Securities and Exchange Commisison v. Pence
Plaintiff: Securities and Exchange Commisison
Defendant: Stephen B Pence
Case Number: 1:2015cv07077
Filed: September 9, 2015
Court: US District Court for the Southern District of New York
Office: Foley Square Office
County: New York
Presiding Judge: George B. Daniels
Nature of Suit: Securities/Commodities/Exchanges
Cause of Action: 15 U.S.C. ยง 78
Jury Demanded By: Plaintiff

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed Document Text
June 14, 2022 Opinion or Order Filing 100 ORDER: The Clerk of the Court is directed to close the above-captioned action. SO ORDERED. (Signed by Judge George B. Daniels on 6/14/2022) (ama)
October 31, 2017 Opinion or Order Filing 84 OPINION AND ORDER:For the foregoing reasons, Bartko's motion to invoke his Fifth Amendment privilege against self-incrimination to refrain from answering questions at his deposition (Docket # 55) is granted in part and denied in part as set forth above. (Signed by Magistrate Judge Gabriel W. Gorenstein on 10/31/2017) Copies Mailed By Chambers(rj)
September 28, 2017 Opinion or Order Filing 78 OPINION AND ORDER: re: 61 MOTION to Authorize Substitute Service of Process for a Subpoena Ad Testificandum on Michael A. Stegawski, Esq. filed by Stephen B Pence. For the foregoing reasons, Pence's motion for authorization for alternative se rvice of process for a subpoena ad testificandum (Docket # 61) is granted as described herein. Proof of service shall be filed in accordance with Fed. R. Civ. P. 45(b)(4). Counsel for Pence is directed to email this Order to Stegawski at the email addresses listed in this Opinion and Order. SO ORDERED. (Signed by Magistrate Judge Gabriel W. Gorenstein on 9/28/2017) Copies Mailed By Chambers. (ama)
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Plaintiff: Securities and Exchange Commisison
Represented By: Andrew Matthew Calamari
Represented By: Mark Scott Germann
Represented By: Nicholas Alexander Pilgrim
Represented By: Wendy Beth Tepperman
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Defendant: Stephen B Pence
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