Contant et al v. Bank Of America Corporation et al
Plaintiff: FX Primus Ltd., Paul Vermillion, Charles G. Hitchcock III, Tina Porter, Victor Hernandez, Martin-Han Tran, Ugnius Matkus, Sandra Lavender, Jerry Jacobson, James Contant and Carlos Gonzalez
Defendant: Citigroup Global Markets Inc., BNP Paribas Prime Brokerage, Inc., The Royal Bank of Scotland PLC, JPMorgan Chase & Co., Credit Suisse Securities (USA) LLC, Societe Generale S.A., Goldman, Sachs & Co., RBS Securities Inc., Barclays Capital Inc., HSBC Holdings PLC, HSBC North America Holdings, Inc., UBS AG, Bank Of America Corporation, HSBC Securities (USA) Inc., Deutsche Bank AG, The Bank of Tokyo Mitsubishi UFJ Ltd., BNP Paribas Group, The Goldman Sachs Group, Inc., Morgan Stanley & Co. International PLC, JPMorgan Chase Bank, N.A., UBS Securities LLC, Goldman Sachs & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., Credit Suisse AG, Royal Bank of Scotland Group PLC, Deutsche Bank Securities Inc., Bank of America, N.A., BNP Paribas Securities Corp., Citigroup Inc., HSBC Bank PLC, Citicorp, UBS Group AG, Barclays Bank PLC, HSBC Bank USA, N.A., Credit Suisse Group AG, Citibank, N.A., Morgan Stanley, Standard Chartered Bank, Morgan Stanley & Co., LLC, BNP Paribas North America, Inc. and RBC Capital Markets LLC
Petitioner: FXDirectDealer, LLC (FXDD)
Not Classified By Court: Forex Capital Markets, LLC
Case Number: 1:2017cv03139
Filed: April 28, 2017
Court: US District Court for the Southern District of New York
Office: Foley Square Office
Presiding Judge: Stewart D Aaron
Referring Judge: Lorna G Schofield
Nature of Suit: Anti-Trust
Cause of Action: 15 U.S.C. § 1
Jury Demanded By: Both
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Docket Report

This docket was last retrieved on January 5, 2024. A more recent docket listing may be available from PACER.

Date Filed Document Text
February 6, 2020 Opinion or Order Filing 387 MEMO ENDORSEMENT on re: #386 Letter filed by Forex Capital Markets, LLC. Accordingly, pursuant to Rule l.D of Your Honor's Individual Practices, counsel for the Parties jointly request an additional four weeks until March 5, 2019 to resolve any issues concerning production costs and attorneys' fees and to report back to the Court concerning the Parties' efforts. ENDORSEMENT: Application Granted. So Ordered. (Signed by Magistrate Judge Stewart D. Aaron on 2/6/2020) (js)
February 5, 2020 Opinion or Order Filing 386 JOINT LETTER addressed to Magistrate Judge Stewart D. Aaron from Barry Temkin dated February 5, 2020 re: Status Update. Document filed by Forex Capital Markets, LLC..(Temkin, Barry)
February 4, 2020 Opinion or Order Filing 385 ORDER GRANTING WITHDRAW AS COUNSEL granting #384 Motion to Withdraw as Attorney. IT IS HEREBY ORDERED that the noticed request to withdraw Indraneel Sur as counsel for Defendants UBS AG, UBS Group AG, and UBS Securities LLC is granted, and the appearance of Mr. Sur is withdrawn as of the date of this Order. (Attorney Indraneel Sur terminated.) (Signed by Judge Lorna G. Schofield on 2/4/2020) (rro)
February 3, 2020 Opinion or Order Filing 384 MOTION for Indraneel Sur to Withdraw as Attorney . Document filed by UBS AG, UBS Group AG, UBS Securities LLC. (Attachments: #1 Declaration of Eric J. Stock, #2 Text of Proposed Order).(Stock, Eric)
January 28, 2020 Opinion or Order Filing 383 NOTICE AND ORDER FOR WITHDRAWAL OF COUNSEL: PLEASE TAKE NOTICE that, upon the annexed declaration of MaxwellA.H. Kosman, and subject to the approval of the Court, Maxwell A.H. Kosman hereby withdraws as counsel for MUFG Bank, Ltd (f/k/a The Bank of Tokyo-Mitsubishi UFJ, Ltd.). Paul, Weiss, Rifkind, Wharton & Garrison LLP will continue to represent MUFG Bank, Ltd in this proceeding. SO ORDERED. Attorney Maxwell Arlie Halpern Kosman terminated. (Signed by Judge Lorna G. Schofield on 1/28/2020) (jca)
January 24, 2020 Opinion or Order Filing 382 PROPOSED ORDER FOR WITHDRAWAL OF ATTORNEY. Document filed by The Bank of Tokyo Mitsubishi UFJ Ltd.. (Kosman, Maxwell)
January 21, 2020 Opinion or Order Filing 381 ORDER granting #380 Letter Motion to Stay. Application GRANTED. The application is untimely, but is nevertheless granted. The deadline for Plaintiffs to renew the motion for leave to file Plaintiffs' Third Consolidated Class Action Complaint with redactions is stayed sine die. (Signed by Judge Lorna G. Schofield on 1/21/2020) (rro)
January 17, 2020 Opinion or Order Filing 380 LETTER MOTION to Stay the deadline to submit a renewed motion for leave to file Plaintiffs' Third Consolidated Class Action with redactions addressed to Judge Lorna G. Schofield from Paul S. Mishkin dated January 17, 2020. Document filed by BNP Paribas Group, BNP Paribas North America, Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Securities Corp., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Credit Suisse AG, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., Goldman Sachs & Co. LLC, HSBC Bank PLC, HSBC Bank USA, N.A., HSBC North America Holdings, Inc., HSBC Securities (USA) Inc., JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley, Morgan Stanley & Co. International PLC, Morgan Stanley & Co., LLC, RBC Capital Markets LLC, RBS Securities Inc., Societe Generale S.A., Standard Chartered Bank, The Goldman Sachs Group, Inc., UBS AG, UBS Securities LLC.(Mishkin, Paul)
January 14, 2020 Opinion or Order Filing 379 ORDER granting #378 Letter Motion for Extension of Time. Application Granted. So Ordered. (Signed by Magistrate Judge Stewart D. Aaron on 1/14/2020) (js)
January 13, 2020 Opinion or Order Filing 378 JOINT LETTER MOTION for Extension of Time addressed to Magistrate Judge Stewart D. Aaron from Michael Dell'Angelo dated 01/13/2020. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion.(Dell'Angelo, Michael)
January 13, 2020 Opinion or Order Filing 377 MEMO ENDORSEMENT on re: #376 Letter filed by UBS AG. ENDORSEMENT: Application DENIED without prejudice to renewal. Any application for withdrawal of counsel must comply with the requirements of Local Rule 1.4. (Signed by Judge Lorna G. Schofield on 1/13/2020) (cf)
January 13, 2020 Opinion or Order Filing 376 LETTER addressed to Judge Lorna G. Schofield from Indraneel Sur dated January 10, 2020 re: withdrawal of appearance. Document filed by UBS AG.(Sur, Indraneel)
January 10, 2020 Opinion or Order Filing 375 ORDER granting #347 Motion for Tracey B. Cowan to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lorna G. Schofield)(Text Only Order) (jcs)
January 10, 2020 Opinion or Order Filing 374 ORDER granting #373 Letter Motion for Extension of Time. Application GRANTED. Plaintiffs shall renew the motion for leave to file the Third Consolidated Class Action Complaint with redactions by January 17, 2020. (Motions due by 1/17/2020.) (Signed by Judge Lorna G. Schofield on 1/10/20) (yv)
January 9, 2020 Opinion or Order Filing 373 LETTER MOTION for Extension of Time to Submit a Renewed Motion for Leave to File Plaintiffs' Third Consolidated Class Action with Redactions addressed to Judge Lorna G. Schofield from Paul S. Mishkin dated January 9, 2020. Document filed by BNP Paribas Group, BNP Paribas North America, Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Securities Corp., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Credit Suisse AG, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., Goldman Sachs & Co. LLC, HSBC Bank PLC, HSBC Bank USA, N.A., HSBC North America Holdings, Inc., HSBC Securities (USA) Inc., JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley, Morgan Stanley & Co. International PLC, Morgan Stanley & Co., LLC, RBC Capital Markets LLC, RBS Securities Inc., Societe Generale S.A., Standard Chartered Bank, The Goldman Sachs Group, Inc., UBS AG, UBS Securities LLC.(Mishkin, Paul)
January 9, 2020 Opinion or Order Filing 372 ORDER granting #371 Letter Motion to Adjourn Conference. Application GRANTED. The hearing, scheduled for January 9, 2020, at 4:30 p.m., is adjourned sine die. (Signed by Judge Lorna G. Schofield on 1/9/2020) (cf)
January 9, 2020 Opinion or Order Filing 371 JOINT LETTER MOTION to Adjourn Conference addressed to Judge Lorna G. Schofield from Michael DellAngelo dated 01/09/2020. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion.(Dell'Angelo, Michael)
January 8, 2020 Opinion or Order Filing 370 NOTICE OF APPEARANCE by Brendan Bohn on behalf of Standard Chartered Bank. (Bohn, Brendan)
January 6, 2020 Opinion or Order Filing 369 JOINT LETTER addressed to Judge Lorna G. Schofield from the undersigned Plaintiffs and Non-Settling Defendants dated January 6, 2020 re: Status update pursuant to this Court's November 16, 2018 Order. Document filed by BNP Paribas Group, BNP Paribas North America, Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Securities Corp., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Credit Suisse AG, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., Goldman Sachs & Co. LLC, HSBC Bank PLC, HSBC Bank USA, N.A., HSBC North America Holdings, Inc., HSBC Securities (USA) Inc., JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley, Morgan Stanley & Co. International PLC, Morgan Stanley & Co., LLC, RBC Capital Markets LLC, RBS Securities Inc., Societe Generale S.A., Standard Chartered Bank, The Goldman Sachs Group, Inc., UBS AG, UBS Securities LLC.(Bershteyn, Boris)
December 23, 2019 Opinion or Order Filing 368 ORDER: WHEREAS, in a letter to Chambers dated December 20, 2019, Plaintiffs request that the Third Consolidated Class Action Complaint be filed in redacted form on ECF. It is hereby ORDERED that the request to file the pre-motion letter with redactions is DENIED. Plaintiffs' letter included a statement from Defendants, asserting that "[c]ertain descriptions and excerpts that Plaintiffs include in their Third Consolidated Class Action Complaint are taken from documents that have been designated as Confidential or Highly Confidential under the Stipulation and Order of Confidentiality." This reason does not overcome the common law presumption of access to judicial documents. See Lugosch v. Pyramid Co. of Onondaga, 435 F.3d 110, 119 (2d Cir. 2006). Defendants' statement also asserts that the "these descriptions and excerpts are taken from documents that contain information as to which applicable foreign data privacy and/or bank-secrecy laws may require the equivalent of Confidential or Highly Confidential treatment," but Defendants fail to explain how the list of foreign data privacy and/or bank-secrecy laws apply to the broad redactions proposed. "Documents may be sealed if specific, on the record findings are made demonstrating that closure is essential to preserve higher values and is narrowly tailored to serve that interest." Id. at 120. It is further ORDERED that by January 10, 2020, Plaintiffs shall renew the motion for leave to file with redactions, providing proposed redactions and an explanation from Defendants as to why each requested redaction contains information that should not be publicly disclosed. ( Motions due by 1/10/2020.) (Signed by Judge Lorna G. Schofield on 12/23/2019) (mro)
December 16, 2019 Opinion or Order Minute Entry for proceedings held before Magistrate Judge Stewart D. Aaron: Telephone Conference held on 12/16/2019. (kl)
December 16, 2019 Opinion or Order Filing 367 ORDER: Following a telephone conference with the parties, and for the reasons stated on the record, it is hereby Ordered as follows: 1. The parties and FXCM promptly shall meet and confer regarding the scope of data tobe produced by FXCM in response to the parties subpoenas. 2. No later than January 15, 2020, the parties and FXCM shall file a joint letter regardingany remaining disputes as to the scope of the production by FXCM and setting forth: (1) the portion of the anticipated production that falls within the scope of both Plaintiffs' and Defendants' subpoenas and the anticipated cost of production; (2) the portion of the anticipated production that is specific to Plaintiffs' subpoena and an estimate of the additional cost as to the Plaintiffs-only portion; and (3) the portion of the anticipated production that is specific to Defendants' subpoena and an estimate of the additional cost associated with the Defendants-only portion. (Signed by Magistrate Judge Stewart D. Aaron on 12/16/2019) (mro)
December 12, 2019 Opinion or Order Filing 365 ORDER terminating #364 Letter Motion for Oral Argument. ENDORSEMENT: Per my prior Order (ECF No. 354), the 11am telephone conference on December 16 will address the Letter-Motions filed at both ECF Nos. 325 and 335. My Order does not mention ECF No. 323. FXCM's request to attend in person is DENIED. The conference shall proceed by telephone only. SO ORDERED. (Signed by Magistrate Judge Stewart D. Aaron on 12/12/2019) (kl)
December 12, 2019 Opinion or Order Filing 364 LETTER MOTION for Oral Argument regarding ECF Nos. 323 and 335 addressed to Magistrate Judge Stewart D. Aaron from Barry R. Temkin dated December 12, 2019. Document filed by Forex Capital Markets, LLC.(Temkin, Barry)
December 12, 2019 Opinion or Order Filing 363 LETTER addressed to Magistrate Judge Stewart D. Aaron from Barry R. Temkin dated December 12, 2019 re: Response to December 7, 2019 Order. Document filed by Forex Capital Markets, LLC. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5)(Temkin, Barry)
December 11, 2019 Opinion or Order Filing 366 ORDER granting #357 Motion to Withdraw as Attorney. Upon the motion for Russell A. Mawn, Jr. for leave to withdraw as counsel for Defendants The Goldman Sachs Group, Inc. and Goldman Sachs & Co. LLC, IT IS HEREBY ORDERED: 1. The motion is granted. Attorney Russell A. Mawn terminated (Signed by Judge Lorna G. Schofield on 12/11/2019) (cf)
December 11, 2019 Opinion or Order Filing 360 LETTER addressed to Magistrate Judge Stewart D. Aaron from Julia C. Webb dated December 11, 2019 re: Copy of Subpoena. Document filed by HSBC North America Holdings, Inc..(Webb, Julia)
December 11, 2019 Opinion or Order >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #347 MOTION for Tracey B. Cowan to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu)
December 10, 2019 Opinion or Order Filing 362 THIRD AMENDED CIVIL CASE MANAGEMENT PLAN AND SCHEDULING ORDER: All parties do not consent to conducting all further proceedings before a United States Magistrate Judge, including motions and trial. All fact discovery shall be completed by 4/13/2020. Expert discovery is stayed. This case is to be tried to a jury. The parties cannot estimate the length of trial at this time. A case management conference will be held on March 26, 2020 at 10:40. a.m. (As further set forth in this Order.) Fact Discovery due by 4/13/2020. Case Management Conference set for 3/26/2020 at 10:40 AM before Judge Lorna G. Schofield. (Signed by Judge Lorna G. Schofield on 12/10/2019) (cf)
December 10, 2019 Opinion or Order Filing 361 ORDER granting #356 Letter Motion for Extension of Time. Application GRANTED. An amended case management plan will issue separately. (Signed by Judge Lorna G. Schofield on 12/10/2019) (cf)
December 10, 2019 Opinion or Order Filing 359 PROPOSED ORDER. Document filed by Goldman Sachs & Co. LLC, The Goldman Sachs Group, Inc.. Related Document Number: #357 . (Mawn, Russell) Proposed Order to be reviewed by Clerk's Office staff.
December 10, 2019 Opinion or Order Filing 358 DECLARATION of Russell A. Mawn, Jr. in Support re: #357 MOTION for Russell A. Mawn, Jr. to Withdraw as Attorney .. Document filed by Goldman Sachs & Co. LLC, The Goldman Sachs Group, Inc.. (Mawn, Russell)
December 10, 2019 Opinion or Order Filing 357 MOTION for Russell A. Mawn, Jr. to Withdraw as Attorney . Document filed by Goldman Sachs & Co. LLC, The Goldman Sachs Group, Inc..(Mawn, Russell)
December 10, 2019 Opinion or Order ***NOTICE TO COURT REGARDING PROPOSED ORDER. Document No. #359 Proposed Order was reviewed and approved as to form. (dt)
December 9, 2019 Opinion or Order Filing 356 LETTER MOTION for Extension of Time re Fact Discovery Deadline addressed to Judge Lorna G. Schofield from Michael Dell'Angelo dated 12/09/2019. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion.(Dell'Angelo, Michael)
December 9, 2019 Opinion or Order Filing 355 ORDER terminating #293 Letter Motion for Conference. It is hereby ORDERED that Plaintiffs have leave to amend the complaint. The parties shall meet and confer and, by December 20, 2019, Plaintiffs shall file the final TCCAC or email the Court the TCCAC with any proposed redactions pursuant to the Court's Individual Rules. The Clerk of Court is respectfully requested to close the motion at Dkt. No. 293. (As further set forth in this Order.) (Signed by Judge Lorna G. Schofield on 12/9/2019) (cf)
December 9, 2019 Opinion or Order Set/Reset Deadlines: Amended Pleadings due by 12/20/2019. (cf)
December 7, 2019 Opinion or Order Set/Reset Hearings: Telephone Conference set for 12/16/2019 at 11:00 AM before Magistrate Judge Stewart D. Aaron. (kl)
December 7, 2019 Opinion or Order Filing 354 ORDER: Plaintiffs, Defendant HSBC North America Holdings, Inc. (HSBC) and non-party Forex Capital Markets, LLC (FXCM) are directed to appear via telephone for a conference in the above-captioned case on Monday, December 16, 2019, at 11:00 a.m., to address the Letter Motions filed at ECF Nos. 325 and 335. The parties shall call the Court's conference line at (212) 805-0110 once all parties are on the line. No later than Thursday, December 12, 2019, HSBC shall file with the Court its subpoena served on FXCM (which is referenced as "Exhibit 1" in ECF No. 335). No later than Thursday, December 12, 2019, FXCM shall either (1) file with the Court any written objections it previously served to the HSBC subpoena (accompanied by an affidavit of service), or (2) file a letter with the Court setting forth good cause and any "unusual circumstances" that would justify the Court's consideration of FXCMs belated objections to the HSBC subpoena. See Semtek Int'l, Inc. v. Merkuriy Ltd., No. 96-CV-03607 (DRH), 1996 WL 238538, at *2 (N.D.N.Y. May 1, 1996) ("Ordinarily, the failure to make timely objection under this rule constitutes a waiver of any such objections.... In unusual circumstances and for good cause, however, the failure to act timely will not bar consideration of objections."). If FXCM files a letter with the Court by December 12, 2019, then HSBC may file a reply no later than Friday, December 13, 2019. Counsel for HSBC shall forward a copy of this Order to counsel for FXCM as soon as possible, but no later than Monday, December 9, 2019. (Signed by Magistrate Judge Stewart D. Aaron on 12/7/2019) (Aaron, Stewart)
December 6, 2019 Opinion or Order Filing 353 LETTER REPLY to Response to Motion addressed to Magistrate Judge Stewart D. Aaron from Michael Dell'Angelo dated 12/06/2019 re: #325 LETTER MOTION for Conference (Pre-Motion Conference re Motion to Compel)) addressed to Judge Lorna G. Schofield from Michael DellAngelo dated 11/12/2019. . Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion. (Dell'Angelo, Michael)
December 6, 2019 Opinion or Order Filing 351 LETTER REPLY to Response to Motion addressed to Magistrate Judge Stewart D. Aaron from Julia C. Webb dated December 6, 2019 re: #335 LETTER MOTION to Compel Forex Capital Markets, LLC to produce documents addressed to Magistrate Judge Stewart D. Aaron from Julia C. Webb dated November 19, 2019. . Document filed by HSBC North America Holdings, Inc.. (Webb, Julia)
December 5, 2019 Opinion or Order Filing 352 AMENDED ORDER REFERRING CASE TO MAGISTRATE JUDGE: Order that case be referred to the Clerk of Court for assignment to a Magistrate Judge for Specific Non-Dispositive Motion/Dispute; Letter motions regarding discovery dispute at docket nos. 325 and 335. Referred to Magistrate Judge Stewart D. Aaron. SO ORDERED. Motions referred to Stewart D. Aaron. (Signed by Judge Lorna G. Schofield on 12/5/2019) (jca)
December 5, 2019 Opinion or Order Filing 350 AMENDED ORDER OF REFERENCE TO A MAGISTRATE JUDGE. Order that case be referred to the Clerk of Court for assignment to a Magistrate Judge for Specific Non-Dispositive Motion/Dispute. letter motion regarding discovery dispute at docket no. 335. Referred to Magistrate Judge Stewart D. Aaron. SO ORDERED. Motions referred to Stewart D. Aaron. (Signed by Judge Lorna G. Schofield on 12/5/2019) (ks)
December 4, 2019 Opinion or Order Filing 349 SECOND AMENDED CIVIL CASE MANAGEMENT PLAN AND SCHEDULING ORDER: All parties do not consent to conducting all further proceedings before a United States Magistrate Judge, including motions and trial. See 28 U.S.C. 636(c). This case is to be tried to a jury. Fact Discovery due by 2/3/2020. Case Management Conference set for 1/9/2020 at 10:40 AM before Judge Lorna G. Schofield. Defendants filing a 12(b)(2) motion will be excused from this production until a decision on the motion. Expert Discovery is stayed....are as provided in the Federal Rules of Civil Procedure. Discovery is stayed as to Defendants filing a Rule 12(b)(2) motion. The parties cannot estimate the length of trial at this time. The discovery stay in this matter is lifted, except as to matters stayed pursuant to DOJ request in Case No. 15-cv-9300, ECF No. 475. The parties shall submit a joint status letter, as outlined in Individual Rule IV.A.2, on January 3, 2019, and every 45 days thereafter. A case management conference will be held on January 9, 2020, at 10:40 a.m. Any party wishing to file any dispositive or class certification motion shall file a pre-motion letter at least two weeks before the conference, in the form provided in Individual Rule III.A.1. Any party wishing to oppose such motion shall file a responsive letter as provided in Individual Rule III.A.1. (Signed by Judge Lorna G. Schofield on 12/4/2019) (ks)
December 4, 2019 Opinion or Order Filing 348 MEMO ENDORSEMENT on re: (327 in 1:18-cv-10364-LGS) Letter,, filed by Allianz, et al. ENDORSEMENT: It is ORDERED that, pursuant to the parameters of this letter, the testamentary discovery stay in Case Nos. 13-cv-7789, 15-cv-9300, 17-cv-3139 and 18-cv-10364 is lifted, as to defendants for whom discovery is not stayed in its entirety, for all witnesses but for Frank Cahill, Serge Sarramegna, Jason Katz, Christopher Cummins and Nicholas Williams. The DOJ shall file a status letter on January 10, 2020 and every 45 days thereafter to apprise the Court of the ongoing need for the stay as to these witnesses, if any. The parties in Case No. 15-cv-9300 shall file a joint status letter outlining all discovery that has thus far occurred and discovery that remains to be completed by December 13, 2019. Amended case management plans will issue separately in Case Nos. 13-cv-7789, 17-cv-3139 and 18-cv-10364. The Clerk is Court is respectfully requested to docket this order in Case Nos. 13-cv-7789, 15-cv-9300, 17-cv-3139 and 18-cv-10364. The Clerk of Court is also requested to close the motion in Case No. 15-cv-9300 at Dkt. No. 473. (Signed by Judge Lorna G. Schofield on 12/4/2019) (ks)
December 4, 2019 Opinion or Order Filing 347 MOTION for Tracey B. Cowan to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion. (Attachments: #1 Certificate of Standing, #2 Affidavit of Tracey B. Cowan, #3 Text of Proposed Order)(Cowan, Tracey)
December 2, 2019 Opinion or Order Filing 346 NOTICE of of Compliance with 28 U.S.C. 1715. Document filed by Societe Generale S.A.. (Ashby, Patrick)
December 2, 2019 Opinion or Order Filing 345 LETTER addressed to Judge Lorna G. Schofield from Michael DellAngelo dated 12/02/2019 re: Status letter regarding DOJ position on TCCAC redactions. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion.(Dell'Angelo, Michael)
December 2, 2019 Opinion or Order Filing 344 NOTICE of of Compliance with 28 U.S.C. 1715. Document filed by Standard Chartered Bank. (Stern, Andrew)
November 27, 2019 Opinion or Order Filing 343 LETTER RESPONSE to Motion addressed to Judge Lorna G. Schofield from Barry R. Temkin dated November 27, 2019 re: #335 LETTER MOTION to Compel Forex Capital Markets, LLC to produce documents addressed to Magistrate Judge Stewart D. Aaron from Julia C. Webb dated November 19, 2019. . Document filed by Forex Capital Markets, LLC. (Temkin, Barry)
November 27, 2019 Opinion or Order Filing 342 LETTER RESPONSE to Motion addressed to Judge Lorna G. Schofield from Barry R. Temkin dated November 27, 2019 re: #325 LETTER MOTION for Conference (Pre-Motion Conference re Motion to Compel)) addressed to Judge Lorna G. Schofield from Michael DellAngelo dated 11/12/2019. . Document filed by Forex Capital Markets, LLC. (Temkin, Barry)
November 25, 2019 Opinion or Order Filing 341 ORDER: It is hereby ORDERED that on January 9, 2020, at 4:30 p.m., a preliminary approval hearing will be held. It is further ORDERED that any opposition to the Preliminary Approval Motion shall be filed no later than December 26, 2019. (As further set forth in this Order.) (Responses due by 12/26/2019, Status Conference set for 1/9/2020 at 04:30 PM before Judge Lorna G. Schofield.) (Signed by Judge Lorna G. Schofield on 11/25/2019) (cf)
November 22, 2019 Opinion or Order Filing 340 LETTER addressed to Judge Lorna G. Schofield from Michael DellAngelo dated 11/22/2019 re: Proposed Settlement Schedule Pursuant to the Court's November 19, 2019, Order. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion.(Dell'Angelo, Michael)
November 22, 2019 Opinion or Order Filing 339 DECLARATION of Michael Dell'Angelo in Support re: #337 MOTION for Settlement (Preliminary Approval).. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D)(Dell'Angelo, Michael)
November 22, 2019 Opinion or Order Filing 338 MEMORANDUM OF LAW in Support re: #337 MOTION for Settlement (Preliminary Approval). . Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion. (Attachments: #1 Exhibit A)(Dell'Angelo, Michael)
November 22, 2019 Opinion or Order Filing 337 MOTION for Settlement (Preliminary Approval). Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion. (Attachments: #1 Text of Proposed Order)(Dell'Angelo, Michael)
November 21, 2019 Opinion or Order Filing 336 JOINT LETTER addressed to Judge Lorna G. Schofield from the undersigned Plaintiffs and Non-Settling Defendants dated November 21, 2019 re: Status update pursuant to this Court's November 16, 2018 Order. Document filed by BNP Paribas Group, BNP Paribas North America, Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Securities Corp., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Credit Suisse AG, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., Goldman Sachs & Co. LLC, HSBC Bank PLC, HSBC Bank USA, N.A., HSBC North America Holdings, Inc., HSBC Securities (USA) Inc., JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley, Morgan Stanley & Co. International PLC, Morgan Stanley & Co., LLC, RBC Capital Markets LLC, RBS Securities Inc., Societe Generale S.A., Standard Chartered Bank, The Goldman Sachs Group, Inc., UBS AG, UBS Securities LLC.(Bershteyn, Boris)
November 19, 2019 Opinion or Order Filing 335 LETTER MOTION to Compel Forex Capital Markets, LLC to produce documents addressed to Magistrate Judge Stewart D. Aaron from Julia C. Webb dated November 19, 2019. Document filed by HSBC North America Holdings, Inc..(Webb, Julia)
November 19, 2019 Opinion or Order Filing 334 ORDER granting #333 LETTER MOTION to Stay Settlement Schedule Deadlines addressed to Judge Lorna G. Schofield from Michael DellAngelo dated 11/15/2019. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion. Application GRANTED. The settlement schedule deadlines for the Citygroup and MUFG Bank Ltd. settlements are preliminarily stayed. Plaintiffs shall submit a proposed revised settlement schedule timeline by November 22, 2019. (Signed by Judge Lorna G. Schofield on 11/19/2019) (rjm)
November 15, 2019 Opinion or Order Filing 333 LETTER MOTION to Stay Settlement Schedule Deadlines addressed to Judge Lorna G. Schofield from Michael DellAngelo dated 11/15/2019. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion.(Dell'Angelo, Michael)
November 15, 2019 Opinion or Order Filing 332 ORDER granting #331 Letter Motion for Leave to File Document. Schedule APPROVED. (Signed by Magistrate Judge Stewart D. Aaron on 11/15/2019) (mro)
November 15, 2019 Opinion or Order Filing 331 LETTER MOTION for Leave to File motion to compel and set coordinated briefing schedule addressed to Magistrate Judge Stewart D. Aaron from Julia C. Webb dated November 15, 2019. Document filed by HSBC North America Holdings, Inc..(Webb, Julia)
November 15, 2019 Opinion or Order Set/Reset Deadlines: Responses due by 11/27/2019 Replies due by 12/6/2019. (mro)
November 14, 2019 Opinion or Order Filing 330 ORDER denying without prejudice #329 Letter Motion for Leave to File Document: Request DENIED WITHOUT PREJUDICE. HSBC shall consult with the other parties to this case and submit an agreed-upon schedule no later than 11/15/2019. If the parties cannot agree, they may submit a joint letter on 11/15/19 setting forth their differences regarding the schedule. SO ORDERED. (Signed by Magistrate Judge Stewart D. Aaron on 11/14/2019) (Aaron, Stewart)
November 14, 2019 Opinion or Order Filing 329 LETTER MOTION for Leave to File motion to compel and set coordinated briefing schedule addressed to Magistrate Judge Stewart D. Aaron from Julia C. Webb dated November 14, 2019. Document filed by HSBC North America Holdings, Inc..(Webb, Julia)
November 13, 2019 Opinion or Order Filing 328 MEMO ENDORSEMENT on re: #325 LETTER MOTION for Conference (Pre-Motion Conference re Motion to Compel)) addressed to Judge Lorna G. Schofield from Michael DellAngelo dated 11/12/2019. filed by Charles G. Hitchcock III, Paul Vermillion, Carlos Gonzalez, FX Primus Ltd., Martin-Han Tran, James Contant, Jerry Jacobson, Ugnius Matkus, Victor Hernandez, Sandra Lavender, Tina Porter. ENDORSEMENT: No later than 11/18/19, non-party FXCM shall respond to Plaintiffs' Letter-Motion (ECF No. 325). FXCM shall send its response to the Court's email address (Aaron_NYSDChambers@nysd.uscourts.gov) and the Court shall post it on ECF. Plaintiffs shall submit their reply no later than 11/21/19. Plaintiffs shall forward a copy of this Order to FXCM no later than 5pm today (11/13/19). SO ORDERED. (Signed by Magistrate Judge Stewart D. Aaron on 11/13/2019) (kl)
November 13, 2019 Opinion or Order Filing 327 ORDER REFERRING CASE TO MAGISTRATE JUDGE. Order that case be referred to the Clerk of Court for assignment to a Magistrate Judge for Specific Non-Dispositive Motion/Dispute. Letter motion regarding discovery dispute at docket no. 325. Referred to Magistrate Judge Stewart D. Aaron. Motions referred to Stewart D. Aaron. (Signed by Judge Lorna G. Schofield on 11/13/2019) (cf)
November 13, 2019 Opinion or Order Filing 326 ORDER granting #324 Letter Motion for Leave to File Excess Pages. Application GRANTED. The page limit for Plaintiffs' memorandum of law in support of their motion for preliminary approval of the below-referenced settlements is increased to forty pages. (Signed by Judge Lorna G. Schofield on 11/13/2019) (cf)
November 13, 2019 Opinion or Order Magistrate Judge Stewart D. Aaron is so redesignated. (wb)
November 13, 2019 Opinion or Order Set/Reset Deadlines: Responses due by 11/18/2019 Replies due by 11/21/2019. (kl)
November 12, 2019 Opinion or Order Filing 325 LETTER MOTION for Conference (Pre-Motion Conference re Motion to Compel)) addressed to Judge Lorna G. Schofield from Michael DellAngelo dated 11/12/2019. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion. (Attachments: #1 Exhibit A)(Dell'Angelo, Michael)
November 12, 2019 Opinion or Order Filing 324 LETTER MOTION for Leave to File Excess Pages addressed to Judge Lorna G. Schofield from Michael DellAngelo dated 11/12/2019. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion.(Dell'Angelo, Michael)
November 5, 2019 Opinion or Order >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #323 MOTION for Tracey B. Cowan to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number CNYSDC-17892843. Motion and supporting papers to be reviewed by Clerk's Office staff.. The filing is deficient for the following reason(s): missing Certificate of Good Standing from Supreme Court of California;. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order. (aea)
November 4, 2019 Opinion or Order Filing 323 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Tracey B. Cowan to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number CNYSDC-17892843. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion. (Attachments: #1 Certificate of Standing, #2 Affidavit of Tracey B. Cowan, #3 Text of Proposed Order)(Cowan, Tracey) Modified on 11/5/2019 (aea).
November 4, 2019 Opinion or Order Filing 322 MEMO ENDORSEMENT on re: (1364 in 1:13-cv-07789-LGS) Letter filed by U.S. Department of Justice. ENDORSEMENT: Application GRANTED. The testamentary discovery stay shall continue through the conclusion of the trial in United States v. Aiyer, No. 18 Cr. 333. On December 6, 2019, the Department shall file a letter apprising the Court of the status of the trial in Aiyer. The Clerk of Court is respectfully directed to docket this Order at Nos. 13 Civ. 7789, 15 Civ. 9300, 17 Civ. 3139 and 18 Civ. 10364. (Signed by Judge Lorna G. Schofield on 11/4/2019) (cf)
October 11, 2019 Opinion or Order Filing 321 ORDER granting #320 Motion for Amy W. Feagles to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lorna G. Schofield)(Text Only Order) (jcs)
October 8, 2019 Opinion or Order Filing 320 MOTION for Amy W. Feagles to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-17737871. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by UBS AG, UBS Securities LLC. (Attachments: #1 Exhibit A- Certificates of Good Standing, #2 Exhibit B- Affidavit of Amy W. Feagles, #3 Exhibit C- Proposed Order)(Feagles, Amy)
October 8, 2019 Opinion or Order >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #320 MOTION for Amy W. Feagles to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-17737871. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)
October 7, 2019 Opinion or Order Filing 319 JOINT LETTER addressed to Judge Lorna G. Schofield from Michael DellAngelo dated 10/07/2019 re: Status update pursuant to this Court's November 16, 2018 Order. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion.(Dell'Angelo, Michael)
October 2, 2019 Opinion or Order Filing 318 LETTER addressed to Judge Lorna G. Schofield from Michael DellAngelo dated 10/02/2019 re: Update regarding DOJ position on TCCAC redactions, pursuant to the Courts August 5, 2019, Order. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion.(Dell'Angelo, Michael)
September 9, 2019 Opinion or Order Filing 317 MEMO ENDORSEMENT on re: #315 Letter Withdrawal of Appearance, filed by Citigroup Inc., Citibank, N.A., Citigroup Global Markets Inc., Citicorp. ENDORSEMENT: Application GRANTED., (Attorney Jamie A. Heine terminated.) (Signed by Judge Lorna G. Schofield on 9/9/19) (yv)
September 6, 2019 Opinion or Order Filing 316 ORDER granting #300 Motion for Kyle G. Bates to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lorna G. Schofield)(Text Only Order) (jcs)
September 6, 2019 Opinion or Order Filing 315 LETTER addressed to Judge Lorna G. Schofield from Jamie A. Heine dated September 6, 2019 re: Withdrawal of Appearance. Document filed by Citibank, N.A., Citicorp, Citigroup Global Markets Inc., Citigroup Inc..(Heine, Jamie)
August 28, 2019 Opinion or Order Filing 314 SEALED DOCUMENT placed in vault.(mhe)
August 22, 2019 Opinion or Order Filing 313 JOINT LETTER addressed to Judge Lorna G. Schofield from Michael DellAngelo dated 08/22/2019 re: Status update pursuant to this Court's November 16, 2018 Order. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion.(Dell'Angelo, Michael)
August 22, 2019 Opinion or Order Filing 312 LETTER addressed to Judge Lorna G. Schofield from Michael DellAngelo dated 08/21/2019 re: Reply in Support of Letter Motion for Conference (ECF No. 293) (REDACTED). Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion.(Dell'Angelo, Michael)
August 22, 2019 Opinion or Order Filing 311 ORDER: It is hereby ORDERED that the request to file the pre-motion letter with redactions is GRANTED. Plaintiffs shall file an unredacted version of the pre-motion letter under seal. (As further set forth in this Order.) Filing the unredacted pre-motion letter under seal is necessary to prevent the unauthorized dissemination of sensitive business information. (Signed by Judge Lorna G. Schofield on 8/22/2019) (cf)
August 14, 2019 Opinion or Order Filing 310 MEMO ENDORSEMENT on re: #308 Letter filed by The Royal Bank of Scotland PLC. ENDORSEMENT: IT IS ORDERED that Plaintiffs shall file a letter reply not to exceed three pages by August 21, 2019. The Court is likely to rule based on the letters in lieu of a formal motion to amend. (Signed by Judge Lorna G. Schofield on 8/14/2019) (cf)
August 9, 2019 Opinion or Order Filing 309 DECLARATION of Richard G. McCarty in Opposition re: #293 LETTER MOTION for Conference (Pre-Motion Conference) (REDACTED) addressed to Judge Lorna G. Schofield from Michael DellAngelo dated 07/25/2019.. Document filed by The Royal Bank of Scotland PLC. (Mishkin, Paul)
August 9, 2019 Opinion or Order Filing 308 LETTER addressed to Judge Lorna G. Schofield from Paul S. Mishkin dated August 9, 2019 re: Response in Opposition to Letter Motion for Conference [Dkt. 293]. Document filed by The Royal Bank of Scotland PLC.(Mishkin, Paul)
August 8, 2019 Opinion or Order Filing 307 SEALED DOCUMENT placed in vault.(rz)
August 6, 2019 Opinion or Order Filing 306 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a Conference proceeding held on 7/25/19 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly)
August 6, 2019 Opinion or Order Filing 305 TRANSCRIPT of Proceedings re: Conference held on 7/25/2019 before Judge Lorna G. Schofield. Court Reporter/Transcriber: Eve Giniger, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 8/27/2019. Redacted Transcript Deadline set for 9/6/2019. Release of Transcript Restriction set for 11/4/2019.(McGuirk, Kelly)
August 5, 2019 Opinion or Order Filing 304 THIRD AMENDED COMPLAINT amending #183 Amended Complaint,,,,, against BNP Paribas Group, BNP Paribas North America, Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Securities Corp., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Citibank, N.A., Citicorp, Citigroup Global Markets Inc., Citigroup Inc., Credit Suisse AG, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., Goldman, Sachs & Co., HSBC Bank PLC, HSBC Bank USA, N.A., HSBC North America Holdings, Inc., HSBC Securities (USA) Inc., JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley, Morgan Stanley & Co. International PLC, Morgan Stanley & Co., LLC, RBC Capital Markets LLC, RBS Securities Inc., Standard Chartered Bank, The Bank of Tokyo Mitsubishi UFJ Ltd., The Goldman Sachs Group, Inc., The Royal Bank of Scotland PLC, UBS AG, UBS Securities LLC with JURY DEMAND.Document filed by Sandra Lavender, Martin-Han Tran, James Contant, FX Primus Ltd., Charles G. Hitchcock III, Paul Vermillion, Carlos Gonzalez, Victor Hernandez, Ugnius Matkus, Tina Porter, Jerry Jacobson. Related document: #183 Amended Complaint,,,,,.(Dell'Angelo, Michael)
August 5, 2019 Opinion or Order Filing 303 ORDER: WHEREAS, by letter to Chambers dated August 2, 2019, Plaintiffs sought leave to file their proposed Third Consolidated Class Action Complaint in redacted form. It is hereby ORDERED that Plaintiffs' request is GRANTED. Plaintiffs shall file their proposed Third Consolidated Class Action Complaint in redacted form on ECF and in unredacted form under seal. (And as further set forth in this Order.) (Signed by Judge Lorna G. Schofield on 8/5/2019) (jca) Transmission to Sealed Records Clerk for processing.
August 2, 2019 Opinion or Order Filing 302 SUPPLEMENTAL RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Bank of America Corporation, Corporate Parent NB Holdings Corporation, Other Affiliate Berkshire Hathaway Inc. for Merrill Lynch, Pierce, Fenner & Smith Inc.. Document filed by Merrill Lynch, Pierce, Fenner & Smith Inc..(Hakki, Adam)
August 2, 2019 Opinion or Order Filing 301 SUPPLEMENTAL RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent BANA Holding Corporation, Corporate Parent BAC North America Holding Company, Corporate Parent Bank of America Corporation, Corporate Parent NB Holdings Corporation, Other Affiliate Berkshire Hathaway Inc. for Bank of America, N.A.. Document filed by Bank of America, N.A..(Hakki, Adam)
August 2, 2019 Opinion or Order Filing 300 MOTION for Kyle G. Bates to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-17363912. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion. (Attachments: #1 Exhibit A - Certificate of Good Standing, #2 Exhibit B - Affidavit, #3 Text of Proposed Order)(Bates, Kyle)
August 2, 2019 Opinion or Order Filing 299 SUPPLEMENTAL RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate Berkshire Hathaway Inc. for Bank Of America Corporation. Document filed by Bank Of America Corporation.(Hakki, Adam)
August 2, 2019 Opinion or Order >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #300 MOTION for Kyle G. Bates to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-17363912. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)
August 1, 2019 Opinion or Order Filing 298 SEALED DOCUMENT placed in vault.(mhe)
July 29, 2019 Opinion or Order Filing 297 ORDER PRELIMINARILY APPROVING SETTLEMENTS, PRELIMINARILY CERTIFYING OF THE SETTLEMENT CLASSES, AND APPOINTING SETTLEMENT CLASS REPRESENTATIVES AND SETTLEMENT CLASS COUNSEL granting #272 Motion for Settlement. All terms in initial capitalization used in this Order shall have the same meanings as set forth in the Settlements, unless otherwise defined herein. The Court determines that notice shall be disseminated to the members of the Settlement Classes no later than 60 days after entry of the Court's Order approving Plaintiffs' Motion for Approval of Notice and Plan of Allocation, pursuant to the Settlement Schedule below. (As further set forth in this Order.) (Signed by Judge Lorna G. Schofield on 7/29/2019) (cf)
July 26, 2019 Opinion or Order Filing 296 LETTER addressed to Judge Lorna G. Schofield from Michael DellAngelo dated 07/26/2019 re: Revised Preliminary Approval Proposed Order. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion. (Attachments: #1 Text of Proposed Order)(Dell'Angelo, Michael)
July 26, 2019 Opinion or Order Filing 295 MEMO ENDORSEMENT on re: #293 LETTER MOTION for Conference (Pre-Motion Conference) (REDACTED) addressed to Judge Lorna G. Schofield from Michael DellAngelo dated 07/25/2019. filed by Charles G. Hitchcock III, Paul Vermillion, Carlos Gonzalez, FX Primus Ltd., Martin-Han Tran, James Contant, Jerry Jacobson, Ugnius Matkus, Victor Hernandez, Sandra Lavender, Tina Porter. ENDORSEMENT: It is ORDERED that by August 2, 2019, Plaintiffs shall submit (1) an unredacted copy of the proposed TCCAC to the Chambers Inbox, copying Defendants, (2) a blackline version indicating all changes from the SCCAC and (3) an application to file the proposed TCCAC in redacted form on ECF, pursuant to Individual Rule I.C.3. It is further ORDERED that by August 9, 2019, any party opposing Plaintiffs' motion for leave to amend shall file a letter response, not to exceed three pages. (Motions due by 8/9/2019.) (Signed by Judge Lorna G. Schofield on 7/26/2019) (cf)
July 26, 2019 Opinion or Order Filing 294 NOTICE OF APPEARANCE by Russell A. Mawn on behalf of Goldman Sachs & Co. LLC, The Goldman Sachs Group, Inc.. (Mawn, Russell)
July 25, 2019 Opinion or Order Minute Entry for proceedings held before Judge Lorna G. Schofield: Status Conference held on 7/25/2019. (jcs)
July 25, 2019 Opinion or Order Filing 293 LETTER MOTION for Conference (Pre-Motion Conference) (REDACTED) addressed to Judge Lorna G. Schofield from Michael DellAngelo dated 07/25/2019. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion.(Dell'Angelo, Michael)
July 25, 2019 Opinion or Order Filing 292 ORDER: It is hereby ORDERED that the request to file the pre-motion letter with redactions is GRANTED. Plaintiffs shall file an unredacted version of the pre-motion letter under seal. Filing the unredacted pre-motion letter under seal is necessary to prevent the unauthorized dissemination of sensitive business information.(As further set forth in this Order.) (Signed by Judge Lorna G. Schofield on 7/25/2019) (cf)
July 24, 2019 Opinion or Order Filing 291 NOTICE OF APPEARANCE by Nikolai Krylov on behalf of Barclays Bank PLC, Barclays Capital Inc.. (Krylov, Nikolai)
July 11, 2019 Opinion or Order Filing 290 MEMO ENDORSEMENT on re: (465 in 1:15-cv-09300-LGS) Letter filed by John Nypl. ENDORSEMENT: It is ORDERED that the testamentary discovery stay is extended through the conclusion of the trial in United States v. Aiyer, No. 18 Cr. 333, currently scheduled for October 21, 2019. On November 1, 2019, the Department shall file a letter apprising the Court of the status of the trial in Aiyer. The Clerk of Court is respectfully directed to docket this Order at Nos. 13 Civ. 7789, 15 Civ. 9300, 17 Civ. 3139 and 18 Civ. 10364. (Signed by Judge Lorna G. Schofield on 7/11/2019) (cf)
July 8, 2019 Opinion or Order Filing 289 JOINT LETTER addressed to Judge Lorna G. Schofield from Michael Dell'Angelo dated 07/08/2019 re: Status update pursuant to this Court's November 16, 2018 Order. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion.(Dell'Angelo, Michael)
July 8, 2019 Opinion or Order Filing 288 ORDER denying #276 Motion for Reconsideration. It is hereby ORDERED that Plaintiffs' motion for reconsideration is DENIED. The Clerk of Court is respectfully directed to close the motion at Docket No. 276. (As further set forth in this Order.) (Signed by Judge Lorna G. Schofield on 7/8/2019) (cf)
July 2, 2019 Opinion or Order Filing 287 NOTICE OF APPEARANCE by Peter J. Mardian on behalf of Standard Chartered Bank. (Mardian, Peter)
June 25, 2019 Opinion or Order Filing 286 NOTICE OF APPEARANCE by Philip Oren Shapiro on behalf of UBS AG, UBS Securities LLC. (Shapiro, Philip)
June 24, 2019 Opinion or Order Filing 285 MEMORANDUM OF LAW in Opposition re: #276 MOTION for Reconsideration re; #263 Memorandum & Opinion, Add and Terminate Parties,,,, . on behalf of The Royal Bank of Scotland plc and Societe Generale. Document filed by The Royal Bank of Scotland PLC. (Mishkin, Paul)
June 24, 2019 Opinion or Order Filing 284 LETTER addressed to Judge Lorna G. Schofield from Non-Settling Defendants dated June 24, 2019 re: Proposed Preliminary Approval Order. Document filed by BNP Paribas Group, BNP Paribas North America, Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Securities Corp., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Credit Suisse AG, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., Goldman, Sachs & Co., HSBC Bank PLC, HSBC Bank USA, N.A., HSBC North America Holdings, Inc., HSBC Securities (USA) Inc., JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley, Morgan Stanley & Co. International PLC, Morgan Stanley & Co., LLC, RBC Capital Markets LLC, RBS Securities Inc., Societe Generale S.A., Standard Chartered Bank, The Goldman Sachs Group, Inc., UBS AG, UBS Securities LLC.(Bershteyn, Boris)
June 3, 2019 Opinion or Order Filing 283 ANSWER to #183 Amended Complaint,,,,,. Document filed by UBS AG.(Stock, Eric)
June 3, 2019 Opinion or Order Filing 282 ANSWER to #183 Amended Complaint,,,,,. Document filed by HSBC Bank PLC.(Cowie, Roger)
June 3, 2019 Opinion or Order Filing 281 ANSWER to #183 Amended Complaint,,,,,. Document filed by BNP Paribas Group.(Hall, Laura)
June 3, 2019 Opinion or Order Filing 280 ANSWER to #183 Amended Complaint,,,,,. Document filed by Barclays Bank PLC.(Schwartz, Matthew)
June 3, 2019 Opinion or Order Filing 279 ANSWER to #183 Amended Complaint,,,,, with JURY DEMAND. Document filed by Standard Chartered Bank.(Stern, Andrew)
June 3, 2019 Opinion or Order Filing 278 ORDER: It is hereby ORDERED that RBS and SocGen shall file a joint memorandum of law opposing Plaintiffs' motion, not to exceed ten pages, by June 24, 2019. (As further set forth in this Order.) (Responses due by 6/24/2019) (Signed by Judge Lorna G. Schofield on 6/3/2019) (cf)
May 31, 2019 Opinion or Order Filing 277 MEMORANDUM OF LAW in Support re: #276 MOTION for Reconsideration re; #263 Memorandum & Opinion, Add and Terminate Parties,,,, . . Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion. (Dell'Angelo, Michael)
May 31, 2019 Opinion or Order Filing 276 MOTION for Reconsideration re; #263 Memorandum & Opinion, Add and Terminate Parties,,,, . Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion.(Dell'Angelo, Michael)
May 30, 2019 Opinion or Order Filing 275 ORDER: It is hereby ORDERED that on July 25, 2019, at 10:40 a.m., a preliminary approval hearing will be held. It is further ORDERED that any opposition to the Preliminary Approval Motion shall be filed no later than July 11, 2019. (As further set forth in this Order.) (Responses due by 7/11/2019, Status Conference set for 7/25/2019 at 10:40 AM before Judge Lorna G. Schofield.) (Signed by Judge Lorna G. Schofield on 5/30/2019) (cf)
May 29, 2019 Opinion or Order Filing 274 DECLARATION of Michael Dell'Angelo in Support re: #272 MOTION for Settlement (Preliminary Approval).. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G, #8 Exhibit H, #9 Exhibit I, #10 Exhibit J)(Dell'Angelo, Michael)
May 29, 2019 Opinion or Order Filing 273 MEMORANDUM OF LAW in Support re: #272 MOTION for Settlement (Preliminary Approval). . Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion. (Attachments: #1 Exhibit A)(Dell'Angelo, Michael)
May 29, 2019 Opinion or Order Filing 272 MOTION for Settlement (Preliminary Approval). Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion. (Attachments: #1 Text of Proposed Order)(Dell'Angelo, Michael)
May 22, 2019 Opinion or Order Filing 271 MEMO ENDORSEMENT granting #269 Motion to Withdraw as Attorney. ENDORSEMENT: Application GRANTED. Attorney Peter Edward Greene terminated (Signed by Judge Lorna G. Schofield on 5/22/2019) (cf)
May 21, 2019 Opinion or Order Filing 270 DECLARATION of Peter Edward Greene in Support re: #269 MOTION for Peter Edward Greene to Withdraw as Attorney .. Document filed by JPMorgan Chase & Co., JPMorgan Chase Bank, N.A.. (Greene, Peter)
May 21, 2019 Opinion or Order Filing 269 MOTION for Peter Edward Greene to Withdraw as Attorney . Document filed by JPMorgan Chase & Co., JPMorgan Chase Bank, N.A..(Greene, Peter)
May 21, 2019 Opinion or Order Filing 268 MEMO ENDORSEMENT on re: #266 Letter,,,, filed by Barclays Capital Inc., The Bank of Tokyo Mitsubishi UFJ Ltd., Standard Chartered Bank, Deutsche Bank Securities Inc., BNP Paribas Group, RBC Capital Markets LLC, Credit Suisse AG, HSBC Bank PLC, Barclays Bank PLC, Morgan Stanley, HSBC Securities (USA) Inc., Morgan Stanley & Co. International PLC, Societe Generale S.A., HSBC North America Holdings, Inc., Goldman Sachs & Co. LLC, Bank Of America Corporation, RBS Securities Inc., Morgan Stanley & Co., LLC, UBS Securities LLC, UBS Group AG, BNP Paribas North America, Inc., JPMorgan Chase Bank, N.A., HSBC Bank USA, N.A., UBS AG, BNP Paribas Prime Brokerage, Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank AG, The Royal Bank of Scotland PLC, The Goldman Sachs Group, Inc., Merrill Lynch, Pierce, Fenner & Smith Inc., BNP Paribas Securities Corp., JPMorgan Chase & Co., Bank of America, N.A.. ENDORSEMENT: Application GRANTED. Foreign Defendants Barclays Bank PLC, BNP Paribas Group, HSBC Bank plc, Standard Chartered Bank and UBS AG shall produce to Plaintiffs the above- referenced documents, recordings and data no later than June 20, 2019. (Signed by Judge Lorna G. Schofield on 5/21/2019) (ks)
May 21, 2019 Opinion or Order Filing 267 ORDER granting in part #265 Letter Motion for Leave to File Excess Pages. Application GRANTED in part. The page limit for Plaintiffs' memorandum of law in support of their motion for preliminary approval of the above-referenced settlements is increased to forty pages. (Signed by Judge Lorna G. Schofield on 5/21/2019) (ks)
May 20, 2019 Opinion or Order Filing 266 JOINT LETTER addressed to Judge Lorna G. Schofield from the undersigned Plaintiffs and Non-Settling Defendants dated May 20, 2019 re: Status update pursuant to this Court's November 16, 2018 Order. Document filed by BNP Paribas Group, BNP Paribas North America, Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Securities Corp., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Credit Suisse AG, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., Goldman Sachs & Co. LLC, HSBC Bank PLC, HSBC Bank USA, N.A., HSBC North America Holdings, Inc., HSBC Securities (USA) Inc., JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley, Morgan Stanley & Co. International PLC, Morgan Stanley & Co., LLC, RBC Capital Markets LLC, RBS Securities Inc., Societe Generale S.A., Standard Chartered Bank, The Bank of Tokyo Mitsubishi UFJ Ltd., The Goldman Sachs Group, Inc., The Royal Bank of Scotland PLC, UBS AG, UBS Group AG, UBS Securities LLC.(Bershteyn, Boris)
May 20, 2019 Opinion or Order Filing 265 LETTER MOTION for Leave to File Excess Pages addressed to Judge Lorna G. Schofield from Michael DellAngelo dated 05/20/2019. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion.(Dell'Angelo, Michael)
May 20, 2019 Opinion or Order Filing 264 MEMO ENDORSEMENT: on re: #262 Letter filed by The Royal Bank of Scotland PLC, RBS Securities Inc. ENDORSEMENT: SO ORDERED., Attorney Jordan Garman terminated. (Signed by Judge Lorna G. Schofield on 5/20/2019) (ama)
May 17, 2019 Opinion or Order Filing 263 OPINION AND ORDER re: #197 MOTION to Dismiss for Lack of Jurisdiction / NOTICE OF FOREIGN DEFENDANTS' MOTION TO DISMISS THE COMPLAINT FOR LACK OF PERSONAL JURISDICTION filed by UBS AG. For the foregoing reasons, the Foreign Defendants' motion to dismiss the Complaint pursuant to Rule 12(b)(2) is GRANTED as to MUFG, RBS, SocGen and UBS Group AG, and is DENIED as to the other Foreign Defendants. The Clerk of Court is respectfully directed to close the motion at Docket No. 197. (As further set forth in this Order.) Standard Chartered Bank, UBS AG, Royal Bank of Scotland Group PLC and Societe Generale S.A. terminated. (Signed by Judge Lorna G. Schofield on 5/17/2019) (cf)
May 17, 2019 Opinion or Order Filing 262 LETTER addressed to Judge Lorna G. Schofield from Jordan Garman dated May 17, 2019 re: Withdraw as Counsel of Record. Document filed by RBS Securities Inc., The Royal Bank of Scotland PLC.(Garman, Jordan)
May 3, 2019 Opinion or Order Filing 261 NOTICE OF APPEARANCE by Stephen Bryan Popernik on behalf of JPMorgan Chase & Co., JPMorgan Chase Bank, N.A.. (Popernik, Stephen)
May 3, 2019 Opinion or Order Filing 260 NOTICE OF APPEARANCE by Tibor Ludovico Nagy, Jr on behalf of JPMorgan Chase & Co., JPMorgan Chase Bank, N.A.. (Nagy, Tibor)
May 2, 2019 Opinion or Order Filing 259 ORDER granting #257 Letter Motion for Extension of Time to Complete Discovery. It is ORDERED that the fact discovery deadline is extended to February 3, 2020. It is further ORDERED that the case management conference scheduled for May 16, 2019, is adjourned to January 9, 2020, at 10:40 a.m. An amended Case Management Plan and Scheduling Order will issue in a separate order. (Signed by Judge Lorna G. Schofield on 5/2/2019) (cf)
May 2, 2019 Opinion or Order Filing 258 AMENDED CIVIL CASE MANAGEMENT PLAN AND SCHEDULING ORDER. All parties do not consent to conducting all further proceedings before and Magistrate Judge, including motions and trial. See 28 U.S.C. 636(c). This case is to be tried to a jury. Expert Discovery is stayed. Fact Discovery due by 2/3/2020. Case Management Conference set for 1/9/2020 at 10:40 AM before Judge Lorna G. Schofield. The parties cannot estimate the length of trial at this time. (Signed by Judge Lorna G. Schofield on 5/2/2019) (ks)
May 2, 2019 Opinion or Order Set/Reset Deadlines: (Fact Discovery due by 2/3/2020.), Set/Reset Hearings: ( Case Management Conference set for 1/9/2020 at 10:40 AM before Judge Lorna G. Schofield.) (cf)
May 1, 2019 Opinion or Order Filing 257 JOINT LETTER MOTION for Extension of Time to Complete Discovery addressed to Judge Lorna G. Schofield from from the undersigned Plaintiffs and Non-Settling Defendants dated 05/01/2019. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion.(Dell'Angelo, Michael)
April 19, 2019 Opinion or Order Filing 256 MEMO ENDORSEMENT on re: #255 Notice (Other), filed by Charles G. Hitchcock III, Paul Vermillion, Carlos Gonzalez, FX Primus Ltd., FXDirectDealer, LLC (FXDD), Martin-Han Tran, James Contant, Jerry Jacobson, Ugnius Matkus, Sandra Lavender, Victor Hernandez, Tina Porter. ENDORSEMENT: Plaintiffs' application, which the Court construes as a motion for leave to withdraw, is GRANTED. Attorney Jeffrey Finley terminated. (Signed by Judge Lorna G. Schofield on 4/19/2019) (cf)
April 18, 2019 Opinion or Order Filing 255 NOTICE of Disassociation of Counsel and Request for Removal from CM/ECF. Document filed by James Contant, FX Primus Ltd., FXDirectDealer, LLC (FXDD), Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion. (Wotkyns, Garrett)
April 18, 2019 Opinion or Order Filing 254 ORDER denying #251 Motion to Quash. For substantially the reasons stated in Plaintiffs' letter, FXDirectDealer, LLC's ("FXDD") motion to quash is DENIED. It is further ORDERED that the subpoena is modified to require production of the requested materials at a location to be agreed upon by Plaintiffs and FXDD. The Clerk of Court is respectfully directed to close the motion at Docket No. 251. (Signed by Judge Lorna G. Schofield on 4/18/2019) (cf)
April 16, 2019 Opinion or Order Filing 253 LETTER addressed to Judge Lorna G. Schofield from Michael DellAngelo dated 04/16/2019 re: Opposition to FXDirectDealer, LLC's Motion to Quash Subpoena. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion. (Attachments: #1 Exhibit 1, #2 Exhibit 2)(Dell'Angelo, Michael)
April 12, 2019 Opinion or Order Filing 252 ORDER: It is hereby ORDERED that Plaintiffs shall file a letter response, not to exceed three pages, by April 16, 2019. No reply shall be submitted unless otherwise directed by the Court. It is further ORDERED that the deadline to comply with the subpoena is adjourned until the Court has issued its decision on the motion to quash. It is further ORDERED that any party seeking to file a motion shall first file a pre-motion letter in accordance with Individual Rule III.A.1. (As further set forth in this Order.) (Responses due by 4/16/2019) (Signed by Judge Lorna G. Schofield on 4/12/2019) (cf)
April 11, 2019 Opinion or Order Filing 251 THIRD PARTY MOTION to Quash third-party subpoena . Document filed by FXDirectDealer, LLC (FXDD). (Attachments: #1 Exhibit Third-Party Subpoena)(Savic, Stefan)
April 9, 2019 Opinion or Order Filing 250 NOTICE OF APPEARANCE by Justin L. Brooke on behalf of Morgan Stanley, Morgan Stanley & Co. International PLC, Morgan Stanley & Co., LLC. (Brooke, Justin)
April 8, 2019 Opinion or Order Filing 249 ORDER granting #236 Motion for Jeffrey R. Finley to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lorna G. Schofield)(Text Only Order) (jcs)
April 5, 2019 Opinion or Order Filing 248 JOINT LETTER addressed to Judge Lorna G. Schofield from the undersigned Plaintiffs and Non-Settling Defendants dated April 5, 2019 re: Status update pursuant to this Court's November 16, 2018 Order. Document filed by BNP Paribas Group, BNP Paribas North America, Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Securities Corp., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Credit Suisse AG, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., Goldman Sachs & Co. LLC, HSBC Bank PLC, HSBC Bank USA, N.A., HSBC North America Holdings, Inc., HSBC Securities (USA) Inc., JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley, Morgan Stanley & Co. International PLC, Morgan Stanley & Co., LLC, RBC Capital Markets LLC, RBS Securities Inc., Societe Generale S.A., Standard Chartered Bank, The Bank of Tokyo Mitsubishi UFJ Ltd., The Goldman Sachs Group, Inc., The Royal Bank of Scotland PLC, UBS AG, UBS Group AG, UBS Securities LLC.(Bershteyn, Boris)
April 3, 2019 Opinion or Order Filing 247 MEMO ENDORSEMENT on re: #245 Letter filed by The Royal Bank of Scotland PLC, Royal Bank of Scotland Group PLC, RBS Securities Inc.. ENDORSEMENT: Counsel's application for leave to withdraw is GRANTED. The Clerk of Court is respectfully directed to remove Ms. King's registration as counsel of record. (Signed by Judge Lorna G. Schofield on 4/3/2019) Attorney Melissa Carrie King terminated. (ks)
April 2, 2019 Opinion or Order Filing 246 NOTICE OF APPEARANCE by Nicole Elizabeth Jerry on behalf of Societe Generale S.A.. (Jerry, Nicole)
April 2, 2019 Opinion or Order Filing 245 LETTER addressed to Judge Lorna G. Schofield from Melissa King dated April 2, 2019 re: To Withdraw as Counsel of Record. Document filed by RBS Securities Inc., Royal Bank of Scotland Group PLC, The Royal Bank of Scotland PLC.(King, Melissa)
April 2, 2019 Opinion or Order Filing 244 NOTICE OF APPEARANCE by Jordan Garman on behalf of RBS Securities Inc., The Royal Bank of Scotland PLC. (Garman, Jordan)
April 2, 2019 Opinion or Order Filing 243 NOTICE OF APPEARANCE by Adam Gabor Mehes on behalf of RBS Securities Inc., The Royal Bank of Scotland PLC. (Mehes, Adam)
April 1, 2019 Opinion or Order Filing 242 ENDORSED LETTER addressed to Judge Lorna G. Schofield from Alioto Law Firm dated March 29, 2019 re: letter requesting stay by the DOJ be denied. ENDORSEMENT: For substantially the reasons stated in the Department's letter (No. 13 Civ. 7789, Dkt. No. 1252), the Department's application is GRANTED. The testamentary discovery stay is extended to July 1, 2019. The Department may apply for an extension at that time if the stay continues to be necessary. The Clerk of Court is respectfully directed to docket this Order in Case Nos. 13 Civ. 7789, 15 Civ. 9300, 17 Civ. 3139 and 18 Civ. 10364. (Signed by Judge Lorna G. Schofield on 4/1/2019) (ks)
March 26, 2019 Opinion or Order Filing 241 MEMO ENDORSEMENT on re: (1252 in 1:13-cv-07789-LGS) Letter Discovery Stay Extension, filed by U.S. Department of Justice. ENDORSEMENT: It is ORDERED that by March 29, 2019, the Nypl Plaintiffs shall file a letter, not to exceed two pages, responding to the Department's request for an extension of the discovery stay. The Clerk of Court is respectfully directed to docket this Order at Nos. 13 Civ. 7789, 15 Civ. 9300, 17 Civ. 3139 and 18 Civ. 10364. (Signed by Judge Lorna G. Schofield on 3/26/19) (yv)
March 22, 2019 Opinion or Order Filing 240 STIPULATION AND ORDER REGARDING DEPOSITION PROTOCOL: IT IS HEREBY ORDERED as follows: This Deposition Protocol Order may be modified at any time by (1) order of the Court or (2) agreement of the Parties, subject to Court approval. All Parties reserve all rights to seek relief from the Court from any provision for good cause. This Deposition Protocol Order does not alter any rights or obligations arising from any settlements approved by the Court. The Court expects depositions to proceed in an efficient manner. The Parties shall cooperate so that, where practicable, fact depositions will be coordinated across all Actions. (As further set forth in this Order.) Other than counsel in the Actions, however, access to passages designated as "Confidential" or "Highly Confidential" shall be limited to those persons authorized under the protective orders entered in the Actions; no party shall unreasonably withhold authorization to additional relevant persons in the related Actions (e.g., experts). Upon the conclusion of any deposition of a witness associated with a party or parties, counsel for that party or parties shall have 30 days from the date a final transcript is delivered to review and submit an errata sheet with corrections to the transcript. The Clerk of Court is respectfully directed to docket this Order at Nos. 13 Civ. 7789, 17 Civ. 3139 and 18 Civ. 10364. (Signed by Judge Lorna G. Schofield on 3/22/2019) (cf)
March 21, 2019 Opinion or Order Filing 239 PROPOSED STIPULATION AND ORDER. Document filed by Credit Suisse AG, Credit Suisse Group AG, Credit Suisse Securities (USA) LLC. (Januszewski, David)
March 18, 2019 Opinion or Order Filing 238 MEMO ENDORSEMENT on re: (1241 in 1:13-cv-07789-LGS) Letter, filed by JPMorgan Chase & Co., JPMorgan Chase Bank National Association, (181 in 1:18-cv-10364-LGS) Letter, filed by J.P. Morgan Chase Bank, N.A., J.P. Morgan Securities LLC, J.P. Morgan Chase & Co., (237 in 1:17-cv-03139-LGS) Letter, filed by JPMorgan Chase & Co., JPMorgan Chase Bank, N.A. ENDORSEMENT: The Court interprets the parties' letter as a request for a ruling on the Allianz plaintiffs' proposed insertion. For substantially the reasons stated in the Allianz plaintiffs' section of this letter, it is ORDERED that the proposed insertion shall be included in the deposition protocol. By March 21, 2019, the parties shall file a clean version of the deposition protocol to be so ordered. The deposition protocol applicable to the Nypl parties will issue in a separate Order. The Clerk of Court is respectfully directed to docket this Order at Nos. 13 Civ. 7789, 17 Civ. 3139, and 18 Civ. 10364. (Signed by Judge Lorna G. Schofield on 3/18/2019) (cf)
March 15, 2019 Opinion or Order Filing 237 LETTER addressed to Judge Lorna G. Schofield from Boris Bershteyn dated March 15, 2019 re: Proposed Deposition Protocol Order. Document filed by JPMorgan Chase & Co., JPMorgan Chase Bank, N.A.. (Attachments: #1 Exhibit A - Proposed Deposition Protocol, #2 Exhibit B - Nypl Stipulation and Proposed Order)(Bershteyn, Boris)
March 12, 2019 Opinion or Order Filing 236 MOTION for Jeffrey R. Finley to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16482376. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Text of Proposed Order)(Finley, Jeffrey)
March 12, 2019 Opinion or Order >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #236 MOTION for Jeffrey R. Finley to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16482376. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu)
March 8, 2019 Opinion or Order Filing 235 ORDER granting #234 Motion for Matthew Buongiorno to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lorna G. Schofield)(Text Only Order) (jcs)
March 8, 2019 Opinion or Order Filing 234 MOTION for Matthew Buongiorno to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC North America Holdings, Inc., HSBC Securities (USA) Inc.. (Attachments: #1 Affidavit of Matthew Buongiorno with Cert of Good Standing, #2 Text of Proposed Order)(Casamento, Gregory)
March 8, 2019 Opinion or Order Filing 233 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Matthew Buongiorno to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC North America Holdings, Inc., HSBC Securities (USA) Inc.. (Attachments: #1 Affidavit of Matt Buongiorno with Cert of Good Standing, #2 Text of Proposed Order)(Casamento, Gregory) Modified on 3/8/2019 (wb).
March 8, 2019 Opinion or Order >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #234 MOTION for Matthew Buongiorno to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu)
March 8, 2019 Opinion or Order >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #233 MOTION for Matthew Buongiorno to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): missing Certificate of Good Standing from Supreme Court of Texas;. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (wb)
March 7, 2019 Opinion or Order Filing 232 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Matthew Buongiorno to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16459041. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC North America Holdings, Inc., HSBC Securities (USA) Inc.. (Attachments: #1 Affidavit of Matthew Buongiorno, #2 Text of Proposed Order)(Casamento, Gregory) Modified on 3/7/2019 (jc).
March 7, 2019 Opinion or Order >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #232 MOTION for Matthew Buongiorno to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16459041. Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): Attorney Affidavit is missing some of the language required by Local Rule 1.3, i.e. whether the applicant has ever been convicted of a felony AND whether the applicant has ever been censured, suspended, disbarred or denied admission or readmission by any court. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Attorney Affidavit - attach Proposed Order. (jc)
March 5, 2019 Opinion or Order Filing 231 MEMO ENDORSEMENT on re: (1224 in 1:13-cv-07789-LGS) Letter; (168 in 1:18-cv-10364-LGS) Letter; (230 in 1:17-cv-03139-LGS) Letter; (416 in 1:15-cv-09300-LGS) Letter. ENDORSEMENT: In light of the fact that Nypl Plaintiffs request additional time to negotiate the terms governing depositions in the Nypl action, it is ORDERED that by March 15, 2019, all parties shall file a single joint letter, not to exceed six pages, setting forth each side's position with respect to any remaining dispute. The Clerk of Court is respectfully directed to docket this Order at Nos. 13 Civ. 7789, 15 Civ. 9300, 17 Civ. 3139 and 18 Civ. 10364. (Signed by Judge Lorna G. Schofield on 3/5/2019) (jwh)
March 4, 2019 Opinion or Order Filing 230 LETTER addressed to Judge Lorna G. Schofield from Boris Bershteyn dated March 4, 2019 re: #195 Proposed Deposition Protocol Order. Document filed by JPMorgan Chase & Co., JPMorgan Chase Bank, N.A.. (Attachments: #1 Proposed Deposition Protocol Order)(Bershteyn, Boris)
February 26, 2019 Opinion or Order Filing 229 ORDER granting #223 Motion for Michael J. Kane to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lorna G. Schofield)(Text Only Order) (jcs)
February 20, 2019 Opinion or Order ***NOTICE TO COURT REGARDING NOTICE OF VOLUNTARY DISMISSAL Document No. #226 Notice of Voluntary Dismissal was reviewed and referred to Judge Lorna G. Schofield for approval for the following reason(s): the plaintiff(s) filed their voluntary dismissal and it did not dismiss all of the parties or the action in its entirety. (km)
February 19, 2019 Opinion or Order Filing 228 REPLY MEMORANDUM OF LAW in Support re: #197 MOTION to Dismiss for Lack of Jurisdiction / NOTICE OF FOREIGN DEFENDANTS' MOTION TO DISMISS THE COMPLAINT FOR LACK OF PERSONAL JURISDICTION. . Document filed by UBS AG, UBS Group AG. (Stock, Eric)
February 19, 2019 Opinion or Order Filing 227 LETTER addressed to Judge Lorna G. Schofield from Eric J. Stock, Michael Dell' Angelo, Matthew A. Schwartz, Boris Bershteyn, Adam S. Hakki, David C. Esseks, Kenneth A. Gallo, Paul S. Mishkin, Gregory T. Casamento, Thomas J. Moloney, Joseph Serino, Jr., Andrew W. Stern, David G. Januszewski, Jonathan Moses, James P. McLoughlin, Jr. and James R. Warnot, Jr. dated February 19, 2019 re: joint status letter. Document filed by UBS AG, UBS Group AG, UBS Securities LLC.(Stock, Eric)
February 19, 2019 Opinion or Order Filing 226 NOTICE OF VOLUNTARY DISMISSAL pursuant to Rule 41(a)(1)(A)(i) of the Federal Rules of Civil Procedure, the plaintiff(s) and or their counsel(s), hereby give notice that the above-captioned action is voluntarily dismissed, without prejudice and without costs against the defendant(s) Credit Suisse Group AG. Document filed by Sandra Lavender, Martin-Han Tran, James Contant, FX Primus Ltd., Charles G. Hitchcock III, Paul Vermillion, Carlos Gonzalez, Victor Hernandez, Ugnius Matkus, Tina Porter, Jerry Jacobson. Proposed document to be reviewed and processed by Clerk's Office staff (No action required by chambers).. (Dell'Angelo, Michael)
February 19, 2019 Opinion or Order Filing 225 ORDER granting #224 Letter Motion for Extension of Time. Application GRANTED. The Clerk of Court is respectfully directed to docket this Order at Nos. 13 Civ. 7789, 15 Civ. 9300, 17 Civ. 3139 and 18 Civ. 10364. SO ORDERED. (Signed by Judge Lorna G. Schofield on 2/19/2019) (kv)
February 15, 2019 Opinion or Order Filing 224 LETTER MOTION for Extension of Time to file a Proposed Deposition Protocol Order addressed to Judge Lorna G. Schofield from Boris Bershteyn dated February 15, 2019. Document filed by JPMorgan Chase & Co., JPMorgan Chase Bank, N.A..(Bershteyn, Boris)
February 8, 2019 Opinion or Order >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #223 MOTION for Michael J. Kane to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16312589. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu)
February 7, 2019 Opinion or Order Filing 223 MOTION for Michael J. Kane to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16312589. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Text of Proposed Order)(Kane, Michael)
February 1, 2019 Opinion or Order Filing 222 ORDER granting #218 Motion for Garrett Webster Wotkyns to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lorna G. Schofield)(Text Only Order) (jcs)
January 31, 2019 Opinion or Order Filing 221 LETTER addressed to Judge Lorna G. Schofield from Michael DellAngelo dated 01/31/2019 re: To Notify the Court of Supplemental Facts Relevant to Foreign Defendants' Motion to Dismiss the SCCAC for Lack of Personal Jurisdiction. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion.(Dell'Angelo, Michael)
January 28, 2019 Opinion or Order Filing 220 DECLARATION of Michael DellAngelo in Opposition re: #197 MOTION to Dismiss for Lack of Jurisdiction / NOTICE OF FOREIGN DEFENDANTS' MOTION TO DISMISS THE COMPLAINT FOR LACK OF PERSONAL JURISDICTION.. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11, #12 Exhibit 12, #13 Exhibit 13, #14 Exhibit 14, #15 Exhibit 15)(Dell'Angelo, Michael)
January 28, 2019 Opinion or Order Filing 219 MEMORANDUM OF LAW in Opposition re: #197 MOTION to Dismiss for Lack of Jurisdiction / NOTICE OF FOREIGN DEFENDANTS' MOTION TO DISMISS THE COMPLAINT FOR LACK OF PERSONAL JURISDICTION. . Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion. (Dell'Angelo, Michael)
January 16, 2019 Opinion or Order >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #218 MOTION for Garrett Webster Wotkyns to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)
January 15, 2019 Opinion or Order Filing 218 MOTION for Garrett Webster Wotkyns to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion. (Attachments: #1 Exhibit A - Certificates of Good Standing, #2 Exhibit B - Affidavit, #3 Text of Proposed Order)(Wotkyns, Garrett)
January 15, 2019 Opinion or Order >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #217 MOTION for Garrett W. Wotkyns to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16188909. Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): missing Certificate of Good Standing from Supreme Court of Texas;. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (wb)
January 14, 2019 Opinion or Order Filing 217 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Garrett W. Wotkyns to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16188909. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Text of Proposed Order)(Wotkyns, Garrett) Modified on 1/15/2019 (wb).
January 11, 2019 Opinion or Order Filing 216 ANSWER to #183 Amended Complaint,,,,,. Document filed by JPMorgan Chase & Co., JPMorgan Chase Bank, N.A..(Bershteyn, Boris)
January 11, 2019 Opinion or Order Filing 215 ANSWER to #183 Amended Complaint,,,,,. Document filed by RBC Capital Markets LLC.(Lanning, Joshua)
January 11, 2019 Opinion or Order Filing 214 ANSWER to #183 Amended Complaint,,,,,. Document filed by Morgan Stanley, Morgan Stanley & Co. International PLC, Morgan Stanley & Co., LLC.(Moses, Jonathan)
January 11, 2019 Opinion or Order Filing 213 ANSWER to #183 Amended Complaint,,,,,. Document filed by Credit Suisse AG, Credit Suisse Securities (USA) LLC.(Januszewski, David)
January 11, 2019 Opinion or Order Filing 212 ANSWER to #183 Amended Complaint,,,,,. Document filed by Deutsche Bank AG, Deutsche Bank Securities Inc..(Montgomery, George)
January 11, 2019 Opinion or Order Filing 211 ANSWER to #183 Amended Complaint,,,,,. Document filed by RBS Securities Inc..(Mishkin, Paul)
January 11, 2019 Opinion or Order Filing 210 ANSWER to #183 Amended Complaint,,,,,. Document filed by Barclays Capital Inc..(Schwartz, Matthew)
January 11, 2019 Opinion or Order Filing 209 ANSWER to #183 Amended Complaint,,,,,. Document filed by Bank Of America Corporation, Bank of America, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc..(Resetarits, Jeffrey)
January 11, 2019 Opinion or Order Filing 208 ANSWER to #183 Amended Complaint,,,,,. Document filed by Goldman Sachs & Co. LLC, The Goldman Sachs Group, Inc..(Zutshi, Rishi)
January 11, 2019 Opinion or Order Filing 207 ANSWER to #183 Amended Complaint,,,,,. Document filed by UBS Securities LLC.(Stock, Eric)
January 11, 2019 Opinion or Order Filing 206 ANSWER to #183 Amended Complaint,,,,,. Document filed by HSBC Bank USA, N.A., HSBC North America Holdings, Inc., HSBC Securities (USA) Inc..(Casamento, Gregory)
January 11, 2019 Opinion or Order Filing 205 ANSWER to #183 Amended Complaint,,,,,. Document filed by BNP Paribas North America, Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Securities Corp..(Hall, Laura)
January 11, 2019 Opinion or Order Filing 204 MEMO ENDORSEMENT on re: (399 in 1:15-cv-09300-LGS) Letter filed by John Nypl. ENDORSEMENT: Application DENIED without prejudice to renewal. The Court's December 20, 2018 Order (Dkt. No. 393) directed the parties to meet and confer and to propose a deposition protocol order. Plaintiffs objections are premature; they may object to the proposed deposition protocol after it has been filed. To the extent that the Nypl Plaintiffs have not been invited to meet and confer with the other parties, the parties are directed to include the Nypl Plaintiffs in such discussions. The Clerk of Court is respectfully directed to docket this Order at 13 Civ. 7789, 15 Civ. 9300, 17 Civ. 3139 and 18 Civ. 10364. (Signed by Judge Lorna G. Schofield on 1/11/2019) (cf)
January 10, 2019 Opinion or Order Filing 203 ORDER granting #201 Motion for Gretchen M. Wolf to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lorna G. Schofield)(Text Only Order) (jcs)
January 3, 2019 Opinion or Order Filing 202 JOINT LETTER addressed to Judge Lorna G. Schofield from the undersigned Plaintiffs and Non-Settling Defendants dated January 3, 2019 re: Status update pursuant to this Court's November 16, 2018 Order. Document filed by BNP Paribas Group, BNP Paribas North America, Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Securities Corp., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., Goldman Sachs & Co. LLC, HSBC Bank PLC, HSBC Bank USA, N.A., HSBC North America Holdings, Inc., HSBC Securities (USA) Inc., JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley, Morgan Stanley & Co. International PLC, Morgan Stanley & Co., LLC, RBC Capital Markets LLC, RBS Securities Inc., Societe Generale S.A., Standard Chartered Bank, The Bank of Tokyo Mitsubishi UFJ Ltd., The Goldman Sachs Group, Inc., The Royal Bank of Scotland PLC, UBS AG, UBS Group AG, UBS Securities LLC.(Bershteyn, Boris)
January 3, 2019 Opinion or Order Filing 201 CONSENT MOTION for Gretchen M. Wolf to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16133119. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by JPMorgan Chase & Co., JPMorgan Chase Bank, N.A.. (Attachments: #1 Affidavit of Gretchen M. Wolf in Support of Motion for Admission Pro Hac Vice, #2 Exhibit 1 - Certificates of Good Standing, #3 Text of Proposed Order)(Wolf, Gretchen)
January 3, 2019 Opinion or Order >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #201 CONSENT MOTION for Gretchen M. Wolf to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16133119. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)
December 21, 2018 Opinion or Order Filing 200 JOINDER to join re: #199 Declaration in Support of Motion,,, #198 Memorandum of Law in Support of Motion, #197 MOTION to Dismiss for Lack of Jurisdiction / NOTICE OF FOREIGN DEFENDANTS' MOTION TO DISMISS THE COMPLAINT FOR LACK OF PERSONAL JURISDICTION. . Document filed by UBS Group AG.(Stock, Eric)
December 20, 2018 Opinion or Order Filing 199 DECLARATION of ERIC J. STOCK in Support re: #197 MOTION to Dismiss for Lack of Jurisdiction / NOTICE OF FOREIGN DEFENDANTS' MOTION TO DISMISS THE COMPLAINT FOR LACK OF PERSONAL JURISDICTION.. Document filed by UBS AG. (Attachments: #1 Exhibit 1 - Wright Declaration, #2 Exhibit 2 - Hennessey Declaration, #3 Exhibit 3 - Klay Declaration, #4 Exhibit 4 - Black Declaration, #5 Exhibit 5 - Francis Declaration, #6 Exhibit 6 - Stoulil Declaration, #7 Exhibit 7 - Goulart Declaration, #8 Exhibit 8 - Gougherty Declaration, #9 Exhibit 9 - Bourrinet Declaration, #10 Exhibit 10 - McAll Declaration, #11 Exhibit 11- Connors Declaration, #12 Exhibit 12 - Second Consolidated Class Action Complaint)(Stock, Eric)
December 20, 2018 Opinion or Order Filing 198 MEMORANDUM OF LAW in Support re: #197 MOTION to Dismiss for Lack of Jurisdiction / NOTICE OF FOREIGN DEFENDANTS' MOTION TO DISMISS THE COMPLAINT FOR LACK OF PERSONAL JURISDICTION. . Document filed by UBS AG. (Stock, Eric)
December 20, 2018 Opinion or Order Filing 197 MOTION to Dismiss for Lack of Jurisdiction / NOTICE OF FOREIGN DEFENDANTS' MOTION TO DISMISS THE COMPLAINT FOR LACK OF PERSONAL JURISDICTION. Document filed by UBS AG. Responses due by 1/28/2019(Stock, Eric)
December 20, 2018 Opinion or Order Filing 196 NOTICE OF APPEARANCE by Rishi Nachiketa Zutshi on behalf of Goldman Sachs & Co. LLC, The Goldman Sachs Group, Inc.. (Zutshi, Rishi)
December 20, 2018 Opinion or Order Filing 195 ORDER: IT IS HEREBY ORDERED that: 1. Counsel for the Parties in the Actions shall meet and confer in good faith and propose to the Court within 60 days of this Order, a proposed order ("Proposed Deposition Protocol Order"), including any disputes, that would facilitate the scheduling of depositions in the Actions, so as to, among other things, (i) ensure the opportunity for all parties in the Actions to participate in any noticed deposition; and (ii) minimize the likelihood that any individual (other than experts) and Rule 30(b)(6) designees will be deposed multiple times in the Actions. (As further set forth in this Order.) (Signed by Judge Lorna G. Schofield on 12/20/2018) (cf)
December 20, 2018 Opinion or Order Filing 194 LETTER addressed to Judge Lorna G. Schofield from Matthew A. Schwartz dated December 20, 2018 re: Defendants' (Proposed) Order Regarding Deposition Coordination. Document filed by Barclays Bank PLC, Barclays Capital Inc.. (Attachments: #1 Text of Proposed Order)(Schwartz, Matthew)
December 19, 2018 Opinion or Order Filing 193 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent The Royal Bank of Scotland Group plc for The Royal Bank of Scotland PLC. Document filed by The Royal Bank of Scotland PLC.(Mishkin, Paul)
December 17, 2018 Opinion or Order Filing 192 NOTICE OF APPEARANCE by Maude Paquin on behalf of The Royal Bank of Scotland PLC. (Paquin, Maude)
December 17, 2018 Opinion or Order Filing 191 NOTICE OF APPEARANCE by Melissa Carrie King on behalf of The Royal Bank of Scotland PLC. (King, Melissa)
December 17, 2018 Opinion or Order Filing 190 NOTICE OF APPEARANCE by Paul Steel Mishkin on behalf of The Royal Bank of Scotland PLC. (Mishkin, Paul)
December 14, 2018 Opinion or Order Filing 189 NOTICE OF APPEARANCE by Margaret Ann Barone on behalf of Credit Suisse AG, Credit Suisse Group AG, Credit Suisse Securities (USA) LLC. (Barone, Margaret)
December 11, 2018 Opinion or Order Filing 188 LETTER addressed to Judge Lorna G. Schofield from Michael Dell'Angelo dated December 11, 2018 re: Plaintiffs' Response to Foreign Defendants' December 4, 2018 Letter. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion.(Dell'Angelo, Michael)
December 4, 2018 Opinion or Order Filing 187 LETTER addressed to Judge Lorna G. Schofield from Eric J. Stock, Matthew A. Schwartz, Paul S. Mishkin, David G. Januszewski, James R. Warnot, Jr., Gregory T. Casamento, Kenneth A. Gallo, Andrew W. Stern and David C. Esseks dated December 4, 2018 re: Foreign Defendants intend to move to dismiss the Second Amended Complaint. Document filed by UBS AG.(Stock, Eric)
December 4, 2018 Opinion or Order Filing 186 CERTIFICATE OF SERVICE of Second Consolidated Class Action Complaint served on Arizona Attorney General Mark Brnovich, pursuant to the Arizona Antitrust Act, on 11/28/2018. Service was accepted by Lisa Fischer, Lobby Receptionist. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hitchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion. (Dell'Angelo, Michael)
November 30, 2018 Opinion or Order Filing 185 STIPULATION AND ORDER OF CONFIDENTIALITY...regarding procedures to be followed that shall govern the handling of confidential material... (As further set forth in this Order.) (Signed by Judge Lorna G. Schofield on 11/30/2018) (cf)
November 29, 2018 Opinion or Order Filing 184 PROPOSED PROTECTIVE ORDER. Document filed by BNP Paribas Group, BNP Paribas North America, Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Securities Corp.. (Hall, Laura)
November 28, 2018 Opinion or Order Filing 183 SECOND AMENDED COMPLAINT amending #84 Complaint,,,,, against BNP Paribas Group, BNP Paribas North America, Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Securities Corp., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Citibank, N.A., Citicorp, Citigroup Global Markets Inc., Citigroup Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., Goldman, Sachs & Co., HSBC Bank PLC, HSBC Bank USA, N.A., HSBC North America Holdings, Inc., HSBC Securities (USA) Inc., JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley, Morgan Stanley & Co. International PLC, Morgan Stanley & Co., LLC, RBC Capital Markets LLC, RBS Securities Inc., Societe Generale S.A., Standard Chartered Bank, The Bank of Tokyo Mitsubishi UFJ Ltd., The Goldman Sachs Group, Inc., The Royal Bank of Scotland PLC, UBS AG, UBS Group AG, UBS Securities LLC with JURY DEMAND.Document filed by Sandra Lavender, Martin-Han Tran, James Contant, FX Primus Ltd., Charles Hitchcock, III, Paul Vermillion, Carlos Gonzalez, Victor Hernandez, Ugnius Matkus, Tina Porter, Jerry Jacobson. Related document: #84 Complaint,,,,,.(Dell'Angelo, Michael)
November 28, 2018 Opinion or Order Filing 182 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a confernece proceeding held on 11/15/18 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly)
November 28, 2018 Opinion or Order Filing 181 TRANSCRIPT of Proceedings re: conference held on 11/15/2018 before Judge Lorna G. Schofield. Court Reporter/Transcriber: Vincent Bologna, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 12/19/2018. Redacted Transcript Deadline set for 12/31/2018. Release of Transcript Restriction set for 2/26/2019.(McGuirk, Kelly)
November 27, 2018 Opinion or Order Filing 180 ORDER granting #179 Letter Motion for Leave to File Document. Application GRANTED. (Signed by Judge Lorna G. Schofield on 11/27/2018) (mro)
November 26, 2018 Opinion or Order Filing 179 LETTER MOTION for Leave to File Second Consolidated Class Action Complaint addressed to Judge Lorna G. Schofield from Michael Dell'Angelo dated 11/26/2018. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles Hitchcock, III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion.(Dell'Angelo, Michael)
November 26, 2018 Opinion or Order ***NOTICE TO ATTORNEY REGARDING DEFICIENT PLEADING. Notice to Attorney Michael C. Dell'Angelo to RE-FILE re: Document No. #178 Amended Complaint. The filing is deficient for the following reason(s): Court's leave has not been granted; the wrong event type was selected. Re-file the pleading using the event type Complaint found under the event list Complaints and Other Initiating Documents - attach the correct signed PDF - select the individually named filer/filers - select the individually named party/parties the pleading is against. File the Exhibit to Pleading event found under the event list Other Documents and attach either opposing party's written consent or Court's leave. (jgo)
November 21, 2018 Opinion or Order Filing 178 FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - SECOND AMENDED COMPLAINT amending #84 Complaint,,,,, against BNP Paribas Group, BNP Paribas North America, Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Securities Corp., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Citibank, N.A., Citicorp, Citigroup Global Markets Inc., Citigroup Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., Goldman, Sachs & Co., HSBC Bank PLC, HSBC Bank USA, N.A., HSBC North America Holdings, Inc., HSBC Securities (USA) Inc., JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley, Morgan Stanley & Co. International PLC, Morgan Stanley & Co., LLC, RBC Capital Markets LLC, RBS Securities Inc., Societe Generale S.A., Standard Chartered Bank, The Bank of Tokyo Mitsubishi UFJ Ltd., The Goldman Sachs Group, Inc., The Royal Bank of Scotland PLC, UBS AG, UBS Group AG, UBS Securities LLC with JURY DEMAND.Document filed by Sandra Lavender, Martin-Han Tran, James Contant, FX Primus Ltd., Charles Hitchcock, III, Paul Vermillion, Carlos Gonzalez, Victor Hernandez, Ugnius Matkus, Tina Porter, Jerry Jacobson. Related document: #84 Complaint,,,,,.(Dell'Angelo, Michael) Modified on 11/26/2018 (jgo).
November 21, 2018 Opinion or Order ***NOTICE TO ATTORNEY REGARDING DEFICIENT PLEADING. Notice to Attorney Michael C. Dell'Angelo to RE-FILE Document No. #177 Amended Complaint,,,,,. The filing is deficient for the following reason(s): the wrong event type was used to file the pleading;. Re-file the pleading using the event type Second Amended Complaint found under the event list Complaints and Other Initiating Documents - attach the correct signed PDF - select the individually named filer/filers - select the individually named party/parties the pleading is against. (pc)
November 20, 2018 Opinion or Order Filing 177 FILING ERROR - DEFICIENT PLEADING - WRONG EVENT TYPE SELECTED FROM MENU - AMENDED COMPLAINT amending #84 Complaint,,,,, against BNP Paribas Group, BNP Paribas North America, Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Securities Corp., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Citibank, N.A., Citicorp, Citigroup Global Markets Inc., Citigroup Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., Goldman, Sachs & Co., HSBC Bank PLC, HSBC Bank USA, N.A., HSBC North America Holdings, Inc., HSBC Securities (USA) Inc., JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley, Morgan Stanley & Co. International PLC, Morgan Stanley & Co., LLC, RBC Capital Markets LLC, RBS Securities Inc., Societe Generale S.A., Standard Chartered Bank, The Bank of Tokyo Mitsubishi UFJ Ltd., The Goldman Sachs Group, Inc., UBS AG, UBS Group AG, UBS Securities LLC, The Royal Bank of Scotland PLC with JURY DEMAND.Document filed by Sandra Lavender, Martin-Han Tran, James Contant, FX Primus Ltd., Charles Hitchcock, III, Paul Vermillion, Carlos Gonzalez, Victor Hernandez, Ugnius Matkus, Tina Porter, Jerry Jacobson. Related document: #84 Complaint,,,,,.(Dell'Angelo, Michael) Modified on 11/21/2018 (pc).
November 16, 2018 Opinion or Order Filing 176 CIVIL CASE MANAGEMENT PLAN AND SCHEDULING ORDER: All parties do not consent to conducting all further proceedings before a United States Magistrate Judge, including motions and trial. All fact discovery shall be completed by May 2, 2019. Expert discovery is stayed. This case is to be tried to a jury. The parties cannot estimate the length of trial at this time. The discovery stay in this matter is lifted, except as to matters stayed pursuant to DOJ request. A case management conference will be held on May 16, 2019, at 11:00 a.m. All Defendants seeking to move to dismiss pursuant to Fed. R. Civ. P. 12 shall file such joint motion(s) on December 20, 2018, and all other Defendants shall file individual answers on or before January 11, 2019; Plaintiffs shall file their memoranda in opposition to Defendants' motion(s) to dismiss on or before January 28, 2019; and Defendants shall file their joint reply brief(s) on or before February 19, 2019. (As further set forth in this Order.) Motions due by 12/20/2018. Responses due by 1/28/2019 Replies due by 2/19/2019. Fact Discovery due by 5/2/2019. Case Management Conference set for 5/16/2019 at 11:00 AM before Judge Lorna G. Schofield. (Signed by Judge Lorna G. Schofield on 11/15/2018) (cf)
November 16, 2018 Opinion or Order Filing 175 ORDER denying #154 Motion for Settlement: WHEREAS, on November 15, 2018, a preliminary approval hearing and initial pretrial conference were held. For the reasons stated in the conferences, it is hereby ORDERED that Plaintiffs' motion for preliminary approval of the proposed settlement with the Citibank defendants is DENIED. It is further ORDERED that by November 21, 2018, Plaintiffs shall submit to Defendants the names of the retail foreign exchange dealers, as discussed at the conference. It is further ORDERED that if Defendants wish to have the Court issue an order encouraging the parties in this case and the related cases to coordinate with respect to depositions and other discovery, Defendants shall file a proposed order on ECF. The Clerk of Court is respectfully directed to close the motion at Docket No. 154. (Signed by Judge Lorna G. Schofield on 11/16/2018) (jwh)
November 15, 2018 Opinion or Order Minute Entry for proceedings held before Judge Lorna G. Schofield: Initial Pretrial Conference held on 11/15/2018. (jcs)
November 15, 2018 Opinion or Order Minute Entry for proceedings held before Judge Lorna G. Schofield: Status Conference held on 11/15/2018. (jcs)
November 13, 2018 Opinion or Order Filing 174 ORDER: It is hereby ORDERED that the initial conference in this matter previously scheduled for November 15, 2018 at 11:30 a.m., is rescheduled for November 15, 2018 at 10:30 a.m., due to a scheduling conflict. Any parties not located within the metropolitan area who wish to participate telephonically may do so by advising the Court, convening all parties on the line and calling chambers at (212) 805-0288 from a landline. Initial Conference set for 11/15/2018 at 10:30 AM before Judge Lorna G. Schofield. (Signed by Judge Lorna G. Schofield on 11/13/2018) (mro)
November 13, 2018 Opinion or Order Filing 173 ORDER: It is hereby ORDERED that the status conference in this matter previously scheduled for November 15, 2018 at 11:30 a.m., is rescheduled for November 15, 2018 at 10:30 a.m., due to a scheduling conflict. Any parties not located within the metropolitan area who wish to participate telephonically may do so by advising the Court, convening all parties on the line and calling chambers at (212) 805-0288 from a landline. ( Status Conference set for 11/15/2018 at 10:30 AM before Judge Lorna G. Schofield.) (Signed by Judge Lorna G. Schofield on 11/13/2018) (mro)
November 13, 2018 Opinion or Order Filing 172 NOTICE OF APPEARANCE by Andrew Rhys Davies on behalf of BNP Paribas Group, BNP Paribas North America, Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Securities Corp.. (Davies, Andrew)
November 13, 2018 Opinion or Order Filing 171 NOTICE OF APPEARANCE by Rebecca Rose Delfiner on behalf of BNP Paribas Group, BNP Paribas North America, Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Securities Corp.. (Delfiner, Rebecca)
November 8, 2018 Opinion or Order Filing 170 JOINT LETTER addressed to Judge Lorna G. Schofield from Michael Dell'Angelo dated 11/08/2018 re: Joint Letter in Advance of Initial Conference. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles Hitchcock, III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion. (Attachments: #1 Exhibit Proposed Case Management Order)(Dell'Angelo, Michael)
November 2, 2018 Opinion or Order Filing 169 JOINT LETTER addressed to Judge Lorna G. Schofield from Non-Settling Defendants dated November 2, 2018 re: Proposed Order for Settlement. Document filed by BNP Paribas Group, BNP Paribas North America, Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Securities Corp., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., Goldman, Sachs & Co., HSBC Bank PLC, HSBC Bank USA, N.A., HSBC North America Holdings, Inc., HSBC Securities (USA) Inc., JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley, Morgan Stanley & Co. International PLC, Morgan Stanley & Co., LLC, RBC Capital Markets LLC, RBS Securities Inc., Royal Bank of Scotland Group PLC, Societe Generale S.A., Standard Chartered Bank, The Bank of Tokyo Mitsubishi UFJ Ltd., The Goldman Sachs Group, Inc., UBS AG, UBS Group AG, UBS Securities LLC.(Bershteyn, Boris)
October 29, 2018 Opinion or Order Filing 168 ORDER: It is hereby ORDERED that the preliminary approval hearing in this matter, previously scheduled for November 1, 2018, shall be rescheduled for November 15, 2018, at 11:30 a.m., due to a conflict in the Courts schedule. Any parties not located within the metropolitan Tri-state area who wish to participate telephonically may request permission to do so by filing a letter motion on ECF and (if the motion is granted) convening with all parties on the line and calling into chambers at (212) 805-0288. (Status Conference set for 11/15/2018 at 11:30 AM before Judge Lorna G. Schofield.) (Signed by Judge Lorna G. Schofield on 10/29/2018) (jca)
October 29, 2018 Opinion or Order Filing 167 ORDER: Initial Conference set for 11/15/2018 at 11:45 AM in Courtroom 1106, Thurgood Marshal Courthouse, 40 Foley Square, New York, NY 10007 before Judge Lorna G. Schofield. (As further set forth in this Order) (Signed by Judge Lorna G. Schofield on 10/29/2018) (ne)
October 25, 2018 Opinion or Order Filing 166 OPINION AND ORDER: Plaintiffs move for leave to file their Proposed Second Consolidated Class Action Complaint (the "Proposed Complaint") pursuant to Federal Rule of Civil Procedure 15(a)(2). (As further set forth in this Order.) For the foregoing reasons, Plaintiffs' motion to amend is DENIED with respect to the Sherman Act claim. Plaintiffs' motion for leave to amend is GRANTED with respect to all state law claims, except to the extent that the Proposed Complaint raises claims against the NAs under Florida and Illinois law. The Clerk of Court is respectfully directed to close the motion at Docket Nos. 103, 105 and 120. (Signed by Judge Lorna G. Schofield on 10/25/2018) (cf)
September 21, 2018 Opinion or Order Filing 165 JOINT LETTER addressed to Judge Lorna G. Schofield from Non-settling Defendants dated September 21, 2018 re: Florida Deceptive and Unfair Trade Practices Act claims. Document filed by BNP Paribas Group, BNP Paribas North America, Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Securities Corp., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., Goldman, Sachs & Co., HSBC Bank PLC, HSBC Bank USA, N.A., HSBC North America Holdings, Inc., HSBC Securities (USA) Inc., JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley, Morgan Stanley & Co. International PLC, Morgan Stanley & Co., LLC, RBC Capital Markets LLC, RBS Securities Inc., Royal Bank of Scotland Group PLC, Societe Generale S.A., Standard Chartered Bank, The Bank of Tokyo Mitsubishi UFJ Ltd., The Goldman Sachs Group, Inc., UBS AG, UBS Group AG, UBS Securities LLC.(Bershteyn, Boris)
September 21, 2018 Opinion or Order Filing 164 LETTER addressed to Judge Lorna G. Schofield from Michael Dell'Angelo dated September 21, 2018 re: the Florida Deceptive and Unfair Trade Practices Act Federal Bank Exemption. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles Hitchcock, III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion.(Dell'Angelo, Michael)
September 21, 2018 Opinion or Order Filing 163 ORDER: WHEREAS, a preliminary approval hearing in this action was previously scheduled for September 27, 2018. It is hereby ORDERED that the preliminary approval hearing is adjourned to November 1, 2018, at 11:15 AM. (Status Conference set for 11/1/2018 at 11:15 AM before Judge Lorna G. Schofield.) (Signed by Judge Lorna G. Schofield on 9/21/2018) (jca)
September 14, 2018 Opinion or Order Filing 162 ORDER granting #161 Letter Motion for Extension of Time. APPLICATION GRANTED. The time for the parties to file the referenced letter briefs is extended from September 19, 2018 to September 21, 2018. Motions due by 9/21/2018. (Signed by Judge Lorna G. Schofield on 9/14/2018) (cf)
September 14, 2018 Opinion or Order Filing 161 JOINT LETTER MOTION for Extension of Time for filing the letter briefs addressing the Florida Deceptive and Unfair Trade Practices Act claims addressed to Judge Lorna G. Schofield from the undersigned plaintiffs and non-settling defendants dated September 14, 2018. Document filed by BNP Paribas Group, BNP Paribas North America, Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Securities Corp., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., Goldman, Sachs & Co., HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC North America Holdings, Inc., HSBC Securities (USA) Inc., JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley, Morgan Stanley & Co. International PLC, Morgan Stanley & Co., LLC, RBC Capital Markets LLC, RBS Securities Inc., Royal Bank of Scotland Group PLC, Societe Generale S.A., Standard Chartered Bank, The Bank of Tokyo Mitsubishi UFJ Ltd., The Goldman Sachs Group, Inc., UBS AG, UBS Group AG, UBS Securities LLC.(Bershteyn, Boris)
September 12, 2018 Opinion or Order Filing 160 OPINION AND ORDER: It is hereby ORDERED that, by September 19, 2018, Plaintiffs and Defendants shall each submit a letter brief, not to exceed three pages, citing any applicable law and legislative history and including any argument as to (1) what entities constitute "banks... regulated by federal agencies" within the meaning of 501.212(4)(c) and (2) which Defendants do or do not meet that definition. (As further set forth in this Order.) (Motions due by 9/19/2018.) (Signed by Judge Lorna G. Schofield on 9/12/2018) (cf)
August 28, 2018 Opinion or Order Filing 159 NOTICE OF CHANGE OF ADDRESS by Joshua Ripley on behalf of James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles Hitchcock, III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion. New Address: BERGER MONTAGUE PC, 1818 Market Street, Suite 3600, PHILADELPHIA, PENNSYLVANIA, United States 19103, 215-875-3000. (Ripley, Joshua)
August 28, 2018 Opinion or Order Filing 158 NOTICE OF CHANGE OF ADDRESS by Michael C. Dell'Angelo on behalf of James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles Hitchcock, III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion. New Address: BERGER MONTAGUE PC, 1818 Market Street, Suite 3600, PHILADELPHIA, PENNSYLVANIA, United States 19103, 215-875-3000. (Dell'Angelo, Michael)
August 22, 2018 Opinion or Order Filing 157 MEMO ENDORSEMENT on re: #154 MOTION for Settlement (Preliminary Approval). filed by Paul Vermillion, Carlos Gonzalez, FX Primus Ltd., Charles Hitchcock, III, Martin-Han Tran, James Contant, Jerry Jacobson, Ugnius Matkus, Victor Hernandez, Sandra Lavender, Tina Porter. ENDORSEMENT: A Preliminary Approval Hearing will be held on September 27, 2018, at 11:30 a.m. (Status Conference set for 9/27/2018 at 11:30 AM before Judge Lorna G. Schofield.) (Signed by Judge Lorna G. Schofield on 8/22/2018) (cf)
August 21, 2018 Opinion or Order Filing 156 DECLARATION of Michael Dell'Angelo in Support re: #154 MOTION for Settlement (Preliminary Approval).. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles Hitchcock, III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E)(Dell'Angelo, Michael)
August 21, 2018 Opinion or Order Filing 155 MEMORANDUM OF LAW in Support re: #154 MOTION for Settlement (Preliminary Approval). . Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles Hitchcock, III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion. (Dell'Angelo, Michael)
August 21, 2018 Opinion or Order Filing 154 MOTION for Settlement (Preliminary Approval). Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles Hitchcock, III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion. (Attachments: #1 Text of Proposed Order)(Dell'Angelo, Michael)
August 1, 2018 Opinion or Order Filing 153 NOTICE OF CHANGE OF ADDRESS by George Patrick Montgomery on behalf of Deutsche Bank AG, Deutsche Bank Securities Inc.. New Address: King & Spalding LLP, 1700 Pennsylvania Avenue NW, Suite 200, Washington, DC, United States 20006, 202 737 0500. (Montgomery, George)
July 2, 2018 Opinion or Order Filing 152 MEMO ENDORSEMENT on re: #151 Letter filed by Royal Bank of Scotland Group PLC, RBS Securities Inc. ENDORSEMENT: SO ORDERED. (Signed by Judge Lorna G. Schofield on 7/2/2018) (cf)
June 29, 2018 Opinion or Order Filing 151 LETTER addressed to Judge Lorna G. Schofield from Joel Cohen dated June 29, 2018 re: To Withdraw as Counsel of Record. Document filed by RBS Securities Inc., Royal Bank of Scotland Group PLC.(Cohen, Joel)
June 29, 2018 Opinion or Order Filing 150 NOTICE OF APPEARANCE by Paul Steel Mishkin on behalf of RBS Securities Inc., Royal Bank of Scotland Group PLC. (Mishkin, Paul)
June 12, 2018 Opinion or Order Filing 149 ORDER GRANTING MOTION TO WITHDRAW AS COUNSEL granting #147 Motion to Withdraw as Attorney: that the motion of Sue S. Guan to withdraw as counsel for The Goldman Sachs Group, Inc. and Goldman Sachs & Co. LLC is granted, and Ms. Guan's appearance is withdrawn as of the date of this order. The Clerk of Court is respectfully directed to terminate Ms. Guan on the Docket. Attorney Sue Siyan Guan terminated. (Signed by Judge Lorna G. Schofield on 6/12/2018) (tn)
June 11, 2018 Opinion or Order Filing 148 DECLARATION of Sue S. Guan in Support re: #147 MOTION for Sue S. Guan to Withdraw as Attorney /Notice of Motion to Withdraw As Counsel, dated June 11, 2018... Document filed by Goldman Sachs & Co. LLC, The Goldman Sachs Group, Inc.. (Attachments: #1 Text of Proposed Order)(Guan, Sue)
June 11, 2018 Opinion or Order Filing 147 MOTION for Sue S. Guan to Withdraw as Attorney /Notice of Motion to Withdraw As Counsel, dated June 11, 2018.. Document filed by Goldman Sachs & Co. LLC, The Goldman Sachs Group, Inc..(Guan, Sue)
May 30, 2018 Opinion or Order Filing 146 REPLY MEMORANDUM OF LAW in Support re: #138 MOTION for Leave to File [Proposed] Second Consolidated Class Action Complaint . . Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles Hitchcock, III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion. (Attachments: #1 Exhibit A)(Dell'Angelo, Michael)
May 29, 2018 Opinion or Order Filing 145 NOTICE OF APPEARANCE by Maude Paquin on behalf of RBS Securities Inc., Royal Bank of Scotland Group PLC. (Paquin, Maude)
May 10, 2018 Opinion or Order Filing 144 MEMORANDUM OF LAW in Opposition re: #138 MOTION for Leave to File [Proposed] Second Consolidated Class Action Complaint . . Document filed by BNP Paribas Group, BNP Paribas North America, Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Securities Corp., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., Goldman Sachs & Co. LLC, HSBC Bank PLC, HSBC Bank USA, N.A., HSBC North America Holdings, Inc., HSBC Securities (USA) Inc., JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley, Morgan Stanley & Co. International PLC, Morgan Stanley & Co., LLC, RBC Capital Markets LLC, RBS Securities Inc., Royal Bank of Scotland Group PLC, Societe Generale S.A., Standard Chartered Bank, The Bank of Tokyo Mitsubishi UFJ Ltd., The Goldman Sachs Group, Inc., UBS AG, UBS Group AG, UBS Securities LLC. (Bershteyn, Boris)
April 12, 2018 Opinion or Order Filing 143 MEMO ENDORSEMENT on re: #142 Letter, filed by Paul Vermillion, Carlos Gonzalez, FX Primus Ltd., Charles Hitchcock, III, Martin-Han Tran, James Contant, Jerry Jacobson, Ugnius Matkus, Victor Hernandez, Sandra Lavender, Tina Porter. ENDORSEMENT: APPLICATION GRANTED. ( Responses due by 5/10/2018, Replies due by 5/30/2018.) (Signed by Judge Lorna G. Schofield on 4/12/2018) (mro)
April 10, 2018 Opinion or Order Filing 142 JOINT LETTER addressed to Judge Lorna G. Schofield from Michael Dell'Angelo dated April 10, 2018 re: Proposed Briefing Schedule. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles Hitchcock, III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion.(Dell'Angelo, Michael)
April 9, 2018 Opinion or Order Filing 141 NOTICE of Change of Name. Document filed by The Bank of Tokyo Mitsubishi UFJ Ltd.. (Gallo, Kenneth)
April 6, 2018 Opinion or Order Filing 140 MEMO ENDORSEMENT with respect to #138 Letter Motion for Leave to File Document. ENDORSEMENT: The parties shall file a joint letter proposing a briefing schedule for the opposition and reply by April 10, 2018. (Signed by Judge Lorna G. Schofield on 4/6/2018) (kgo)
April 5, 2018 Opinion or Order Filing 139 MEMORANDUM OF LAW in Support re: #138 MOTION for Leave to File [Proposed] Second Consolidated Class Action Complaint . . Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles Hitchcock, III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion. (Attachments: #1 Exhibit [Proposed] Second Consolidated Class Action Complaint, #2 Exhibit Report of Carol L. Osler, Ph.D.)(Dell'Angelo, Michael)
April 5, 2018 Opinion or Order Filing 138 MOTION for Leave to File [Proposed] Second Consolidated Class Action Complaint . Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles Hitchcock, III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion.(Dell'Angelo, Michael)
March 15, 2018 Opinion or Order Filing 137 MEMO ENDORSEMENT on NOTICE OF WITHDRAWAL OF ATTORNEY. ENDORSEMENT: SO ORDERED. Attorney Robert S. Khuzami terminated. (Signed by Judge Lorna G. Schofield on 3/15/2018) (kgo) Modified on 5/8/2018 (kgo).
March 15, 2018 Opinion or Order Filing 136 OPINION AND ORDER re: #120 LETTER MOTION for Oral Argument addressed to Judge Lorna G. Schofield from All Defendants dated October 24, 2017. filed by Barclays Capital Inc., The Bank of Tokyo Mitsubishi UFJ Ltd., Goldman, Sachs & Co., Standard Chartered Bank, Deutsche Bank Securities Inc., Citigroup Inc., Citibank, N.A., BNP Paribas Group, RBC Capital Markets LLC, Credit Suisse AG, HSBC Bank PLC, HSBC Holdings PLC, Barclays Bank PLC, Royal Bank of Scotland Group PLC, Morgan Stanley, HSBC Securities (USA) Inc., Citigroup Global Markets Inc., Morgan Stanley & Co. International PLC, Societe Generale S.A., HSBC North America Holdings, Inc., Goldman Sachs & Co. LLC, Citicorp, Bank Of America Corporation, RBS Securities Inc., Morgan Stanley & Co., LLC, UBS Securities LLC, UBS Group AG, Credit Suisse Group AG, BNP Paribas North America, Inc., JPMorgan Chase Bank, N.A., HSBC Bank USA, N.A., UBS AG, BNP Paribas Prime Brokerage, Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank AG, The Goldman Sachs Group, Inc., Merrill Lynch, Pierce, Fenner & Smith Inc., BNP Paribas Securities Corp., JPMorgan Chase & Co., HSBC Holdings plc, Bank of America, N.A., #103 JOINT MOTION to Dismiss Under Federal Rule of Civil Procedure 12(b)(6). filed by Barclays Capital Inc., The Bank of Tokyo Mitsubishi UFJ Ltd., Goldman, Sachs & Co., Standard Chartered Bank, Deutsche Bank Securities Inc., Citigroup Inc., Citibank, N.A., BNP Paribas Group, RBC Capital Markets LLC, Credit Suisse AG, HSBC Bank PLC, HSBC Holdings PLC, Barclays Bank PLC, Royal Bank of Scotland Group PLC, Morgan Stanley, HSBC Securities (USA) Inc., Citigroup Global Markets Inc., Morgan Stanley & Co. International PLC, Societe Generale S.A., HSBC North America Holdings, Inc., Goldman Sachs & Co. LLC, Citicorp, Bank Of America Corporation, RBS Securities Inc., Morgan Stanley & Co., LLC, UBS Securities LLC, UBS Group AG, Credit Suisse Group AG, BNP Paribas North America, Inc., JPMorgan Chase Bank, N.A., HSBC Bank USA, N.A., UBS AG, BNP Paribas Prime Brokerage, Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank AG, The Goldman Sachs Group, Inc., Merrill Lynch, Pierce, Fenner & Smith Inc., BNP Paribas Securities Corp., HSBC Holdings plc, JPMorgan Chase & Co., Bank of America, N.A., #105 MOTION to Dismiss / Notice of Foreign Defendants' Motion to Dismiss the Complaint for Lack of Personal Jurisdiction. filed by The Bank of Tokyo Mitsubishi UFJ Ltd., Standard Chartered Bank, HSBC Bank PLC, HSBC Holdings PLC, Barclays Bank PLC, Royal Bank of Scotland Group PLC, Societe Generale S.A., UBS AG, HSBC Holdings plc.. For the foregoing reasons, Defendants' motion to dismiss the Complaint pursuant to Rule 12(b)(6) for failure to state a claim is GRANTED. Should Plaintiffs choose to attempt to replead, they must file a motion to do so, a supporting memorandum of law and proposed Third Amended Consolidated Class Action Complaint, together with a redline showing how it differs from the Consolidated Class Action Complaint dismissed here, within 21 days. Defendants The Bank of Tokyo-Mitsubishi UFJ, Ltd., Barclays PLC, HSBC Holdings plc, HSBC Bank plc, The Royal Bank of Scotland Group plc, Societe Generale S.A., Standard Chartered Bank and UBS AG's separate motion to dismiss the claims against them pursuant to Federal Rule of Civil Procedure 12(b)(2) for lack of personal jurisdiction is denied as moot. The Clerk of Court is respectfully directed to close the motion at Docket Nos. 103, 105 and 120. (Signed by Judge Lorna G. Schofield on 3/15/2018) (kgo) Modified on 3/15/2018 (kgo).
March 9, 2018 Opinion or Order Filing 135 ORDER granting #133 Motion for Stuart Halkett McCluer to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lorna G. Schofield)(Text Only Order) (Schofield, Lorna)
March 6, 2018 Opinion or Order Filing 134 LETTER addressed to Judge Lorna G. Schofield from Eric J. Stock, Matthew A. Schwartz, Joel M. Cohen, James R. Warnot, Jr., Kenneth A. Gallo, Gregory T. Casamento and Andrew W. Stern dated March 6, 2018 re: recent court decision. Document filed by UBS AG.(Stock, Eric)
March 1, 2018 Opinion or Order Filing 133 MOTION for Stuart Halkett McCluer to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-14760360. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles Hitchcock, III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion. (Attachments: #1 Exhibit A - Affidavit in Support, #2 Exhibit B - Certificates of Good Standing, #3 Exhibit C - Proposed Order)(McCluer, Stuart)
March 1, 2018 Opinion or Order >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #133 MOTION for Stuart Halkett McCluer to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-14760360. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (jc)
February 26, 2018 Opinion or Order Filing 132 LETTER addressed to Judge Lorna G. Schofield from Michael DellAngelo dated 02/26/2018 re: To Notify the Court of Supplemental Authority Relevant to Defendants' Motion to Dismiss the Complaint for Lack of Personal Jurisdiction. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles Hitchcock, III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion. (Attachments: #1 Exhibit)(Dell'Angelo, Michael)
February 9, 2018 Opinion or Order Filing 131 NOTICE OF APPEARANCE by Alyssa Beaver Gomez on behalf of RBS Securities Inc., Royal Bank of Scotland Group PLC. (Gomez, Alyssa)
January 31, 2018 Opinion or Order Filing 130 ORDER: granting #129 Letter Motion for Discovery. Application Granted. (Signed by Judge Lorna G. Schofield on 1/31/2018) (ama)
January 30, 2018 Opinion or Order Filing 129 FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - LETTER MOTION for Discovery addressed to Judge Lorna G. Schofield from Michael DellAngelo dated 01/30/2018. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles Hitchcock, III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion.(Dell'Angelo, Michael) Modified on 3/27/2018 (ldi).
January 29, 2018 Opinion or Order Filing 128 ORDER granting #127 Motion for R. Bryant McCulley to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lorna G. Schofield)(Text Only Order) (Schofield, Lorna)
January 23, 2018 Opinion or Order Filing 127 MOTION for R. Bryant McCulley to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-14610232. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles Hitchcock, III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion. (Attachments: #1 Exhibit Certificates of Good Standing, #2 Affidavit, #3 Text of Proposed Order)(McCulley, R.)
January 23, 2018 Opinion or Order Filing 126 NOTICE of of Depositions in a Related Action. Document filed by Credit Suisse AG, Credit Suisse Group AG, Credit Suisse Securities (USA) LLC. (Hall, Jason)
January 23, 2018 Opinion or Order >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #127 MOTION for R. Bryant McCulley to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-14610232. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)
December 13, 2017 Opinion or Order Filing 125 ORDER granting #124 Motion for Frank B. Ulmer to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lorna G. Schofield)(Text Only Order) (Schofield, Lorna)
November 29, 2017 Opinion or Order Filing 124 MOTION for Frank B. Ulmer to Appear Pro Hac Vice Corrected. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by James Contant. (Attachments: #1 Exhibit Certificates of Good Standing, #2 Affidavit Affidavit, #3 Text of Proposed Order Proposed Order)(Ulmer, Frank)
November 29, 2017 Opinion or Order >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #124 MOTION for Frank B. Ulmer to Appear Pro Hac Vice Corrected. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu)
November 1, 2017 Opinion or Order Filing 123 MOTION for Frank Burton Ulmer to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-14314279. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by James Contant. (Attachments: #1 Exhibit Certificates of Good Standing, #2 Affidavit Affidavit, #3 Text of Proposed Order Proposed Order)(Ulmer, Frank)
November 1, 2017 Opinion or Order >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #123 MOTION for Frank Burton Ulmer to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-14314279. Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): missing Certificate of Good Standing from South Carolina State Board of Law Examiners and Supremem Court of Virginia;. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (wb)
October 24, 2017 Opinion or Order Filing 122 LETTER addressed to Judge Lorna G. Schofield from Eric J. Stock dated October 24, 2017 re: request for oral argument. Document filed by UBS AG.(Stock, Eric)
October 24, 2017 Opinion or Order Filing 121 REPLY MEMORANDUM OF LAW in Support re: #105 MOTION to Dismiss / Notice of Foreign Defendants' Motion to Dismiss the Complaint for Lack of Personal Jurisdiction. . Document filed by UBS AG. (Stock, Eric)
October 24, 2017 Opinion or Order Filing 120 LETTER MOTION for Oral Argument addressed to Judge Lorna G. Schofield from All Defendants dated October 24, 2017. Document filed by BNP Paribas Group, BNP Paribas North America, Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Securities Corp., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Citibank, N.A., Citicorp, Citigroup Global Markets Inc., Citigroup Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., Goldman Sachs & Co. LLC, Goldman, Sachs & Co., HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC North America Holdings, Inc., HSBC Securities (USA) Inc., JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley, Morgan Stanley & Co. International PLC, Morgan Stanley & Co., LLC, RBC Capital Markets LLC, RBS Securities Inc., Royal Bank of Scotland Group PLC, Societe Generale S.A., Standard Chartered Bank, The Bank of Tokyo Mitsubishi UFJ Ltd., The Goldman Sachs Group, Inc., UBS AG, UBS Group AG, UBS Securities LLC.(Bershteyn, Boris)
October 24, 2017 Opinion or Order Filing 119 JOINT REPLY MEMORANDUM OF LAW in Support re: #103 JOINT MOTION to Dismiss Under Federal Rule of Civil Procedure 12(b)(6). . Document filed by BNP Paribas Group, BNP Paribas North America, Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Securities Corp., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Citibank, N.A., Citicorp, Citigroup Global Markets Inc., Citigroup Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., Goldman Sachs & Co. LLC, Goldman, Sachs & Co., HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC North America Holdings, Inc., HSBC Securities (USA) Inc., JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley, Morgan Stanley & Co. International PLC, Morgan Stanley & Co., LLC, RBC Capital Markets LLC, RBS Securities Inc., Royal Bank of Scotland Group PLC, Societe Generale S.A., Standard Chartered Bank, The Bank of Tokyo Mitsubishi UFJ Ltd., The Goldman Sachs Group, Inc., UBS AG, UBS Group AG, UBS Securities LLC. (Bershteyn, Boris)
October 2, 2017 Opinion or Order Filing 118 ORDER granting #114 Motion for John V. Coghlan to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lorna G. Schofield)(Text Only Order) (Schofield, Lorna)
September 27, 2017 Opinion or Order Filing 117 MEMORANDUM OF LAW in Opposition re: #103 JOINT MOTION to Dismiss Under Federal Rule of Civil Procedure 12(b)(6). . Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles Hitchcock, III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion. (Dell'Angelo, Michael)
September 27, 2017 Opinion or Order Filing 116 DECLARATION of Michael DellAngelo in Opposition re: #105 MOTION to Dismiss / Notice of Foreign Defendants' Motion to Dismiss the Complaint for Lack of Personal Jurisdiction.. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles Hitchcock, III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion. (Attachments: #1 Exhibit 1 - FXC Reporting Dealers, #2 Exhibit 2 - FXC Past Members, #3 Exhibit 3 - BTMU FX Report (Excerpted), #4 Exhibit 4 - SocGen FX Report (Excerpted), #5 Exhibit 5 - Standard Chartered FX Report (Excerpted), #6 Exhibit 6 - UBS FX Report (Excerpted), #7 Exhibit 7 - Arrest Warrant Affidavit, #8 Exhibit 8 - UBS Plea Agreement (Excerpted), #9 Exhibit 9 - Barclays Plea Agreement (Excerpted), #10 Exhibit 10 - RBS Plea Agreement (Excerpted), #11 Exhibit 11 - HSBC CFTC Settlement (Excerpted), #12 Exhibit 12 - RBS CFTC Settlement (Excerpted), #13 Exhibit 13 - UBS CFTC Settlement (Excerpted), #14 Exhibit 14 - Barclays NYDFS Consent Order (Excerpted), #15 Exhibit 15 - Barclays Sentencing Memorandum (Excerpted))(Dell'Angelo, Michael)
September 27, 2017 Opinion or Order Filing 115 MEMORANDUM OF LAW in Opposition re: #105 MOTION to Dismiss / Notice of Foreign Defendants' Motion to Dismiss the Complaint for Lack of Personal Jurisdiction. . Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles Hitchcock, III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion. (Dell'Angelo, Michael)
September 27, 2017 Opinion or Order >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #114 MOTION for John V. Coghlan to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-14173303. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)
September 26, 2017 Opinion or Order Filing 114 MOTION for John V. Coghlan to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-14173303. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by JPMorgan Chase & Co., JPMorgan Chase Bank, N.A.. (Attachments: #1 Exhibit A -- Certificates of Good Standing, #2 Affidavit in Support, #3 Text of Proposed Order)(Coghlan, John)
September 15, 2017 Opinion or Order Filing 113 MEMO ENDORSEMENT on MOTION AND ORDER OF WITHDRAWAL OF APPEARANCE OF CYRUS E. ANSARI, ESQ. ENDORSEMENT: So ordered. Granting #112 Motion to Withdraw as Attorney. Attorney Cyrus E. Ansari terminated. (Signed by Judge Lorna G. Schofield on 9/15/2017) (rjm)
September 14, 2017 Opinion or Order Filing 112 MOTION for Cyrus E. Ansari to Withdraw as Attorney . Document filed by Standard Chartered Bank.(Crowell, Nicholas)
September 11, 2017 Opinion or Order Filing 111 ORDER granting #110 Letter Motion for Discovery. APPLICATION GRANTED. Plaintiffs may attend the depositions scheduled for September 22, 26 and 27, 2017, and shall receive copies of the exhibits used during the depositions, subject to the protective order in FOREX. (Signed by Judge Lorna G. Schofield on 9/11/17) (yv)
September 8, 2017 Opinion or Order Filing 110 FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - LETTER MOTION for Discovery addressed to Judge Lorna G. Schofield from Michael DellAngelo dated 09/08/2017. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles Hitchcock, III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion.(Dell'Angelo, Michael) Modified on 9/13/2017 (db).
September 5, 2017 Opinion or Order Filing 109 NOTICE of Depositions In A Related Action. Document filed by Deutsche Bank AG, Deutsche Bank Securities Inc.. (Montgomery, George)
August 29, 2017 Opinion or Order Filing 108 CERTIFICATE OF SERVICE of Consolidated Class Action Complaint served on Arizona Attorney General Mark Brnovich, pursuant to the Arizona Antitrust Act, on 08/18/2017. Service was accepted by Linda Fischer, Lobby Receptionist. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles Hitchcock, III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion. (Dell'Angelo, Michael)
August 11, 2017 Opinion or Order Filing 107 MEMORANDUM OF LAW in Support re: #105 MOTION to Dismiss / Notice of Foreign Defendants' Motion to Dismiss the Complaint for Lack of Personal Jurisdiction. . Document filed by Barclays Bank PLC, HSBC Bank PLC, HSBC Holdings PLC, Royal Bank of Scotland Group PLC, Societe Generale S.A., Standard Chartered Bank, The Bank of Tokyo Mitsubishi UFJ Ltd., UBS AG. (Attachments: #1 Appendix)(Stock, Eric)
August 11, 2017 Opinion or Order Filing 106 DECLARATION of Eric J. Stock in Support re: #105 MOTION to Dismiss / Notice of Foreign Defendants' Motion to Dismiss the Complaint for Lack of Personal Jurisdiction.. Document filed by Barclays Bank PLC, HSBC Bank PLC, HSBC Holdings PLC, Royal Bank of Scotland Group PLC, Societe Generale S.A., Standard Chartered Bank, The Bank of Tokyo Mitsubishi UFJ Ltd., UBS AG. (Attachments: #1 Exhibit 1 - Declaration of E. Hyon, #2 Exhibit 2 - Declaration of N. Black, #3 Exhibit 3 - Declaration of M. Chambers, #4 Exhibit 4 - Declaration of G. Francis, #5 Exhibit 5 - Declaration of W. Gougherty, #6 Exhibit 6 - Declaration of J. Connors, #7 Exhibit 7 - Declaration of D. Sabella, #8 Exhibit 8 - Declaration of D. Bourrinet, #9 Exhibit 9 - Declaration of Barbara McAll, #10 Exhibit 10 - Transcript of 4/27/17 argument)(Stock, Eric)
August 11, 2017 Opinion or Order Filing 105 MOTION to Dismiss / Notice of Foreign Defendants' Motion to Dismiss the Complaint for Lack of Personal Jurisdiction. Document filed by Barclays Bank PLC, HSBC Bank PLC, HSBC Holdings PLC, Royal Bank of Scotland Group PLC, Societe Generale S.A., Standard Chartered Bank, The Bank of Tokyo Mitsubishi UFJ Ltd., UBS AG.(Stock, Eric)
August 11, 2017 Opinion or Order Filing 104 JOINT MEMORANDUM OF LAW in Support re: #103 JOINT MOTION to Dismiss Under Federal Rule of Civil Procedure 12(b)(6). . Document filed by BNP Paribas Group, BNP Paribas North America, Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Securities Corp., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Citibank, N.A., Citicorp, Citigroup Global Markets Inc., Citigroup Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., Goldman Sachs & Co. LLC, Goldman, Sachs & Co., HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC North America Holdings, Inc., HSBC Securities (USA) Inc., JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley, Morgan Stanley & Co. International PLC, Morgan Stanley & Co., LLC, RBC Capital Markets LLC, RBS Securities Inc., Royal Bank of Scotland Group PLC, Societe Generale S.A., Standard Chartered Bank, The Bank of Tokyo Mitsubishi UFJ Ltd., The Goldman Sachs Group, Inc., UBS AG, UBS Group AG, UBS Securities LLC. (Attachments: #1 Appendix A)(Bershteyn, Boris)
August 11, 2017 Opinion or Order Filing 103 JOINT MOTION to Dismiss Under Federal Rule of Civil Procedure 12(b)(6). Document filed by BNP Paribas Group, BNP Paribas North America, Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Securities Corp., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Citibank, N.A., Citicorp, Citigroup Global Markets Inc., Citigroup Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., Goldman Sachs & Co. LLC, Goldman, Sachs & Co., HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC North America Holdings, Inc., HSBC Securities (USA) Inc., JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley, Morgan Stanley & Co. International PLC, Morgan Stanley & Co., LLC, RBC Capital Markets LLC, RBS Securities Inc., Royal Bank of Scotland Group PLC, Societe Generale S.A., Standard Chartered Bank, The Bank of Tokyo Mitsubishi UFJ Ltd., The Goldman Sachs Group, Inc., UBS AG, UBS Group AG, UBS Securities LLC.(Bershteyn, Boris)
August 8, 2017 Opinion or Order Filing 102 ORDER granting in part and denying in part #96 Letter Motion for Discovery. APPLICATION GRANTED IN PART. Plaintiffs may attend the depositions scheduled for August 15 and 18, and shall receive copies of the exhibits used during the depositions, subject to the protective order in FOREX. Plaintiffs' request to participate in the depositions and to receive documents ahead of time is denied. (Signed by Judge Lorna G. Schofield on 8/8/2017) (kgo)
August 7, 2017 Opinion or Order Filing 101 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Credit Suisse Group AG for Credit Suisse AG, Credit Suisse Securities (USA) LLC. Document filed by Credit Suisse AG, Credit Suisse Group AG, Credit Suisse Securities (USA) LLC.(Januszewski, David)
August 7, 2017 Opinion or Order Filing 100 NOTICE OF APPEARANCE by Herbert Scott Washer on behalf of Credit Suisse AG, Credit Suisse Group AG, Credit Suisse Securities (USA) LLC. (Washer, Herbert)
August 7, 2017 Opinion or Order Filing 99 NOTICE OF APPEARANCE by Jason Michael Hall on behalf of Credit Suisse AG, Credit Suisse Group AG, Credit Suisse Securities (USA) LLC. (Hall, Jason)
August 7, 2017 Opinion or Order Filing 98 NOTICE OF APPEARANCE by Elai E. Katz on behalf of Credit Suisse AG, Credit Suisse Group AG, Credit Suisse Securities (USA) LLC. (Katz, Elai)
August 7, 2017 Opinion or Order Filing 97 NOTICE OF APPEARANCE by David George Januszewski on behalf of Credit Suisse AG, Credit Suisse Group AG, Credit Suisse Securities (USA) LLC. (Januszewski, David)
August 4, 2017 Opinion or Order Filing 96 LETTER MOTION for Discovery addressed to Judge Lorna G. Schofield from Michael DellAngelo dated 8/4/2017. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles Hitchcock, III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion.(Dell'Angelo, Michael)
August 4, 2017 Opinion or Order Filing 95 ORDER granting #94 Letter Motion for Extension of Time. Application GRANTED. Defendants shall file their joint motions to dismiss by August 11, 2017; Plaintiffs shall file their oppositions by September 27, 2017; Defendants shall file their replies by October 24, 2017. Motions due by 8/11/2017. (Signed by Judge Lorna G. Schofield on 8/4/2017) (kgo)
August 4, 2017 Opinion or Order Set/Reset Deadlines: Responses due by 9/27/2017 Replies due by 10/24/2017. (kgo)
August 3, 2017 Opinion or Order Filing 94 JOINT LETTER MOTION for Extension of Time for Defendants to file their Joint Memorandum of Law in support of their Rule 12(b)(6) and Rule 12(b)(2) Motions addressed to Judge Lorna G. Schofield from All Defendants' Counsel dated August 3, 2017. Document filed by BNP Paribas Group, BNP Paribas North America, Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Securities Corp., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Citibank, N.A., Citicorp, Citigroup Global Markets Inc., Citigroup Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., Goldman Sachs & Co. LLC, Goldman, Sachs & Co., HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC North America Holdings, Inc., HSBC Securities (USA) Inc., JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley, Morgan Stanley & Co. International PLC, Morgan Stanley & Co., LLC, RBC Capital Markets LLC, RBS Securities Inc., Royal Bank of Scotland Group PLC, Societe Generale S.A., Standard Chartered Bank, The Bank of Tokyo Mitsubishi UFJ Ltd., The Goldman Sachs Group, Inc., UBS AG, UBS Group AG, UBS Securities LLC.(Bershteyn, Boris)
July 31, 2017 Opinion or Order Filing 93 ORDER granting #91 Letter Motion for Leave to File Excess Pages. Application GRANTED. The page limit for Defendants' memorandum of law in support of their motion to dismiss pursuant to Rule 12(b)(6), Fed. R. Civ. P., is extended to 35 pages. The page limit for Plaintiffs' memorandum in opposition also is extended to 35 pages. The page limit for Defendants' reply is extended to 14 pages. (Signed by Judge Lorna G. Schofield on 7/31/2017) (mro)
July 28, 2017 Opinion or Order Filing 92 LETTER RESPONSE in Opposition to Motion addressed to Judge Lorna G. Schofield from Michael Dell'Angelo dated July 28, 2017 re: #91 JOINT LETTER MOTION for Leave to File Excess Pages addressed to Judge Lorna G. Schofield from All Defendants' Counsel dated July 28, 2017. . Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles Hitchcock, III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion. (Dell'Angelo, Michael)
July 28, 2017 Opinion or Order Filing 91 JOINT LETTER MOTION for Leave to File Excess Pages addressed to Judge Lorna G. Schofield from All Defendants' Counsel dated July 28, 2017. Document filed by BNP Paribas Group, BNP Paribas North America, Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Securities Corp., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Citibank, N.A., Citicorp, Citigroup Global Markets Inc., Citigroup Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., Goldman, Sachs & Co., HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC North America Holdings, Inc., HSBC Securities (USA) Inc., JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley, Morgan Stanley & Co. International PLC, Morgan Stanley & Co., LLC, RBC Capital Markets LLC, RBS Securities Inc., Royal Bank of Scotland Group PLC, Societe Generale S.A., Standard Chartered Bank, The Bank of Tokyo Mitsubishi UFJ Ltd., The Goldman Sachs Group, Inc., UBS AG, UBS Group AG, UBS Securities LLC.(Bershteyn, Boris)
July 26, 2017 Opinion or Order Filing 90 NOTICE of 30(b)(6) Depositions In A Related Action. Document filed by Deutsche Bank AG, Deutsche Bank Securities Inc.. (Montgomery, George)
July 21, 2017 Opinion or Order Filing 89 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Barclays Group US Inc., Corporate Parent Barclays US LLC, Corporate Parent Barclays PLC, Corporate Parent Barclays Bank PLC for Barclays Capital Inc.. Document filed by Barclays Capital Inc..(Schwartz, Matthew)
July 21, 2017 Opinion or Order Filing 88 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Barclays PLC for Barclays Bank PLC. Document filed by Barclays Bank PLC.(Schwartz, Matthew)
July 21, 2017 Opinion or Order Filing 87 NOTICE OF APPEARANCE by Matthew Alain Peller on behalf of Barclays Bank PLC, Barclays Capital Inc.. (Peller, Matthew)
July 21, 2017 Opinion or Order Filing 86 NOTICE OF APPEARANCE by Matthew Alexander Schwartz on behalf of Barclays Bank PLC, Barclays Capital Inc.. (Schwartz, Matthew)
July 21, 2017 Opinion or Order Filing 85 NOTICE OF APPEARANCE by David Harold Braff on behalf of Barclays Bank PLC, Barclays Capital Inc.. (Braff, David)
June 30, 2017 Opinion or Order Filing 84 COMPLAINT against BNP Paribas Group, BNP Paribas North America, Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Securities Corp., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Citibank, N.A., Citicorp, Citigroup Global Markets Inc., Citigroup Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., Goldman Sachs & Co. LLC, Goldman, Sachs & Co., HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC North America Holdings, Inc., HSBC Securities (USA) Inc., JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley, Morgan Stanley & Co. International PLC, Morgan Stanley & Co., LLC, RBC Capital Markets LLC, RBS Securities Inc., Royal Bank of Scotland Group PLC, Societe Generale S.A., Standard Chartered Bank, The Bank of Tokyo Mitsubishi UFJ Ltd., The Goldman Sachs Group, Inc., UBS AG, UBS Group AG, UBS Securities LLC. (Filing Fee $ 400.00, Receipt Number 0208-13853731)Document filed by Sandra Lavender, Martin-Han Tran, James Contant, FX Primus Ltd., Charles Hitchcock, III, Paul Vermillion, Carlos Gonzalez, Victor Hernandez, Ugnius Matkus, Tina Porter, Jerry Jacobson.(Dell'Angelo, Michael)
June 26, 2017 Opinion or Order Filing 83 STIPULATION REGARDING CONSOLIDATION AND SERVICE OF THE CONSOLIDATED COMPLAINT, AND BRIEFING SCHEDULE: The parties agree that the Contant and Lavender actions will be consolidated for all purposes. The Contant docket, No. 1:17-cv-03139, will serve as the lead docket for the consolidated class action cases. All orders, pleadings, motions, and other documents shall be filed electronically on the lead docket only. Each document shall indicate if it relates to "All Cases" or only specific cases. Defendants' joint 12(b)(6) Motion to Dismiss and joint 12(b)(2) Motion to Dismiss the consolidated complaint (the "Motions") shall both be due on August 4, 2017. Consolidated Plaintiffs' oppositions shall be due on September 13, 2017. Defendants' joint replies shall be due on October 10, 2017. (As further set forth herein.) The Clerk of Court is directed to consolidate case 17 Civ. 3139 (as lead case) with 17 Civ. 4392. The Clerk of Court is further directed to close the higher-numbered case, 17 Civ. 4392. ( Motions due by 8/4/2017., Responses due by 9/13/2017, Replies due by 10/10/2017.) (Signed by Judge Lorna G. Schofield on 6/26/2017) (kgo)
June 23, 2017 Opinion or Order Filing 82 CONSENT LETTER addressed to Judge Lorna G. Schofield from All Counsel dated June 23, 2017 re: Submitting a Proposed Consolidation Stipulation and Briefing Schedule, etc.. Document filed by Goldman Sachs & Co. LLC, The Goldman Sachs Group, Inc.. (Attachments: #1 (Proposed) Consolidation Stipulation, etc.)(Moloney, Thomas)
June 15, 2017 Opinion or Order Filing 81 ORDER granting #79 Letter Motion to Stay. Application GRANTED. The briefing schedule for Defendants' motion to dismiss the complaint in 17 Civ. 3139 isstayed. The parties shall file a status letter regarding consolidation or coordinated briefing in the two above captioned cases by June 23, 2017.. (Signed by Judge Lorna G. Schofield on 6/15/2017) (js)
June 15, 2017 Opinion or Order Filing 80 LETTER MOTION to Consolidate Cases 17-cv-3139 and 17-cv-4392 re: Response to Defendants' Letter Motion dated 06/14/2017 addressed to Judge Lorna G. Schofield from Michael Dell'Angelo dated 06/15/2017. Document filed by James Contant, Carlos Gonzalez, Jerry Jacobson, Ugnius Matkus, Martin-Han Tran, Paul Vermillion.(Dell'Angelo, Michael)
June 14, 2017 Opinion or Order Filing 79 LETTER MOTION to Stay addressed to Judge Lorna G. Schofield from Boris Bershteyn dated 06/14/2017. Document filed by JPMorgan Chase & Co., JPMorgan Chase Bank, N.A..(Bershteyn, Boris)
June 13, 2017 Opinion or Order Filing 78 NOTICE OF APPEARANCE by Patrick Coby Ashby on behalf of Societe Generale S.A.. (Ashby, Patrick)
June 13, 2017 Opinion or Order Filing 77 NOTICE OF APPEARANCE by Adam Samuel Lurie on behalf of Societe Generale S.A.. (Lurie, Adam)
June 13, 2017 Opinion or Order Filing 76 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Societe Generale S.A..(Warnot, James)
June 13, 2017 Opinion or Order Filing 75 NOTICE OF APPEARANCE by James Robert Warnot, Jr on behalf of Societe Generale S.A.. (Warnot, James)
June 12, 2017 Opinion or Order Filing 74 ORDER granting #65 Motion for Joshua D. Lanning to Appear Pro Hac Vice; granting #66 Motion for Mark A. Nebrig to Appear Pro Hac Vice; granting #70 Motion for G. Patrick Montgomery to Appear Pro Hac Vice; granting #72 Motion for David Jarrett to Appear Pro Hac Vice; and granting #73 Motion for Melanie L. Katsur to Appear Pro Hac Vice. (HEREBY ORDERED by Judge Lorna G. Schofield)(Text Only Order) (Schofield, Lorna)
June 8, 2017 Opinion or Order >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #72 MOTION for David Jarrett Arp to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13756727. Motion and supporting papers to be reviewed by Clerk's Office staff., #73 MOTION for Melanie L. Katsur to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13756772. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)
June 7, 2017 Opinion or Order Filing 73 MOTION for Melanie L. Katsur to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13756772. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by UBS AG, UBS Group AG, UBS Securities LLC. (Attachments: #1 Exhibit A - Certificates of Good Standing, #2 Exhibit B - Affidavit, #3 Proposed Order)(Katsur, Melanie)
June 7, 2017 Opinion or Order Filing 72 MOTION for David Jarrett Arp to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13756727. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by UBS AG, UBS Group AG, UBS Securities LLC. (Attachments: #1 Exhibit A - Certificate of Good Standing, #2 Exhibit B - Affidavit, #3 Proposed Order)(Arp, David)
June 7, 2017 Opinion or Order Filing 71 NOTICE OF CHANGE OF ADDRESS by Joseph Serino, JR on behalf of Deutsche Bank AG, Deutsche Bank Securities Inc.. New Address: Latham & Watkins LLP, 885 Third Avenue, New York, New York, 10022, (212) 906-1200. (Serino, Joseph)
June 7, 2017 Opinion or Order Filing 70 MOTION for G. Patrick Montgomery to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13755202. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Deutsche Bank AG, Deutsche Bank Securities Inc.. (Attachments: #1 Affidavit In Support, #2 Exhibit A, #3 Text of Proposed Order)(Montgomery, George) Modified on 6/7/2017 (bcu). Modified on 6/7/2017 (ma).
June 7, 2017 Opinion or Order >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #70 MOTION for G. Patrick Montgomery to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13755202. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (ma)
June 1, 2017 Opinion or Order Filing 68 NOTICE OF APPEARANCE by Sue Siyan Guan on behalf of Goldman Sachs & Co. LLC, The Goldman Sachs Group, Inc.. (Guan, Sue)
June 1, 2017 Opinion or Order Filing 67 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent The Goldman Sachs Group, Inc. for Goldman Sachs & Co. LLC. Document filed by The Goldman Sachs Group, Inc., Goldman Sachs & Co. LLC.(Moloney, Thomas)
May 31, 2017 Opinion or Order Filing 66 MOTION for Mark A. Nebrig to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13727301. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by RBC Capital Markets LLC. (Attachments: #1 Exhibit Cert. of Good Standing, #2 Exhibit Affidavit, #3 Text of Proposed Order)(Nebrig, Mark)
May 31, 2017 Opinion or Order Filing 65 MOTION for Joshua D. Lanning to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13726912. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by RBC Capital Markets LLC. (Attachments: #1 Exhibit Exhibit A, #2 Exhibit Exhibit B, #3 Text of Proposed Order Proposed Order)(Lanning, Joshua)
May 31, 2017 Opinion or Order >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #65 MOTION for Joshua D. Lanning to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13726912. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (ma)
May 31, 2017 Opinion or Order >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #66 MOTION for Mark A. Nebrig to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13727301. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (ma)
May 23, 2017 Opinion or Order Filing 64 ORDER granting #53 Motion for Alan M. Wiseman to Appear Pro Hac Vice; granting #57 Motion for Jamie A. Heine to Appear Pro Hac Vice; granting #58 Motion for J. Matthew Goodin to Appear Pro Hac Vice; and granting #63 Motion for Andrew D. Lazerow to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lorna G. Schofield)(Text Only Order) (Schofield, Lorna)
May 22, 2017 Opinion or Order Filing 63 MOTION for Andrew D. Lazerow to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13691796. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Citibank, N.A., Citicorp, Citigroup Global Markets Inc., Citigroup Inc.. (Attachments: #1 Exhibit Certificate of Good Standing-DC, #2 Exhibit Certificate of Good Standing-MD, #3 Text of Proposed Order, #4 Exhibit Affidavit of Andrew D. Lazerow)(Lazerow, Andrew) Modified on 5/22/2017 (bcu). Modified on 5/22/2017 (bcu).
May 22, 2017 Opinion or Order Filing 62 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Standard Chartered PLC, Corporate Parent Standard Chartered Holdings Ltd. for Standard Chartered Bank. Document filed by Standard Chartered Bank.(Stern, Andrew)
May 22, 2017 Opinion or Order >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #63 MOTION for Andrew D. Lazerow to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13691796. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu)
May 19, 2017 Opinion or Order Filing 61 NOTICE OF APPEARANCE by Cyrus E. Ansari on behalf of Standard Chartered Bank. (Ansari, Cyrus)
May 19, 2017 Opinion or Order Filing 60 NOTICE OF APPEARANCE by Nicholas Primer Crowell on behalf of Standard Chartered Bank. (Crowell, Nicholas)
May 19, 2017 Opinion or Order Filing 59 NOTICE OF APPEARANCE by Andrew W. Stern on behalf of Standard Chartered Bank. (Stern, Andrew)
May 19, 2017 Opinion or Order Filing 58 MOTION for J. Matthew Goodin to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13684275. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC North America Holdings, Inc., HSBC Securities (USA) Inc.. (Attachments: #1 Exhibit A - Affidavit, #2 Exhibit B - Certificate of Good Standing, #3 Exhibit C - Proposed Order)(Goodin, James) Modified on 5/19/2017 (ma). Modified on 5/19/2017 (ma). Modified on 5/19/2017 (ma). Modified on 5/19/2017 (ma).
May 18, 2017 Opinion or Order Filing 57 MOTION for Jamie A. Heine to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13680722. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Citibank, N.A., Citicorp, Citigroup Global Markets Inc., Citigroup Inc.. (Attachments: #1 Exhibit Certificate of Good Standing-DC, #2 Exhibit Certificate of Good Standing-CA, #3 Text of Proposed Order, #4 Exhibit Affidavit of Jamie A. Heine)(Heine, Jamie)
May 18, 2017 Opinion or Order >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #57 MOTION for Jamie A. Heine to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13680722. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu)
May 17, 2017 Opinion or Order Filing 56 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent The Royal Bank of Scotland Group PLC for RBS Securities Inc.. Document filed by RBS Securities Inc., Royal Bank of Scotland Group PLC.(Cohen, Joel)
May 17, 2017 Opinion or Order Filing 55 NOTICE OF APPEARANCE by Melissa Carrie King on behalf of RBS Securities Inc., Royal Bank of Scotland Group PLC. (King, Melissa)
May 17, 2017 Opinion or Order Filing 54 NOTICE OF APPEARANCE by Joel M. Cohen on behalf of RBS Securities Inc., Royal Bank of Scotland Group PLC. (Cohen, Joel)
May 17, 2017 Opinion or Order Filing 53 MOTION for Alan M. Wiseman to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13676701. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Citibank, N.A., Citicorp, Citigroup Global Markets Inc., Citigroup Inc.. (Attachments: #1 Exhibit Certificate of Good Standing-DC, #2 Exhibit Certificate of Good Standing-MD, #3 Text of Proposed Order, #4 Exhibit Affidavit of Alan M. Wiseman)(Wiseman, Alan)
May 17, 2017 Opinion or Order Filing 52 ORDER granting #51 Motion for Roger Brian Cowie to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lorna G. Schofield)(Text Only Order) (Schofield, Lorna)
May 17, 2017 Opinion or Order Filing 51 MOTION for Roger Brian Cowie to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13674045. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC North America Holdings, Inc., HSBC Securities (USA) Inc.. (Attachments: #1 Exhibit A - Certificate of Good Standing, #2 Exhibit B - Affidavit in Support, #3 Text of Proposed Order)(Cowie, Roger)
May 17, 2017 Opinion or Order >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #51 MOTION for Roger Brian Cowie to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13674045. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu)
May 17, 2017 Opinion or Order >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #53 MOTION for Alan M. Wiseman to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13676701. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (jc)
May 16, 2017 Opinion or Order Filing 50 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Morgan Stanley, Other Affiliate Morgan Stanley Capital Management, LLC, Other Affiliate Morgan Stanley Domestic Holdings Inc for Morgan Stanley & Co., LLC; Corporate Parent Morgan Stanley for Morgan Stanley & Co. International PLC; Other Affiliate Mitsubishi UFJ Financial Group, Inc. for Morgan Stanley. Document filed by Morgan Stanley, Morgan Stanley & Co. International PLC, Morgan Stanley & Co., LLC.(Moses, Jonathan)
May 16, 2017 Opinion or Order Filing 49 NOTICE OF APPEARANCE by Jonathan M. Moses on behalf of Morgan Stanley, Morgan Stanley & Co. International PLC, Morgan Stanley & Co., LLC. (Moses, Jonathan)
May 15, 2017 Opinion or Order Filing 48 ORDER granting #44 Motion for Julia C. Webb to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lorna G. Schofield)(Text Only Order) (Schofield, Lorna)
May 15, 2017 Opinion or Order Filing 47 NOTICE OF APPEARANCE by Indraneel Sur on behalf of UBS AG, UBS Group AG, UBS Securities LLC. (Sur, Indraneel)
May 15, 2017 Opinion or Order Filing 46 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent UBS Americas Holding LLC, Corporate Parent UBS Americas Inc. for UBS AG, UBS Group AG, UBS Securities LLC. Document filed by UBS AG, UBS Group AG, UBS Securities LLC.(Stock, Eric)
May 15, 2017 Opinion or Order Filing 45 NOTICE OF APPEARANCE by Eric Jonathan Stock on behalf of UBS AG, UBS Group AG, UBS Securities LLC. (Stock, Eric)
May 12, 2017 Opinion or Order Filing 44 MOTION for Julia C. Webb to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC North America Holdings, Inc., HSBC Securities (USA) Inc.. (Attachments: #1 Exhibit A - Affidavit, #2 Exhibit B - Certificate of Good Standing, #3 Exhibit C - Certificate of Good Standing, #4 Text of Proposed Order Proposed Order)(Webb, Julia)
May 12, 2017 Opinion or Order Filing 43 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Julia C. Webb to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13656631. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC North America Holdings, Inc., HSBC Securities (USA) Inc.. (Attachments: #1 Exhibit A & B, #2 Text of Proposed Order Proposed Order)(Webb, Julia) Modified on 5/12/2017 (ma).
May 12, 2017 Opinion or Order >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #44 MOTION for Julia C. Webb to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (jc)
May 12, 2017 Opinion or Order >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #43 MOTION for Julia C. Webb to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13656631. Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): MISSING AFFIDAVIT OR DECLARATION PURSUANT TO LOCAL RULE 1.3;. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (ma)
May 10, 2017 Opinion or Order Filing 69 STIPULATION AND ORDER RE BRIEFING SCHEDULE: On or before May 12, 2017, Plaintiffs shall file a motion for appropriate relief. Plaintiffs are allowed 20 pages for their opening motion. Plaintiffs shall serve the motion on all parties as well as Quinn and Bernstein. On or before May 19, 2017, Quinn and Bernstein shall file a response brief. Quinn and Bernstein are allowed 20 pages for their response brief. On or before May 23, 2017, Plaintiffs shall file their reply brief. Plaintiffs are allowed 10 pages for their reply brief. A hearing on Plaintiffs motion will be held on June 5, 2017, at 10:30 A.M. the Clerk of the Court is directed to enter the dates under paragraphs 1-4 into the Court's calendar. (Motions due by 5/12/2017. Responses due by 5/19/2017. Replies due by 5/23/2017. Oral Argument set for 6/5/2017 at 10:30 AM before Judge Lorna G. Schofield.) (Signed by Judge Lorna G. Schofield on 5/10/2017) (ap) (Entered: 06/06/2017)
May 10, 2017 Opinion or Order Filing 42 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Royal Bank of Canada for RBC Capital Markets LLC. Document filed by RBC Capital Markets LLC.(McLoughlin, James)
May 10, 2017 Opinion or Order Filing 41 NOTICE OF APPEARANCE by James P. McLoughlin, Jr on behalf of RBC Capital Markets LLC. (McLoughlin, James)
May 10, 2017 Opinion or Order Filing 40 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Mitsubishi UFJ Financial Group, Inc. for The Bank of Tokyo Mitsubishi UFJ Ltd.. Document filed by The Bank of Tokyo Mitsubishi UFJ Ltd..(Gallo, Kenneth)
May 10, 2017 Opinion or Order Filing 39 NOTICE OF APPEARANCE by Anand Sithian on behalf of The Bank of Tokyo Mitsubishi UFJ Ltd.. (Sithian, Anand)
May 10, 2017 Opinion or Order Filing 38 NOTICE OF APPEARANCE by Maxwell Arlie Halpern Kosman on behalf of The Bank of Tokyo Mitsubishi UFJ Ltd.. (Kosman, Maxwell)
May 10, 2017 Opinion or Order Filing 37 NOTICE OF APPEARANCE by Michael E. Gertzman on behalf of The Bank of Tokyo Mitsubishi UFJ Ltd.. (Gertzman, Michael)
May 10, 2017 Opinion or Order Filing 36 NOTICE OF APPEARANCE by Kenneth Anthony Gallo on behalf of The Bank of Tokyo Mitsubishi UFJ Ltd.. (Gallo, Kenneth)
May 8, 2017 Opinion or Order Filing 35 NOTICE OF APPEARANCE by Jeffrey Jason Resetarits on behalf of Bank Of America Corporation, Bank of America, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc.. (Resetarits, Jeffrey)
May 8, 2017 Opinion or Order Filing 34 NOTICE OF APPEARANCE by Richard Franklin Schwed on behalf of Bank Of America Corporation, Bank of America, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc.. (Schwed, Richard)
May 8, 2017 Opinion or Order Filing 33 NOTICE OF APPEARANCE by Adam Selim Hakki on behalf of Bank Of America Corporation, Bank of America, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc.. (Hakki, Adam)
May 8, 2017 Opinion or Order Filing 32 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Deutsche Bank AG, Deutsche Bank Securities Inc..(Serino, Joseph)
May 8, 2017 Opinion or Order Filing 31 NOTICE OF APPEARANCE by Eric Foster Leon on behalf of Deutsche Bank AG, Deutsche Bank Securities Inc.. (Leon, Eric)
May 8, 2017 Opinion or Order Filing 30 NOTICE OF APPEARANCE by Robert S. Khuzami on behalf of Deutsche Bank AG, Deutsche Bank Securities Inc.. (Khuzami, Robert)
May 8, 2017 Opinion or Order Filing 29 NOTICE OF APPEARANCE by Joseph Serino, JR on behalf of Deutsche Bank AG, Deutsche Bank Securities Inc.. (Serino, Joseph)
May 8, 2017 Opinion or Order Filing 28 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Bank of America Corporation for Bank of America, N.A.. Document filed by Bank of America, N.A..(Hakki, Adam)
May 8, 2017 Opinion or Order Filing 27 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Bank of America Corporation for Merrill Lynch, Pierce, Fenner & Smith Inc.. Document filed by Merrill Lynch, Pierce, Fenner & Smith Inc..(Hakki, Adam)
May 8, 2017 Opinion or Order Filing 26 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Bank Of America Corporation.(Hakki, Adam)
May 8, 2017 Opinion or Order Filing 25 ORDER granting #7 Motion for Michael C. Dell'Angelo to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lorna G. Schofield)(Text Only Order) (Schofield, Lorna)
May 8, 2017 Opinion or Order Filing 24 ORDER granting #6 Motion for Joshua T. Ripley to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lorna G. Schofield)(Text Only Order) (Schofield, Lorna)
May 8, 2017 Opinion or Order Filing 23 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate Citibank, N.A. for Citicorp; Other Affiliate Citigroup Global Markets Inc., Other Affiliate Citicorp LLC for Citigroup Inc.. Document filed by Citibank, N.A., Citicorp, Citigroup Global Markets Inc., Citigroup Inc..(Ruffino, Andrew)
May 8, 2017 Opinion or Order Filing 22 NOTICE OF APPEARANCE by Andrew Arthur Ruffino on behalf of Citibank, N.A., Citicorp, Citigroup Global Markets Inc., Citigroup Inc.. (Ruffino, Andrew)
May 8, 2017 Opinion or Order Filing 21 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent No Corporate Parent for JPMorgan Chase & Co.; Corporate Parent JPMorgan Chase & Co. for JPMorgan Chase Bank, N.A.. Document filed by JPMorgan Chase & Co., JPMorgan Chase Bank, N.A..(Greene, Peter)
May 8, 2017 Opinion or Order Filing 20 NOTICE OF APPEARANCE by Tansy Woan on behalf of JPMorgan Chase & Co., JPMorgan Chase Bank, N.A.. (Woan, Tansy)
May 8, 2017 Opinion or Order Filing 19 NOTICE OF APPEARANCE by Boris Bershteyn on behalf of JPMorgan Chase & Co., JPMorgan Chase Bank, N.A.. (Bershteyn, Boris)
May 8, 2017 Opinion or Order Filing 18 NOTICE OF APPEARANCE by Peter Edward Greene on behalf of JPMorgan Chase & Co., JPMorgan Chase Bank, N.A.. (Greene, Peter)
May 5, 2017 Opinion or Order Filing 17 STIPULATION REGARDING SERVICE OF THE CLASS ACTION COMPLAINT AND BRIEFING SCHEDULE: The parties hereby stipulate as follows: 1. Plaintiffs filed a complaint in the above-captioned proceeding on April 28, 2017. 2. Defendants may file a joint 12(b)(6) Motion to Dismiss and/or Stay and a separate joint 12(b)(2) Motion to Dismiss, both due 45 days after the entry of this Order. 3. Plaintiffs may file memoranda in opposition to Defendants' Motions to Dismiss, both due 35 days after the filing of Defendants' motions. 4. In lieu of filing memoranda in opposition to Defendants' motions, Plaintiffs may file an amended complaint within 35 days of the filing of Defendants' motions. 5. If Plaintiffs file memoranda in opposition to Defendants' motions, Defendants may file joint reply briefs, due 23 days after the filing of Plaintiffs' opposition briefs. 6. Should Plaintiffs later determine that additional time is necessary for Plaintiffs' opposition memoranda or amended complaint, the parties will promptly submit a stipulation that requests an extension of the deadline for Plaintiffs' opposition memoranda or amended complaint, and a modification of the deadline for Defendants' reply memoranda to accommodate Defendants' vacation schedules. 7. Pursuant to Fed. R. Civ. P. 4(d), Defendants hereby waive service of the complaint and waive any and all service defects without any further process or request for waiver necessary on Plaintiffs' part. 8. Neither Defendants' waiver of such service nor Defendants' entry into this Stipulation shall constitute a waiver of any other defense, including, but not limited to, the defenses of lack of subject matter jurisdiction, lack of personal jurisdiction, or improper venue. 9. Service of the complaint on Defendants shall be effective as of the date of the entry of the Order granting this Stipulation. Pursuant to Rule 8.5 of the S.D.N.Y. Electronic Case Filing Rules & Instructions, the parties hereby represent that all Defendants listed below consent to this Stipulation. (Signed by Judge Lorna G. Schofield on 5/5/2017) (kgo)
May 5, 2017 Opinion or Order Filing 16 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent HSBC Holdings plc for HSBC Bank PLC, HSBC Bank USA, N.A., HSBC North America Holdings, Inc., HSBC Securities (USA) Inc.. Document filed by HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC North America Holdings, Inc., HSBC Securities (USA) Inc..(Casamento, Gregory)
May 5, 2017 Opinion or Order Filing 15 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate BNP Paribas North America, Inc., Other Affiliate BNP Paribas Prime Brokerage, Inc., Other Affiliate BNP Paribas Securities Corp. for BNP Paribas Group. Document filed by BNP Paribas Group, BNP Paribas North America, Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Securities Corp..(Esseks, David)
May 5, 2017 Opinion or Order ***NOTICE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Notice to Attorney David C. Esseks to RE-FILE Document #10 Rule 7.1 Corporate Disclosure Statement,. ERROR(S): Corporate Parents were not added. Please re-file this document and when prompted: Are there any corporate parents or other affiliates?, select the YES radio button and enter the Corporate Parent(s) or Affiliate(s). YOU MUST SELECT THE SEARCH BUTTON. Select the correct name or create a new corporate parent. Add the Corporate Parent(s) or Affiliate(s) one party name at a time. (lb)
May 4, 2017 Opinion or Order Filing 14 JOINT LETTER addressed to Judge Lorna G. Schofield from Thomas J. Moloney dated May 4, 2017 re: Enclosing a Joint Stipulation Regarding a Proposed Briefing Schedule, etc. Document filed by Goldman, Sachs & Co., The Goldman Sachs Group, Inc.. (Attachments: #1 Stipulation Regarding Service of the Class Action Complaint and Briefing Schedule)(Moloney, Thomas)
May 4, 2017 Opinion or Order Filing 13 NOTICE OF APPEARANCE by Thomas J. Moloney on behalf of Goldman, Sachs & Co., The Goldman Sachs Group, Inc.. (Moloney, Thomas)
May 4, 2017 Opinion or Order Filing 12 NOTICE OF APPEARANCE by Gregory Thomas Casamento on behalf of HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC North America Holdings, Inc., HSBC Securities (USA) Inc.. (Casamento, Gregory)
May 4, 2017 Opinion or Order Filing 11 NOTICE OF APPEARANCE by Laura Rose Hall on behalf of BNP Paribas Group, BNP Paribas North America, Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Securities Corp.. (Hall, Laura)
May 4, 2017 Opinion or Order Filing 10 FILING ERROR - CORPORATE PARENT/OTHER AFFILIATE NOT ADDED - RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by BNP Paribas Group, BNP Paribas North America, Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Securities Corp..(Esseks, David) Modified on 5/5/2017 (lb).
May 4, 2017 Opinion or Order Filing 9 NOTICE OF APPEARANCE by David C. Esseks on behalf of BNP Paribas Group, BNP Paribas North America, Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Securities Corp.. (Esseks, David)
May 2, 2017 Opinion or Order Filing 8 MEMO ENDORSEMENT: on re: #5 Letter, filed by Ugnius Matkus, Paul Vermillion, Jerry Jacobson, James Contant, Carlos Gonzalez, Martin-Han Tran. ENDORSEMENT: The parties shall submit the Proposed Joint Stipulation described in their letter by May 4, 2017. (Signed by Judge Lorna G. Schofield on 5/2/2017) (ap)
May 2, 2017 Opinion or Order Filing 7 MOTION for Michael C. Dell'Angelo to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13611963. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by James Contant, Carlos Gonzalez, Jerry Jacobson, Ugnius Matkus, Martin-Han Tran, Paul Vermillion. (Attachments: #1 Affidavit In Support of Motion to Appear Pro Hac Vice, #2 Exhibit Certificate of Good Standing, #3 Exhibit Certificate of Good Standing, #4 Exhibit Proposed Order)(Dell'Angelo, Michael)
May 2, 2017 Opinion or Order CASE ACCEPTED AS RELATED. Create association to 1:13-cv-07789-LGS. Notice of Assignment to follow. (wb)
May 2, 2017 Opinion or Order NOTICE OF CASE REASSIGNMENT to Judge Lorna G. Schofield. Judge Unassigned is no longer assigned to the case. (wb)
May 2, 2017 Opinion or Order Magistrate Judge Ronald L. Ellis is so designated. (wb)
May 2, 2017 Opinion or Order >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #7 MOTION for Michael C. Dell'Angelo to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13611963. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (ma)
May 1, 2017 Opinion or Order Filing 6 MOTION for Joshua T. Ripley to Appear Pro Hac Vice Corrected. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by James Contant, Carlos Gonzalez, Jerry Jacobson, Ugnius Matkus, Martin-Han Tran, Paul Vermillion. (Attachments: #1 Affidavit In Support of Corrected Motion to Appear Pro Hac Vice, #2 Exhibit Certificate of Good Standing, #3 Exhibit Proposed Order)(Ripley, Joshua)
May 1, 2017 Opinion or Order ***NOTICE TO ATTORNEY REGARDING CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Joshua Ripley. The following case opening statistical information was erroneously selected/entered: Dollar Demand $9,999,000; County code Monroe. The following correction(s) have been made to your case entry: the Dollar Demand has been modified to blank; the County code has been modified to XX Out of State. (pc)
May 1, 2017 Opinion or Order >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #6 MOTION for Joshua T. Ripley to Appear Pro Hac Vice Corrected. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu)
May 1, 2017 Opinion or Order CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Unassigned. (pc)
May 1, 2017 Opinion or Order ***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Joshua Ripley. The party information for the following party/parties has been modified: Martin-Han Tran, James Contant, Paul Vermillion, Carlos Gonzalez, Ugnius Matkus, Jerry Jacobson.. The information for the party/parties has been modified for the following reason/reasons: party text was omitted. (pc)
May 1, 2017 Opinion or Order Case Designated ECF. (pc)
May 1, 2017 Opinion or Order CASE REFERRED TO Judge Lorna G. Schofield as possibly related to 13cv7789. (pc)
May 1, 2017 Opinion or Order CASE REFERRED TO Judge Lorna G. Schofield as possibly similar to 16cv7512. (pc)
April 28, 2017 Opinion or Order Filing 5 JOINT LETTER addressed to Judge Lorna G. Schofield from Michael Dell'Angelo dated April 28, 2017 re: Contant, et al. v. Bank of America Corporation, et al., 1:17-cv-03139. Document filed by James Contant, Carlos Gonzalez, Jerry Jacobson, Ugnius Matkus, Martin-Han Tran, Paul Vermillion.(Ripley, Joshua)
April 28, 2017 Opinion or Order Filing 4 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Joshua T. Ripley to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13600787. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by James Contant, Carlos Gonzalez, Jerry Jacobson, Ugnius Matkus, Martin-Han Tran, Paul Vermillion. (Attachments: #1 Exhibit Certificate of Good Standing, #2 Exhibit Proposed Order)(Ripley, Joshua) Modified on 4/28/2017 (ma).
April 28, 2017 Opinion or Order Filing 3 STATEMENT OF RELATEDNESS re: that this action be filed as related to 1:13-cv-07789-LGS. Document filed by James Contant, Carlos Gonzalez, Jerry Jacobson, Ugnius Matkus, Martin-Han Tran, Paul Vermillion.(Ripley, Joshua)
April 28, 2017 Opinion or Order Filing 2 CIVIL COVER SHEET filed. (Ripley, Joshua)
April 28, 2017 Opinion or Order Filing 1 COMPLAINT against BNP Paribas Group, BNP Paribas North America, Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Securities Corp., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Citibank, N.A., Citicorp, Citigroup Global Markets Inc., Citigroup Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., Goldman, Sachs & Co., HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC North America Holdings, Inc., HSBC Securities (USA) Inc., JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley, Morgan Stanley & Co. International PLC, Morgan Stanley & Co., LLC, RBC Capital Markets LLC, RBS Securities Inc., Royal Bank of Scotland Group PLC, Societe Generale S.A., Standard Chartered Bank, The Bank of Tokyo Mitsubishi UFJ Ltd., The Goldman Sachs Group, Inc., UBS AG, UBS Group AG, UBS Securities LLC. (Filing Fee $ 400.00, Receipt Number 0208-13600507)Document filed by Martin-Han Tran, James Contant, Paul Vermillion, Carlos Gonzalez, Ugnius Matkus, Jerry Jacobson.(Ripley, Joshua)
April 28, 2017 Opinion or Order >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #4 MOTION for Joshua T. Ripley to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13600787. Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): MISSING AFFIDAVIT OR DECLARATION PURSUANT TO LOCAL RULE 1.3;. Re-file the motion as a Corrected Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (ma)

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Search for this case: Contant et al v. Bank Of America Corporation et al
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Defendant: Citigroup Global Markets Inc.
Represented By: Jamie A. Heine
Represented By: Andrew Arthur Ruffino
Represented By: Andrew D. Lazerow
Represented By: Alan M. Wiseman
Represented By: Jamie De Boer
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Defendant: BNP Paribas Prime Brokerage, Inc.
Represented By: Rebecca Rose Delfiner
Represented By: Laura Rose Hall
Represented By: David C. Esseks
Represented By: Andrew Rhys Davies
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Defendant: The Royal Bank of Scotland PLC
Represented By: Adam Gabor Mehes
Represented By: Jordan Garman
Represented By: Maude Paquin
Represented By: Melissa Carrie King
Represented By: Paul Steel Mishkin
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Defendant: JPMorgan Chase & Co.
Represented By: Peter Edward Greene
Represented By: Tansy Woan
Represented By: John Coghlan
Represented By: Gretchen Wolf
Represented By: Boris Bershteyn
Represented By: Tibor Ludovico Nagy, Jr.
Represented By: Stephen Bryan Popernik
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Defendant: Credit Suisse Securities (USA) LLC
Represented By: Jason Michael Hall
Represented By: Elai E. Katz
Represented By: Margaret Ann Barone
Represented By: Herbert Scott Washer
Represented By: David George Januszewski
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Defendant: Societe Generale S.A.
Represented By: James Robert Warnot, Jr
Represented By: Nicole Elizabeth Jerry
Represented By: Patrick Coby Ashby
Represented By: Adam Samuel Lurie
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Defendant: Goldman, Sachs & Co.
Represented By: Thomas J. Moloney
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Defendant: RBS Securities Inc.
Represented By: Adam Gabor Mehes
Represented By: Jordan Garman
Represented By: Maude Paquin
Represented By: Melissa Carrie King
Represented By: Alyssa Beaver Gomez
Represented By: Paul Steel Mishkin
Represented By: Joel M. Cohen
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Defendant: Barclays Capital Inc.
Represented By: David Harold Braff
Represented By: Matthew Alain Peller
Represented By: Matthew Alexander Schwartz
Represented By: Nikolai Krylov
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Defendant: HSBC Holdings PLC
Represented By: Roger Brian Cowie
Represented By: Gregory Thomas Casamento
Represented By: Julia C Webb
Represented By: James Matthew Goodin
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Defendant: HSBC North America Holdings, Inc.
Represented By: Roger Brian Cowie
Represented By: Gregory Thomas Casamento
Represented By: Julia C Webb
Represented By: James Matthew Goodin
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Defendant: UBS AG
Represented By: Melanie L. Katsur
Represented By: David Jarrett Arp
Represented By: Indraneel Sur
Represented By: Eric Jonathan Stock
Represented By: Philip Oren Shapiro
Represented By: Amy Feagles
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Defendant: Bank Of America Corporation
Represented By: Jeffrey Jason Resetarits
Represented By: Adam Selim Hakki
Represented By: Richard Franklin Schwed
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Defendant: HSBC Securities (USA) Inc.
Represented By: Roger Brian Cowie
Represented By: Gregory Thomas Casamento
Represented By: Julia C Webb
Represented By: James Matthew Goodin
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Defendant: Deutsche Bank AG
Represented By: Robert S. Khuzami
Represented By: Eric Foster Leon
Represented By: George Patrick Montgomery
Represented By: Joseph Serino, JR.
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Defendant: The Bank of Tokyo Mitsubishi UFJ Ltd.
Represented By: Michael E. Gertzman
Represented By: Anand Sithian
Represented By: Kenneth Anthony Gallo
Represented By: Maxwell Arlie Halpern Kosman
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Defendant: BNP Paribas Group
Represented By: Rebecca Rose Delfiner
Represented By: Laura Rose Hall
Represented By: David C. Esseks
Represented By: Andrew Rhys Davies
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Defendant: The Goldman Sachs Group, Inc.
Represented By: Sue Siyan Guan
Represented By: Thomas J. Moloney
Represented By: Rishi Nachiketa Zutshi
Represented By: Russell A. Mawn
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Defendant: Morgan Stanley & Co. International PLC
Represented By: Justin L. Brooke
Represented By: Jonathan M. Moses
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Defendant: JPMorgan Chase Bank, N.A.
Represented By: Peter Edward Greene
Represented By: Tansy Woan
Represented By: John Coghlan
Represented By: Gretchen Wolf
Represented By: Boris Bershteyn
Represented By: Tibor Ludovico Nagy, Jr.
Represented By: Stephen Bryan Popernik
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Defendant: UBS Securities LLC
Represented By: Melanie L. Katsur
Represented By: David Jarrett Arp
Represented By: Indraneel Sur
Represented By: Eric Jonathan Stock
Represented By: Philip Oren Shapiro
Represented By: Amy Feagles
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Defendant: Goldman Sachs & Co. LLC
Represented By: Sue Siyan Guan
Represented By: Rishi Nachiketa Zutshi
Represented By: Russell A. Mawn
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Defendant: Merrill Lynch, Pierce, Fenner & Smith Inc.
Represented By: Jeffrey Jason Resetarits
Represented By: Adam Selim Hakki
Represented By: Richard Franklin Schwed
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Defendant: Credit Suisse AG
Represented By: Jason Michael Hall
Represented By: Elai E. Katz
Represented By: Margaret Ann Barone
Represented By: Herbert Scott Washer
Represented By: David George Januszewski
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Defendant: Royal Bank of Scotland Group PLC
Represented By: Maude Paquin
Represented By: Melissa Carrie King
Represented By: Alyssa Beaver Gomez
Represented By: Paul Steel Mishkin
Represented By: Joel M. Cohen
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Defendant: Deutsche Bank Securities Inc.
Represented By: Robert S. Khuzami
Represented By: Eric Foster Leon
Represented By: George Patrick Montgomery
Represented By: Joseph Serino, JR.
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Defendant: Bank of America, N.A.
Represented By: Jeffrey Jason Resetarits
Represented By: Adam Selim Hakki
Represented By: Richard Franklin Schwed
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Defendant: BNP Paribas Securities Corp.
Represented By: Rebecca Rose Delfiner
Represented By: Laura Rose Hall
Represented By: David C. Esseks
Represented By: Andrew Rhys Davies
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Defendant: Citigroup Inc.
Represented By: Jamie A. Heine
Represented By: Andrew Arthur Ruffino
Represented By: Andrew D. Lazerow
Represented By: Alan M. Wiseman
Represented By: Jamie De Boer
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Defendant: HSBC Bank PLC
Represented By: Roger Brian Cowie
Represented By: Gregory Thomas Casamento
Represented By: Julia C Webb
Represented By: James Matthew Goodin
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Defendant: Citicorp
Represented By: Jamie A. Heine
Represented By: Andrew Arthur Ruffino
Represented By: Andrew D. Lazerow
Represented By: Alan M. Wiseman
Represented By: Jamie De Boer
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Defendant: UBS Group AG
Represented By: Melanie L. Katsur
Represented By: David Jarrett Arp
Represented By: Indraneel Sur
Represented By: Eric Jonathan Stock
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Defendant: Barclays Bank PLC
Represented By: David Harold Braff
Represented By: Matthew Alain Peller
Represented By: Matthew Alexander Schwartz
Represented By: Nikolai Krylov
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Defendant: HSBC Bank USA, N.A.
Represented By: Roger Brian Cowie
Represented By: Gregory Thomas Casamento
Represented By: Julia C Webb
Represented By: James Matthew Goodin
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Defendant: Credit Suisse Group AG
Represented By: Jason Michael Hall
Represented By: Elai E. Katz
Represented By: Margaret Ann Barone
Represented By: Herbert Scott Washer
Represented By: David George Januszewski
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Defendant: Citibank, N.A.
Represented By: Jamie A. Heine
Represented By: Andrew Arthur Ruffino
Represented By: Andrew D. Lazerow
Represented By: Alan M. Wiseman
Represented By: Jamie De Boer
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Defendant: Morgan Stanley
Represented By: Justin L. Brooke
Represented By: Jonathan M. Moses
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Defendant: Standard Chartered Bank
Represented By: Andrew W. Stern
Represented By: Cyrus E. Ansari
Represented By: Nicholas Primer Crowell
Represented By: Peter J. Mardian
Represented By: Brendan Bohn
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Defendant: Morgan Stanley & Co., LLC
Represented By: Justin L. Brooke
Represented By: Jonathan M. Moses
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Defendant: BNP Paribas North America, Inc.
Represented By: Rebecca Rose Delfiner
Represented By: Laura Rose Hall
Represented By: David C. Esseks
Represented By: Andrew Rhys Davies
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Defendant: RBC Capital Markets LLC
Represented By: Joshua D. Lanning
Represented By: James P. McLoughlin, Jr.
Represented By: Mark A. Nebrig
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Plaintiff: FX Primus Ltd.
Represented By: Jeffrey Finley
Represented By: Michael C. Dell'Angelo
Represented By: Joshua Ripley
Represented By: Garrett W. Wotkyns
Represented By: Stuart Halkett McCluer
Represented By: Michael J. Kane
Represented By: R. Bryant McCulley
Represented By: Kyle G. Bates
Represented By: Tracey Cowan
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Plaintiff: Paul Vermillion
Represented By: Jeffrey Finley
Represented By: Michael C. Dell'Angelo
Represented By: Garrett W. Wotkyns
Represented By: Joshua Ripley
Represented By: Stuart Halkett McCluer
Represented By: Michael J. Kane
Represented By: R. Bryant McCulley
Represented By: Kyle G. Bates
Represented By: Tracey Cowan
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Plaintiff: Charles G. Hitchcock III
Represented By: Jeffrey Finley
Represented By: Michael C. Dell'Angelo
Represented By: Joshua Ripley
Represented By: Garrett W. Wotkyns
Represented By: Stuart Halkett McCluer
Represented By: Michael J. Kane
Represented By: R. Bryant McCulley
Represented By: Kyle G. Bates
Represented By: Tracey Cowan
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Plaintiff: Tina Porter
Represented By: Jeffrey Finley
Represented By: Michael C. Dell'Angelo
Represented By: Joshua Ripley
Represented By: Garrett W. Wotkyns
Represented By: Stuart Halkett McCluer
Represented By: Michael J. Kane
Represented By: R. Bryant McCulley
Represented By: Kyle G. Bates
Represented By: Tracey Cowan
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Plaintiff: Victor Hernandez
Represented By: Jeffrey Finley
Represented By: Michael C. Dell'Angelo
Represented By: Joshua Ripley
Represented By: Garrett W. Wotkyns
Represented By: Stuart Halkett McCluer
Represented By: Michael J. Kane
Represented By: R. Bryant McCulley
Represented By: Kyle G. Bates
Represented By: Tracey Cowan
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Plaintiff: Martin-Han Tran
Represented By: Jeffrey Finley
Represented By: Michael C. Dell'Angelo
Represented By: Garrett W. Wotkyns
Represented By: Joshua Ripley
Represented By: Stuart Halkett McCluer
Represented By: Michael J. Kane
Represented By: R. Bryant McCulley
Represented By: Kyle G. Bates
Represented By: Tracey Cowan
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Plaintiff: Ugnius Matkus
Represented By: Jeffrey Finley
Represented By: Michael C. Dell'Angelo
Represented By: Garrett W. Wotkyns
Represented By: Joshua Ripley
Represented By: Stuart Halkett McCluer
Represented By: Michael J. Kane
Represented By: R. Bryant McCulley
Represented By: Kyle G. Bates
Represented By: Tracey Cowan
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Plaintiff: Sandra Lavender
Represented By: Jeffrey Finley
Represented By: Michael C. Dell'Angelo
Represented By: Joshua Ripley
Represented By: Garrett W. Wotkyns
Represented By: Stuart Halkett McCluer
Represented By: Michael J. Kane
Represented By: R. Bryant McCulley
Represented By: Kyle G. Bates
Represented By: Tracey Cowan
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Plaintiff: Jerry Jacobson
Represented By: Jeffrey Finley
Represented By: Michael C. Dell'Angelo
Represented By: Garrett W. Wotkyns
Represented By: Joshua Ripley
Represented By: Stuart Halkett McCluer
Represented By: Michael J. Kane
Represented By: R. Bryant McCulley
Represented By: Kyle G. Bates
Represented By: Tracey Cowan
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Plaintiff: James Contant
Represented By: Jeffrey Finley
Represented By: Michael C. Dell'Angelo
Represented By: Garrett W. Wotkyns
Represented By: Joshua Ripley
Represented By: Stuart Halkett McCluer
Represented By: Michael J. Kane
Represented By: R. Bryant McCulley
Represented By: Frank Burton Ulmer
Represented By: Kyle G. Bates
Represented By: Tracey Cowan
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Plaintiff: Carlos Gonzalez
Represented By: Jeffrey Finley
Represented By: Michael C. Dell'Angelo
Represented By: Garrett W. Wotkyns
Represented By: Joshua Ripley
Represented By: Stuart Halkett McCluer
Represented By: Michael J. Kane
Represented By: R. Bryant McCulley
Represented By: Kyle G. Bates
Represented By: Tracey Cowan
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Petitioner: FXDirectDealer, LLC (FXDD)
Represented By: Stefan Savic
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Not classified by court: Forex Capital Markets, LLC
Represented By: Barry R. Temkin
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