Waterford Township Police & Fire Retirement System v. Regional Management Corp. et al
Plaintiff: Waterford Township Police & Fire Retirement System
Defendant: Regional Management Corp., Palladium Equity Partners III, L.P., Palladium Equity Partners III, L.L.C., Parallel 2005 Equity Fund, LP, Parallel 2005 Equity Partners, LP, Thomas F. Fortin, C. Glynn Quattlebaum, Donald E. Thomas, David Perez, Roel C. Campos, Richard T. Dell'Aquila, Richard A. Godley, Jared L. Johnson, Alvaro G. De Molina, Carlos Palomares, Erik A. Scott, Stephens Inc., Keefe, Bruyette & Woods, Inc., BMO Capital Markets Corp., JMP Securities LLC. and FBR Capital Markets & Co.
Case Number: 1:2014cv03876
Filed: May 30, 2014
Court: US District Court for the Southern District of New York
Office: Foley Square Office
County: XX Out of State
Presiding Judge: Laura Taylor Swain
Nature of Suit: Securities/Commodities/Exchanges
Cause of Action: 15 U.S.C. ยง 78
Jury Demanded By: Plaintiff

Available Case Documents

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Date Filed Document Text
January 27, 2017 Opinion or Order Filing 102 MEMORANDUM OPINION AND ORDER: re: 90 MOTION for Leave to File Third Amended Complaint filed by City of Roseville Employees' Retirement System, Waterford Township Police & Fire Retirement System. For the foregoing reasons, Plaintiffs' motion for leave to amend is denied as futile. This Memorandum Opinion and Order resolves docket entry no. 90. For the reasons set forth in the March Opinion, the Clerk of Court is respectfully requested to enter judgment dismissing the Second Amended Complaint with prejudice, and close this case. SO ORDERED. (Signed by Judge Laura Taylor Swain on 1/27/2017) (ama)
March 30, 2016 Opinion or Order Filing 84 OPINION AND ORDER re: 64 MOTION to Dismiss the Second Amended Complaint, filed by FBR Capital Markets & Co., BMO Capital Markets Corp., Keefe, Bruyette & Woods, Inc., Stephens Inc., JMP Securities LLC., 61 MOTION to Dism iss the Second Amended Complaint. filed by Roel C. Campos, Donald E. Thomas, Thomas F. Fortin, C. Glynn Quattlebaum, Richard T. Dell'Aquila, Jared L. Johnson, Palladium Equity Partners III, L.P., Palladium Equity Partners III, L.L.C., Regional Management Corp., Parallel 2005 Equity Partners, LP, Richard A. Godley, David Perez, Parallel 2005 Equity Fund, LP, Alvaro G. De Molina, Erik A. Scott, Carlos Palomares. Defendants' motions to dismiss the Second Amended Complai nt are granted in their entirety. This opinion and order resolves docket entry nos. 61 and 64. In their memorandum in opposition to the instant motions, Plaintiffs requested leave to amend their complaint for a third time in the event Defendants 9; motions were granted. Plaintiffs are hereby granted leave to move for permission to file a Third Amended Complaint. Any such motion must be filed by April 21, 2016, comply with the relevant local rules, and be accompanied by (1) a proposed Third Amended Complaint, and (2) a blackline of the proposed Third Amended Complaint showing the changes made from the Second Amended Complaint. If no timely motion is filed, or if the motion is denied, the dismissal of the Second Amended Complaint will be with prejudice and judgment will be entered in Defendants' favor without further advance notice. (As further set forth in this Order.) (Signed by Judge Laura Taylor Swain on 3/30/2016) (spo)
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Search for this case: Waterford Township Police & Fire Retirement System v. Regional Management Corp. et al
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Plaintiff: Waterford Township Police & Fire Retirement System
Represented By: Samuel Howard Rudman
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Defendant: Regional Management Corp.
Represented By: Anar Rathod Patel
Represented By: George S Wang
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Defendant: Palladium Equity Partners III, L.P.
Represented By: Jessica Sombat Carey
Represented By: Lewis Richard Clayton
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Defendant: Palladium Equity Partners III, L.L.C.
Represented By: Jessica Sombat Carey
Represented By: Lewis Richard Clayton
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Defendant: Parallel 2005 Equity Fund, LP
Represented By: Anar Rathod Patel
Represented By: George S Wang
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Defendant: Parallel 2005 Equity Partners, LP
Represented By: Anar Rathod Patel
Represented By: George S Wang
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Defendant: Thomas F. Fortin
Represented By: Anar Rathod Patel
Represented By: George S Wang
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Defendant: C. Glynn Quattlebaum
Represented By: Anar Rathod Patel
Represented By: George S Wang
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Defendant: Donald E. Thomas
Represented By: Anar Rathod Patel
Represented By: George S Wang
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Defendant: David Perez
Represented By: Jessica Sombat Carey
Represented By: Lewis Richard Clayton
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Defendant: Roel C. Campos
Represented By: Anar Rathod Patel
Represented By: George S Wang
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Defendant: Richard T. Dell'Aquila
Represented By: Anar Rathod Patel
Represented By: George S Wang
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Defendant: Richard A. Godley
Represented By: Anar Rathod Patel
Represented By: George S Wang
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Defendant: Jared L. Johnson
Represented By: Anar Rathod Patel
Represented By: George S Wang
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Defendant: Alvaro G. De Molina
Represented By: Anar Rathod Patel
Represented By: George S Wang
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Defendant: Carlos Palomares
Represented By: Anar Rathod Patel
Represented By: George S Wang
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Defendant: Erik A. Scott
Represented By: Jessica Sombat Carey
Represented By: Lewis Richard Clayton
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Defendant: Stephens Inc.
Represented By: Jessica Perry Corley
Represented By: Joseph Gerard Tully
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Defendant: Keefe, Bruyette & Woods, Inc.
Represented By: Jessica Perry Corley
Represented By: Joseph Gerard Tully
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Defendant: BMO Capital Markets Corp.
Represented By: Jessica Perry Corley
Represented By: Joseph Gerard Tully
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Defendant: JMP Securities LLC.
Represented By: Jessica Perry Corley
Represented By: Joseph Gerard Tully
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Defendant: FBR Capital Markets & Co.
Represented By: Jessica Perry Corley
Represented By: Joseph Gerard Tully
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