O'Silva v. Alibaba Group Holding Limited et al
| Placidius O'Silva |
| Alibaba Group Holding Limited, Jack Yun Ma, Joseph C. Tsai, Jonathan Zhaoxi Lu and Maggie Wei Wu |
| Tai William, Yangmin Zhang, Yiwei Zhang, William Yun Cheong Wong, Elke Lai-Hing Lee and Christine Asia Co. Ltd. |
| Richard Houlihan and BABA Investor Group |
| 1:2015cv05002 |
| June 26, 2015 |
| US District Court for the Southern District of New York |
| Foley Square Office |
| XX Out of State |
| Colleen McMahon |
| Securities/Commodities |
| 15 U.S.C. § 78 |
| Plaintiff |
Docket Report
RSS Track this Docket
This docket was last retrieved on January 13, 2022. A more recent docket listing may be available from PACER.
| Document Text |
|---|
| Filing 81 INTERNET CITATION NOTE: Material from decision with Internet citation re: #75 Order on Motion for Settlement, Order on Motion for Attorney Fees. (sjo) |
Filing 80
CLASS DISTRIBUTION ORDER in case 1:15-md-02631-CM granting (171) Motion for Disbursement of Funds in case 1:15-md-02631-CM-SDA. NOW, THEREFORE, IT IS HEREBY ORDERED THAT: This Class Distribution Order incorporates by reference the definitions in the Stipulation and Agreement of Settlement (ECF. No. 123-1) (the "Stipulation"). All terms not otherwise defined shall have the same meaning as set forth in the Stipulation or the Mulholland Declaration. The Court authorizes payment of $97,900.00 from the Settlement Fund to the Claims Administrator for the fees and expenses to be incurred in connection with the claims administration process, as described in the Mulholland Declaration. (And as further set forth herein.) SO ORDERED. (Signed by Judge Colleen McMahon on 10/13/2020) Filed In Associated Cases: 1:15-md-02631-CM-SDA et al. (jca) Transmission to Finance Unit (Cashiers) for processing.
|
| Filing 79 MEMO ENDORSEMENT on re: (157 in 1:15-md-02631-CM-SDA) MOTION for Bond Pursuant to Federal Rule of Appellate Procedure 7. filed by Arthur Gabriel, Abel Amoros, Christine Asia Co. Ltd., Gang Liu, Raymond Lee, Tai William. ENDORSEMENT: The attorney for appellant-objector must file a response to this motion by 12/9/2019 or the motion will be granted. Any statements about appellant-objector'sability (or lack of same) to post bond or bear the costs of the appeal must be (1) on oath, and (2) accompanied by three years' worth of tax returns, bank records andbrokerage statements (which may be filed under seal). The due date for these submissions is also 12/9. No extensions allowed. (Signed by Judge Colleen McMahon on 12/2/2019) Filed In Associated Cases: 1:15-md-02631-CM-SDA et al.(cf) |
| Set/Reset Deadlines: Responses due by 12/9/2019 Associated Cases: 1:15-md-02631-CM-SDA et al.(cf) |
|
Filing 78
ORDER APPROVING PLAN OF ALLOCATION OF NET SETTLEMENT FUND: 4. At least 1,086,191 copies of the Notice, which included the Plan of Allocation, were mailed or e-mailed to potential Class Members and nominees. No objections to the Plan of Allocation have been received. 5. The Court hereby finds and concludes that the formula for the calculation of the claims of Claimants as set forth in the Plan of Allocation mailed to Class Members provides a fair and reasonable basis upon which to allocate the proceeds of the Net Settlement Fund with due consideration having been given to administrative convenience and necessity. 6. The Court hereby finds and concludes that the Plan of Allocation is, in all respects, fair and reasonable to the Class. 7. There is no just reason for delay in the entry of this Order, and immediate entry by the Clerk of the Court is expressly directed. (Signed by Judge Colleen McMahon on 10/16/2019) Filed In Associated Cases: 1:15-md-02631-CM-SDA et al. (mml)
|
|
Filing 77
JUDGMENT APPROVING CLASS ACTION SETTLEMENT: IT IS HEREBY ORDERED, ADJUDGED AND DECREED: 1. Jurisdiction - The Court has jurisdiction over the subject matter of the Action, and all matters relating to the Settlement, as well as personal jurisdiction over all of the Parties and each of the Class Members for purposes of the Settlement, as further set forth. 4. Final Settlement Approval and Dismissal of Claims - Pursuant to, and in accordance with, Rule 23 of the Federal Rules of Civil Procedure, this Court hereby fully and finally approves the Settlement set forth in the Stipulation in all respects (including, without limitation: the amount of the Settlement; the Releases provided for therein; and the dismissal with prejudice of the claims asserted against Defendants in the Action), and finds that the Settlement is, in all respects, fair, reasonable and adequate to the Class. The Parties are directed to implement, perform and consummate the Settlement in accordance with the terms and provisions contained in the Stipulation. 5. The Action and all of the claims asserted against Defendants in the Action by Plaintiffs and the other Class Members are hereby dismissed with prejudice. The Parties shall bear their own costs and expenses, except as otherwise expressly provided in the Stipulation, as further set forth. 15. Entry of Judgment - There is no just reason to delay the entry of this Judgment as a final judgment in this Action. Accordingly, the Clerk of the Court is expressly directed to immediately enter this final judgment in this Action. (Signed by Judge Colleen McMahon on 10/16/2019) Filed In Associated Cases: 1:15-md-02631-CM-SDA et al. (mml)
|
|
Filing 76
ORDER AWARDING ATTORNEYS' FEES AND REIMBURSEMENT OF LITIGATION EXPENSES: Lead Counsel is hereby awarded attorneys' fees in the amount of 25% of the Settlement Fund (plus interest earned thereon at the same rate as the Settlement Fund) and $3,937,803.35 in reimbursement of counsel's out-of-pocket Litigation Expenses (which fees and expenses shall be paid from the Settlement Fund), which sums the Court finds to be fair and reasonable. 5. In making this award of attorneys' fees and reimbursement of expenses to be paid from the Settlement Fund, the Court has considered and found that: (a) The Settlement has created a fund of $250,000,000 in cash that has been funded into escrow pursuant to the terms of the Settlement Agreement, and that numerous Class Members who submit acceptable Claim Forms will benefit from the Settlement that occurred because of the efforts of Lead Counsel; (b) Approximately 1,086,191 copies of the Notice were mailed or e-mailed to potential Class Members and nominees stating that Lead Counsel would apply for attorneys' fees in an amount not exceed 25% of the Settlement Fund and reimbursement of Litigation Expenses in an amount not to exceed $5,000,000. There were no meritorious objections to the requested attorneys' fees and reimbursement of Litigation Expenses; as further set forth in this Order. (f) Plaintiffs' Counsel devoted at least 56,646.51 hours through September 10, 2019, with a lodestar value of approximately $29,034,668.20, to achieve the Settlement; (g) The fee sought by Lead Counsel has been reviewed and approved as reasonable by Plaintiffs, who oversaw the prosecution and resolution of the Action; and (h) The amount of attorneys' fees awarded and expenses to be reimbursed from the Settlement Fund are fair and reasonable and consistent with awards in similar cases. 6. Class Representatives William Tai and Christine Asia Co., Ltd. are hereby awarded $12,500 from the Settlement Fund as reimbursement for their reasonable costs and expenses directly related to their representation of the Class. 7. Class Representative Abel Amoros is hereby awarded $12,500 from the Settlement Fund as reimbursement for his reasonable costs and expenses directly related to his representation of the Class. 8. Class Representative Arthur Gabriel is hereby awarded $12,500 from the Settlement Fund as reimbursement for his reasonable costs and expenses directly related to his representation of the Class. 9. Class Representative Raymond Lee is hereby awarded $12,500 from the Settlement Fund as reimbursement for his reasonable costs and expenses directly related to his representation of the Class. 10. Class Representative Gang Liu is hereby awarded $ 12,500 from the Settlement Fund as reimbursement for his reasonable costs and expenses directly related to his representation of the Class, as further set forth. (Signed by Judge Colleen McMahon on 10/16/2019) Filed In Associated Cases: 1:15-md-02631-CM-SDA et al. (mml)
|
|
Filing 75
DECISION AND ORDER APPROVING SETTLEMENT in case 1:15-cv-00759-CM; granting (127) Motion for Settlement; granting (129) Motion for Attorney Fees in case 1:15-md-02631-CM-SDA. The Clerk of the Court is directed to mark the settlement approved, to remove the motions at Docket Nos. 127 and 129 from the Court's list of open motions, and to close the file. (Signed by Judge Colleen McMahon on 10/16/2019) Filed In Associated Cases: 1:15-md-02631-CM-SDA et al. (mml)
|
|
Filing 74
ORDER PRELIMINARILY APPROVING SETTLEMENT AND PROVIDING FOR NOTICE: NOW THEREFORE, IT IS HEREBY ORDERED: 1. Preliminary Approval of the Settlement - The Court hereby preliminarily approves the Settlement, as embodied in the Stipulation, as being fair, reasonable and adequate to the Class, subject to further consideration at the Settlement Hearing to be conducted as described below. 2. Settlement Hearing - The Court will hold a settlement hearing (the "Settlement Hearing") on October 16, 2019 at 10:00 a.m. in Courtroom 24A, United States District Court for the Southern District of New York, Daniel Patrick Moynihan United States Courthouse, 500 Pearl Street, New York, NY 10007, for the following purposes, as further set forth in this Order. Until otherwise ordered by the Court, the Court stays all proceedings in the MDL Action other than proceedings necessary to carry out or enforce the terms and conditions of the Stipulation. Pending final determination of whether the Settlement should be approved, the Court bars and enjoins Plaintiffs, and all other members of the Class, from commencing or prosecuting any and all of the Released Plaintiffs' Claims against each and all of Defendants' Releasees, as further set forth in this Order. (Signed by Judge Colleen McMahon on 5/1/2019) Filed In Associated Cases: 1:15-md-02631-CM-SDA et al. (mml)
|
|
Filing 73
ORDER PRELIMINARILY APPROVING SETTLEMENT AND PROVIDING FOR NOTICE in case 1:15-cv-00759-CM; granting (121) Motion for Settlement in case 1:15-md-02631-CM-SDA. NOW THEREFORE, IT IS HEREBY ORDERED: 1. Preliminary Approval of the Settlement - The Court hereby preliminarily approves the Settlement, as embodied in the Stipulation, as being fair, reasonable and adequate to the Class, subject to further consideration at the Settlement Hearing to be conducted as described below. 2. Settlement Hearing - The Court will hold a settlement hearing (the "Settlement Hearing") on October 16, 2019 at 10:00 AM in Courtroom 24A, United States District Court for the Southern District of New York, Daniel Patrick Moynihan United States Courthouse, 500 Pearl Street, New York, NY 10007, for the following purposes: (a) to determine whether the proposed Settlement on the terms and conditions provided for in the Stipulation is fair, reasonable and adequate to the Class, and should be approved by the Court; (b) to determine whether a Judgment substantially in the form attached as Exhibit B to the Stipulation should be entered dismissing the MDL Action with prejudice against Defendants; (c) to determine whether the proposed Plan of Allocation for the proceeds of the Settlement is fair and reasonable and should be approved; (d) to determine whether the motion by Lead Counsel for an award of attorneys' fees and reimbursement of Litigation Expenses should be approved; as further set forth in this order. (Signed by Judge Colleen McMahon on 4/30/2019) Filed In Associated Cases: 1:15-md-02631-CM-SDA et al. (mml)
|
| Set/Reset Hearings: Settlement Conference set for 10/16/2019 at 10:00 AM in Courtroom 24A, 500 Pearl Street, New York, NY 10007 before Judge Colleen McMahon. Associated Cases: 1:15-md-02631-CM-SDA et al. (mml) |
|
Filing 72
ORDER of USCA (Certified Copy) as to (24 in 1:15-cv-00991-CM, 34 in 1:15-md-02631-CM, 25 in 1:15-cv-00811-CM, 29 in 1:15-cv-05020-CM, 23 in 1:15-cv-01405-CM, 63 in 1:15-cv-05002-CM, 66 in 1:15-cv-00759-CM, 86 in 1:15-cv-04991-CM) Notice of Appeal,,, filed by Arthur Gabriel, Abel Amoros, Christine Asia Co. Ltd., Gang Liu, Raymond Lee, Tai William. USCA Case Number 16-2519. Appellants filed an application for costs under Fed. R. App. P. 39. IT IS HEREBY ORDERED that the application for costs is DENIED without prejudice to renewal after the conclusion of the case. Catherine O'Hagan Wolfe, Clerk USCA for the Second Circuit. Certified: 03/06/2018. Filed In Associated Cases: 1:15-md-02631-CM et al.(nd)
|
| Filing 71 STIPULATION CONCERNING OPERATIVE OMISSION OF MATERIAL FACT AND STATEMENTS ALLEGED TO BE MISLEADING BY SUCH OMISSION: IT IS STIPULATED AND AGREED, by and among the parties, THAT: The operative omission of material fact alleged this case is that Defendants failed to disclose the existence, content and significance of the July 16, 2014 administrative guidance meeting allegedly described in the "White Paper Regarding the Administrative Guidance Provided to Alibaba Group" (the "Operative Omission"). Plaintiffs allege that Alibaba had an independent affirmative duty under the federal securities laws to specifically disclose the Operative Omission; as set forth herein. (Signed by Judge Colleen McMahon on 2/14/2018) Filed In Associated Cases: 1:15-md-02631-CM et al.(mro) |
| Filing 70 LETTER addressed to Judge Colleen McMahon from James G. Kreissman dated February 13, 2018 Document filed by Alibaba Group Holding Limited, Jonathan Zhaoxi Lu, Jack Yun Ma, Joseph C. Tsai, Maggie Wei Wu. (Attachments: #1 Stipulation)Filed In Associated Cases: 1:15-md-02631-CM et al.(Kreissman, James) |
|
Filing 69
STIPULATION AND PROTECTIVE ORDER REGARDING CONFIDENTIAL INFORMATION AND HIGHLY CONFIDENTIAL INFORMATION...regarding procedures to be followed that shall govern the handling of confidential material... (Signed by Judge Colleen McMahon on 1/18/2018) Filed In Associated Cases: 1:15-md-02631-CM et al.(kgo)
|
|
Filing 68
STIPULATION AND SCHEDULING ORDER: Pursuant to the Court's order at the Status Conference held on January 12, 2018, the Parties jointly submit the following stipulated case schedule herein for the Court's approval. (As further set forth herein.) ( Deposition due by 3/11/2019., Fact Discovery due by 12/31/2018., Motions due by 3/29/2019., Responses due by 5/10/2019, Replies due by 6/11/2019.) (Signed by Judge Colleen McMahon on 1/18/2018) Filed In Associated Cases: 1:15-md-02631-CM et al.(kgo)
|
| Filing 67 LETTER addressed to Judge Colleen McMahon from James G. Kreissman dated January 17, 2018 Document filed by Alibaba Group Holding Limited, Jonathan Zhaoxi Lu, Jack Yun Ma, Joseph C. Tsai, Maggie Wei Wu. (Attachments: #1 - Stipulation and [Proposed] Scheduling Order, #2 - Stipulation and [Proposed] Protective Order Regarding Confidential Information and Highly Confidential Information)Filed In Associated Cases: 1:15-md-02631-CM et al.(Kreissman, James) |
| Filing 66 LETTER MOTION to Adjourn Conference scheduled for January 5, 2018 and request for a brief continuance addressed to Judge Colleen McMahon from James G. Kreissman dated January 2, 2018. Document filed by Alibaba Group Holding Limited, Jonathan Zhaoxi Lu, Jack Yun Ma, Joseph C. Tsai, Maggie Wei Wu.Filed In Associated Cases: 1:15-md-02631-CM et al.(Kreissman, James) |
| Filing 65 MANDATE of USCA (Certified Copy) as to (24 in 1:15-cv-00991-CM, 34 in 1:15-md-02631-CM, 25 in 1:15-cv-00811-CM, 29 in 1:15-cv-05020-CM, 23 in 1:15-cv-01405-CM, 63 in 1:15-cv-05002-CM, 66 in 1:15-cv-00759-CM, 86 in 1:15-cv-04991-CM) Notice of Appeal,,, filed by Arthur Gabriel, Abel Amoros, Christine Asia Co. Ltd., Gang Liu, Raymond Lee, Tai William. USCA Case Number 16-2519-cv. USCA Case Number 16-2519-cv.ON CONSIDERATION WHEREOF, IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that the judgment of the district court is VACATED, and the case is REMANDED for further proceedings. Catherine O'Hagan Wolfe, Clerk USCA for the Second Circuit. Issued As Mandate: 12/27/2017. Filed In Associated Cases: 1:15-md-02631-CM et al.(nd) |
| Transmission of USCA Mandate to the District Judge re: (26 in 1:15-cv-00991-CM, 68 in 1:15-cv-00759-CM, 27 in 1:15-cv-00811-CM, 25 in 1:15-cv-01405-CM, 88 in 1:15-cv-04991-CM, 65 in 1:15-cv-05002-CM, 36 in 1:15-md-02631-CM, 31 in 1:15-cv-05020-CM) USCA Mandate,,. Filed In Associated Cases: 1:15-md-02631-CM et al.(nd) |
| Filing 64 TRUE COPY ORDER of USCA as to (24 in 1:15-cv-00991-CM, 34 in 1:15-md-02631-CM, 25 in 1:15-cv-00811-CM, 29 in 1:15-cv-05020-CM, 23 in 1:15-cv-01405-CM, 63 in 1:15-cv-05002-CM, 66 in 1:15-cv-00759-CM, 86 in 1:15-cv-04991-CM) Notice of Appeal,,, filed by Arthur Gabriel, Abel Amoros, Christine Asia Co. Ltd., Gang Liu, Raymond Lee, Tai William. USCA Case Number 16-2519-cv.ON CONSIDERATION WHEREOF, IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that the judgment of the district court is VACATED, and the case is REMANDED with instructions. Catherine O'Hagan Wolfe, Clerk USCA for the Second Circuit. Certified: 12/05/2017. Filed In Associated Cases: 1:15-md-02631-CM et al.(nd) |
| Filing 63 NOTICE OF APPEAL from (30 in 1:15-md-02631-CM) Order on Motion to Dismiss, (85 in 1:15-cv-04991-CM) Clerk's Judgment, (62 in 1:15-cv-05002-CM) Clerk's Judgment, (65 in 1:15-cv-00759-CM, 24 in 1:15-cv-00811-CM) Clerk's Judgment, (22 in 1:15-cv-01405-CM) Clerk's Judgment, (32 in 1:15-md-02631-CM) Order, (23 in 1:15-cv-00991-CM) Clerk's Judgment, (28 in 1:15-cv-05020-CM) Clerk's Judgment, (31 in 1:15-md-02631-CM) Clerk's Judgment,. Document filed by Christine Asia Co. Ltd., Tai William, Abel Amoros, Arthur Gabriel, Raymond Lee, Gang Liu. Filing fee $ 505.00, receipt number 0208-12556626. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. Filed In Associated Cases: 1:15-md-02631-CM et al.(Rosen, Laurence) |
| Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: (24 in 1:15-cv-00991-CM, 34 in 1:15-md-02631-CM, 25 in 1:15-cv-00811-CM, 29 in 1:15-cv-05020-CM, 23 in 1:15-cv-01405-CM, 63 in 1:15-cv-05002-CM, 66 in 1:15-cv-00759-CM, 86 in 1:15-cv-04991-CM) Notice of Appeal,,,. Filed In Associated Cases: 1:15-md-02631-CM et al.(nd) |
| Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for (24 in 1:15-cv-00991-CM, 34 in 1:15-md-02631-CM, 25 in 1:15-cv-00811-CM, 29 in 1:15-cv-05020-CM, 23 in 1:15-cv-01405-CM, 63 in 1:15-cv-05002-CM, 66 in 1:15-cv-00759-CM, 86 in 1:15-cv-04991-CM) Notice of Appeal,,, filed by Arthur Gabriel, Abel Amoros, Christine Asia Co. Ltd., Gang Liu, Raymond Lee, Tai William were transmitted to the U.S. Court of Appeals. Filed In Associated Cases: 1:15-md-02631-CM et al.(nd) |
| Filing 62 CLERK'S JUDGMENT: That for the reasons stated in the Court's Memorandum Decision and Order dated June 21, 2016, Defendants' motion to dismiss is granted in full and this case is closed. (Signed by Clerk of Court Ruby Krajick on 6/22/2016) (Attachments: #1 Notice of Right to Appeal, #2 Notice of Right to Appeal)(dt) Modified on 6/28/2016 (dt). |
| Filing 61 LETTER addressed to Judge Colleen McMahon from Jonathan K. Youngwood dated April 12, 2016 re: Recent Authorities Relevant to Defendants' Motion to Dismiss (ECF No. 17). Document filed by Alibaba Group Holding Limited, Jonathan Zhaoxi Lu, Jack Yun Ma, Joseph C. Tsai, Maggie Wei Wu. (Attachments: #1 Exhibit A, #2 Exhibit B)Filed In Associated Cases: 1:15-md-02631-CM et al.(Youngwood, Jonathan) |
| Filing 60 LETTER addressed to Judge Colleen McMahon from Phillip Kim dated 09/01/2015 re: Response to Defendants' letter, dkt. #22. Document filed by Christine Asia Co. Ltd., Tai William.Filed In Associated Cases: 1:15-md-02631-CM et al.(Kim, Phillip) |
| Filing 59 LETTER MOTION for Leave to File Excess Pages addressed to Judge Colleen McMahon from Jonathan K. Youngwood dated August 31, 2015. Document filed by Alibaba Group Holding Limited, Jonathan Zhaoxi Lu, Jack Yun Ma, Joseph C. Tsai, Maggie Wei Wu.Filed In Associated Cases: 1:15-md-02631-CM et al.(Youngwood, Jonathan) |
| Filing 58 MEMO ENDORSEMENT on re: (23 in 1:15-cv-05020-CM, 80 in 1:15-cv-04991-CM, 57 in 1:15-cv-05002-CM, 14 in 1:15-md-02631-CM) Letter, filed by Jack Yun Ma, Jonathan Zhaoxi Lu, Joseph C. Tsai, Maggie Wei Wu, Alibaba Group Holding Limited. ENDORSEMENT: Conference adjourned until the motion to dismiss is decided. (Signed by Judge Colleen McMahon on 7/31/2015) (kgo) |
| Filing 57 JOINT LETTER addressed to Judge Colleen McMahon from Jonathan K. Youngwood, Phillip Kim dated July 30, 2015 re: Christine Asia Co., Ltd., et al. v. Alibaba Group Holding Limited, et al., No. 1:15-md-02631 (CM). Document filed by Alibaba Group Holding Limited, Jonathan Zhaoxi Lu, Jack Yun Ma, Joseph C. Tsai, Maggie Wei Wu.Filed In Associated Cases: 1:15-md-02631-CM, 1:15-cv-04991-CM, 1:15-cv-05002-CM, 1:15-cv-05020-CM(Youngwood, Jonathan) |
| Filing 56 NOTICE OF CHANGE OF ADDRESS by Simona Gurevich Strauss on behalf of All Defendants. New Address: Simpson Thacher & Bartlett LLP (CA), 2475 Hanover Street, Palo Alto, CA, USA 94304, (650) 251-5000. Filed In Associated Cases: 1:15-md-02631-CM et al.(Strauss, Simona) |
| Filing 55 NOTICE OF APPEARANCE by Simona Gurevich Strauss on behalf of Alibaba Group Holding Limited, Jonathan Zhaoxi Lu, Jack Yun Ma, Joseph C. Tsai, Maggie Wei Wu. Filed In Associated Cases: 1:15-md-02631-CM et al.(Strauss, Simona) |
| Filing 54 LETTER RESPONSE in Opposition to Motion addressed to Judge Colleen McMahon from Phillip Kim dated July 9, 2015 re: (13 in 1:15-cv-01405-CM, 14 in 1:15-cv-00991-CM, 17 in 1:15-cv-05020-CM, 56 in 1:15-cv-00759-CM, 15 in 1:15-cv-00811-CM, 51 in 1:15-cv-05002-CM, 7 in 1:15-md-02631-CM, 74 in 1:15-cv-04991-CM) LETTER MOTION for Leave to File Excess Pages addressed to Judge Colleen McMahon from Jonathan K. Youngwood dated 7/9/15. . Document filed by Christine Asia Co. Ltd., Tai William. Filed In Associated Cases: 1:15-md-02631-CM et al.(Kim, Phillip) |
| Filing 53 NOTICE OF APPEARANCE by Stephen Patrick Blake on behalf of Alibaba Group Holding Limited, Jonathan Zhaoxi Lu, Jack Yun Ma, Joseph C. Tsai, Maggie Wei Wu. Filed In Associated Cases: 1:15-md-02631-CM et al.(Blake, Stephen) |
| Filing 52 NOTICE OF APPEARANCE by James Glenn Kreissman on behalf of Alibaba Group Holding Limited, Jonathan Zhaoxi Lu, Jack Yun Ma, Joseph C. Tsai, Maggie Wei Wu. Filed In Associated Cases: 1:15-md-02631-CM et al.(Kreissman, James) |
| Filing 51 LETTER MOTION for Leave to File Excess Pages addressed to Judge Colleen McMahon from Jonathan K. Youngwood dated 7/9/15. Document filed by Alibaba Group Holding Limited, Jonathan Zhaoxi Lu, Jack Yun Ma, Joseph C. Tsai, Maggie Wei Wu.Filed In Associated Cases: 1:15-md-02631-CM et al.(Youngwood, Jonathan) |
|
Filing 50
ORDER SCHEDULING AN INITIAL PRETRIAL CONFERENCE: Initial Conference set for 9/18/2015 at 10:00 AM in Courtroom 17C, 500 Pearl Street, New York, NY 10007 before Judge Colleen McMahon. (Signed by Judge Colleen McMahon on 7/1/2015) (kgo)
|
| Filing 49 NOTICE OF APPEARANCE by Laurence Matthew Rosen on behalf of Christine Asia Co. Ltd., Tai William. Filed In Associated Cases: 1:15-md-02631-CM et al.(Rosen, Laurence) |
| Filing 48 MDL TRANSFERRED IN from the United States District Court - District of California Northern; Case Number: 3:15-cv-01360. Original file certified copy of transfer order and docket entries received. (sjo) |
| CASE ACCEPTED AS RELATED. Create association to 1:15-md-02631-CM. (sjo) |
| CONSOLIDATED MDL CASE: Create association to 1:15-md-02631-CM. (sjo) |
| Magistrate Judge Ronald L. Ellis is so designated. (sjo) |
| Case Designated ECF. (sjo) |
| NOTE TO OUT OF STATE ATTORNEYS: Please visit the Court's website at http://www.nysd.uscourts.gov for information regarding admission to the S.D.N.Y. Bar and the CM/ECF Rules & Filing Instructions. (sjo) |
| Filing 47 CONDITIONAL Transfer Order TRANSFERRING CASE to Southern District of New York. (dtmS, COURT STAFF) (Filed on 6/25/2015) [Transferred from California Northern on 6/26/2015.] |
| Filing 46 CLERK'S NOTICE. Notice is hereby given that the case management conference, previously set for June 23, 2015, is vacated.. (This is a text-only entry generated by the court. There is no document associated with this entry.) (ndr, COURT STAFF) (Filed on 6/18/2015) [Transferred from California Northern on 6/26/2015.] |
|
Filing 45
Order vacating the hearing on the Motions to Appoint Lead Plaintiff and Lead Plaintiff's Counsel. The hearing previously scheduled for June 4, 2015 at 2:00 p.m. is hereby vacated. (This is a text only docket entry, there is no document associated with this Order.)ORDER (hsglc1, COURT STAFF) (Filed on 5/28/2015) [Transferred from California Northern on 6/26/2015.]
|
|
Filing 44
ORDER by Judge Haywood S. Gilliam, Jr. Granting #43 Motion for Pro Hac Vice. (ndrS, COURT STAFF) (Filed on 5/20/2015) [Transferred from California Northern on 6/26/2015.]
|
| Filing 43 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 305, receipt number 0971-9531152.) filed by Christine Asia Co. Ltd., Tai William. (Attachments: #1 Certificate of Good Standing)(Kim, Phillip) (Filed on 5/19/2015) [Transferred from California Northern on 6/26/2015.] |
| Filing 42 STATEMENT OF RECENT DECISION by Christine Asia Co. Ltd., Tai William re #38 Notice (Other), #11 MOTION to Appoint Lead Plaintiff and Lead Counsel (Attachments: #1 Decision Appointing Lead Plaintiffs in related SDNY actions)(Rosen, Laurence) (Filed on 5/1/2015) Modified on 5/1/2015 (dtmS, COURT STAFF). [Transferred from California Northern on 6/26/2015.] |
| Electronic filing error. Incorrect event used. Correct event is STATEMENT OF RECENT DECISION. Corrected by Clerk's Office. No further action is necessary. Re: #42 Notice (Other), filed by Christine Asia Co. Ltd., Tai William (dtmS, COURT STAFF) (Filed on 5/1/2015) [Transferred from California Northern on 6/26/2015.] |
|
Filing 41
Order granting #25 Stipulation entered by Haywood S Gilliam, Jr. (This is a text-only entry generated by the court. There is no document associated with this entry.) [Transferred from California Northern on 6/26/2015.]
|
| Filing 40 REPLY (re #15 MOTION to Appoint Lead Plaintiff and Lead Counsel ) filed byElke Lai-Hing Lee, William Yun Cheong Wong. (Myers, Danielle) (Filed on 4/20/2015) Modified on 4/21/2015 (dtmS, COURT STAFF). [Transferred from California Northern on 6/26/2015.] |
| Filing 39 NOTICE by BABA Investor Group of Filing PSLRA Reply in Support of Motion for Appointment as Lead Plaintiff in Southern District of New York action (Attachments: #1 Exhibit A (BABA Investor Group Reply Memorandum))(Borkon, Peter) (Filed on 4/20/2015) [Transferred from California Northern on 6/26/2015.] |
| Filing 38 NOTICE by Christine Asia Co. Ltd., Tai William of Filing PSLRA Replies Regarding Motions for Appointment of Lead Plaintiff and Lead Counsel (Attachments: #1 Exhibit A - SDNY Filing)(Prongay, Robert) (Filed on 4/20/2015) [Transferred from California Northern on 6/26/2015.] |
| Filing 37 REPLY Memorandum in Further Support (re #13 MOTION to Appoint Lead Plaintiff and Lead Counsel ) filed byYangmin Zhang, Yiwei Zhang. (Pafiti, Jennifer) (Filed on 4/20/2015) Modified on 4/20/2015 (dtmS, COURT STAFF). [Transferred from California Northern on 6/26/2015.] |
| Filing 36 NOTICE by BABA Investor Group of Filing of PSLRA Response to Motions for Lead and MDL Proceedings (Attachments: #1 Exhibit A)(Borkon, Peter) (Filed on 4/13/2015) [Transferred from California Northern on 6/26/2015.] |
| Filing 35 MEMORANDUM OF LAW in Further Support re (re #13 MOTION to Appoint Lead Plaintiff and Lead Counsel ) filed byYangmin Zhang, Yiwei Zhang. (Pafiti, Jennifer) (Filed on 4/13/2015) Modified on 4/14/2015 (dtmS, COURT STAFF). [Transferred from California Northern on 6/26/2015.] |
| Filing 34 DECLARATION of James G. Kreissman in Support re #33 Opposition/Response filed byAlibaba Group Holding Limited. (Attachments: #1 Exhibit Exhibit A, #2 Exhibit Exhibit B)(Related document(s) #15 , #13 , #11 ) (Kreissman, James) (Filed on 4/13/2015) Modified on 4/14/2015 (dtmS, COURT STAFF). [Transferred from California Northern on 6/26/2015.] |
| Filing 33 RESPONSE (re #15 MOTION to Appoint Lead Plaintiff and Lead Counsel , #13 MOTION to Appoint Lead Plaintiff and Lead Counsel , #11 MOTION to Appoint Lead Plaintiff and Lead Counsel ) filed byAlibaba Group Holding Limited. (Kreissman, James) (Filed on 4/13/2015) Modified on 4/14/2015 (dtmS, COURT STAFF). [Transferred from California Northern on 6/26/2015.] |
| Filing 32 DECLARATION of Robert V. Prongay in Opposition to #15 MOTION to Appoint Lead Plaintiff and Lead Counsel , #13 MOTION to Appoint Lead Plaintiff and Lead Counsel filed byChristine Asia Co. Ltd., Tai William. (Attachments: #1 Exhibit 1 - William Tai Declaration)(Related document(s) #15 , #13 ) (Prongay, Robert) (Filed on 4/13/2015) Modified on 4/14/2015 (dtmS, COURT STAFF). [Transferred from California Northern on 6/26/2015.] |
| Filing 31 RESPONSE (re #15 MOTION to Appoint Lead Plaintiff and Lead Counsel , #13 MOTION to Appoint Lead Plaintiff and Lead Counsel ) filed by Christine Asia Co. Ltd., Tai William. (Prongay, Robert) (Filed on 4/13/2015) Modified on 4/14/2015 (dtmS, COURT STAFF). [Transferred from California Northern on 6/26/2015.] |
| Filing 30 RESPONSE (re #13 MOTION to Appoint Lead Plaintiff and Lead Counsel , #11 MOTION to Appoint Lead Plaintiff and Lead Counsel ) filed by Elke Lai-Hing Lee, William Yun Cheong Wong. (Attachments: #1 Exhibit A, #2 Exhibit B)(Myers, Danielle) (Filed on 4/13/2015) Modified on 4/14/2015 (dtmS, COURT STAFF). [Transferred from California Northern on 6/26/2015.] |
| Filing 29 NOTICE by Christine Asia Co. Ltd. Notice of filing of lead plaintiff motion (Attachments: #1 SDNY Motion Papers)(Rosen, Laurence) (Filed on 4/13/2015) [Transferred from California Northern on 6/26/2015.] |
|
Filing 28
ORDER by Judge Haywood S. Gilliam, Jr. Granting #27 Motion for Pro Hac Vice for Lieberman, Jeremy. (ndrS, COURT STAFF) (Filed on 4/8/2015) [Transferred from California Northern on 6/26/2015.]
|
| Filing 27 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 305, receipt number 0971-9424805.) filed by Yangmin Zhang, Yiwei Zhang. (Lieberman, Jeremy) (Filed on 4/8/2015) [Transferred from California Northern on 6/26/2015.] |
| Filing 26 Certificate of Interested Entities by Alibaba Group Holding Limited identifying Other Affiliate Yahoo! Inc., Other Affiliate SoftBank Corp. for Alibaba Group Holding Limited. CIVIL LOCAL RULE 3-15 CERTIFICATION OF INTERESTED ENTITIES OR PERSONS AND FEDERAL RULE OF CIVIL PROCEDURE 7.1 CORPORATE DISCLOSURE STATEMENT (Kreissman, James) (Filed on 4/7/2015) [Transferred from California Northern on 6/26/2015.] |
| Filing 25 STIPULATION WITH PROPOSED ORDER re #9 INITIAL CASE MANAGEMENT SCHEDULING ORDER SEC Class Action to Extend Time to Respond to Initial Complaint and Reset Case Management Deadlines filed by Placidius O'Silva. (Eck, Amber) (Filed on 4/7/2015) [Transferred from California Northern on 6/26/2015.] |
| Filing 24 NOTICE by BABA Investor Group Notice of Filing of PSLRA Motions for Lead Plaintiff and MDL Proceeding (Attachments: #1 Exhibit 1)(Borkon, Peter) (Filed on 4/3/2015) [Transferred from California Northern on 6/26/2015.] |
| Filing 23 NOTICE by Placidius O'Silva of Publication (Attachments: #1 Exhibit A)(Eck, Amber) (Filed on 4/1/2015) [Transferred from California Northern on 6/26/2015.] |
| Filing 22 Declaration of Jennifer Pafiti in Support of #21 MOTION to Appoint Lead Plaintiff and Lead Counsel (Corrected) filed byYangmin Zhang, Yiwei Zhang. (Attachments: #1 Exhibit A - Press Release, #2 Exhibit B - Certifications, #3 Exhibit C - Loss Chart, #4 Exhibit D - Firm Resume)(Related document(s) #21 ) (Pafiti, Jennifer) (Filed on 4/1/2015) [Transferred from California Northern on 6/26/2015.] |
| Filing 21 Re-Notice Motion re #13 MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Yangmin Zhang, Yiwei Zhang. Motion Hearing set for 6/4/2015 02:00 PM in Courtroom 15, 18th Floor, San Francisco before Haywood S Gilliam Jr.. (Attachments: #1 Proposed Order)(Pafiti, Jennifer) (Filed on 4/1/2015) Modified on 4/1/2015 (dtmS, COURT STAFF). [Transferred from California Northern on 6/26/2015.] |
| Filing 20 CLERK'S NOTICE. Notice is hereby given that counsel must re-notice not re-file the ( #11 , #13 ) motions to appoint lead plaintiff and lead counsel. Hearing date of May 7, 2015, is vacated. The briefing schedule remains in effect. Counsel is directed to check the Court's scheduling notes before re-noticing the motionsfor a new hearing date. (This is a text only docket entry, there is no document associated with this notice.) (ndrS, COURT STAFF) (Filed on 4/1/2015) [Transferred from California Northern on 6/26/2015.] |
| Electronic filing error. Document contains wrong case number and Judge's initials. Re: #14 Declaration in Support, filed by Yangmin Zhang, Yiwei Zhang (dtmS, COURT STAFF) (Filed on 4/1/2015) [Transferred from California Northern on 6/26/2015.] |
| Electronic filing error. Incorrect event used. Correct event is Re-notice Motion. Corrected by Clerk's Office. No further action is necessary. Re: #21 MOTION to Appoint Lead Plaintiff and Lead Counsel (Corrected) filed by Yangmin Zhang, Yiwei Zhang (dtmS, COURT STAFF) (Filed on 4/1/2015) [Transferred from California Northern on 6/26/2015.] |
| Set/Reset Deadlines as to #13 MOTION to Appoint Lead Plaintiff and Lead Counsel . Responses due by 4/13/2015. Replies due by 4/20/2015. Motion Hearing set for 6/4/2015 02:00 PM in Courtroom 15, 18th Floor, San Francisco before Haywood S Gilliam Jr.. (dtmS, COURT STAFF) (Filed on 4/1/2015) [Transferred from California Northern on 6/26/2015.] |
| Filing 19 CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) by Shawn A. Williams on behalf of Elke Lai-Hing Lee, William Yun Cheong Wong (Williams, Shawn) (Filed on 3/31/2015) [Transferred from California Northern on 6/26/2015.] |
| Filing 18 CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) by Danielle Suzanne Myers on behalf of Elke Lai-Hing Lee, William Yun Cheong Wong (Myers, Danielle) (Filed on 3/31/2015) [Transferred from California Northern on 6/26/2015.] |
| Filing 17 Certificate of Interested Entities by Elke Lai-Hing Lee, William Yun Cheong Wong (Myers, Danielle) (Filed on 3/31/2015) [Transferred from California Northern on 6/26/2015.] |
| Filing 16 Declaration of Danielle S. Myers in Support of #15 MOTION to Appoint Lead Plaintiff and Lead Counsel ; Memorandum of Points and Authorities in Support Thereof filed byElke Lai-Hing Lee, William Yun Cheong Wong. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E)(Related document(s) #15 ) (Myers, Danielle) (Filed on 3/31/2015) [Transferred from California Northern on 6/26/2015.] |
| Filing 15 MOTION to Appoint Lead Plaintiff and Lead Counsel ; Memorandum of Points and Authorities in Support Thereof filed by William Yun Cheong Wong, Elke Lai-Hing Lee. Motion Hearing set for 6/4/2015 02:00 PM in Courtroom 15, 18th Floor, San Francisco before Haywood S Gilliam Jr.. Responses due by 4/14/2015. Replies due by 4/21/2015. (Attachments: #1 Proposed Order)(Myers, Danielle) (Filed on 3/31/2015) [Transferred from California Northern on 6/26/2015.] |
| Filing 14 Error, See Enry #22 Declaration of Jennifer Pafiti in Support of #13 MOTION to Appoint Lead Plaintiff and Lead Counsel filed byYangmin Zhang, Yiwei Zhang. (Attachments: #1 Exhibit A - Press Release, #2 Exhibit B - Certifications, #3 Exhibit C - Loss Chart, #4 Exhibit D - Firm Resume)(Related document(s) #13 ) (Pafiti, Jennifer) (Filed on 3/31/2015) Modified on 4/1/2015 (dtmS, COURT STAFF). [Transferred from California Northern on 6/26/2015.] |
| Filing 13 MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Yangmin Zhang, Yiwei Zhang. Motion Hearing set for 5/7/2015 02:00 PM in Courtroom 15, 18th Floor, San Francisco before Haywood S Gilliam Jr.. Responses due by 4/14/2015. Replies due by 4/21/2015. (Attachments: #1 Proposed Order)(Pafiti, Jennifer) (Filed on 3/31/2015) [Transferred from California Northern on 6/26/2015.] |
| Filing 12 Declaration of Robert V. Prongay in Support of #11 MOTION to Appoint Lead Plaintiff and Lead Counsel filed byTai William. (Attachments: #1 Exhibit A - Press Release, #2 Exhibit B - Movant Certification, #3 Exhibit C - Loss Chart, #4 Exhibit D - Glancy Firm Resume)(Related document(s) #11 ) (Prongay, Robert) (Filed on 3/31/2015) [Transferred from California Northern on 6/26/2015.] |
| Filing 11 MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Tai William. Motion Hearing set for 5/7/2015 02:00 PM in Courtroom 15, 18th Floor, San Francisco before Haywood S Gilliam Jr.. Responses due by 4/14/2015. Replies due by 4/21/2015. (Attachments: #1 Proposed Order)(Prongay, Robert) (Filed on 3/31/2015) [Transferred from California Northern on 6/26/2015.] |
| Filing 10 NOTICE by Richard Houlihan of Filing of Motion for Lead Plaintiff (Attachments: #1 Exhibit 1)(Jasnoch, John) (Filed on 3/31/2015) [Transferred from California Northern on 6/26/2015.] |
| Filing 9 INITIAL CASE MANAGEMENT SCHEDULING ORDER SEC CLASS ACTION SEC Class Action Notice due by 4/14/2015. Case Management Conference set for 6/23/2015 02:00 PM in Courtroom 15, 18th Floor, San Francisco. (msr, COURT STAFF) (Filed on 3/25/2015) [Transferred from California Northern on 6/26/2015.] |
| Filing 8 Summons Issued as to Maggie Wei Wu. (msr, COURT STAFF) (Filed on 3/25/2015) [Transferred from California Northern on 6/26/2015.] |
| Filing 7 Summons Issued as to Jonathan Zhaoxi Lu. (msr, COURT STAFF) (Filed on 3/25/2015) [Transferred from California Northern on 6/26/2015.] |
| Filing 6 Summons Issued as to Joseph C Tsai. (msr, COURT STAFF) (Filed on 3/25/2015) [Transferred from California Northern on 6/26/2015.] |
| Filing 5 Summons Issued as to Jack Yun Ma. (msr, COURT STAFF) (Filed on 3/25/2015) [Transferred from California Northern on 6/26/2015.] |
| Filing 4 Summons Issued as to Alibaba Group Holding Limited. (msr, COURT STAFF) (Filed on 3/25/2015) [Transferred from California Northern on 6/26/2015.] |
| Filing 3 Erroneous Entry--Please Disregard--See Docket 9 INITIAL CASE MANAGEMENT SCHEDULING ORDER SEC CLASS ACTION SEC Class Action Notice due by 4/14/2015. Case Management Conference set for 6/22/2015 10:00 AM in Courtroom 15, 18th Floor, San Francisco. (msr, COURT STAFF) (Filed on 3/25/2015) Modified on 3/25/2015 (msr, COURT STAFF). [Transferred from California Northern on 6/26/2015.] |
| Filing 2 Case assigned to Haywood S Gilliam, Jr. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. (ha, COURT STAFF) (Filed on 3/24/2015) [Transferred from California Northern on 6/26/2015.] |
| Filing 1 COMPLAINT Class Action Complaint for Violations of the Federal Securities Laws against All Defendants ( Filing fee $ 400, receipt number 0971-9386088.). Filed byPlacidius O'Silva. (Attachments: #1 Civil Cover Sheet, #2 Summons Alibaba Group Holding Limited, #3 Summons Jack Yun Ma, #4 Summons Joseph C. Tsai, #5 Summons Jonathan Zhaoxi Lu, #6 Summons Maggie Wei Wu, #7 Declaration Certificate of Amer L. Eck Pursuant to Civ. L.R. 3-7d, #8 Certificate/Proof of Service Certification of Interested Parties Pursuant to Civ. L.R. 3-15)(Eck, Amber) (Filed on 3/24/2015) [Transferred from California Northern on 6/26/2015.] |
Access additional case information on PACER
Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.
Access this case on the New York Southern District Court's Electronic Court Filings (ECF) System
- Search for Party Aliases
- Associated Cases
- Attorneys
- Case File Location
- Case Summary
- Docket Report
- History/Documents
- Parties
- Related Transactions
- Check Status
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
