State Compensation Insurance Fund v. Fuld et al

Justia Dockets & Filings Second Circuit New York Southern District State Compensation Insurance Fund v. Fuld et al

State Compensation Insurance Fund v. Fuld et al

Plaintiff:	State Compensation Insurance Fund
Defendant:	Natixis Bleichroeder Inc, SG Americas Securities, LLC, M.R. Beal & Company, Fortis Securities LLC, Wells Fargo Securities, Utendahl Capital Partners, L.P., Mizuho Securities USA Inc., Scotia Capital, Sovereign Securities Corporation, LLC, Suntrust Robinson Humphrey, Mellon Financial Markets, LLC, Roger S. Berlind, Thomas H. Cruikshank, Marshall Johnson, Sir Christopher Gent, Roland A. Hernandez, Henry Kaufman, John D. Macomber, ANZ Securities, Inc., BBVA Securities, Inc, Cabrera Capital Markets, LLC, Citigroup Global Markets Inc., Daiwa Securities SMBC Europe, Richard S. Fuld, Christopher M. O'Meara, Erin M. Callan, Michael L. Ainslie, John F. Akers, Commerzbank Corporates & Markets, Ing Financial Markets LLC, BNP Paribas S.A., DZ Financial Markets and Harris Nesbitt
Case Number:	1:2011cv03892
Filed:	June 7, 2011
Court:	US District Court for the Southern District of New York
Office:	Foley Square Office
County:	XX Out of State
Presiding Judge:	Lewis A. Kaplan
Nature of Suit:	Securities/Commodities/Exchanges
Cause of Action:	15 U.S.C. § 77
Jury Demanded By:	Plaintiff

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Date Filed	Document Text
December 17, 2012	Filing 80 MEMORANDUM OPINION (Bank Defendants' Motion to Dismiss - SLUSA). This is one of the many securities cases filed in the wake of the 2008 collapse of Lehman Brothers Holdings Inc. ("Lehman"). It is before the Court on a motion by the und erwriters of two offerings of Lehman debt securities (the "Bank Defendants") to dismiss the amended complaint. For the most part, the motion raises issues that do not warrant extended discussion and is disposed of in an order of even date. The Court writes here only with respect to the Bank Defendants' contention that plaintiff's state law claims are precluded by The Securities Litigation Uniform Standards Act ("SLUSA"), which presents an important and recurring iss ue. For the reasons set forth herein, the Bank Defendants' motion to dismiss the state law claims contained in the amended complaint is granted. (See Mem. Opn.). (Signed by Judge Lewis A. Kaplan on 12/17/2012) Filed In Associated Cases: 1:09-md-02017-LAK-GWG, 1:11-cv-03892-LAK(ja)
June 7, 2011	Filing 6 CONDITIONAL TRANSFER ORDER (CTO-16) by MDL Panel TRANSFERRING CASE to the Southern District of New York. (slh, COURT STAFF) (Filed on 6/7/2011) [Transferred from California Northern on 6/8/2011.]

Date Filed

Document Text

December 17, 2012

Filing 80 MEMORANDUM OPINION (Bank Defendants' Motion to Dismiss - SLUSA). This is one of the many securities cases filed in the wake of the 2008 collapse of Lehman Brothers Holdings Inc. ("Lehman"). It is before the Court on a motion by the und erwriters of two offerings of Lehman debt securities (the "Bank Defendants") to dismiss the amended complaint. For the most part, the motion raises issues that do not warrant extended discussion and is disposed of in an order of even date. The Court writes here only with respect to the Bank Defendants' contention that plaintiff's state law claims are precluded by The Securities Litigation Uniform Standards Act ("SLUSA"), which presents an important and recurring iss ue. For the reasons set forth herein, the Bank Defendants' motion to dismiss the state law claims contained in the amended complaint is granted. (See Mem. Opn.). (Signed by Judge Lewis A. Kaplan on 12/17/2012) Filed In Associated Cases: 1:09-md-02017-LAK-GWG, 1:11-cv-03892-LAK(ja)

June 7, 2011

Filing 6 CONDITIONAL TRANSFER ORDER (CTO-16) by MDL Panel TRANSFERRING CASE to the Southern District of New York. (slh, COURT STAFF) (Filed on 6/7/2011) [Transferred from California Northern on 6/8/2011.]

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Search for this case: State Compensation Insurance Fund v. Fuld et al
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Defendant: Natixis Bleichroeder Inc
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Defendant: SG Americas Securities, LLC
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Defendant: M.R. Beal & Company
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Defendant: Fortis Securities LLC
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Defendant: Wells Fargo Securities
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Defendant: Utendahl Capital Partners, L.P.
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Defendant: Mizuho Securities USA Inc.
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Defendant: Scotia Capital
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Defendant: Sovereign Securities Corporation, LLC
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Defendant: Suntrust Robinson Humphrey
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Defendant: Mellon Financial Markets, LLC
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Defendant: Roger S. Berlind
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Defendant: Thomas H. Cruikshank
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Defendant: Marshall Johnson
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Defendant: Sir Christopher Gent
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Defendant: Roland A. Hernandez
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Defendant: Henry Kaufman
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Defendant: John D. Macomber
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Defendant: ANZ Securities, Inc.
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Defendant: BBVA Securities, Inc
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Defendant: Cabrera Capital Markets, LLC
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Defendant: Citigroup Global Markets Inc.
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Defendant: Daiwa Securities SMBC Europe
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Defendant: Richard S. Fuld
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Defendant: Christopher M. O'Meara
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Defendant: Erin M. Callan
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Defendant: Michael L. Ainslie
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Defendant: John F. Akers
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Defendant: Commerzbank Corporates & Markets
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Defendant: Ing Financial Markets LLC
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Defendant: BNP Paribas S.A.
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Defendant: DZ Financial Markets
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Defendant: Harris Nesbitt
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Plaintiff: State Compensation Insurance Fund
Represented By:	John Charles Hueston
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