital Markets, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Mesirow Financial, Inc., Morgan Keegan & Company, Inc., Morgan Stanley & Co. Incorporated, M.R. Beal & Company, Muriel Siebert & Co. Inc., NatCity Investments, Inc, Oppenheimer & CO. Inc., Pershing LLC, Piper Jaffray & Co., Popular Securities, Inc., RBC Capital Markets Corporation, RBC Dain Rauscher Inc., Samuel A. Ramirez & Co. Inc., Raymond James & Associates, Inc., Robert W. Baird & Co. Incorporated, Ross,Sinclair & Associates, LLC, Ryan Beck & Co. Inc., Sandler O'Neill & Partners, L.P., Sterne, Agee & Leach, Inc., Stifel, Nicolaus & Company, Incorporated, Suntrust Capital Markets, Inc., TD Ameritrade, Inc., Toussaint Capital Partners, LLC, UBS Securities LLC., Utendahl Capital Partners, L.P., Wedbush Morgan Securities Inc., Wells Fargo Securities, LLC., William Blair & Company, L.L.C., The Williams Capital Group, LP and KPMG LLP
Case Number:	1:2009cv08268
Filed:	September 29, 2009
Court:	US District Court for the Southern District of New York
Office:	Foley Square Office
County:	XX Out of State
Presiding Judge:	Unassigned
Nature of Suit:	Plaintiff
Cause of Action:	15 U.S.C. § 78 m(a) Securities Exchange Act
Jury Demanded By:	Plaintiff

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Search for this case: City of Livonia Employees' Retirement System v. Wachovia Corporation et al
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Plaintiff: City of Livonia Employees' Retirement System
Represented By:	David Avi Rosenfeld
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Defendant: Wachovia Corporation
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Defendant: Wachovia Capital Trust IV
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Defendant: Wachovia Capital Trust IX
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Defendant: Wachovia Capital Trust X
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Defendant: Wells Fargo
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Defendant: G. Kennedy Thompson
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Defendant: Peter M. Carlson
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Defendant: Ross E. Jeffries, Jr.
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Defendant: David M. Julian
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Defendant: Mark C. Treanor
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Defendant: Donald K. Truslow
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Defendant: Thomas J. Wurtz
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Defendant: John D. Baker, III
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Defendant: Robert J. Brown
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Defendant: Peter C. Browning
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Defendant: John T. Casteen, III
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Defendant: Jerome A. Gitt
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Defendant: William H. Goodwin, Jr.
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Defendant: Mary Ellen C. Herringer
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Defendant: Robert A. Ingram
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Defendant: Donald M. James
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Defendant: Mackey J. Mcdonald
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Defendant: Joseph Neubauer
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Defendant: Timothy D. Proctor
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Defendant: Ernest S. Rady
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Defendant: Van L. Richey
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Defendant: Ruth G. Shaw
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Defendant: Lanty L. Smith
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Defendant: John C. Whitaker, Jr.
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Defendant: Dona Davis Young
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Defendant: Wachovia Capital Markets, LLC
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Defendant: ABN AMRO Incorporated
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Defendant: A.G. Edwards & Sons, Inc.
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Defendant: Bank of America Corporation
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Defendant: Banc of America Securities LLC
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Defendant: Barclays Capital Inc.
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Defendant: BB&T Capital Markets
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Defendant: B.C. Ziegler and Company
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Defendant: Bear, Stearns & Co., Inc.
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Defendant: BNP Paribas Securities Corp.
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Defendant: Cabrera Capital Markets, LLC
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Defendant: CastleOak Securities L.P
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Defendant: Charles Schwab & Co. Inc
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Defendant: C.L. King & Associates, Inc.
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Defendant: Citigroup Global Markets, Inc.
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Defendant: Comerica Securities, Inc.
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Defendant: Countrywide Securities Corporation
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Defendant: Credit Suisse Securities
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Defendant: D.A. Davidson & Co.
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Defendant: Davenport & Company LLC
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Defendant: Deutsche Bank Securities Inc.
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Defendant: E*Trade Securities LLC
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Defendant: Ferris, Baker Watts, Incorporated
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Defendant: Fidelty Capital Markets Service
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Defendant: Fifth Third Securities, Inc.
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Defendant: Fixed Income Securities, LP
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Defendant: FTN Financial Securities Corp.
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Defendant: Goldman, Sachs & Co.
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Defendant: Greenwich Capital Markets, Inc.
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Defendant: Guzman & Company
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Defendant: Howe Barnes Hoeffer & Arnett, Inc.
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Defendant: H&R Block Financial Advisors, Inc.
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Defendant: HSBC Securities (USA) Inc.
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Defendant: Jackson Securities LLC
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Defendant: Janney Montgomery Scott, LLC
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Defendant: J.B. Hanauer & Co.
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Defendant: Jefferies & Company, Inc.
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Defendant: J.J.B. Hilliard
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Defendant: W.L. Lyons, Inc.
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Defendant: JPMorgan Chase
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Defendant: J.P. Morgan Securities Inc.
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Defendant: JVB Financial Group, LLC
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Defendant: Keefe, Bruyette & Woods, Inc.
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Defendant: Keybanc Capital Markets Inc.
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Defendant: Loop Capital Markets, LLC
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Defendant: Merrill Lynch, Pierce, Fenner & Smith Incorporated
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Defendant: Mesirow Financial, Inc.
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Defendant: Morgan Keegan & Company, Inc.
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Defendant: Morgan Stanley & Co. Incorporated
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Defendant: M.R. Beal & Company
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Defendant: Muriel Siebert & Co. Inc.
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Defendant: NatCity Investments, Inc
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Defendant: Oppenheimer & CO. Inc.
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Defendant: Pershing LLC
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Defendant: Piper Jaffray & Co.
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Defendant: Popular Securities, Inc.
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Defendant: RBC Capital Markets Corporation
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Defendant: RBC Dain Rauscher Inc.
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Defendant: Samuel A. Ramirez & Co. Inc.
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Defendant: Raymond James & Associates, Inc.
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Defendant: Robert W. Baird & Co. Incorporated
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Defendant: Ross,Sinclair & Associates, LLC
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Defendant: Ryan Beck & Co. Inc.
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Defendant: Sandler O'Neill & Partners, L.P.
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Defendant: Sterne, Agee & Leach, Inc.
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Defendant: Stifel, Nicolaus & Company, Incorporated
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Defendant: Suntrust Capital Markets, Inc.
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Defendant: TD Ameritrade, Inc.
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Defendant: Toussaint Capital Partners, LLC
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Defendant: UBS Securities LLC.
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Defendant: Utendahl Capital Partners, L.P.
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Defendant: Wedbush Morgan Securities Inc.
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Defendant: Wells Fargo Securities, LLC.
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Defendant: William Blair & Company, L.L.C.
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Defendant: The Williams Capital Group, LP
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Defendant: KPMG LLP
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