Dow 30SM Enhanced Premium & Income Fund, et al. v. American International Group, Inc., et al.

Justia Dockets & Filings Second Circuit New York Southern District Dow 30SM Enhanced Premium & Income Fund, et al. v. American International Group, Inc., et al.

Dow 30SM Enhanced Premium & Income Fund, et al. v. American International Group, Inc., et al.

Plaintiff:	Nuveen Quality Preferred Income Fund 3, Nuveen Quality Preferred Income Fund 2, Nuveen U.S. Equity Completeness Fund, Nuveen Equity Premium Advantage Fund, Nuveen Growth Fund, Nuveen Strategy Conservative Allocation Fund, Nuveen Enhanced Core Equity Fund, Nuveen NWQ Large Cap Value Fund, Nuveen Strategy Balanced Allocation Fund, Nuveen Preferred Income Opportunities Fund, Nuveen Credit Strategies Income Fund, Nuveen Diversified Dividend and Income Fund, Nuveen Large Cap Select Fund, Nuveen Equity Premium Income Fund, Nuveen Equity Premium and Growth Fund, Nuveen Core Equity Alpha Fund, Nuveen Tax-Advantaged Total Return Strategy Fund, Nuveen Large Cap Value Fund, Nuveen Equity Premium Opportunity Fund, Nuveen Dividend Value Fund, Nuveen NWQ Multi-Cap Value Fund, Dow 30SM Enhanced Premium & Income Fund, et al., Nuveen Quality Preferred Income Fund, Nuveen Tax-Advantaged Dividend Growth Fund and Nuveen Preferred Securities Fund
Defendant:	American International Group, Inc., et al., Martin J. Sullivan, Steven J. Bensinger, Joseph Cassano, Andrew Forster, Thomas Peter Athan, Alan Frost, David L. Herzog and Robert Lewis
Case Number:	1:2014cv01652
Filed:	March 19, 2014
Court:	US District Court for the Southern District of New York
Office:	Foley Square Office
County:	XX Out of State
Presiding Judge:	Debra C. Freeman
Presiding Judge:	Laura Taylor Swain
Nature of Suit:	Securities/Commodities/Exchanges
Cause of Action:	28 U.S.C. § 1331
Jury Demanded By:	Plaintiff

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Search for this case: Dow 30SM Enhanced Premium & Income Fund, et al. v. American International Group, Inc., et al.
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Plaintiff: Nuveen Quality Preferred Income Fund 3
Represented By:	Jason Louis Lichtman
Represented By:	Vivek Jayaram
Represented By:	Nicholas R. Diamand
Represented By:	Douglas Ian Cuthbertson
Represented By:	Daniel Patrick Chiplock
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Plaintiff: Nuveen Quality Preferred Income Fund 2
Represented By:	Jason Louis Lichtman
Represented By:	Vivek Jayaram
Represented By:	Nicholas R. Diamand
Represented By:	Douglas Ian Cuthbertson
Represented By:	Daniel Patrick Chiplock
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Plaintiff: Nuveen U.S. Equity Completeness Fund
Represented By:	Jason Louis Lichtman
Represented By:	Vivek Jayaram
Represented By:	Nicholas R. Diamand
Represented By:	Douglas Ian Cuthbertson
Represented By:	Daniel Patrick Chiplock
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Plaintiff: Nuveen Equity Premium Advantage Fund
Represented By:	Jason Louis Lichtman
Represented By:	Vivek Jayaram
Represented By:	Nicholas R. Diamand
Represented By:	Douglas Ian Cuthbertson
Represented By:	Daniel Patrick Chiplock
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Plaintiff: Nuveen Growth Fund
Represented By:	Jason Louis Lichtman
Represented By:	Vivek Jayaram
Represented By:	Nicholas R. Diamand
Represented By:	Douglas Ian Cuthbertson
Represented By:	Daniel Patrick Chiplock
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Plaintiff: Nuveen Strategy Conservative Allocation Fund
Represented By:	Jason Louis Lichtman
Represented By:	Vivek Jayaram
Represented By:	Nicholas R. Diamand
Represented By:	Douglas Ian Cuthbertson
Represented By:	Daniel Patrick Chiplock
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Plaintiff: Nuveen Enhanced Core Equity Fund
Represented By:	Jason Louis Lichtman
Represented By:	Vivek Jayaram
Represented By:	Nicholas R. Diamand
Represented By:	Douglas Ian Cuthbertson
Represented By:	Daniel Patrick Chiplock
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Plaintiff: Nuveen NWQ Large Cap Value Fund
Represented By:	Jason Louis Lichtman
Represented By:	Vivek Jayaram
Represented By:	Nicholas R. Diamand
Represented By:	Douglas Ian Cuthbertson
Represented By:	Daniel Patrick Chiplock
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Plaintiff: Nuveen Strategy Balanced Allocation Fund
Represented By:	Jason Louis Lichtman
Represented By:	Vivek Jayaram
Represented By:	Nicholas R. Diamand
Represented By:	Douglas Ian Cuthbertson
Represented By:	Daniel Patrick Chiplock
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Plaintiff: Nuveen Preferred Income Opportunities Fund
Represented By:	Jason Louis Lichtman
Represented By:	Vivek Jayaram
Represented By:	Nicholas R. Diamand
Represented By:	Douglas Ian Cuthbertson
Represented By:	Daniel Patrick Chiplock
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Plaintiff: Nuveen Credit Strategies Income Fund
Represented By:	Jason Louis Lichtman
Represented By:	Vivek Jayaram
Represented By:	Nicholas R. Diamand
Represented By:	Douglas Ian Cuthbertson
Represented By:	Daniel Patrick Chiplock
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Plaintiff: Nuveen Diversified Dividend and Income Fund
Represented By:	Jason Louis Lichtman
Represented By:	Vivek Jayaram
Represented By:	Nicholas R. Diamand
Represented By:	Douglas Ian Cuthbertson
Represented By:	Daniel Patrick Chiplock
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Plaintiff: Nuveen Large Cap Select Fund
Represented By:	Jason Louis Lichtman
Represented By:	Vivek Jayaram
Represented By:	Nicholas R. Diamand
Represented By:	Douglas Ian Cuthbertson
Represented By:	Daniel Patrick Chiplock
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Plaintiff: Nuveen Equity Premium Income Fund
Represented By:	Jason Louis Lichtman
Represented By:	Vivek Jayaram
Represented By:	Nicholas R. Diamand
Represented By:	Douglas Ian Cuthbertson
Represented By:	Daniel Patrick Chiplock
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Plaintiff: Nuveen Equity Premium and Growth Fund
Represented By:	Jason Louis Lichtman
Represented By:	Vivek Jayaram
Represented By:	Nicholas R. Diamand
Represented By:	Douglas Ian Cuthbertson
Represented By:	Daniel Patrick Chiplock
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Plaintiff: Nuveen Core Equity Alpha Fund
Represented By:	Jason Louis Lichtman
Represented By:	Vivek Jayaram
Represented By:	Nicholas R. Diamand
Represented By:	Douglas Ian Cuthbertson
Represented By:	Daniel Patrick Chiplock
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Plaintiff: Nuveen Tax-Advantaged Total Return Strategy Fund
Represented By:	Jason Louis Lichtman
Represented By:	Vivek Jayaram
Represented By:	Nicholas R. Diamand
Represented By:	Douglas Ian Cuthbertson
Represented By:	Daniel Patrick Chiplock
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Plaintiff: Nuveen Large Cap Value Fund
Represented By:	Jason Louis Lichtman
Represented By:	Vivek Jayaram
Represented By:	Nicholas R. Diamand
Represented By:	Douglas Ian Cuthbertson
Represented By:	Daniel Patrick Chiplock
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Plaintiff: Nuveen Equity Premium Opportunity Fund
Represented By:	Jason Louis Lichtman
Represented By:	Vivek Jayaram
Represented By:	Nicholas R. Diamand
Represented By:	Douglas Ian Cuthbertson
Represented By:	Daniel Patrick Chiplock
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Plaintiff: Nuveen Dividend Value Fund
Represented By:	Jason Louis Lichtman
Represented By:	Vivek Jayaram
Represented By:	Nicholas R. Diamand
Represented By:	Douglas Ian Cuthbertson
Represented By:	Daniel Patrick Chiplock
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Plaintiff: Nuveen NWQ Multi-Cap Value Fund
Represented By:	Jason Louis Lichtman
Represented By:	Vivek Jayaram
Represented By:	Nicholas R. Diamand
Represented By:	Douglas Ian Cuthbertson
Represented By:	Daniel Patrick Chiplock
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Plaintiff: Dow 30SM Enhanced Premium & Income Fund, et al.
Represented By:	Jason Louis Lichtman
Represented By:	Vivek Jayaram
Represented By:	Nicholas R. Diamand
Represented By:	Douglas Ian Cuthbertson
Represented By:	Daniel Patrick Chiplock
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Plaintiff: Nuveen Quality Preferred Income Fund
Represented By:	Daniel Patrick Chiplock
Represented By:	Douglas Ian Cuthbertson
Represented By:	Nicholas R. Diamand
Represented By:	Vivek Jayaram
Represented By:	Jason Louis Lichtman
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Plaintiff: Nuveen Tax-Advantaged Dividend Growth Fund
Represented By:	Daniel Patrick Chiplock
Represented By:	Douglas Ian Cuthbertson
Represented By:	Nicholas R. Diamand
Represented By:	Vivek Jayaram
Represented By:	Jason Louis Lichtman
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Plaintiff: Nuveen Preferred Securities Fund
Represented By:	Daniel Patrick Chiplock
Represented By:	Douglas Ian Cuthbertson
Represented By:	Nicholas R. Diamand
Represented By:	Vivek Jayaram
Represented By:	Jason Louis Lichtman
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Defendant: American International Group, Inc., et al.
Represented By:	Stephen Novack
Represented By:	Stacy Nettleton
Represented By:	Matthew E. K. Howatt
Represented By:	Amanda Marie Hinkley
Represented By:	Christopher L. Garcia
Represented By:	Richard George Douglass
Represented By:	Robert F. Carangelo
Represented By:	Joseph S. Allerhand
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Defendant: Martin J. Sullivan
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Defendant: Steven J. Bensinger
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Defendant: Joseph Cassano
Represented By:	Lee Gordon Dunst
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Defendant: Andrew Forster
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Defendant: Thomas Peter Athan
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Defendant: Alan Frost
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Defendant: David L. Herzog
Represented By:	Joseph S. Allerhand
Represented By:	Robert F. Carangelo
Represented By:	Richard George Douglass
Represented By:	Christopher L. Garcia
Represented By:	Amanda Marie Hinkley
Represented By:	Matthew E. K. Howatt
Represented By:	Stacy Nettleton
Represented By:	Stephen Novack
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Defendant: Robert Lewis
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