Principal Funds, Inc. et al v. Bank Of America Corporation et al

Justia Dockets & Filings Second Circuit New York Southern District Principal Funds, Inc. et al v. Bank Of America Corporation et al

Principal Funds, Inc. et al v. Bank Of America Corporation et al

Plaintiff:	Principal Funds, Inc., PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Short-Term Income Fund, PFI Money Market Fund, PFI Preferred Securities Fund, Principal Variable Contracts Funds, Inc., PVC Asset Allocation Account, PVC Money Market Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account and PVC Short-Term Income Account
Defendant:	Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital, Inc., Citibank, N.A., Citigroup Global Markets, Inc., Citigroup, Inc., Cooperatieve Centrale Raiffeisen Boerenleenbank B.A., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities, Inc., HBOS PLC, JPMorgan Chase Bank, N.A., JPMorgan Chase & Co., J.P. Morgan Securities, LLC, Lloyds Banking Group plc, LLoyds Bank PLC, Merrill Lynch, Pierce, Fenner & Smith, Inc., Royal Bank of Canada, The Royal Bank of Scotland Group PLC, The Royal Bank of Scotland PLC, RBS Securities, Inc., UBS AG and UBS Securities LLC
Case Number:	1:2015cv09793
Filed:	December 15, 2015
Court:	US District Court for the Southern District of New York
Office:	Foley Square Office
County:	New York
Presiding Judge:	Naomi Reice Buchwald
Nature of Suit:	Antitrust
Cause of Action:	15 U.S.C. § 1
Jury Demanded By:	Plaintiff

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Date Filed	Document Text
March 25, 2019	Filing 63 MEMORANDUM AND ORDER: granting in part and denying in part (2546) Motion for Leave to File Document; granting in part and denying in part (2551) Motion for Leave to File Document; granting in part and denying in part (2552) Motion for Leave to File Document; granting in part and denying in part (2562) Motion to Amend/Correct; granting in part and denying in part (2563) Motion to Amend/Correct; granting in part and denying in part (2620) Motion for Judgment on the Pleadings; granting in part and denying in part (2622) Motion to Dismiss in case 1:11-md-02262-NRB; granting in part and denying in part (327) Motion for Leave to File Document in case 1:12-cv-05723-NRB; granting in part and denying in part (293) Motion to Amend/Correct in case 1: 13-cv-03952-NRB; denying (286) Motion to Dismiss in case 1:13-cv-07005-NRB; granting in part and denying in part (244) Motion to Amend/Correct in case 1:13-cv-07394-NRB; granting in part and denying in part (251) Motion to Amend/Correct in case 1:14- cv-01757-NRB; granting in part and denying in part (56) Motion to Dismiss in case 1:18-cv-01540-NRB; granting in part and denying in part (432) Motion to Amend/Correct in 11-cv-05450-NRB; granting in part and denying in part 52 Motion for Leave t o File Document in case 15cv9793. The motions for leave to amend brought by Freddie Mac, Principal, the FDIC, and the NCUA are granted in part and denied in part. Lender plaintiffs' motion for leave to amend is denied. Moving plaintiffs are orde red to file their amended complaints in accordance with our rulings in this opinion by April 16, 2019. Defendants' motion for partial dismissal of Schwab's and Doral's claims is granted in part and denied in part. As agreed upon by the FDIC and defendants, Doral's surviving claims will be incorporated into the amended complaint filed by the FDIC on behalf of the 38 other failed banks. The motion for partial judgment on OTC plaintiffs' pleadings brought by Bank of America , N.A. and JPMorgan Chase Bank, N.A. is granted in part and denied in part. This Memorandum and Order resolves the motions listed at docket entries 2544, 2546, 2551, 2552, 2562, 2563, 2620, and 2622. SO ORDERED. (Signed by Judge Naomi Reice Buchwald on 3/25/2019) (ama)

Date Filed

Document Text

March 25, 2019

Filing 63 MEMORANDUM AND ORDER: granting in part and denying in part (2546) Motion for Leave to File Document; granting in part and denying in part (2551) Motion for Leave to File Document; granting in part and denying in part (2552) Motion for Leave to File Document; granting in part and denying in part (2562) Motion to Amend/Correct; granting in part and denying in part (2563) Motion to Amend/Correct; granting in part and denying in part (2620) Motion for Judgment on the Pleadings; granting in part and denying in part (2622) Motion to Dismiss in case 1:11-md-02262-NRB; granting in part and denying in part (327) Motion for Leave to File Document in case 1:12-cv-05723-NRB; granting in part and denying in part (293) Motion to Amend/Correct in case 1: 13-cv-03952-NRB; denying (286) Motion to Dismiss in case 1:13-cv-07005-NRB; granting in part and denying in part (244) Motion to Amend/Correct in case 1:13-cv-07394-NRB; granting in part and denying in part (251) Motion to Amend/Correct in case 1:14- cv-01757-NRB; granting in part and denying in part (56) Motion to Dismiss in case 1:18-cv-01540-NRB; granting in part and denying in part (432) Motion to Amend/Correct in 11-cv-05450-NRB; granting in part and denying in part 52 Motion for Leave t o File Document in case 15cv9793. The motions for leave to amend brought by Freddie Mac, Principal, the FDIC, and the NCUA are granted in part and denied in part. Lender plaintiffs' motion for leave to amend is denied. Moving plaintiffs are orde red to file their amended complaints in accordance with our rulings in this opinion by April 16, 2019. Defendants' motion for partial dismissal of Schwab's and Doral's claims is granted in part and denied in part. As agreed upon by the FDIC and defendants, Doral's surviving claims will be incorporated into the amended complaint filed by the FDIC on behalf of the 38 other failed banks. The motion for partial judgment on OTC plaintiffs' pleadings brought by Bank of America , N.A. and JPMorgan Chase Bank, N.A. is granted in part and denied in part. This Memorandum and Order resolves the motions listed at docket entries 2544, 2546, 2551, 2552, 2562, 2563, 2620, and 2622. SO ORDERED. (Signed by Judge Naomi Reice Buchwald on 3/25/2019) (ama)

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Plaintiff: Principal Funds, Inc.
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Plaintiff: PFI Bond & Mortgage Securities Fund
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Plaintiff: PFI High Yield Fund
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Plaintiff: PFI High Yield Fund I
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Plaintiff: PFI Inflation Protection Fund
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Plaintiff: PFI Short-Term Income Fund
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Plaintiff: PFI Money Market Fund
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Plaintiff: PFI Preferred Securities Fund
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Plaintiff: Principal Variable Contracts Funds, Inc.
Represented By:	Stacey Paige Slaughter
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Plaintiff: PVC Asset Allocation Account
Represented By:	Stacey Paige Slaughter
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Plaintiff: PVC Money Market Account
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Plaintiff: PVC Balanced Account
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Plaintiff: PVC Bond & Mortgage Securities Account
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Plaintiff: PVC Equity Income Account
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Plaintiff: PVC Government & High Quality Bond Account
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Plaintiff: PVC Income Account
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Plaintiff: PVC Short-Term Income Account
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Defendant: Bank Of America Corporation
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Defendant: Bank of America, N.A.
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Defendant: Barclays Bank PLC
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Defendant: Barclays Capital, Inc.
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Defendant: Citibank, N.A.
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Defendant: Citigroup Global Markets, Inc.
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Defendant: Citigroup, Inc.
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Defendant: Cooperatieve Centrale Raiffeisen Boerenleenbank B.A.
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Defendant: Credit Suisse AG
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Defendant: Credit Suisse Group AG
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Defendant: Credit Suisse Securities (USA) LLC
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Defendant: Deutsche Bank AG
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Defendant: Deutsche Bank Securities, Inc.
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Defendant: HBOS PLC
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Defendant: JPMorgan Chase Bank, N.A.
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Defendant: JPMorgan Chase & Co.
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Defendant: J.P. Morgan Securities, LLC
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Defendant: Lloyds Banking Group plc
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Defendant: LLoyds Bank PLC
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Defendant: Merrill Lynch, Pierce, Fenner & Smith, Inc.
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Defendant: Royal Bank of Canada
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Defendant: The Royal Bank of Scotland Group PLC
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Defendant: The Royal Bank of Scotland PLC
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Defendant: RBS Securities, Inc.
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Defendant: UBS AG
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Defendant: UBS Securities LLC
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