Securities and Exchange Commission v. Stewart et al
| Securities and Exchange Commission |
| Sean R. Stewart and Robert K. Stewart |
| 1:2015cv03719 |
| May 14, 2015 |
| US District Court for the Southern District of New York |
| Foley Square Office |
| New York |
| Analisa Torres |
| Securities/Commodities/Exchanges |
| 15 U.S.C. ยง 78 |
| Plaintiff |
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The following documents for this case are available for you to view or download:
| Document Text |
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Filing
119
FINAL JUDGMENT AS TO DEFENDANT SEAN R. STEWART: IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Defendant is permanently restrained and enjoined from violating, directly or indirectly, Section 10(b) of the Securities Exchange Act of 1934 (the &quo t;Exchange Act") [15 U.S.C. § 78j(b)] and Rule 10b-5 promulgated thereunder [17 C.F.R. § 240.10b-5], by using any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchang e, in connection with the purchase or sale of any security: as further set forth herein. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that the Consent is incorporated herein with the same force and effect as if fully set forth herein, and that Defe ndant shall comply with all of the undertakings and agreements set forth therein. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that this Court shall retain jurisdiction of this matter for the purposes of enforcing the terms of this Final Judgment. Sean R. Stewart terminated. (Signed by Judge Analisa Torres on 8/12/2020) (kv)
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Filing
111
ORDER: The Court has reviewed the status letter at ECF 109. The stay is hereby LIFTED. It is hereby ORDERED that: Defendant's answer is due by April 17, 2020. A status conference will be held on May 6, 2020 at 11:30 a.m. to discuss dates and deadlines going forward. (Sean R. Stewart answer due 4/17/2020. Status Conference set for 5/6/2020 at 11:30 AM before Magistrate Judge Ona T. Wang. ) (Signed by Magistrate Judge Ona T. Wang on 3/6/2020) (rro)
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