Blackrock Allocation Target Shares: Series S Portfolio et al v. Wells Fargo Bank, National Association et al
| Blackrock Allocation Target Shares: Series S Portfolio, Blackrock Core Bond Portfolio and Kore Advisors, L.P. |
| Wells Fargo Bank, National Association and the Trusts identified in Exhibit 1 |
| 1:2014cv09371 |
| November 24, 2014 |
| US District Court for the Southern District of New York |
| Foley Square Office |
| XX Out of State |
| Richard M. Berman |
| Stockholders Suits |
| 15 U.S.C. ยง 77 |
| Plaintiff |
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Filing
722
OPINION AND ORDER re: (405 in 1:14-cv-10067-KPF-SN) MOTION to Vacate Notice of Plaintiffs' Rule 72 Objection and Motion to Vacate the Magistrate Judge's Orders Concerning Defendant Wells Fargo Bank, N.A.'s Discovery and Know ledge of Breaches. filed by Graeme W. Bush, National Credit Union Administration Board, (441 in 1:14-cv-09764-KPF-SN) MOTION to Vacate Notice of Plaintiffs' Rule 72 Objection and Motion to Vacate the Magistrate Judge's Orders Concerning Defendant Wells Fargo Bank, N.A.'s Discovery and Knowledge of Breaches. filed by Royal Park Investments SA/NV, (656 in 1:14-cv-09371-KPF-SN) MOTION to Vacate Notice of Plaintiffs' Rule 72 Objection and Motion to V acate the Magistrate Judge's Orders Concerning Defendant Wells Fargo Bank, N.A.'s Discovery and Knowledge of Breaches. filed by PIMCO FUNDS: PIMCO GLOBAL MULTI-ASSET FUND, PIMCO FUNDS: GLOBAL INVESTORS SERIES PLC, EMERGING LOCAL BON D FUND, PIMCO FUNDS: PIMCO UNCONSTRAINED BOND FUND, Pimco Cayman Trust: Pimco Cayman Global Ex-Japan (Yen- hedged) Bond Fund, PIMCO FUNDS: PIMCO TOTAL RETURN FUND III, TIAA-CREF Life Insurance Company, PIMCO FUNDS: GLOBAL INVESTORS SERIES P LC, STRATEGIC INCOME FUND, PIMCO CAYMAN TRUST: PIMCO CAYMAN GLOBAL AGGREGATE EX-JAPAN (YEN-HEDGED) BOND FUND II, Pimco Corporate & Income Oppurtunity Fund, Pimco Cayman SPC Limited: Pimco Cayman Unconstrained Bond Segregated Portfolio, PIMCO FUNDS: PIMCO LONG-TERM CREDIT FUND, PIMCO FUNDS: GLOBAL INVESTORS SERIES PLC, INFLATION STRATEGY FUND, Pimco High Income Fund, Pimco Low Duration Portfolio, Pimco ETF Trust: Pimco Total Return Active Exchange-Traded Fund, Pimco Variable Ins urance Trust: Pimco Unconstrained Bond Portfolio, PIMCO FUNDS: GLOBAL INVESTORS SERIES PLC, DIVERSIFIED INCOME FUND, PIMCO FUNDS: PIMCO INCOME FUND, Brookfield Mortgage Opportunity Income Fund Inc., PIMCO FUNDS: PIMCO INTL LOW VOLATILITY RAFI -PLUS AR FUND, Pimco Funds: Pimco Small Cap Stockplus AR Strategy Fund, THE PRUDENTIAL SERIES FUND, Pimco Funds: Private Account Portfolio Series high Yield Portfolio, CREF BOND MARKET ACCOUNT, PIMCO FUNDS: PIMCO LOW DURATION FUND III, PI MCO FUNDS: PRIVATE ACCOUNT PORTFOLIO SERIES ASSET-BACKED SECURITIES PORTFOLIO, Pimco Tactical Oppertunities Master Fund LTD, PIMCO ABSOLUTE RETURN STRATEGY 3D OFFSHORE FUND LTD., PIMCO FUNDS: GLOBAL INVESTORS SERIES PLC, TOTAL RETURN BOND FUND, BLACKROCK US MORTGAGE, Pimco Global Income Oppertunities Fund, Pimco Funds: Private Account Portfolio Series Real Return Portfolio, Pimco Funds: Pimco International Stockplus AR Strategy Fund (Unhedged), PIMCO CAYMAN TRUST: PIMCO CAYMAN GL OBAL AGGREGATE BOND FUND, LVS I LLC, Kore Advisors, L.P., Pimco ETF Trust: Pimco Enchanced Short Maturity Active Exchange-Traded Fund, PIMCO BERMUDA TRUST: PIMCO EMERGING MARKETS BOND FUND (M), PIMCO FUNDS: PIMCO WORLDWIDE FUNDAMENTAL ADVAN TAGE AR STRATEGY FUND, PIMCO LARGE CAP STOCKSPLUS ABSOLUTE RETURN FUND, AST PIMCO TOTAL RETURN BOND PORTFOLIO, PCM Fund, Inc., PIMCO FUNDS: PIMCO GLOBAL ADVANTAGE STRATEGY BOND FUND, PIMCO FUNDS: GLOBAL INVESTORS SERIES PLC, PIMCO DIVIDEND AND INCOME BUILDER FUND, BLACKROCK TOTAL RETURN PORTFOLIO (INS- SERIES), THE PRUDENTIAL INVESTMENT PORTFOLIOS INC., Pimco Funds: Pimco Stockplus Absolute Return Fund, PIMCO FUNDS: GLOBAL INVESTORS SERIES PLC, GLOBAL BOND FUND, PIMCO FUNDS: PIMCO LOW DURATION FUND, PIMCO ETF TRUST: PIMCO LOW DURATION ACTIVE EXCHANGE-TRADED FUND, Pimco Funds: Private Account Porfolio Series Emerging Markets Portfolio, PIMCO VARIABLE INSURANCE TRUST: PIMCO REAL RETURN PORTFOLIO, Fixed Incomes Shar es: Series M, PIMCO FUNDS: PRIVATE ACCOUNT PORTFOLIO SERIES INTERNATIONAL PORTFOLIO, Pimco Offshore Funds: Pimco Absolute Strategy V Alpha Fund, PIMCO FUNDS: PIMCO INVESTMENT GRADE CORPORATE BOND FUND, Pimco Real Return Strategy Fund, PIMCO CAYMAN SPC LIMITED: PIMCO CAYMAN JAPAN COREPLUS STRATEGY SEGREGATED PORTFOLIO, Blackrock Core Bond Portfolio, Pimco Bermuda Trust IV: Pimco Bermuda Global Bond Ex-Japan Fund, Blackrock Allocation Target Shares: Series S Portfolio, BLACKROCK COREPLUS BOND FUND B, Pimco Absolute Return Strategy II Master Fund LDC, PIMCO COMBINED ALPHA STRATEGIES MASTER FUND LDC, PIMCO ABSOLUTE RETURN STRATEGY IV IDF LLC, PACIFIC BAY CDO, LTD., PIMCO FUNDS: GLOBAL INVESTORS SERIES PLC, GLOBAL IN VESTMENT GRADE CREDIT FUND, TIAA-CREF BOND PLUS FUND, PIMCO FUNDS: PIMCO DIVERSIFIED INCOME FUND, FIXED INCOME SHARES: SERIES M, BLACKROCK COREALPHA BOND MASTER PORTFOLIO, PIMCO DYNAMIC CREDIT INCOME FUND, PIMCO FUNDS: PIMCO EMERGING LOCA L BOND FUND, Prudential Bank & Trust, FSB, PIMCO FUNDS: PRIVATE ACCOUNT PORTFOLIO SERIES DEVELOPING LOCAL MARKETS PORTFOLIO, PIMCO FUNDS: PIMCO EM FUNDAMENTAL INDEXPLUS AR STRATEGY FUND, PIMCO FUNDS: PIMCO LOW VOLATILITY RAFI- PLUS AR FUND, Pimco Funds: Pimco International Stockplus AR Strategy Fund (U.S. Dollar- Hedged), PIMCO FUNDS: PIMCO FOREIGN BOND FUND (U.S. DOLLAR-HEDGED), TIAA-CREF BOND FUND, BLACKROCK DYNAMIC HIGH INCOME - STRUCTURED CREDIT PORTFOLIO, LVS II LLC, FIX ED INCOME SHARES: SERIES C, PIMCO DYNAMIC INCOME FUND, Pimco Funds: Global Investors Series Plc, emerging markets bond funds, The Gilbraltar Life Insurance Company, Ltd., PIMCO ABSOLUTE RETURN STRATEGY IV MASTER FUND LDC, PIMCO FUNDS: PIMC O FOREIGN BOND FUND (UNHEDGED), PIMCO FUNDS: GLOBAL INVESTORS SERIES PLC, GLOBAL ADVANTAGE REAL RETURN FUND, THE PRUDENTIAL INVESTMENT PORTFOLIOS 2;, PIMCO FUNDS: GLOBAL INVESTORS SERIES PLC, UNCONSTRAINED BOND FUND, THE PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 17, PIMCO FUNDS: PIMCO INTERNATIONAL FUNDAMENTAL INDEXPLUS AR STRATEGY FUND, PIMCO FUNDS: PIMCO REAL RETURN FUND, PIMCO FUNDS: PIMCO FUNDAMENTAL ADVANTAGE ABSOLUTE RETURN STRATEGY FUND, PIMCO VARIABLE INSURANCE TRUST: PIMCO EMERGING MARKETS BOND PORTFOLIO, Pimco Funds: Global Investors Series PLC, Stockplus Fund, PIMCO FUNDS: PIMCO GLOBAL BOND FUND (UNHEDGED), The Prudential Insurance Company of America, TIAA-CREF SHORT-TERM BOND FUND, PIMCO FUNDS: PIMCO REAL ESTATE REAL RETURN STRATEGY FUND, Blackrock Enchanted Government Fund, Inc., PIMCO FUNDS: PRIVATE ACCOUNT PORTFOLIO SERIES U.S. GOVERNMENT SECTOR PORTFOLIO, TIAA-CREF Social Choice Bond Fund, PIMCO FUNDS: PIMCO COMMODITY REAL RETURN STRATEGY FUND, PIMCO FUNDS: PIMCO CREDIT ABSOLUTE RETURN FUND, PIMCO VARIABLE INSURANCE TRUST: PIMCO LOW DURATION PORTFOLIO, PIMCO CAYMAN SPC LIMITED: PIMCO CAYMAN GLOBAL AGGREGATE BOND SEGREGATED PORTFOLIO, FIXED INCOME SHARES: SERIES LD, PIMCO FUN DS: GLOBAL INVESTORS SERIES PLC, PIMCO CREDIT ABSOLUTE RETURN FUND, PIMCO FUNDS: GLOBAL INVESTORS SERIES PLC, DIVERSIFIED INCOME DURATION HEDGED FUND, Pimco Funds: Pimco Stockplus AR Short Strategy Fund, TIAA GLOBAL PUBLIC INVESTMENTS, MBS LLC, PIMCO FUNDS: PIMCO TOTAL RETURN FUND, PIMCO FUNDS: PRIVATE ACCOUNT PORTFOLIO SERIES MORTGAGE PORTFOLIO, Pimco Funds: Pimco Global Bond Fund (U.S. Dollar- Hedged), PIMCO MULTI-SECTOR STRATEGY FUND LTD., PIMCO FUNDS: PIMCO SMALL COMPANY FUND AMENTAL INDEXPLUS AR STRATEGY FUND, Pimco Offshore Funds- Pimco Absolute Return Strategy IV Efund, BLACKROCK LONG DURATION ALPHAPLUS BOND FUND, Blackrock Strategic Income Oppurtunities Portfolio, PIMCO FUNDS: PIMCO FLOATING INCOME FUND, PIM CO BERMUDA TRUST II: PIMCO BERMUDA INCOME FUND (M), PIMCO FUNDS: PIMCO UNCONSTRAINED TAX MANAGED BOND FUND, PIMCO CORPORATE & INCOME STRATEGY FUND, BLACKROCK INCOME TRUST, INC., Pimco Income Oppertunity Fund, PIMCO FUNDS: PRIVATE ACCOUNT PO RTFOLIO SERIES SHORT-TERM PORTFOLIO, CREF SOCIAL CHOICE ACCOUNT, PIMCO CAYMAN SPC LIMITED: PIMCO CAYMAN JAPAN COREPLUS SEGREGATED PORTFOLIO, PIMCO FUNDS: GLOBAL INVESTORS SERIES PLC, EURO INCOME BOND FUND, Pimco Funds: Pimco Real Return Asset Fund, PIMCO VARIABLE INSURANCE TRUST: PIMCO GLOBAL BOND PORTFOLIO (UNHEDGED), BLACKROCK FIXED INCOME GLOBALALPHA MASTER FUND LTD., Prudential Retirement Insurance and Annuity Company, Pimco Distressed Senior Credit Oppurtunites Fund II, L.P. , PIMCO FUNDS: PIMCO LOW DURATION FUND II, PIMCO FUNDS: PIMCO TOTAL RETURN FUND IV, PIMCO FUNDS: PIMCO LONG DURATION TOTAL RETURN FUND, BLACKROCK COREALPHA BOND FUND E, PIMCO FUNDS: PIMCO SHORT-TERM FUND, PIMCO CAYMAN SPC LIMITED: PIMCO C AYMAN JAPAN LOW DURATION SEGREGATED PORTFOLIO, PIMCO VARIABLE INSURANCE TRUST: PIMCO FOREIGN BOND PORTFOLIO (U.S. DOLLAR HEDGED), PIMCO GLOBAL CREDIT OPPORTUNITY MASTER FUND LDC, PIMCO GLOBAL STOCKSPLUS & INCOME FUND, PIMCO INCOME STRATEGY FU ND II, PIMCO FUNDS: PIMCO MODERATE DURATION FUND, Prudential Trust Company, Pimco Variable Insurance Trust: Pimco Short-Term Portfolio, Pimco Equity Series: Pimco Balanced Income Fund, PIMCO CAYMAN TRUST: PIMCO CAYMAN GLOBAL AGGREGATE EX-JA PAN BOND FUND, PIMCO ABSOLUTE RETURN STRATEGY III MASTER FUND LDC, PIMCO FUNDS: GLOBAL INVESTORS SERIES PLC, INCOME FUND, PIMCO FUNDS: PIMCO MORTGAGE OPPORTUNITIES FUND, BLACKROCK MASTER TOTAL RETURN PORTFOLIO OF MASTER BOND LLC, PIMCO VARI ABLE INSURANCE TRUST: PIMCO GLOBAL ADVANTAGE STRATEGY BOND PORTFOLIO, PIMCO FUNDS: PIMCO EMG INTL LOW VOLATILITY RAFI-PLUS AR FUND, Fixed Income Shares (Series R), Pimco Funds: Pimco Long--Term U.S. Government Fund, Pimco Variable Insurance T rust: Pimco Long Term U.S. Government Portfolio, PIMCO ABSOLUTE RETURN STRATEGY V MASTER FUND LDC, PIMCO VARIABLE INSURANCE TRUST: PIMCO TOTAL RETURN PORTFOLIO, PIMCO FUNDS: GLOBAL INVESTORS SERIES PLC, EURO BOND FUND, MILLERTON ABS CDO LTD., PIMCO VARIABLE INSURANCE TRUST: PIMCO COMMODITY REAL RETURN STRATEGY PORTFOLIO, PIMCO FUNDS: PIMCO TOTAL RETURN FUND II, PIMCO FUNDS: PIMCO COMMODITIESPLUS STRATEGY FUND, BLACKROCK MULTI-SECTOR INCOME TRUST, PIMCO STRATEGIC INCOME FUND, IN C., TIAA-CREF LIFE BOND FUND, PIMCO INCOME STRATEGY FUND, THE PRUDENTIAL INVESTMENT PORTFOLIOS 9, (462 in 1:14-cv-09764-KPF-SN) ORAL LETTER MOTION for Oral Argument on Plaintiffs' Rule 72 Objection and Motion to Vacate the Magistrate Judge's Orders Concerning Defendant Wells Fargo Bank, N.A.'s Discovery and Knowledge of Breaches addressed to Judge Kather filed by Royal Park Investments SA/NV, (430 in 1:14-cv-10102-KPF-SN) MOTION to Vacate Notice of Plai ntiffs' Rule 72 Objection and Motion to Vacate the Magistrate Judge's Orders Concerning Defendant Wells Fargo Bank, N.A.'s Discovery and Knowledge of Breaches. filed by Blue Heron Funding II Ltd., Silver Elms CDO plc, Silver Elms CDO II Limited, Phoenix Light SF Limited, Blue Heron Funding V Ltd., C-Bass CBO XIV Ltd., Kleros Preferred Funding V Plc, Blue Heron Funding IX Ltd., C-Bass CBO XVII Ltd., (377 in 1:15-cv-10033-KPF-SN) MOTION to Vacate Noti ce of Plaintiffs' Rule 72 Objection and Motion to Vacate the Magistrate Judge's Orders Concerning Defendant Wells Fargo Bank, N.A.'s Discovery and Knowledge of Breaches. filed by Commerzbank AG. Given the foregoing, Plaintiffs ' motion to vacate Judge Netburn's December 18, 2017 and January 2, 2018 Orders is DENIED. The Clerk of Court is directed to terminate the motions appearing in Case Number 14 Civ. 9371 at Docket Entries #656 and #679; 14 Civ. 9764 at Doc ket Entries #441 and #462; Case Number 14 Civ. 10067 at Docket Entries #405 and #413; Case Number 14 Civ. 10102 at Docket Entries #430 and #447; and Case Number 15 Civ. 10033 at Docket Entries #377 and #397. (Signed by Judge Katherine Polk Failla on 8/13/2018) (kgo)
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Filing
550
OPINION AND ORDER: For the foregoing reasons, the Sampling Motion is DENIED, the 30(b)(6) Motion is DENIED, and the Motion to Supplement and Substitute is GRANTED. The Clerk of Court is directed to terminate the following motions: in Case No. 14 C iv. 9371, the motions pending at Docket Entries #407 and 432; in Case No. 14 Civ. 9764, the motion pending at Docket Entry #299; in Case No. 14 Civ. 10067, the motions pending at Docket Entries #292 and 308; in Case No. 14 Civ. 10102, the motion p ending at Docket Entry #315; and in Case No. 15 Civ. 10033, the motion pending at Docket Entry #238. Before concluding, the Court pauses to express its dissatisfaction with the blatant circumvention of its briefing-length restrictions. The Court wa s troubled by this conduct with regard to the briefing submitted at the motion-to- dismiss stage, and is disappointed to see its utilization again here. The parties and Plaintiffs in particular are hereby warned that future attempts to evade t he Court's page limits, by relegating entire arguments to the footnotes, or by using other "creative" formatting devices, will not be taken kindly. Going forward, the parties would do well to seek the Court's leave to enlarge their page limits, rather than attempting to hide their unauthorized enlargements in plain sight. (Signed by Judge Katherine Polk Failla on 8/18/2017) (js)
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Filing
392
OPINION AND ORDER re: (56 in 1:15-cv-10033-KPF-SN) MOTION to Dismiss filed by Wells Fargo Bank N.A.; (169 in 1:14-cv-09371-KPF-SN) MOTION to Dismiss filed by Wells Fargo Bank, National Association; (126 in 1:14-cv-10067-K PF-SN) MOTION to Dismiss filed by Wells Fargo Bank, National Association; (113 in 1:14-cv-09764-KPF-SN) MOTION to Dismiss filed by Wells Fargo Bank, N.A.; (111 in 1:14-cv-10102-KPF-SN) MOTION to Dismiss filed b y Wells Fargo Bank, N.A. For the foregoing reasons, Defendant's motion is GRANTED IN PART and DENIED IN PART as described in the text of this Opinion. If the NCUAB still wishes to amend its pleading, it is directed to move the Court for leave to do so within two weeks of this Opinion and Order. The Clerk of Court is directed to terminate the following motions: in Case No. 14 Civ. 9371, the motion pending at Docket Entry #169; in Case No. 14 Civ. 9764, the motion pending at Docket Entry #1 13; in Case No. 14 Civ. 10067, the motion pending at Docket Entry #126; in Case No. 14 Civ. 10102, the motion pending at Docket Entry #111; and in Case No. 15 Civ. 10033, the motion pending at Docket Entry #56. (Signed by Judge Katherine Polk Failla on 3/30/2017) (cla)
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Filing
376
OPINION & ORDER: Accordingly, plaintiffs' motion to re-underwrite a sampling of loans for the purpose of proving Wells Fargo's liability or damages beyond the loans in the sample is DENIED. The parties are directed to the Court's February 24, 2017 Order as to submitting a joint status letter regarding Phase II of the Loan Re-Underwriting Protocol and Wells Fargo's January 18, 2017 Daubert motion. SO ORDERED. (Signed by Magistrate Judge Sarah Netburn on 3/10/2017) (anc)
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Filing
375
OPINION & ORDER: The Court has reviewed the parties' February 17, 2017 applications to file their respective submissions regarding the IMM Database in redacted form and finds the proposed redactions appropriate. Plaintiffs and Wells Fargo are hereby ORDERED to file redacted versions of their February 17, 2017 submissions on the public ECF docket. (Signed by Magistrate Judge Sarah Netburn on 3/9/2017) (mro)
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