U.S. Commodity Futures Trading Commission v. Hartshorn

Justia Dockets & Filings Second Circuit New York Southern District U.S. Commodity Futures Trading Commission v. Hartshorn

U.S. Commodity Futures Trading Commission v. Hartshorn

Plaintiff:	U.S. Commodity Futures Trading Commission
Defendant:	Brett G. Hartshorn
Case Number:	1:2016cv09802
Filed:	December 20, 2016
Court:	US District Court for the Southern District of New York
Office:	Foley Square Office
County:	New York
Presiding Judge:	Andrew L. Carter
Nature of Suit:	Securities/Commodities/Exchanges
Cause of Action:	7 U.S.C. § 6
Jury Demanded By:	Plaintiff

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Date Filed	Document Text
March 17, 2020	Filing 72 ORDER: Pursuant to the Status Report dated March 13, 2020, the parties have advised that the CFTC's Division of Enforcement and Mr. Hartshorn have reached a settlement in principle. Accordingly, the STAY in this case is hereby EXTENDED until Jun e 22, 2020. The Parties are hereby ORDERED to submit the proposed consent order, report back to the Court regarding the status of this case, or otherwise make further requests as appropriate, on or before June 22, 2020. (Signed by Judge Andrew L. Carter, Jr on 3/17/2020) (jwh) (Main Document 72 replaced on 3/17/2020) (jwh).
December 16, 2019	Filing 69 ORDER EXTENDING STAY: Pursuant to the Court's Order dated May 1, 2019, this case was stayed until June 24, 2019. Pursuant to the Court's Orders dated June 17, 2019, July 22, 2019, August 20, 2019, and September 20, 2019 (ECF Nos. 56, 59, 62, 65, 66), the stay was extended to July 24, 2019, August 26, 2019, September 26, 2019, and December 20, 2019, respectively. Pursuant to the Status Report dated December 13, 2019, the STAY in this case is hereby EXTENDED until March 20, 2020. T he Parties are hereby ORDERED to provide the Court with a Joint Status Report on or before March 13, 2020, and in any event to submit a status report to the Court before March 13, 2020 if there are developments in the criminal matter. SO ORDERED. (Signed by Judge Andrew L. Carter, Jr on 12/16/2019) (rj)

Date Filed

Document Text

March 17, 2020

Filing 72 ORDER: Pursuant to the Status Report dated March 13, 2020, the parties have advised that the CFTC's Division of Enforcement and Mr. Hartshorn have reached a settlement in principle. Accordingly, the STAY in this case is hereby EXTENDED until Jun e 22, 2020. The Parties are hereby ORDERED to submit the proposed consent order, report back to the Court regarding the status of this case, or otherwise make further requests as appropriate, on or before June 22, 2020. (Signed by Judge Andrew L. Carter, Jr on 3/17/2020) (jwh) (Main Document 72 replaced on 3/17/2020) (jwh).

December 16, 2019

Filing 69 ORDER EXTENDING STAY: Pursuant to the Court's Order dated May 1, 2019, this case was stayed until June 24, 2019. Pursuant to the Court's Orders dated June 17, 2019, July 22, 2019, August 20, 2019, and September 20, 2019 (ECF Nos. 56, 59, 62, 65, 66), the stay was extended to July 24, 2019, August 26, 2019, September 26, 2019, and December 20, 2019, respectively. Pursuant to the Status Report dated December 13, 2019, the STAY in this case is hereby EXTENDED until March 20, 2020. T he Parties are hereby ORDERED to provide the Court with a Joint Status Report on or before March 13, 2020, and in any event to submit a status report to the Court before March 13, 2020 if there are developments in the criminal matter. SO ORDERED. (Signed by Judge Andrew L. Carter, Jr on 12/16/2019) (rj)

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Plaintiff: U.S. Commodity Futures Trading Commission
Represented By:	Linda Yueh Peng
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Defendant: Brett G. Hartshorn
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