Securities and Exchange Commission v. Dean et al
| Securities and Exchange Commission |
| Gregory T. Dean and Donald J. Fowler |
| 1:2017cv00139 |
| January 9, 2017 |
| US District Court for the Southern District of New York |
| Foley Square Office |
| New York |
| Gregory H. Woods |
| Securities/Commodities/Exchanges |
| 15 U.S.C. ยง 77 |
| Plaintiff |
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Filing
205
FINAL JUDGMENT AS TO DEFENDANT DONALD J. FOWLER: IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant shall pay disgorgement of $132,085.20, prejudgment interest thereon of $35,195.04, and a civil penalty in the amount of $1,950 ,000, for a total of $2,117,280.24. Defendant shall satisfy his obligations to pay the foregoing amounts of disgorgement, prejudgment interest, and civil penalties ordered pursuant to this paragraph by paying the amounts ordered to the Securitie s and Exchange Commission within fourteen (14) days after entry of the relevant order. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that this Court shall retain jurisdiction of this matter for the purposes of enforcing the terms of this Judgment. Th ere being no just reason for delay, pursuant to Rule 54(b) of the Federal Rules of Civil Procedure, the Clerk is ordered to enter this Judgment forthwith and without further notice. And as set forth herein.Signed by Judge Gregory H. Woods on 2/28/2020) (ama)
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Filing
201
MEMORANDUM OPINION AND ORDER: re: 189 MOTION Permanent Injunction, Disgorgement and Prejudgment Interest, and Civil Penalties filed by Securities and Exchange Commission. For the reasons stated above, the SEC's motion is GRANTED. Mr. Fowler i s ordered to disgorge $132,076.40, plus prejudgment interest at the underpayment rate established for the Internal Revenue Service pursuant to 26 U.S.C. § 6621. Mr. Fowler is further ordered to pay civil penalties in the amount of $1,9 50,000. The Court will also permanently enjoin Mr. Fowler from further violations of the securities laws. The SEC is directed to submit an appropriate proposed permanent injunction and form of judgment within 14 days of the entry of this Memorandum O pinion and Order. The SEC is also directed to submit to the Court a letter by the same date, setting forth its calculation of prejudgment interest, attaching an Excel spreadsheet to show its calculations. The spreadsheet should also be submitted in native format to the Court's chambers email account, copying counsel for the defendant. The Clerk of Court is directed to terminate the motion pending at Dkt. No. 189. SO ORDERED. (Signed by Judge Gregory H. Woods on 2/25/2020) (ama)
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