Lavender et al v. Bank of America Corporation et al
| Tina Porter, Charles Hitchcock, III, Victor Hernandez, Sandra Lavender and FX Primus Ltd. |
| Citigroup Global Markets Inc., BNP Paribas Prime Brokerage, Inc., Societe Generale S.A., Deutsche Bank Securities Inc., Credit Suisse Group AG, Goldman, Sachs & Co., RBS Securities Inc., Barclays Capital Inc., HSBC Holdings PLC, HSBC North America Holdings, Inc., UBS AG, Bank Of America Corporation, HSBC Securities (USA) Inc., Deutsche Bank AG, Morgan Stanley & Co. International PLC, BNP Paribas Group, The Goldman Sachs Group, Inc., Standard Chartered Bank, JPMorgan Chase Bank, N.A., Goldman Sachs & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., HSBC Bank USA, N.A., Royal Bank of Scotland Group PLC, UBS Group AG, JPMorgan Chase & Co, BNP Paribas Securities Corp., Credit Suisse AG, Citigroup Inc., HSBC Bank PLC, Citicorp, UBS Securities LLC, The Bank of Tokyo Mitsubishi UFJ Ltd., Barclays Bank PLC, Credit Suisse Securities (USA) LLC, Citibank, N.A., Bank of America, N.A., Morgan Stanley, Morgan Stanley & Co., LLC, BNP Paribas North America, Inc. and RBC Capital Markets LLC |
| 1:2017cv04392 |
| June 10, 2017 |
| US District Court for the Southern District of New York |
| Foley Square Office |
| Lorna G Schofield |
| Anti-Trust |
| 15 U.S.C. § 1 |
| Plaintiff |
Docket Report
This docket was last retrieved on June 26, 2017. A more recent docket listing may be available from PACER.
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| CONSOLIDATED MEMBER CASE: Create association to 1:17-cv-03139-LGS.. (kgo) |
| Filing 19 NOTICE OF APPEARANCE by Sue Siyan Guan on behalf of Goldman Sachs & Co. LLC, The Goldman Sachs Group, Inc.. (Guan, Sue) |
| Filing 18 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent The Goldman Sachs Group Inc. for Goldman Sachs & Co. LLC. Document filed by Goldman Sachs & Co. LLC, The Goldman Sachs Group, Inc..(Moloney, Thomas) |
| Filing 17 NOTICE OF APPEARANCE by Thomas J. Moloney on behalf of The Goldman Sachs Group, Inc., Goldman Sachs & Co. LLC. (Moloney, Thomas) |
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| Filing 15 MOTION for Michael Dell'Angelo to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13804201. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by FX Primus Ltd., Victor Hernandez, Charles Hitchcock, III, Sandra Lavender, Tina Porter. (Attachments: #1 Affidavit in Support of Motion to Appear Pro Hac Vice, #2 Exhibit Certificate of Good Standing, #3 Exhibit Certificate of Good Standing, #4 Exhibit Proposed Order)(Dell'Angelo, Michael) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #15 MOTION for Michael Dell'Angelo to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13804201. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu) |
| Filing 14 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Royal Bank of Canada for RBC Capital Markets LLC. Document filed by RBC Capital Markets LLC.(McLoughlin, James) |
| Filing 13 FILING ERROR - CORPORATE PARENT/OTHER AFFILIATE NOT ADDED - (SEE DOCUMENT #14) - RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by RBC Capital Markets LLC.(McLoughlin, James) Modified on 6/22/2017 (lb). |
| Filing 12 NOTICE OF APPEARANCE by James P. McLoughlin, Jr on behalf of RBC Capital Markets LLC. (McLoughlin, James) |
| Filing 11 MOTION for Joshua T. Ripley to Appear Pro Hac Vice Corrected. Filing fee $ 200.00, receipt number 0208-13788265. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by FX Primus Ltd., Victor Hernandez, Charles Hitchcock, III, Sandra Lavender, Tina Porter. (Attachments: #1 Affidavit In Support of Corrected Motion to Appear Pro Hac Vice, #2 Exhibit Certificate of Good Standing, #3 Exhibit Proposed Order)(Ripley, Joshua) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #10 AMENDED MOTION for G. Patrick Montgomery to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (ma) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #11 MOTION for Joshua T. Ripley to Appear Pro Hac Vice Corrected. Filing fee $ 200.00, receipt number 0208-13788265. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (jc) |
| Filing 10 AMENDED MOTION for G. Patrick Montgomery to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Deutsche Bank AG, Deutsche Bank Securities Inc.. (Attachments: #1 Affidavit In Support, #2 Exhibit A - Good Standing Certificates, #3 Text of Proposed Order)(Montgomery, George) Modified on 6/15/2017 (ma). Modified on 6/15/2017 (ma). |
| Filing 9 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for G. Patrick Montgomery to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13785015. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Deutsche Bank AG, Deutsche Bank Securities Inc.. (Attachments: #1 Affidavit In Support, #2 Exhibit A - Good Standing Certificates, #3 Text of Proposed Order)(Montgomery, George) Modified on 6/15/2017 (ma). |
| Magistrate Judge Ronald L. Ellis is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #http://nysd.uscourts.gov/forms.php. (jc) |
| NOTICE OF CASE REASSIGNMENT to Judge Lorna G. Schofield. Judge Unassigned is no longer assigned to the case. (jc) |
| CASE ACCEPTED AS RELATED. Create association to 1:13-cv-07789-LGS. Notice of Assignment to follow. (jc) |
| Filing 8 NOTICE OF APPEARANCE by Joseph Serino, JR on behalf of Deutsche Bank AG, Deutsche Bank Securities Inc.. (Serino, Joseph) |
| Filing 7 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Deutsche Bank AG, Deutsche Bank Securities Inc..(Khuzami, Robert) |
| Filing 6 NOTICE OF APPEARANCE by Robert S. Khuzami on behalf of Deutsche Bank AG, Deutsche Bank Securities Inc.. (Khuzami, Robert) |
| Filing 5 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Joshua T. Ripley to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13771173. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by FX Primus Ltd., Victor Hernandez, Charles Hitchcock, III, Sandra Lavender, Tina Porter. (Attachments: #1 Affidavit In Support of Motion to Appear Pro Hac Vice,, #2 Exhibit Certificate of Good Standing, #3 Exhibit Proposed Order)(Ripley, Joshua) Modified on 6/12/2017 (bcu). |
| >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #5 MOTION for Joshua T. Ripley to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13771173. Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): expired Certificate of Good Standing from Pennsylvania;. Re-file the motion as a Corrected Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (bcu) |
| ***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Joshua Ripley. The party information for the following party/parties has been modified: BNP Paribas Group, BNP Paribas North America, Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Securities Corp., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Citibank, N.A., Citicorp, Citigroup Global Markets Inc., Citigroup Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., Goldman, Sachs & Co., HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC North America Holdings, Inc., HSBC Securities (USA) Inc., JPMorgan Chase & Co, JPMorgan Chase Bank, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley, Morgan Stanley & Co. International PLC, Morgan Stanley & Co., LLC, RBC Capital Markets LLC, RBS Securities Inc., Royal Bank of Scotland Group PLC, Societe Generale S.A., Standard Chartered Bank, The Bank of Tokyo Mitsubishi UFJ Ltd., The Goldman Sachs Group, Inc., UBS AG, UBS Group AG, UBS Securities LLC, Victor Hernandez, Sandra Lavender, FX Primus Ltd., Charles Hitchcock, III, Tina Porter. The information for the party/parties has been modified for the following reason/reasons: party role was entered incorrectly; party text was omitted. (pc) |
| Case Designated ECF. (pc) |
| CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Unassigned. (pc) |
| CASE REFERRED TO Judge Lorna G. Schofield as possibly related to 13cv7789. (pc) |
| Filing 4 STATEMENT OF RELATEDNESS re: that this action be filed as related to 1:13-cv-07789-LGS. Document filed by FX Primus Ltd., Victor Hernandez, Charles Hitchcock, III, Sandra Lavender, Tina Porter.(Ripley, Joshua) |
| Filing 3 STATEMENT OF RELATEDNESS re: that this action be filed as related to 1:17-cv-03139-LGS. Document filed by FX Primus Ltd., Victor Hernandez, Charles Hitchcock, III, Sandra Lavender, Tina Porter.(Ripley, Joshua) |
| Filing 2 CIVIL COVER SHEET filed. (Ripley, Joshua) |
| Filing 1 COMPLAINT against BNP Paribas Group, BNP Paribas North America, Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Securities Corp., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Citibank, N.A., Citicorp, Citigroup Global Markets Inc., Citigroup Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., Goldman, Sachs & Co., HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC North America Holdings, Inc., HSBC Securities (USA) Inc., JPMorgan Chase & Co, JPMorgan Chase Bank, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley, Morgan Stanley & Co. International PLC, Morgan Stanley & Co., LLC, RBC Capital Markets LLC, RBS Securities Inc., Royal Bank of Scotland Group PLC, Societe Generale S.A., Standard Chartered Bank, The Bank of Tokyo Mitsubishi UFJ Ltd., The Goldman Sachs Group, Inc., UBS AG, UBS Group AG, UBS Securities LLC. (Filing Fee $ 400.00, Receipt Number 0208-13768121)Document filed by Victor Hernandez, Sandra Lavender, FX Primus Ltd., Charles Hitchcock, III, Tina Porter.(Ripley, Joshua) |
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