Securities and Exchange Commission v. Garber et al

Justia Dockets & Filings Second Circuit New York Southern District Securities and Exchange Commission v. Garber et al

Securities and Exchange Commission v. Garber et al

Plaintiff:	Securities and Exchange Commission
Defendant:	Danny Garber, Michael Manis, Kenneth Yellin, Jordan Feinstein, Aluma Holdings L.L.C., Azure Trading L.L.C., Coastal Group Holdings, Inc., Greyhawk Equities L.L.C., Leonidas Group Holdings, L.L.C., The Leonidas Group L.L.C., Nismic Sales Corp., The OGP Group L.L.C., Perlinda Enterprises L.L.C., Rio Sterling Holdings L.L.C., Slow Train Holdings L.L.C. and Spartan Group Holdings L.L.C.
Case Number:	1:2012cv09339
Filed:	December 21, 2012
Court:	US District Court for the Southern District of New York
Office:	Foley Square Office
County:	New York
Presiding Judge:	Shira A. Scheindlin
Nature of Suit:	Securities/Commodities
Cause of Action:	15 U.S.C. § 78 m(a) Securities Exchange Act
Jury Demanded By:	Both

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Date Filed	Document Text
January 7, 2014	Filing 70 MEMORANDUM AND ORDER: For the reasons discussed above, the SEC's application is granted and the defendants' objections to producing their complete tax returns are overruled. The defendants shall therefore produce the returns within five days of the date of this order, subject to any confidentiality order agreed upon by the parties and entered by the Court. (Signed by Magistrate Judge James C. Francis on 1/7/2014) Copies Mailed By Chambers. (tn)
April 22, 2013	Filing 28 OPINION AND ORDER: re: 14 MOTION to Dismiss Portions of the First Amended Complaint. filed by Kenneth Yellin, The OGP Group L.L.C., Jordan Feinstein, Slow Train Holdings L.L.C., Rio Sterling Holdings L.L.C., Danny Garber. For the foregoing reasons, Defendants' motion to dismiss is denied.The Clerk of Court is directed to close this motion (Docket No. 14). SO ORDERED.(Signed by Judge Shira A. Scheindlin on 4/22/2013) (ama)

Date Filed

Document Text

January 7, 2014

Filing 70 MEMORANDUM AND ORDER: For the reasons discussed above, the SEC's application is granted and the defendants' objections to producing their complete tax returns are overruled. The defendants shall therefore produce the returns within five days of the date of this order, subject to any confidentiality order agreed upon by the parties and entered by the Court. (Signed by Magistrate Judge James C. Francis on 1/7/2014) Copies Mailed By Chambers. (tn)

April 22, 2013

Filing 28 OPINION AND ORDER: re: 14 MOTION to Dismiss Portions of the First Amended Complaint. filed by Kenneth Yellin, The OGP Group L.L.C., Jordan Feinstein, Slow Train Holdings L.L.C., Rio Sterling Holdings L.L.C., Danny Garber. For the foregoing reasons, Defendants' motion to dismiss is denied.The Clerk of Court is directed to close this motion (Docket No. 14). SO ORDERED.(Signed by Judge Shira A. Scheindlin on 4/22/2013) (ama)

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Plaintiff: Securities and Exchange Commission
Represented By:	Andrew Matthew Calamari
Represented By:	Paul G. Gizzi
Represented By:	Haimavathi Vardan Marlier
Represented By:	Michael David Paley
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Defendant: Danny Garber
Represented By:	Amit Sondhi
Represented By:	Ira Lee Sorkin
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Defendant: Michael Manis
Represented By:	Amit Sondhi
Represented By:	Ira Lee Sorkin
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Defendant: Kenneth Yellin
Represented By:	Amit Sondhi
Represented By:	Ira Lee Sorkin
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Defendant: Jordan Feinstein
Represented By:	Amit Sondhi
Represented By:	Ira Lee Sorkin
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Defendant: Aluma Holdings L.L.C.
Represented By:	Amit Sondhi
Represented By:	Ira Lee Sorkin
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Defendant: Azure Trading L.L.C.
Represented By:	Amit Sondhi
Represented By:	Ira Lee Sorkin
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Defendant: Coastal Group Holdings, Inc.
Represented By:	Amit Sondhi
Represented By:	Ira Lee Sorkin
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Defendant: Greyhawk Equities L.L.C.
Represented By:	Amit Sondhi
Represented By:	Ira Lee Sorkin
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Defendant: Leonidas Group Holdings, L.L.C.
Represented By:	Amit Sondhi
Represented By:	Ira Lee Sorkin
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Defendant: The Leonidas Group L.L.C.
Represented By:	Amit Sondhi
Represented By:	Ira Lee Sorkin
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Defendant: Nismic Sales Corp.
Represented By:	Amit Sondhi
Represented By:	Ira Lee Sorkin
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Defendant: The OGP Group L.L.C.
Represented By:	Amit Sondhi
Represented By:	Ira Lee Sorkin
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Defendant: Perlinda Enterprises L.L.C.
Represented By:	Amit Sondhi
Represented By:	Ira Lee Sorkin
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Defendant: Rio Sterling Holdings L.L.C.
Represented By:	Amit Sondhi
Represented By:	Ira Lee Sorkin
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Defendant: Slow Train Holdings L.L.C.
Represented By:	Amit Sondhi
Represented By:	Ira Lee Sorkin
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Defendant: Spartan Group Holdings L.L.C.
Represented By:	Amit Sondhi
Represented By:	Ira Lee Sorkin
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