In re Barrick Gold Securities Litigation
Plaintiff: Lewis S. Clark, Patricia E. Clark, Retail Wholesale & Department Store Union Local 338 Pension Fund and International Painters and Allied Trades Industry Pension Fund
Defendant: Barrick Gold Corporation, Aaron W Regent, Jamie C. Sokalsky and Ammar Al-Joundi
Movant: Union Asset Management Holding AG and LRI Invest S.A., James Duncan, Central States, Southeast and Southwest Areas Pension Fund, Rhondda Cynon Taf Pension Fund and Pension Fund and Treasury of Surrey
Consolidated_plaintiff: Clement Bernard and City of Brockton Retirement System
Consolidated_defendant: Barrick Gold Corporation, Aaron W. Regent, Jamie C. Sokalsky and Ammar Al-Joundi
Case Number: 1:2013cv03851
Filed: June 5, 2013
Court: US District Court for the Southern District of New York
Office: Foley Square Office
County: XX Out of State
Presiding Judge: Robert P. Patterson
Nature of Suit: Securities/Commodities
Cause of Action: 15 U.S.C. ยง 78 m(a) Securities Exchange Act
Jury Demanded By: Plaintiff

Available Case Documents

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Date Filed Document Text
November 24, 2020 Opinion or Order Filing 213 ORDER: IT IS HEREBY ORDERED THAT: On consent, within five (5) business days of the issuance of this Order, the Escrow Agent shall wire to the Claims Administrator all of the funds that remain in the Settlement Fund, pursuant to wiring instructions provided by the Claims Administrator to the Escrow Agent, and thereafter the Clerk of the Court shall close the case. (As further set forth in this Order. ) (Signed by Judge Richard M. Berman on 11/24/2020) (cf)
November 13, 2020 Opinion or Order Filing 211 ORDER: A status teleconference will be held on Tuesday, November 24, 2020 at 10:30 a.m. The parties should be prepared to discuss, among other things, the status of the claims administration process and Lead Plaintiffs' Motion Seeking Distr ibution of Balance of Net Settlement Fund, dated July 8, 2020. Dial-in instructions are as follows: Teleconference Number: 1-877-336-1829 Access Code: 6265989 Interested parties and counsel should contact Chambers via email, at bermannysdchambers& #064;nysd.uscourts.gov by Monday, November 23, 2020 noon, to obtain the security code needed to participate. So Ordered (Status Conference set for 11/24/2020 at 10:30 AM before Judge Richard M. Berman.) (Signed by Judge Richard M. Berman on 11/13/2020) (js)
March 23, 2016 Opinion or Order Filing 152 OPINION AND ORDER re: 107 MOTION to Certify Class , Appoint Class Representatives, And Appoint Class Counsel filed by Institutional Investor Group: For the following reasons, plaintiffs' motion for class certification, app roval of Class Representatives, and approval of Class Counsel is GRANTED. The following Class is certified pursuant to Rule 23(a) and (b)(3): All persons and entities who purchased Barrick publicly traded common stock listed on the New York Stock Exc hange from May 7, 2009 through and including November 1, 2013, excluding (a) defendants; (b) members of the immediate families of the Individual Defendants; (c) all subsidiaries and affiliates of defendants, including Barrick's employee retireme nt and benefit plans; (d) any person who was a Barrick Director or Officer during the Class Period, as well as their liability insurance carriers, assigns, or subsidiaries thereof; (e) any entity in which any defendant has a controlling interest; an d (e) the legal representatives, heirs, successors, or assigns of any excluded party. Lead plaintiffs Union and LRI are approved as Class Representatives, Motley Rice LLC is appointed as Class Counsel, and Labaton Sucharow LLP is appointed as Liaison Counsel. The Clerk of the Court is directed to close this motion (Dkt. No. 107). (Signed by Judge Shira A. Scheindlin on 3/23/2016) (tn)
June 2, 2015 Opinion or Order Filing 93 MEMORANDUM OPINION AND ORDER re: 80 MOTION to Certify for Interlocutory Appeal re: 76 Memorandum & Opinion,, / Notice of Defendant Sybil E. Veenman's Motion to Certify the April 1, 2015 Order for Appeal Pursuant to 28 U.S.C. 1 292(b). filed by Sybil E. Veenman, 78 MOTION for Reconsideration re; 76 Memorandum & Opinion,, / Notice of Defendants' Motion for Reconsideration of the Opinion and Order dated April 1, 2015. filed by Sybil E. Veenman, I gor Gonzales, Aaron W Regent, Barrick Gold Corporation, Ammar Al-Joundi, Jamie C. Sokalsky, Peter Kinver, George Potter. For the foregoing reasons, defendants' motion for reconsideration is DENIED, and Veenman's motion for certification for interlocutory appeal is DENIED. The Clerk of the Court is directed to close these motions (Docket Nos. 78 and 80). SO ORDERED. (See Order.) (Signed by Judge Shira A. Scheindlin on 6/2/2015) (ajs)
April 1, 2015 Opinion or Order Filing 76 OPINION AND ORDER re: 55 MOTION to Dismiss / Notice of Defendants' Motion to Dismiss the Amended Complaint. filed by Sybil E. Veenman, Igor Gonzales, Aaron W Regent, Barrick Gold Corporation, Ammar Al-Joundi, Jamie C. Sokalsky, Peter Kinver, George Potter. For the foregoing reasons, defendants' motion is GRANTED in part and DENIED in part. The Clerk of the Court is directed to close this motion (Docket No. 55). A conference is scheduled for May 4, 2015 at 4:30 p.m. SO ORDERED. (See Order.) (Signed by Judge Shira A. Scheindlin on 4/1/2015) (ajs)
September 20, 2013 Opinion or Order Filing 36 OPINION & ORDER re: (8 in 1:13-cv-03851-RPP, 8 in 1:13-cv-03851-RPP, 8 in 1:13-cv-03851-RPP) MOTION to Consolidate Cases 13-cv-3851, 13-cv-4123, 13-cv-5437. MOTION to Appoint Retail Wholesale & Department Store Union Local 338 Pension Fund to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint Retail Wholesale & Department Store Union Local 338 Pension Fund to serve as lead plaintiff(s) filed by Retail Wholesale & Department Store Union Local 338 Pension Fund, (4 in 1:13- cv-04123-RPP, 4 in 1:13-cv-04123-RPP, 4 in 1:13-cv-04123-RPP) MOTION to Consolidate Cases 1:13-cv-03851-RPP; 1:13-cv-04123-RPP. MOTION to Appoint International Painters and Allied Trades Industry Pension Fund, Rhondda Cynon Taf Pension Fund, and Pen sion Fund and Treasury of Surrey to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint International Painters and Allied Trades Industry Pension Fund, Rhondda Cynon Taf Pension Fund, and Pension Fund and Treasury of Surrey to serve as lead plaintiff(s) filed by International Painters and Allied Trades Industry Pension Fund, (16 in 1:13-cv-03851-RPP, 16 in 1:13-cv-03851-RPP, 16 in 1:13-cv-03851-RPP) MOTION to Appoint James Duncan to serve as lead plaintiff(s). MOTION to A ppoint Counsel. MOTION to Consolidate Cases 13-cv-4123 filed by James Duncan, (4 in 1:13-cv-03851-RPP, 4 in 1:13-cv-03851-RPP) MOTION to Consolidate Cases 1:13-cv-3851, 1:13-cv-4123, 1:13-cv-5437. MOTION to Appoint Lewis S. Clark and Patricia E. Cl ark to serve as lead plaintiff(s) filed by Lewis S. Clark, Patricia E. Clark, (11 in 1:13-cv-03851-RPP, 11 in 1:13-cv-03851-RPP, 11 in 1:13-cv-03851-RPP) MOTION to Consolidate Cases 1:13-cv-03851-RPP; 1:13-cv-04123-RPP. MOTION to Appoint Internation al Painters and Allied Trades Industry Pension Fund, Rhondda Cynon Taf Pension Fund, and Pension Fund and Treasury of Surrey to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint International Painters and Allied Trades Indust ry Pension Fund, Rhondda Cynon Taf Pension Fund, and Pension Fund and Treasury of Surrey to serve as lead plaintiff(s) filed by International Painters and Allied Trades Industry Pension Fund, (21 in 1:13-cv-03851-RPP, 21 in 1:13-cv-03851-RPP, 21 in 1 :13-cv-03851-RPP) MOTION to Appoint Counsel. MOTION to Consolidate Cases 13-cv-03851; 13-cv-0543704123; 13-cv-0. MOTION to Appoint Central States, Southeast and Southwest Areas Pension Fund to serve as lead plaintiff(s). MOTION to Appoint Central States, Southeast and Southwest Areas Pension Fund to serve as lead plaintiff(s) filed by Central States, Southeast and Southwest Areas Pension Fund: For the reasons set forth above, the Court grants Institutional Investor Groups motion to consolidat e all related actions into Case No. 1:13-cv-03851 (RPP), which shall be captioned: "In re Barrick Gold Securities Litigation," and grants Institutional Investor Group's motion to be appointed as lead plaintiff in this case. The Court a lso approves Institutional Investor Group'sselection of Motley Rice to serve as lead counsel and Labaton Sucharow to serve as liaison counsel for the proposed class. All other motions are denied. (Signed by Judge Robert P. Patterson on 9/20/2013) Filed In Associated Cases: 1:13-cv-03851-RPP, 1:13-cv-04123-RPP, 1:13-cv-05437-RPP(tn)
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Plaintiff: Lewis S. Clark
Represented By: Lionel Z. Glancy
Represented By: Michael Goldberg
Represented By: Gregory Bradley Linkh
Represented By: Brian Philip Murray
Represented By: Robert Vincent Prongay
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Plaintiff: Patricia E. Clark
Represented By: Lionel Z. Glancy
Represented By: Michael Goldberg
Represented By: Gregory Bradley Linkh
Represented By: Brian Philip Murray
Represented By: Robert Vincent Prongay
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Plaintiff: Retail Wholesale & Department Store Union Local 338 Pension Fund
Represented By: Ira M. Press
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Plaintiff: International Painters and Allied Trades Industry Pension Fund
Represented By: Jeffrey Alan Barrack
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Defendant: Barrick Gold Corporation
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Defendant: Aaron W Regent
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Defendant: Jamie C. Sokalsky
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Defendant: Ammar Al-Joundi
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Movant: Union Asset Management Holding AG and LRI Invest S.A.
Represented By: Christopher J. Keller
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Movant: James Duncan
Represented By: Kim Elaine Miller
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Movant: Central States, Southeast and Southwest Areas Pension Fund
Represented By: David Avi Rosenfeld
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Movant: Rhondda Cynon Taf Pension Fund
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Movant: Pension Fund and Treasury of Surrey
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Consolidated_plaintiff: Clement Bernard
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Consolidated_plaintiff: City of Brockton Retirement System
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Consolidated_defendant: Barrick Gold Corporation
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Consolidated_defendant: Aaron W. Regent
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Consolidated_defendant: Jamie C. Sokalsky
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Consolidated_defendant: Ammar Al-Joundi
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