Mercer v. Gupta
| James Mercer |
| Rajat K. Gupta |
| 1:2011cv03828 |
| June 6, 2011 |
| US District Court for the Southern District of New York |
| Foley Square Office |
| New York |
| Paul A. Crotty |
| Securities/Commodities/Exchanges |
| 15 U.S.C. § 78 |
| Plaintiff |
Docket Report
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| Filing 31 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a Argument proceeding held on 12/21/11 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly) |
| Filing 30 TRANSCRIPT of Proceedings re: Argument held on 12/21/2011 before Judge Jed S. Rakoff. Court Reporter/Transcriber: Andrew Walker, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/23/2012. Redacted Transcript Deadline set for 2/2/2012. Release of Transcript Restriction set for 4/2/2012.(McGuirk, Kelly) |
Filing 29
ORDER for reasons that will be explained in a forthcoming written opinion, the Complaint will be dismissed, with prejudice. Final judgment, however, will not be filed until the Court renders its written opinion referenced explaining the reasons for this ruling. (Signed by Judge Jed S. Rakoff on 12/23/2011) (cd)
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| Filing 28 REPLY MEMORANDUM OF LAW in Support re: 25 MOTION to Dismiss Complaint. /Reply Memorandum Of Law Of Defendant Rajat K. Gupta In Support Of His Motion, Pursuant To Fed. R. Civ. P. 12(b)(6), To Dismiss The Complaint. Document filed by Rajat K. Gupta. (Oberman, Michael) |
| Filing 27 MEMORANDUM OF LAW in Opposition re: 25 MOTION to Dismiss Complaint.. Document filed by James Mercer. (Wilner, Mark) |
| Filing 26 MEMORANDUM OF LAW in Support re: 25 MOTION to Dismiss Complaint. /Memorandum Of Law Of Defendant Rajat K. Gupta In Support Of His Motion, Pursuant To Fed. R. Civ. P. 12(b)(6), To Dismiss The Complaint. Document filed by Rajat K. Gupta. (Oberman, Michael) |
| Filing 25 MOTION to Dismiss Complaint. Document filed by Rajat K. Gupta. Responses due by 12/7/2011 Return Date set for 12/21/2011 at 05:00 PM.(Oberman, Michael) |
| Minute Entry for proceedings held before Judge Jed S. Rakoff: Initial Pretrial Conference held on 11/8/2011. (ft) |
| Filing 24 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a status conference proceeding held on 10/26/2011 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(tro) |
| Filing 23 TRANSCRIPT of Proceedings re: status conference held on 10/26/2011 before Judge Paul A. Crotty. Court Reporter/Transcriber: Shari Riemer, (518) 581-8973. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 12/1/2011. Redacted Transcript Deadline set for 12/12/2011. Release of Transcript Restriction set for 2/8/2012.(tro) |
| Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 11/3/2011. (djc) |
| Filing 22 NOTICE OF COURT CONFERENCE: Initial Conference set for 11/8/2011 at 11:00 AM in Courtroom 14B, U.S. Courthouse, 500 Pearl Street, New York, NY 10007 before Judge Jed S. Rakoff, and as further set forth. (Signed by Judge Jed S. Rakoff on 11/2/2011) (rjm) |
| Filing 21 NOTICE OF CASE REASSIGNMENT to Judge Jed S. Rakoff. Judge Paul A. Crotty is no longer assigned to the case. (pgu) |
| Minute Entry for proceedings held before Judge Paul A. Crotty: Pre-Motion Conference held on 10/26/2011. REMARK: Judge Crotty will contact Judge Rakoff with respect to the possible reassignment of this matter. See transcript for details. Visit http://wwww.nysd.uscourts.gov/courtrm_tech.php with respect to ordering a transcript of a recorded proceeding via "Courtflow." (mov) |
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Filing 20
ORDER granting 17 Motion for Ian C. Birk to Appear Pro Hac Vice. (Signed by Judge Paul A. Crotty on 10/11/2011) (ama)
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Filing 19
ORDER FOR ADMISSION PRO HAC VICE granting 12 Motion for William C. Smart to Appear Pro Hac Vice. (Signed by Judge Paul A. Crotty on 10/7/2011) (lmb)
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| Filing 18 ENDORSED LETTER addressed to Judge Paul A. Crotty from Gary P. Naftalis dated 10/6/2011 re: I write respectfully to request that this conference be adjourned, if at all possible, for Oct. 19 and--if not possible--for Oct. 26. ENDORSEMENT: Application granted. The conference is adjourned to 10/26/11 at 4:00 pm in Courtroom 20-C. ( Pre-Motion Conference set for 10/26/2011 at 04:00 PM in Courtroom 20C, 500 Pearl Street, New York, NY 10007 before Judge Paul A. Crotty.) (Signed by Judge Paul A. Crotty on 10/7/2011) (lmb) |
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Filing 16
ORDER FOR ADMISSION PRO HAC VICE granting 8 Motion for Haley K. Krug to Appear Pro Hac Vice. (Signed by Judge Paul A. Crotty on 10/6/11) (rjm)
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Filing 15
ORDER FOR ADMISSION PRO HAC VICE granting 11 Motion for Mark Wilner to Appear Pro Hac Vice. (Signed by Judge Paul A. Crotty on 10/6/11) (rjm)
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Filing 14
ORDER FOR ADMISSION PRO HAC VICE granting 9 Motion for David Simmonds to Appear Pro Hac Vice. (Signed by Judge Paul A. Crotty on 10/6/11) (rjm)
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Filing 13
ORDER FOR ADMISSION PRO HAC VICE granting 10 Motion for Jeffrey I. Tilden to Appear Pro Hac Vice. (Signed by Judge Paul A. Crotty on 10/6/11) (rjm)
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| CASHIERS OFFICE REMARK on 9 Motion to Appear Pro Hac Vice, 10 Motion to Appear Pro Hac Vice, 11 Motion to Appear Pro Hac Vice in the amount of $600.00, paid on 10/04/2011, Receipt Number 1018112,1018114,1018116. (jd) |
| CASHIERS OFFICE REMARK on 9 Motion to Appear Pro Hac Vice, 10 Motion to Appear Pro Hac Vice, 11 Motion to Appear Pro Hac Vice in the amount of $600.00, paid on 10/04/2011, Receipt Number 1018118,1018142,1018146. (jd) |
| Filing 12 MOTION for William C. Smart to Appear Pro Hac Vice. Document filed by James Mercer.(pgu) |
| Filing 8 MOTION for Haley K. Krug to Appear Pro Hac Vice. Document filed by James Mercer.(pgu) |
| Filing 17 MOTION for Ian S. Birk to Appear Pro Hac Vice. Document filed by James Mercer.(pgu) |
| Filing 11 MOTION for Mark Wilner to Appear Pro Hac Vice. Document filed by James Mercer.(pgu) |
| Filing 10 MOTION for Jeffrey I. Tilden to Appear Pro Hac Vice. Document filed by James Mercer.(pgu) |
| Filing 9 MOTION for David Simmonds to Appear Pro Hac Vice. Document filed by James Mercer.(pgu) |
| Filing 7 NOTICE OF APPEARANCE by Alan Roy Friedman on behalf of Rajat K. Gupta (Friedman, Alan) |
| Filing 6 NOTICE OF APPEARANCE by Michael Stewart Oberman on behalf of Rajat K. Gupta (Oberman, Michael) |
| Filing 5 NOTICE OF APPEARANCE by Gary P. Naftalis on behalf of Rajat K. Gupta (Naftalis, Gary) |
| Calendar Entry: Pre-Motion Conference set for Wednesday, October 12, 2011 at 02:45 PM in Courtroom 20C, 500 Pearl Street, New York, NY 10007 before Judge Paul A. Crotty, U.S.D.J. Requests for adjournment shall be made in writing, and otherwise in accordance with Judge Crotty's Individual Practices (By: Marlon Ovalles - Courtroom Deputy). (mov) |
| Filing 4 STIPULATION: The time for defendant to answer, move or otherwise respond to the Complaint is extended to including 9/23/2011. Rajat K. Gupta answer due 9/23/2011. (Signed by Judge Paul A. Crotty on 8/19/2011) (tro) |
| Filing 3 STIPULATION: It is stipulated and agreed that the time for defendant to answer, move or otherwise respond to the Complaint is extended to and including 8/30/2011. Rajat K. Gupta answer due 8/30/2011. (Signed by Judge Paul A. Crotty on 7/22/2011) (mbe) |
| Filing 2 AFFIDAVIT OF SERVICE. The Goldman Sachs Group, Inc. served on 6/16/2011, answer due 7/7/2011. Document filed by James Mercer., AFFIDAVIT OF SERVICE of Civil Cover Sheet, Summons, Complaint, SDNY Electronic Case Filing Rules & Instructions, Individual Practices for Hon. Paul A. Crotty, Individual Practices for Hon. Michael A. Dolinger served on The Goldman Sachs Group, Inc. on 06/16/2011. Document filed by James Mercer. (Preminger, David) |
| Filing 1 COMPLAINT against Rajat K. Gupta. (Filing Fee $ 350.00, Receipt Number 1008402)Document filed by James Mercer.(ama) (ama). |
| SUMMONS ISSUED as to Rajat K. Gupta. (ama) |
| Case Designated ECF. (ama) |
| Magistrate Judge Michael H. Dolinger is so designated. (ama) |
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