Royal Park Investments SA/NA v. HSBC Bank USA National Association
| Royal Park Investments SA/NA |
| HSBC Bank USA National Association |
| 1:2014cv08175 |
| October 10, 2014 |
| US District Court for the Southern District of New York |
| Foley Square Office |
| XX Out of U.S. |
| Kimba M. Wood |
| Securities/Commodities/Exchanges |
| 15 U.S.C. ยง 78 |
| Plaintiff |
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Filing
455
OPINION AND ORDER re: 408 MOTION to Vacate 403 Endorsed Letter,, 392 Order on Motion for Discovery,, Notice of Plaintiff Royal Park Investments SA/NV's Rule 72 Objections and Motion to Vacate the Magistrate's Opinion and O rder Concerning Disclosure of P filed by Royal Park Investments SA/NA. For the reasons above, Royal Park's objections are OVERRULED. The Clerk of Court is respectfully directed to close the motion at Docket No. 408. (Signed by Judge Lorna G. Schofield on 2/6/2018) (kgo)
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Filing
454
OPINION AND ORDER re: (335 in 1:14-cv-08175-LGS-SN) AMENDED MOTION to Certify Class Plaintiff Royal Park Investments SA/NV's Amended Notice of Motion and Motion for Class Certification and Appointment of Class Representative and Class Co unsel. filed by Royal Park Investments SA/NA, (385 in 1:14-cv-09366-LGS-SN) MOTION to Certify Class and Appointment of Class Representatives and Class Counsel (Renewed). filed by PIMCO FUNDS: GLOBAL INVESTORS SERIES PLC, UNCONSTRA INED BOND FUND; PIMCO FUNDS, PIMCO FUNDS: GLOBAL INVESTORS SERIES PLC, EMERGING LOCAL BOND FUND, BROOKFIELD TOTAL RETURN FUND INC., PIMCO FUNDS: PIMCO TOTAL RETURN FUND III, PIMCO FUNDS: PIMCO LONG DURATION TOTAL RETURN FUND; PIMCO FUNDS, P IMCO FUNDS: GLOBAL INVESTORS SERIES PLC, STRATEGIC INCOME FUND, PIMCO FUNDS: PIMCO STOCKSPLUS FUND, PIMCO INTERNATIONAL FUNDAMENTAL INDEXPLUS AR STRATEGY FUND, TERLINGUA FUND 2, LP, BLACKROCK CORE ACTIVE LIBOR FUND B, BLACKROCK FUNDS II, IN FLATION PROTECTED BOND PORTFOLIO, Pimco High Income Fund, BLACKROCK MULTISECTOR INCOME TRUST, Sealink Funding Limited, PIMCO OFFSHORE FUNDS: PIMCO OFFSHORE FUNDS - PIMCO ABSOLUTE RETURN STRATEGY V ALPHA FUND, PIMCO CAYMAN TRUST: PIMCO CAYMA N TOTAL RETURN STRATEGY FUND, PIMCO FUNDS: GLOBAL INVESTORS SERIES PLC, DIVERSIFIED INCOME FUND, PACIFIC SHORES CDO, LTD., PIMCO FUNDS: PIMCO INCOME FUND, Brookfield Mortgage Opportunity Income Fund Inc., PIMCO FUNDS: PRIVATE ACCOUNT PORTFO LIO SERIES LONG DURATION CORPORATE BOND PORTFOLIO, PIMCO FUNDS: PIMCO GLOBAL BOND FUND (U.S. DOLLARHEDGED), L VS I SPE XIV LLC, PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II, L.P., THE PRUDENTIAL SERIES FUND, CREF BOND MARKET ACCOUNT , PIMCO COMMODITIESPLUS STRATEGY FUND; PIMCO FUNDS, PIMCO FUNDS: PIMCO LOW DURATION FUND III, PIMCO FUNDS: PRIVATE ACCOUNT PORTFOLIO SERIES ASSET-BACKED SECURITIES PORTFOLIO, PIMCO ABSOLUTE RETURN STRATEGY 3D OFFSHORE FUND LTD., PIMCO FUNDS : GLOBAL INVESTORS SERIES PLC, TOTAL RETURN BOND FUND, BLACKROCK US MORTGAGE, LIICA RE I, INC., PIMCO CAYMAN TRUST: PIMCO CAYMAN GLOBAL AGGREGATE BOND FUND, LVS I LLC, PIMCO BERMUDA TRUST: PIMCO EMERGING MARKETS BOND FUND (M), Transameric a Life Insurance Company, PIMCO FUNDS: PIMCO WORLDWIDE FUNDAMENTAL ADVANTAGE AR STRATEGY FUND, PIMCO LARGE CAP STOCKSPLUS ABSOLUTE RETURN FUND, AST PIMCO TOTAL RETURN BOND PORTFOLIO, PCM Fund, Inc., PIMCO FUNDS: PIMCO GLOBAL ADVANTAGE STRAT EGY BOND FUND, PIMCO FUNDS: GLOBAL INVESTORS SERIES PLC, PIMCO DIVIDEND AND INCOME BUILDER FUND, BLACKROCK TOTAL RETURN PORTFOLIO (INS- SERIES), THE PRUDENTIAL INVESTMENT PORTFOLIOS INC., PIMCO CAYMAN TRUST: PIMCO CAYMAN GLOBAL AGGREGATE EX-J APAN (YEN-HEDGED) INCOME FUND, PIMCO CREDIT ABSOLUTE RETURN FUND, PIMCO FUNDS: GLOBAL INVESTORS SERIES PLC, GLOBAL BOND FUND, PIMCO FUNDS: PIMCO LOW DURATION FUND, PIMCO VARIABLE INSURANCE TRUST: PIMCO REAL RETURN PORTFOLIO, PIMCO FUNDS: PI MCO STOCKSPLUS AR SHORT STRATEGY FUND, PIMCO FUNDS: PRIVATE ACCOUNT PORTFOLIO SERIES INTERNATIONAL PORTFOLIO, PIMCO FUNDS: PIMCO INVESTMENT GRADE CORPORATE BOND FUND, PIMCO CAYMAN TRUST: PIMCO CAYMAN FOREIGN BOND FUND, PIMCO CAYMAN SPC LIMITE D: PIMCO CAYMAN JAPAN COREPLUS STRATEGY SEGREGATED PORTFOLIO, PIMCO FUNDS: PIMCO INFLATION RESPONSE MULTI-ASSET FUND; PIMCO FUNDS, LIICA Re II, Inc., BLACKROCK COREPLUS BOND FUND B, PIMCO COMBINED ALPHA STRATEGIES MASTER FUND LDC, Blackrock Balanced Capital Portfolio (FI), PIMCO FUNDS: PRIVATE ACCOUNT PORTFOLIO SERIES EMERGING MARKETS PORTFOLIO, PIMCO FUNDS: PIMCO STOCKSPLUS ABSOLUTE RETURN FUND, PIMCO ABSOLUTE RETURN STRATEGY IV IDF LLC, PACIFIC BAY CDO, LTD., DZ Bank AG, PIMCO FUNDS: GLOBAL INVESTORS SERIES PLC, GLOBAL INVESTMENT GRADE CREDIT FUND, PIMCO FUNDS: PIMCO EMERGING MARKETS BOND FUND, TIAA-CREF BOND PLUS FUND, PIMCO FUNDS: PIMCO DIVERSIFIED INCOME FUND, FIXED INCOME SHARES: SERIES M, PIMCO BERMUDA TRUST II: PIMCO BERMUDA JGB FLOATER FOREIGN STRATEGY FUND, PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY, BLACKROCK COREALPHA BOND MASTER PORTFOLIO, PIMCO DYNAMIC CREDIT INCOME FUND, PIMCO TACTICAL OPPORTUNITIES MASTER FUND LTD., PIM CO FUNDS: PIMCO EMERGING LOCAL BOND FUND, BLACKROCK MULTIASSET INCOME - NON-AGENCY MBS PORTFOLIO, PIMCO FUNDS: PRIVATE ACCOUNT PORTFOLIO SERIES DEVELOPING LOCAL MARKETS PORTFOLIO, PIMCO FUNDS: PIMCO EM FUNDAMENTAL INDEXPLUS AR STRATEGY FUND, PIMCO FUNDS: GLOBAL INVESTORS SERIES PLC, STOCKSPLUS FUND, PIMCO FUNDS: PIMCO LOW VOLATILITY RAFI- PLUS AR FUND, CRYSTAL RIVER CAPITAL INC.;, PIMCO TOTAL RETURN ACTIVE EXCHANGE-TRADED FUND, PIMCO CAYMAN TRUST: PIMCO CAYMAN U.S. BOND FUND, P IMCO ABSOLUTE RETURN STRATEGY II MASTER FUND LDC, PIMCO FUNDS: PIMCO FOREIGN BOND FUND (U.S. DOLLAR-HEDGED), THE PRUDENTIAL SERIES FUND; BROOKFIELD MORTGAGE OPPORTUNITY INCOME FUND INC., PIMCO CAYMAN GLOBAL BOND (NZD-HEDGED) FUND; PIMCO CAYMAN TRUST, TIAA-CREF BOND FUND, BLACKROCK DYNAMIC HIGH INCOME - STRUCTURED CREDIT PORTFOLIO, PIMCO GLOBAL INCOME OPPORTUNITIES FUND, Stonebridge Life Insurance Company, LVS II LLC, PIMCO OFFSHORE FUNDS - PIMCO ABSOLUTE RETURN STRATEGY IV EFUN D, FIXED INCOME SHARES: SERIES C, PIMCO DYNAMIC INCOME FUND, PIMCO ABSOLUTE RETURN STRATEGY IV MASTER FUND LDC, PIMCO FUNDS: PIMCO FOREIGN BOND FUND (UNHEDGED), PIMCO CAYMAN GLOBAL EX-JAPAN (YEN-HEDGED) BOND FUND, PIMCO FUNDS: GLOBAL INVE STORS SERIES PLC, GLOBAL ADVANTAGE REAL RETURN FUND, THE PRUDENTIAL INVESTMENT PORTFOLIOS 2;, THE PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 17, PIMCO CAYMAN TRUST: PIMCO CAYMAN GLOBAL AGGREGATE EX JAPAN BOND FUND; PIMCO CAYMAN TRUST, PIMCO VARIA BLE INSURANCE TRUST: PIMCO EMERGING MARKETS BOND PORTFOLIO, PIMCO FUNDS: PIMCO REAL RETURN FUND, PIMCO FUNDS: PIMCO FUNDAMENTAL ADVANTAGE ABSOLUTE RETURN STRATEGY FUND, PIMCO VARIABLE INSURANCE TRUST: PIMCO SHORT-TERM PORTFOLIO, TIAA-CREF SHO RT-TERM BOND FUND, The Prudential Insurance Company of America, PIMCO FUNDS: PIMCO REAL ESTATE REAL RETURN STRATEGY FUND, PIMCO FUNDS: PIMCO SMALL CAP STOCKSPLUS AR STRATEGY FUND, PIMCO FUNDS: GLOBAL INVESTORS SERIES PLC, INCOME FUND;, PIMC O FUNDS: PIMCO CREDIT ABSOLUTE RETURN FUND, PIMCO ETF TRUST, PIMCO FUNDS: GLOBAL INVESTORS SERIES PLC, PIMCO VARIABLE INSURANCE TRUST: PIMCO LOW DURATION PORTFOLIO, PIMCO CAYMAN SPC LIMITED: PIMCO CAYMAN GLOBAL AGGREGATE BOND SEGREGATED PORTF OLIO, TIAA GLOBAL PUBLIC INVESTMENTS, MBS LLC, PIMCO FUNDS: PIMCO GNMA FUND, PIMCO FUNDS: PIMCO TOTAL RETURN FUND, PIMCO FUNDS: PRIVATE ACCOUNT PORTFOLIO SERIES MORTGAGE PORTFOLIO, KORE ADVISORS LP, PIMCO FUNDS: PIMCO GLOBAL BOND FUND (UN HEDGED); PIMCO FUNDS, PIMCO FUNDS: PIMCO INTERNATIONAL STOCKSPLUS AR STRATEGY FUND (U.S. DOLLARHEDGED), PIMCO FUNDS: PIMCO SMALL COMPANY FUNDAMENTAL INDEXPLUS AR STRATEGY FUND, PIMCO MULTI-SECTOR STRATEGY FUND LTD., PIMCO CORPORATE & INCOME O PPORTUNITY FUND, BLACKROCK LONG DURATION ALPHAPLUS BOND FUND, BROOKFIELD SECURITIZED CREDIT QIF FUND, PIMCO FUNDS: PIMCO FLOATING INCOME FUND, PIMCO BERMUDA TRUST II: PIMCO BERMUDA INCOME FUND (M), PIMCO FUNDS: PIMCO UNCONSTRAINED TAX MANAG ED BOND FUND, TIAA-CREF LIFE INSURANCE COMPANY, PIMCO CORPORATE & INCOME STRATEGY FUND, BLACKROCK INCOME TRUST, INC., FIXED INCOME SHARES (SERIES R), PIMCO COMMODITY REAL RETURN STRATEGY FUND, PIMCO FUNDS: PRIVATE ACCOUNT PORTFOLIO SERIES SHORT-TERM PORTFOLIO, CREF SOCIAL CHOICE ACCOUNT, PIMCO CAYMAN SPC LIMITED: PIMCO CAYMAN JAPAN COREPLUS SEGREGATED PORTFOLIO, PIMCO FUNDS: GLOBAL INVESTORS SERIES PLC, EURO INCOME BOND FUND, PIMCO VARIABLE INSURANCE TRUST: PIMCO GLOBAL BOND PORTFOLIO (UNHEDGED), BLACKROCK FIXED INCOME GLOBALALPHA MASTER FUND LTD., BLACKROCK STRATEGIC INCOME OPPORTUNITIES PORTFOLIO, PIMCO FUNDS: PIMCO TOTAL RETURN FUND IV, PIMCO FUNDS: PIMCO LOW DURATION FUND II, PIMCO FUNDS: GLOBAL INVESTORS S ERIES PLC, EMERGING MARKETS BOND FUND, PIMCO CAYMAN TRUST: PIMCO CAYMAN GLOBAL AGGREGATE EX-JAPAN (YENHEDGED) BOND FUND II, PIMCO VARIABLE INSURANCE TRUST: PIMCO FOREIGN BOND PORTFOLIO (U.S. DOLLAR HEDGED), BLACKROCK COREALPHA BOND FUND E, PI MCO FUNDS: PIMCO SHORT-TERM FUND, PIMCO CAYMAN SPC LIMITED: PIMCO CAYMAN JAPAN LOW DURATION SEGREGATED PORTFOLIO, PIMCO GLOBAL CREDIT OPPORTUNITY MASTER FUND LDC, PIMCO GLOBAL STOCKSPLUS & INCOME FUND, PIMCO BERMUDA TRUST IV: PIMCO BERMUDA GL OBAL BOND EX-JAPAN FUND, PIMCO INCOME STRATEGY FUND II, PIMCO FUNDS: PIMCO INTERNATIONAL STOCKSPLUS AR STRATEGY FUND (UNHEDGED), PIMCO FUNDS: PIMCO MODERATE DURATION FUND, THE GIBRALTAR LIFE INSURANCE COMPANY, LTD., Prudential Trust Company , BLACKROCK CORE BOND TRUST, PIMCO CAYMAN TRUST: PIMCO CAYMAN GLOBAL ADVANTAGE BOND FUND, PIMCO INCOME OPPORTUNITY FUND, PIMCO ABSOLUTE RETURN STRATEGY III MASTER FUND LDC, PIMCO FUNDS: PIMCO MORTGAGE OPPORTUNITIES FUND, PIMCO VARIABLE IN SURANCE TRUST: PIMCO GLOBAL ADVANTAGE STRATEGY BOND PORTFOLIO, BLACKROCK MASTER TOTAL RETURN PORTFOLIO OF MASTER BOND LLC, PIMCO FUNDS: PIMCO EMG INTL LOW VOLATILITY RAFI-PLUS AR FUND, PIMCO FUNDS: PIMCO EMERGING MARKETS CURRENCY FUND, PIMCO LONG-TERM CREDIT FUND, PIMCO CAYMAN SPC LIMITED: PIMCO CAYMAN UNCONSTRAINED BOND SEGREGATED PORTFOLIO, PIMCO ABSOLUTE RETURN STRATEGY V MASTER FUND LDC, PIMCO VARIABLE INSURANCE TRUST: PIMCO TOTAL RETURN PORTFOLIO, TRANSAMERICA PREMIER LIFE I NSURANCE COMPANY, PIMCO FUNDS: GLOBAL INVESTORS SERIES PLC, EURO BOND FUND, MILLERTON ABS CDO LTD., PIMCO VARIABLE INSURANCE TRUST: PIMCO COMMODITY REAL RETURN STRATEGY PORTFOLIO, PIMCO FUNDS: PIMCO TOTAL RETURN FUND II, PIMCO GLOBAL MULTI- ASSET FUND, PIMCO STRATEGIC INCOME FUND, INC., TIAA-CREF LIFE BOND FUND, PIMCO INCOME STRATEGY FUND, THE PRUDENTIAL INVESTMENT PORTFOLIOS 9, PIMCO FUNDS: PIMCO LONG-TERM U.S. GOVERNMENT FUND. For the reasons set forth above, the Royal Park and BlackRock Plaintiffs' motion to certify a class in this action, appoint these Plaintiffs as class representative and appoint their counsel as class counsel is DENIED. The Clerk of Court is respectfully directed to close the motions at 14 Civ. 8175, Docket No. 335, and 14 Civ. 9366, Docket No. 385. (Signed by Judge Lorna G. Schofield on 2/1/2018) (kgo)
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Filing
442
ORDER: for (255 in 1:14-cv-10101-LGS-SN, 343 in 1:14-cv-08175-LGS-SN, 260 in 1:15-cv-02144-LGS-SN, 365 in 1:14-cv-09366-LGS-SN, 160 in 1:15-cv-10096-LGS, 211 in 1:15-cv-10032-LGS-SN) Report and Recommendations,(167 in 1:15-cv-10096-LGS) Motion for Miscellaneous Relief, filed by HSBC Bank USA, National Association, (264 in 1:15-cv-02144-LGS-SN) Motion for Miscellaneous Relief, filed by HSBC Bank US, National Association, (352 in 1:14-cv-08175-LGS-SN) Motion for Miscellaneous Relief, f iled by HSBC Bank USA National Association, (261 in 1:14-cv-10101-LGS-SN) Motion for Miscellaneous Relief, filed by HSBC Bank USA, National Association, (219 in 1:15-cv-10032-LGS-SN) Motion for Miscellaneous Relief, filed by HSBC Bank USA, National Association, (375 in 1:14-cv-09366-LGS-SN) Motion for Miscellaneous Relief, filed by HSBC Bank USA. For the reasons above, Defendants objections are OVERRULED, and the R&R is ADOPTED. The Clerk of Court is respectfully directed to close the motions at 14 Civ. 8175, Docket No. 352; 14 Civ. 9366, Docket No. 375; 14 Civ. 10101, Docket No. 261; 15 Civ. 2144, Docket No. 264; 15 Civ. 10032, Docket No. 219; and 15 Civ. 10096, Docket No. 167, and as further set forth in this order. Moti ons terminated: (352 in 1:14-cv-08175-LGS-SN) MOTION Notice of HSBC's Rule 72 Objections and Motion To Not Approve Magistrate Judge's Report and Recommendation Regarding Advice-Of-Counsel Defense re: (343) Report and Recommendatio ns, filed by HSBC Bank USA National Association, (264 in 1:15-cv-02144-LGS-SN) MOTION Notice of HSBC's Rule 72 Objections and Motion To Not Approve Magistrate Judge's Report and Recommendation Regarding Advice-Of-Counsel De fense re: (260) Report and Recommendations, filed by HSBC Bank US, National Association, (375 in 1:14-cv-09366-LGS-SN) MOTION Notice of HSBC's Rule 72 Objections and Motion To Not Approve Magistrate Judge's Report and Rec ommendation Regarding Advice-Of-Counsel Defense re: (365) Report and Recommendations, filed by HSBC Bank USA, (261 in 1:14-cv-10101-LGS-SN) MOTION Notice of HSBC's Rule 72 Objections and Motion To Not Approve Magistrate Judge 's Report and Recommendation Regarding Advice-Of-Counsel Defense re: (255) Report and Recommendations, filed by HSBC Bank USA, National Association, (167 in 1:15-cv-10096-LGS) MOTION Notice of HSBC's Rule 72 Objections and Motion To Not Approve Magistrate Judge's Report and Recommendation Regarding Advice-Of-Counsel Defense re: (160) Report and Recommendations, filed by HSBC Bank USA, National Association, (219 in 1:15-cv-10032-LGS-SN) MOTION Notice of HSBC's Rule 72 Objections and Motion To Not Approve Magistrate Judge's Report and Recommendation Regarding Advice-Of-Counsel Defense re: (211) Report and Recommendations, filed by HSBC Bank USA, National Association. (Signed by Judge Lorna G. Schofield on 12/14/2017) (ap)
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Filing
292
OPINION & ORDER: Accordingly, plaintiffs' motion to re-underwrite a sampling of loans for the purpose of proving HSBC's liability or damages beyond the loans in the sample is DENIED. The parties are directed to the Court's February 24, 2017 Order as to submitting a joint status letter regarding Phase II of the Loan Re-Underwriting Protocol. SO ORDERED. (Signed by Magistrate Judge Sarah Netburn on 3/10/2017) (anc)
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Filing
48
OPINION AND ORDER re: (15 in 1:14-cv-10101-SAS, 15 in 1:14-cv-10101-SAS) MOTION to Dismiss the Complaint. MOTION to Strike Document No. (1) as to Consequential Damages. filed by HSBC Bank USA, National Association, (42 in 1:14 -cv-09366-SAS, 42 in 1:14-cv-09366-SAS) MOTION to Dismiss the Complaint. MOTION to Strike Document No. (1) as to Consequential Damages. filed by HSBC Bank USA, (26 in 1:14-cv-08175-SAS, 26 in 1:14-cv-08175-SAS) MOTION to Di smiss the Complaint. MOTION to Strike Document No. (1) as to Consequential Damages. filed by HSBC Bank USA National Association. For the foregoing reasons, HSBC's motion to strike is DENIED. HSBC's motion to dismiss is GR ANTED in part and DENIED in part. Specifically, HSBC's motion to dismiss is GRANTED as to: (1) Phoenix Light's claims relating to Regulation AB; (2) Phoenix Light's claims relating to document obligations with the exception of the thre e trusts identified in footnote 120; (3) negligence claims; (4) negligent misrepresentation claims; (5) claims under section 315(a) of the TIA; and (6) all derivative claims. Further, plaintiffs must take steps to cure their lack of standing for the trusts containing Negating Clauses and provide a status update to the Court within thirty days of the date of this Order. The Clerk of the Court is directed to close this motion (Docket No. 26 in 14 Civ. 8175, Docket No. 42 in 14 Civ. 9366, Docket No. 15 in 14 Civ. 10101). A conference is scheduled for June 24, 2015 at 4:30 p.m. SO ORDERED. (See Order.) (Status Conference set for 6/24/2015 at 04:30 PM before Judge Shira A. Scheindlin.) (Signed by Judge Shira A. Scheindlin on 6/1/2015) (ajs)
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