AG Oncon, L.L.C. et al v. Corzine et al

Justia Dockets & Filings Second Circuit New York Southern District AG Oncon, L.L.C. et al v. Corzine et al

AG Oncon, L.L.C. et al v. Corzine et al

Plaintiff:	AG Oncon, L.L.C., AG Ofcon, Ltd., AQR Absolute Return Master Account, L.P., AQR Delta Master Account, L.P., AQR Delta Sapphire Fund, L.P., AQR Funds-AQR Diversified Arbitrage Fund, AQR Opportunistic Premium Offshore Fund L.P., AQR UCITS Funds, CNH CA Master Account, L.P., CNH Diversified Opportunites Master Account, L.P., Lazard Asset Management L.L.C., Lazard Rathmore Master Fund, L.P., HFR CA Lazard Rathmore Master Trust, Lord Abbett Investment Trust, Vermont Mutual Insurance Company, Suttonbrook Capital Portfolio L.P., Suttonbrook Eureka Fund, L.P., DBX Convertible Arbitrage 13 Fund, Nomura Waterstone Market Neutral Fund, Prime Capital Master SPC-GOT Wat Mac Segregated Portfolio, Waterstone Offshore ER Fund, Ltd., Waterstone Market Neutral MAC 51 Ltd., Waterstone MF Fund, Ltd. and Waterstone Market Neutral Fund
Defendant:	Jon S. Corzine, J. Randy Macdonald, Henri J. Steenkamp, David P. Bolger, Eileen S. Fusco, David Gelber, Martin J. Glynn, Edward L. Goldberg, David I. Schamis, Robert S. Sloan, Citigroup Global Markets Inc., Deutsche Bank Securities Inc., Goldman, Sachs & Co., Jefferies & Company, Inc., J.P. Morgan Securities L.L.C., Merrill Lynch, Pierce, Fenner & Smith Incorporated, RBS Securities Inc. and Sandler O'Neill + Partners, L.P.
Case Number:	1:2014cv00396
Filed:	January 22, 2014
Court:	US District Court for the Southern District of New York
Office:	Foley Square Office
County:	New York
Presiding Judge:	Victor Marrero
Nature of Suit:	Securities/Commodities/Exchanges
Cause of Action:	15 U.S.C. § 78
Jury Demanded By:	Plaintiff

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Plaintiff: AG Oncon, L.L.C.
Represented By:	Jeff I Ross
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Plaintiff: AG Ofcon, Ltd.
Represented By:	Jeff I Ross
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Plaintiff: AQR Absolute Return Master Account, L.P.
Represented By:	Jeff I Ross
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Plaintiff: AQR Delta Master Account, L.P.
Represented By:	Jeff I Ross
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Plaintiff: AQR Delta Sapphire Fund, L.P.
Represented By:	Jeff I Ross
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Plaintiff: AQR Funds-AQR Diversified Arbitrage Fund
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Plaintiff: AQR Opportunistic Premium Offshore Fund L.P.
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Plaintiff: AQR UCITS Funds
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Plaintiff: CNH CA Master Account, L.P.
Represented By:	Jeff I Ross
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Plaintiff: CNH Diversified Opportunites Master Account, L.P.
Represented By:	Jeff I Ross
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Plaintiff: Lazard Asset Management L.L.C.
Represented By:	Jeff I Ross
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Plaintiff: Lazard Rathmore Master Fund, L.P.
Represented By:	Jeff I Ross
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Plaintiff: HFR CA Lazard Rathmore Master Trust
Represented By:	Jeff I Ross
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Plaintiff: Lord Abbett Investment Trust
Represented By:	Jeff I Ross
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Plaintiff: Vermont Mutual Insurance Company
Represented By:	Jeff I Ross
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Plaintiff: Suttonbrook Capital Portfolio L.P.
Represented By:	Jeff I Ross
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Plaintiff: Suttonbrook Eureka Fund, L.P.
Represented By:	Jeff I Ross
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Plaintiff: DBX Convertible Arbitrage 13 Fund
Represented By:	Jeff I Ross
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Plaintiff: Nomura Waterstone Market Neutral Fund
Represented By:	Jeff I Ross
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Plaintiff: Prime Capital Master SPC-GOT Wat Mac Segregated Portfolio
Represented By:	Jeff I Ross
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Plaintiff: Waterstone Offshore ER Fund, Ltd.
Represented By:	Jeff I Ross
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Plaintiff: Waterstone Market Neutral MAC 51 Ltd.
Represented By:	Jeff I Ross
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Plaintiff: Waterstone MF Fund, Ltd.
Represented By:	Jeff I Ross
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Plaintiff: Waterstone Market Neutral Fund
Represented By:	Jeff I Ross
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Defendant: Jon S. Corzine
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Defendant: J. Randy Macdonald
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Defendant: Henri J. Steenkamp
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Defendant: David P. Bolger
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Defendant: Eileen S. Fusco
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Defendant: David Gelber
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Defendant: Martin J. Glynn
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Defendant: Edward L. Goldberg
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Defendant: David I. Schamis
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Defendant: Robert S. Sloan
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Defendant: Citigroup Global Markets Inc.
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Defendant: Deutsche Bank Securities Inc.
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Defendant: Goldman, Sachs & Co.
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Defendant: Jefferies & Company, Inc.
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Defendant: J.P. Morgan Securities L.L.C.
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Defendant: Merrill Lynch, Pierce, Fenner & Smith Incorporated
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Defendant: RBS Securities Inc.
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Defendant: Sandler O'Neill + Partners, L.P.
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