Securities and Exchange Commission v. Im
| Securities and Exchange Commission |
| James H Im |
| 1:2017cv03613 |
| May 15, 2017 |
| US District Court for the Southern District of New York |
| Foley Square Office |
| J. Paul Oetken |
| Securities/Commodities/Exchanges |
| 15 U.S.C. ยง 77 |
| Plaintiff |
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The following documents for this case are available for you to view or download:
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Filing
144
JUDGMENT: It is hereby ORDERED, ADJUDGED AND DECREED: That after a Jury Trial before the Honorable J. Paul Oetken, United States District Judge, the jury having returned a verdict in favor of Defendant, and the Complaint is hereby dismissed. So Ordered. (Signed by Judge J. Paul Oetken on 5/9/2022) (ate)
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Filing
139
ORDER: Attached is a draft of the jury charge, which was provided to counsel for the parties by email on the evening of May 3, 2022. (Signed by Judge J. Paul Oetken on 5/4/2022) (ate)
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Filing
129
ORDER granting in part and denying in part 89 Motion in Limine; granting in part and denying in part 91 Motion in Limine; granting in part and denying in part 93 Motion in Limine; granting in part and denying in part 95 Motion in Limine; granting in part and denying in part 97 Motion in Limine; granting in part and denying in part 102 Motion in Limine; granting in part and denying in part 105 Motion in Limine; granting 128 Letter Motion to Continue. The letter request a t Docket Number 128 is granted on consent. Jury selection will begin on Monday, April 25, 2022. Opening statements and the evidentiary portion of the trial will begin on Wednesday, April 27, 2022, at 9:30 a.m. Counsel for the parties are directed to contact Joseph Pecorino of the District Executive Office (joseph_pecorino@nysd.uscourts.gov, (212) 805-0504) to confirm that the proposed schedule adheres to the current administrative rules relating to COVID-19 exposure. In addition, as s tated on the record at the final pretrial conference held on April 14, 2022, the parties' motions in limine are granted in part and denied in part and decision is reserved in part. The Clerk of Court is directed to close Docket Numbers 89, 91, 93, 95, 97, 102, 105, and 128. (Signed by Judge J. Paul Oetken on 4/19/2022) (ate)
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Filing
82
ORDER: The jury trial in this case, previously scheduled for February 28, 2022, is hereby adjourned to Thursday, March 10, 2022, with jury selection beginning at 9:30 a.m. on that date. This case is the second-priority case for jury selection o n March 10, 2022, behind 15-CV-3518, meaning that this case will go forward if trial in 15-CV-3518 is adjourned (or if courthouse protocols by that time permit jury selection to proceed in my courtroom). The final pretrial conference will still be held on February 22, 2022, and all pretrial deadlines remain the same. SO ORDERED. ( Jury Trial set for 3/10/2022 at 09:30 AM before Judge J. Paul Oetken.) (Signed by Judge J. Paul Oetken on 1/5/2022) (va)
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Filing
77
ORDER: As a result of courthouse restrictions due to the Covid-19 pandemic and the backlog of criminal trials, the trial in this case, previously scheduled for December 6, 2021, will have to be rescheduled to 2022. The Court will schedule a telephone conference to address scheduling. So Ordered. (Signed by Judge J. Paul Oetken on 9/14/2021) (js)
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Filing
67
ORDER: A conference was held in this case on September 3, 2020. This Order confirms the schedule set during that conference: A jury trial in this case is scheduled to begin on April 5, 2021, at 9:30 a.m. The final pretrial conference will be he ld on March 24, 2021, at 11:00 a.m. The parties shall file a joint pretrial order by February 5, 2021. Proposed jury instructions and voir dire questions, and any motions in limine, are due by March 5, 2021. Responses in opposition to any motio ns in limine are due by March 12, 2021. Replies in support of any motions in limine, if needed, are due by March 19, 2021. SO ORDERED. (Motions due by 3/5/2021., Pretrial Order due by 2/5/2021., Responses due by 3/12/2021, Replies due by 3/19/2021., Final Pretrial Conference set for 3/24/2021 at 11:00 AM before Judge J. Paul Oetken., Jury Trial set for 4/5/2021 at 09:30 AM before Judge J. Paul Oetken.) (Signed by Judge J. Paul Oetken on 9/3/2020) (rro)
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Filing
64
MEMORANDUM AND OPINION re: 55 MOTION for Summary Judgment . filed by James H Im. For the foregoing reasons, Defendant's motion for summary judgment is DENIED. The Clerk of Court is directed to close the motion at Docket Number 55. SO ORDERED. (Signed by Judge J. Paul Oetken on 8/24/2020) (kv)
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Filing
22
OPINION AND ORDER: re: 17 MOTION to Dismiss Plaintiff's Complaint (ECF No. 1) filed by James H Im. For the foregoing reasons, the motion to dismiss is DENIED. Im shall file an answer within fourteen days of this order. The Clerk of Court is directed to close the motion at Docket Number 17. SO ORDERED. (Signed by Judge J. Paul Oetken on 2/12/2018) (ama)
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| Plaintiff: Securities and Exchange Commission | |
| Represented By: | Andrew Matthew Calamari |
| Represented By: | Richard S. Hong |
| Represented By: | George N. Stepaniuk |
| Represented By: | Chevon Walker |
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| Defendant: James H Im | |
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